Vault-13

NUSHARES ETF TR NUSA

NUVEEN ESG 1-5 · ETP · CUSIP 67092P110

18 institutional holders +2 vs Q1 2023
1,237,6121.2m shares reported held*
$28.3mreported value*
3 new 6 added 4 reduced 3 sold out net bought ≈ $7.7m (+337.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.84.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 19Q4 22: 17Q1 23: 16Q2 23: 1818Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202219
Q4 202217
Q1 202316
Q2 202318

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 6 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 7 bought or addedQ1 23: 6 cut or sold outQ1 23Q2 23: 9 bought or addedQ2 23: 7 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022610
Q1 202376
Q2 202397

Biggest buyers

LPL Financial LLC Added +378,547+378.5k
Sterling Manor Financial, LLC Added +117,936+117.9k
Parkside Financial Bank & Trust New +11,879+11.9k
NewEdge Advisors, LLC New +4,520+4.5k
RAYMOND JAMES & ASSOCIATES Added +4,485+4.5k
Steward Partners Investment Advisory, LLC New +1,033+1.0k
Stratos Wealth Partners, LTD. Added +585+585
OSAIC HOLDINGS, INC. Added +354+354
Cetera Advisors LLC Added +135+135

Biggest sellers

JANE STREET GROUP, LLC Reduced -172,524-172.5k
Belpointe Asset Management LLC Sold out -5,393-5.4k
BANK OF AMERICA CORP /DE/ Reduced -3,145-3.1k
UBS Group AG Sold out -548-548
COMMONWEALTH EQUITY SERVICES, LLC Reduced -392-392
ROYAL BANK OF CANADA Reduced -300-300
Advisory Services Network, LLC Sold out -41-41

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 471,665471.7k $10.8m $10.8m 0.01% Added +378.5k +378,547
2 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 300,000300.0k $6.9m $6.9m 0.00% Unchanged
3 Sterling Manor Financial, LLC 3.68% of their portfolio Saratoga Springs, NY 190,751190.8k $4.4m $4.4m 3.68% Added +117.9k +117,936
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 87,02787.0k $2.0m $2.0m 0.00% Reduced -3.1k -3,145
5 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 66,69166.7k $1.5m $1.5m 0.02% Added +135 +135
6 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 26,95227.0k $615.5k $615.5k 0.00% Reduced -172.5k -172,524
7 Pacific Sun Financial Corp 0.35% of their portfolio LOS ANGELES, CA 22,81022.8k $525.5k $525.5k 0.35% First filing
8 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 22,75022.8k $519.5k $519.5k 0.01% Added +585 +585
9 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 14,03514.0k $320.5k $320.5k 0.00% Added +4.5k +4,485
10 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 12,83012.8k $293.0k $293.0k 0.00% Reduced -392 -392
11 Parkside Financial Bank & Trust 0.06% of their portfolio SAINT LOUIS, MO 11,87911.9k $271.3k $271.3k 0.06% New
12 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,5204.5k $103.2k $103.2k 0.00% New
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,5232.5k $57.6k $57.6k 0.00% Added +354 +354
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,8631.9k $43.0k $43.0k 0.00% Reduced -300 -300
15 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,0331.0k $23.6k $23.6k 0.00% New
16 Cherry Tree Wealth Management, LLC 0.00% of their portfolio MINNETONKA, MN 197197 $4.5k $4.5k 0.00% First filing
17 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 8686 $2.0k $2.0k 0.00% Unchanged
18 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged