Vault-13

FIRST TR EXCH TRD ALPHDX FD FEMS

EM SML CP ALPH · ETP · CUSIP 33737J307

70 institutional holders -4 vs Q1 2023
6,240,7416.2m shares reported held*
$226.9mreported value*
6 new 36 added 20 reduced 12 sold out net bought ≈ $23.3m (+640.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $36.35. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 48Q4 22: 59Q1 23: 74Q2 23: 7070Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202248
Q4 202259
Q1 202374
Q2 202370

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 33 bought or addedQ4 22: 17 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 20 cut or sold outQ1 23Q2 23: 42 bought or addedQ2 23: 32 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223317
Q1 20235220
Q2 20234232

Biggest buyers

JANE STREET GROUP, LLC Added +360,535+360.5k
OLD MISSION CAPITAL LLC Added +187,527+187.5k
MORGAN STANLEY Added +177,687+177.7k
Raymond James Financial Services Advisors, Inc. Added +143,139+143.1k
LPL Financial LLC Added +103,081+103.1k
Second Half Financial Partners, LLC New +54,689+54.7k
COMMONWEALTH EQUITY SERVICES, LLC Added +46,315+46.3k
CITADEL ADVISORS LLC Added +42,594+42.6k
UBS Group AG Added +34,549+34.5k
Cambridge Investment Research Advisors, Inc. Added +24,921+24.9k

Biggest sellers

Destiny Wealth Partners, LLC Sold out -271,575-271.6k
Sterling Manor Financial, LLC Sold out -120,718-120.7k
WELLS FARGO & COMPANY/MN Reduced -91,498-91.5k
Financial Partners Group, Inc Sold out -50,412-50.4k
RVW Wealth, LLC Reduced -36,182-36.2k
Visionary Wealth Advisors Sold out -35,898-35.9k
RAYMOND JAMES & ASSOCIATES Reduced -26,230-26.2k
LINCOLN NATIONAL CORP Sold out -13,352-13.4k
HARBOUR INVESTMENTS, INC. Reduced -11,622-11.6k
Spire Wealth Management Reduced -9,821-9.8k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,257,6641.3m $45.7m $45.7m 0.00% Added +177.7k +177,687
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 800,614800.6k $29.1m $29.1m 0.01% Reduced -91.5k -91,498
3 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 507,663507.7k $18.5m $18.5m 0.03% Added +143.1k +143,139
4 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 377,549377.5k $13.7m $13.7m 0.02% Added +360.5k +360,535
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 362,673362.7k $13.2m $13.2m 0.01% Added +103.1k +103,081
6 Steward Partners Investment Advisory, LLC 0.13% of their portfolio STAMFORD, CT 232,937232.9k $8.5m $8.5m 0.13% Added +111 +111
7 OLD MISSION CAPITAL LLC 0.27% of their portfolio CHICAGO, IL 201,794201.8k $7.3m $7.3m 0.27% Added +187.5k +187,527
8 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 196,291196.3k $7.1m $7.1m 0.06% Added +11.2k +11,167
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 187,682187.7k $6.8m $6.8m 0.00% Added +34.5k +34,549
10 626 Financial, LLC 4.36% of their portfolio PORTAGE, MI 187,568187.6k $6.8m $6.8m 4.36% Added +5.7k +5,678
11 Cornerstone Planning Group LLC 2.43% of their portfolio FAIRFIELD, NJ 169,232169.2k $6.2m $6.2m 2.43% First filing
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 116,733116.7k $4.3m $4.3m 0.01% Added +20.4k +20,443
13 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 103,538103.5k $3.8m $3.8m 0.03% Added +12.5k +12,482
14 WealthPLAN Partners, LLC 0.45% of their portfolio OMAHA, NE 86,62886.6k $3.1m $3.1m 0.45% Added +4.4k +4,429
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 84,91584.9k $3.1m $3.1m 0.00% Added +1.6k +1,634
16 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 81,26581.3k $3.0m $3.0m 0.01% Added +46.3k +46,315
17 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 80,64680.6k $2.9m $2.9m 0.01% Added +24.9k +24,921
18 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 71,85171.9k $2.6m $2.6m 0.00% Reduced -26.2k -26,230
19 WEALTHSOURCE PARTNERS, LLC 0.16% of their portfolio SAN LUIS OBISPO, CA 66,95667.0k $2.4m $2.4m 0.16% Reduced -197 -197
20 Archer Investment Corp 0.83% of their portfolio Carmel, IN 64,47464.5k $2.3m $2.3m 0.83% Added +10.8k +10,784
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 64,24064.2k $2.3m $2.3m 0.00% Added +42.6k +42,594
22 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 55,30855.3k $2.0m $2.0m 0.01% Added +1.2k +1,165
23 Second Half Financial Partners, LLC 0.45% of their portfolio SEBRING, FL 54,68954.7k $2.0m $2.0m 0.45% New
24 FLOW TRADERS U.S. LLC 0.09% of their portfolio NEW YORK, NY 54,59554.6k $2.0m $2.0m 0.09% Reduced -2.2k -2,235
25 AllGen Financial Advisors, Inc. 1.24% of their portfolio ORLANDO, FL 54,05554.1k $2.0m $2.0m 1.24% Added +1.1k +1,078
26 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 50,52150.5k $1.8m $1.8m 0.01% Reduced -1.6k -1,561
27 RVW Wealth, LLC 0.20% of their portfolio LOS ANGELES, CA 47,13847.1k $1.7m $1.7m 0.20% Reduced -36.2k -36,182
28 Bridge Advisory, LLC 0.62% of their portfolio PASADENA, CA 46,82446.8k $1.7m $1.7m 0.62% Added +308 +308
29 Quad-Cities Investment Group, LLC 1.00% of their portfolio DAVENPORT, IA 42,02942.0k $1.5m $1.5m 1.00% Added +191 +191
30 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 41,20541.2k $1.5m $1.5m 0.00% Added +7.1k +7,077
31 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 40,17640.2k $1.5m $1.5m 0.01% Reduced -6.1k -6,096
32 FISCHER INVESTMENT STRATEGIES, LLC 1.25% of their portfolio Westlake Village, CA 37,53237.5k $1.4m $1.4m 1.25% First filing
33 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 33,43633.4k $1.2m $1.2m 0.04% Reduced -215 -215
34 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 33,28433.3k $1.2m $1.2m 0.02% Added +8.9k +8,883
35 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 28,21628.2k $1.0m $1.0m 0.00% Added +8.2k +8,190
36 SFI Advisors, LLC 0.82% of their portfolio Montclair, NJ 23,74423.7k $863.1k $863.1k 0.82% Reduced -81 -81
37 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 23,28723.3k $846.5k $846.5k 0.01% Reduced -654 -654
38 Cedrus LLC 0.56% of their portfolio Littleton, CO 21,64521.6k $786.8k $786.8k 0.56% Added +4.1k +4,073
39 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 21,36221.4k $777.0k $777.0k 0.00% Added +2.5k +2,462
40 HBW ADVISORY SERVICES LLC 0.16% of their portfolio SIMI VALLEY, CA 19,84019.8k $721.0k $721.0k 0.16% Added +1.4k +1,354
41 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 19,73819.7k $717.5k $717.5k 0.00% Added +3.8k +3,754
42 Sweet Financial Partners, LLC 0.15% of their portfolio FAIRMONT, MN 16,17816.2k $588.1k $588.1k 0.15% Unchanged
43 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 15,79315.8k $574.1k $574.1k 0.01% Added +55 +55
44 WORLD EQUITY GROUP, INC. 0.17% of their portfolio SCHAUMBURG, IL 15,72715.7k $571.7k $571.7k 0.17% New
45 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 14,81414.8k $538.5k $538.5k 0.02% Added +5.7k +5,737
46 American Financial Advisors, LLC 0.08% of their portfolio Marietta, GA 14,09614.1k $512.4k $512.4k 0.08% Reduced -81 -81
47 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 12,62512.6k $458.9k $458.9k 0.01% Reduced -74 -74
48 Mills Wealth Advisors LLC 0.33% of their portfolio SOUTHLAKE, TX 12,04212.0k $437.7k $437.7k 0.33% Added +1.2k +1,245
49 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 11,50211.5k $418.1k $418.1k 0.04% Added +1.3k +1,267
50 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 9,8629.9k $358.5k $358.5k 0.00% New
51 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 8,8318.8k $321.0k $321.0k 0.02% New
52 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 8,4188.4k $306.0k $306.0k 0.01% Reduced -75 -75
53 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 8,1108.1k $294.8k $294.8k 0.01% Reduced -9.8k -9,821
54 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 7,5657.6k $275.0k $275.0k 0.02% Added +2.0k +2,015
55 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 6,3996.4k $232.6k $232.6k 0.02% Reduced -160 -160
56 BlackDiamond Wealth Management, LLC 0.18% of their portfolio NEW YORK, NY 5,4005.4k $208.1k $208.1k 0.18% New
57 M&R CAPITAL MANAGEMENT INC 0.05% of their portfolio SUMMIT, NJ 5,0355.0k $183.0k $183.0k 0.05% Unchanged
58 Pinnacle Bancorp, Inc. 0.06% of their portfolio BEATRICE, NE 4,8804.9k $177.4k $177.4k 0.06% Unchanged
59 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 3,3463.3k $121.6k $121.6k 0.02% Added +539 +539
60 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,4842.5k $90.3k $90.3k 0.00% Reduced -316 -316
61 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,1702.2k $78.9k $78.9k 0.00% Added +2.1k +2,118
62 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,7081.7k $62.1k $62.1k 0.00% Unchanged
63 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 859859 $31.2k $31.2k 0.00% Reduced -11.6k -11,622
64 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 725725 $26.4k $26.4k 0.01% Reduced -56 -56
65 Hexagon Capital Partners LLC 0.00% of their portfolio ROGERS, AR 416416 $15.1k $15.1k 0.00% Unchanged
66 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 120120 $4.7k $4.7k 0.00% Added +60 +60
67 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 5050 $1.8k $1.8k 0.00% New
68 Worth Asset Management, LLC 0.00% of their portfolio DALLAS, TX 4040 $1.5k $1.5k 0.00% Reduced -1.9k -1,910
69 Raleigh Capital Management Inc. 0.00% of their portfolio CARY, NC 99 $327 $327 0.00% Reduced -249 -249
70 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged