Vault-13

FIRST TR EXCHANGE TRADED FD FXR

INDLS PROD DUR · ETP · CUSIP 33734X150

167 institutional holders -15 vs Q1 2023
24,223,87424.2m shares reported held*
$1.5bnreported value*
9 new 44 added 82 reduced 27 sold out net sold ≈ $62.3m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($170.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $60.08. Options: 0 managers hold calls (— notional), 1 hold puts ($300.3k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 159Q1 23: 182Q2 23: 167167Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022152
Q4 2022159
Q1 2023182
Q2 2023167

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 69 bought or addedQ4 22: 78 cut or sold outQ4 22Q1 23: 92 bought or addedQ1 23: 67 cut or sold outQ1 23Q2 23: 53 bought or addedQ2 23: 109 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226978
Q1 20239267
Q2 202353109

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 22 calls: $0Q3 22 puts: $37.0kQ3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $300.3kQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$37.0k—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$300.3k—

Biggest buyers

NewSquare Capital LLC Added +151,720+151.7k
D.A. DAVIDSON & CO. Added +105,914+105.9k
Coppell Advisory Solutions LLC Added +62,990+63.0k
Raymond James Financial Services Advisors, Inc. Added +61,320+61.3k
CWM, LLC Added +36,250+36.2k
RAYMOND JAMES & ASSOCIATES Added +35,791+35.8k
Merit Financial Group, LLC New +29,621+29.6k
NewEdge Advisors, LLC Added +24,097+24.1k
Baird Financial Group, Inc. Added +21,453+21.5k
Transamerica Financial Advisors, LLC Added +21,397+21.4k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -256,455-256.5k
WELLS FARGO & COMPANY/MN Reduced -189,791-189.8k
Sterling Manor Financial, LLC Sold out -103,361-103.4k
FIRST TRUST ADVISORS LP Reduced -97,292-97.3k
MORGAN STANLEY Reduced -96,680-96.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -95,662-95.7k
LPL Financial LLC Reduced -87,108-87.1k
UBS Group AG Reduced -66,882-66.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -64,464-64.5k
JPMORGAN CHASE & CO Reduced -56,310-56.3k

Biggest calls

None

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $300.3k5.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.0%, 2026-01-07)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.82% of their portfolio Wheaton, IL 12,031,57312.0m $723.0m $723.0m 0.82% Reduced -97.3k -97,292
2 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,922,6521.9m $115.5m $115.5m 0.03% Reduced -189.8k -189,791
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,883,8791.9m $113.2m $113.2m 0.01% Reduced -96.7k -96,680
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,183,2811.2m $71.1m $71.1m 0.01% Reduced -256.5k -256,455
5 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 673,854673.9k $40.5m $40.5m 0.07% Added +61.3k +61,320
6 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 582,803582.8k $35.0m $35.0m 0.03% Reduced -87.1k -87,108
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 350,904350.9k $21.1m $21.1m 0.01% Reduced -66.9k -66,882
8 O'Dell Group, LLC 5.28% of their portfolio CINCINNATI, OH 309,615309.6k $18.6m $18.6m 5.28% Added +8.7k +8,713
9 NewEdge Advisors, LLC 0.21% of their portfolio NEW ORLEANS, LA 305,042305.0k $18.3m $18.3m 0.21% Added +24.1k +24,097
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 281,813281.8k $16.9m $16.9m 0.00% Reduced -5.0k -5,049
11 NewSquare Capital LLC 1.54% of their portfolio NEWTOWN SQUARE, PA 247,045247.0k $14.8m $14.8m 1.54% Added +151.7k +151,720
12 BENJAMIN F. EDWARDS & COMPANY, INC. 0.53% of their portfolio ST. LOUIS, MO 232,095232.1k $13.9m $13.9m 0.53% Reduced -3.9k -3,926
13 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 218,124218.1k $13.1m $13.1m 0.01% Added +35.8k +35,791
14 Advisory Services Network, LLC 0.34% of their portfolio ATLANTA, GA 214,947214.9k $12.9m $12.9m 0.34% Reduced -759 -759
15 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 189,701189.7k $11.4m $11.4m 0.03% Added +21.5k +21,453
16 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 185,109185.1k $11.1m $11.1m 0.02% Reduced -51.3k -51,300
17 D.A. DAVIDSON & CO. 0.12% of their portfolio GREAT FALLS, MT 182,690182.7k $11.0m $11.0m 0.12% Added +105.9k +105,914
18 Virtue Capital Management, LLC 1.69% of their portfolio BRENTWOOD, TN 166,925166.9k $9.9m $9.9m 1.69% Reduced -15.2k -15,175
19 WCG Wealth Advisors LLC 1.17% of their portfolio LAS VEGAS, NV 166,482166.5k $10.0m $10.0m 1.17% Reduced -1.5k -1,468
20 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 150,984151.0k $9.1m $9.1m 0.03% Reduced -9.7k -9,660
21 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 127,756127.8k $7.7m $7.7m 0.02% Reduced -64.5k -64,464
22 Cyndeo Wealth Partners, LLC 0.74% of their portfolio ST. PETERSBURG, FL 117,938117.9k $7.1m $7.1m 0.74% Reduced -3.0k -2,987
23 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 111,108111.1k $6.7m $6.7m 0.01% Added +11.8k +11,841
24 CWM, LLC 0.04% of their portfolio OMAHA, NE 110,526110.5k $6.6m $6.6m 0.04% Added +36.2k +36,250
25 B. Riley Wealth Advisors, Inc. 0.12% of their portfolio MEMPHIS, TN 91,87091.9k $5.5m $5.5m 0.12% Reduced -10.4k -10,394
26 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 89,15089.2k $5.4m $5.4m 0.01% Reduced -27.0k -26,961
27 Crumly & Associates Inc. 2.11% of their portfolio SPRINGFIELD, IL 87,50587.5k $5.3m $5.3m 2.11% Reduced -1.9k -1,888
28 Coppell Advisory Solutions LLC 1.35% of their portfolio COPPELL, TX 80,07780.1k $4.8m $4.8m 1.35% Added +63.0k +62,990
29 Nilsine Partners, LLC 0.70% of their portfolio GREENWOOD VILLAGE, CO 78,67278.7k $4.7m $4.7m 0.70% Added +10.5k +10,452
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 73,52673.5k $4.4m $4.4m 0.00% Reduced -95.7k -95,662
31 MinichMacGregor Wealth Management, LLC 1.33% of their portfolio Saratoga Springs, NY 70,98671.0k $4.3m $4.3m 1.33% Reduced -1.6k -1,630
32 NAVELLIER & ASSOCIATES INC 0.82% of their portfolio Reno, NV 70,40070.4k $4.2m $4.2m 0.82% Reduced -1.4k -1,427
33 Gateway Advisory, LLC 0.89% of their portfolio WESTFIELD, NJ 69,84969.8k $4.2m $4.2m 0.89% Reduced -678 -678
34 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 60,58960.6k $3.6m $3.6m 0.02% Reduced -28.4k -28,436
35 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 57,71157.7k $3.5m $3.5m 0.00% Added +1.5k +1,505
36 Gladstone Institutional Advisory LLC 0.20% of their portfolio Bedminster, NJ 54,90354.9k $3.3m $3.3m 0.20% Reduced -691 -691
37 Harel Insurance Investments & Financial Services Ltd. 0.08% of their portfolio Ramat Gan, L3 53,90053.9k $3.2m $3.2m 0.08% Unchanged
38 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 37,10237.1k $2.2m $2.2m 0.02% Added +13.4k +13,366
39 Transamerica Financial Advisors, LLC 0.29% of their portfolio CEDAR RAPIDS, IA 36,83436.8k $2.2m $2.2m 0.29% Added +21.4k +21,397
40 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 36,54336.5k $2.2m $2.2m 0.01% First filing
41 StoneX Group Inc. 0.22% of their portfolio NEW YORK, NY 35,90335.9k $2.2m $2.2m 0.22% Reduced -2.0k -2,011
42 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 35,36435.4k $2.1m $2.1m 0.01% Reduced -3.4k -3,445
43 TriaGen Wealth Management LLC 0.92% of their portfolio Calabasas, CA 33,49433.5k $2.0m $2.0m 0.92% Added +14.2k +14,238
44 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 33,02733.0k $2.0m $2.0m 0.04% Added +6.9k +6,923
45 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 32,00332.0k $1.9m $1.9m 0.00% Reduced -2.0k -1,991
46 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 31,67031.7k $1.9m $1.9m 0.02% Reduced -11.8k -11,845
47 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 30,01530.0k $1.8m $1.8m 0.09% Added +486 +486
48 Main Management LLC 0.18% of their portfolio SAN FRANCISCO, CA 30,00030.0k $1.8m $1.8m 0.18% Unchanged
49 Merit Financial Group, LLC 0.06% of their portfolio ALPHARETTA, GA 29,62129.6k $1.8m $1.8m 0.06% New
50 Paragon Private Wealth Management, LLC 1.41% of their portfolio LEXINGTON, KY 29,45129.5k $1.8m $1.8m 1.41% Reduced -76 -76
51 Spire Wealth Management 0.06% of their portfolio MCLEAN, VA 27,33027.3k $1.6m $1.6m 0.06% Reduced -16 -16
52 Schrum Private Wealth Management LLC 1.73% of their portfolio ST. AUGUSTINE, FL 26,57426.6k $1.6m $1.6m 1.73% Unchanged
53 MTM Investment Management, LLC 0.76% of their portfolio SPARTANBURG, SC 26,03526.0k $1.6m $1.6m 0.76% Unchanged
54 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,40225.4k $1.5m $1.5m 0.00% Added +6.3k +6,335
55 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 25,01325.0k $1.5m $1.5m 0.00% Added +857 +857
56 Ashton Thomas Private Wealth, LLC 0.11% of their portfolio SCOTTSDALE, AZ 24,14724.1k $1.5m $1.5m 0.11% Added +123 +123
57 Apeiron RIA LLC 0.46% of their portfolio Dallas, TX 22,56122.6k $1.4m $1.4m 0.46% Unchanged
58 Regal Investment Advisors LLC 0.11% of their portfolio KENTWOOD, MI 21,97822.0k $1.3m $1.3m 0.11% Added +243 +243
59 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 21,89921.9k $1.3m $1.3m 0.01% Reduced -375 -375
60 Kesler, Norman & Wride, LLC 0.29% of their portfolio OGDEN, UT 19,63919.6k $1.2m $1.2m 0.29% Reduced -50 -50
61 WMG Financial Advisors, LLC 0.86% of their portfolio Knoxville, TN 19,40919.4k $1.2m $1.2m 0.86% Reduced -5.9k -5,879
62 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 19,36419.4k $1.2m $1.2m 0.01% Reduced -5.2k -5,217
63 Purus Wealth Management, LLC 0.70% of their portfolio Newport Beach, CA 18,03918.0k $1.1m $1.1m 0.70% Added +2.1k +2,083
64 RFG Advisory, LLC 0.05% of their portfolio BIRMINGHAM, AL 17,66217.7k $1.1m $1.1m 0.05% Reduced -24.2k -24,241
65 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 17,50017.5k $1.1m $1.1m 0.01% Reduced -321 -321
66 Kraft, Davis & Associates, LLC 0.35% of their portfolio St. Louis, MO 16,33516.3k $997.4k $997.4k 0.35% First filing
67 True Link Financial Advisors, LLC 0.12% of their portfolio SAN FRANCISCO, CA 16,22516.2k $975.0k $975.0k 0.12% Unchanged
68 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 15,75215.8k $946.5k $946.5k 0.01% Reduced -3.5k -3,490
69 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 15,22315.2k $914.7k $914.7k 0.01% Reduced -21.4k -21,391
70 Strategic Blueprint, LLC 0.09% of their portfolio ATLANTA, GA 14,93714.9k $897.6k $897.6k 0.09% New
71 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 14,44414.4k $867.9k $867.9k 0.01% Reduced -1.4k -1,364
72 DB Wealth Management Group, LLC 0.51% of their portfolio SAN DIEGO, CA 13,77213.8k $827.6k $827.6k 0.51% Added +1 +1
73 HFG Advisors, Inc. 0.87% of their portfolio CINCINATTI, OH 13,64813.6k $820.1k $820.1k 0.87% Reduced -1.5k -1,524
74 BAROMETER CAPITAL MANAGEMENT INC. 0.21% of their portfolio TORONTO, A6 13,40013.4k $805.2k $805.2k 0.21% Added +800 +800
75 Well Done, LLC 0.17% of their portfolio HOLLAND, MI 13,07313.1k $785.6k $785.6k 0.17% Added +18 +18
76 Summit Financial, LLC 0.06% of their portfolio PARSIPPANY, NJ 13,06613.1k $785.1k $785.1k 0.06% New
77 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 12,83312.8k $771.1k $771.1k 0.03% Reduced -8.2k -8,248
78 SPC Financial, Inc. 0.08% of their portfolio ROCKVILLE, MD 12,79312.8k $768.7k $768.7k 0.08% Reduced -1.6k -1,565
79 SignalPoint Asset Management, LLC 0.23% of their portfolio SPRINGFIELD, MO 12,56112.6k $754.8k $754.8k 0.23% Reduced -158 -158
80 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 12,43312.4k $747.0k $747.0k 0.03% Reduced -26.6k -26,633
81 LEVEL FOUR ADVISORY SERVICES, LLC 0.04% of their portfolio DALLAS, TX 12,33112.3k $741.0k $741.0k 0.04% Reduced -350 -350
82 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 12,22612.2k $734.7k $734.7k 0.04% Added +407 +407
83 MGO ONE SEVEN LLC 0.07% of their portfolio Beachwood, OH 12,11112.1k $727.8k $727.8k 0.07% Reduced -70 -70
84 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 11,86411.9k $712.9k $712.9k 0.03% Reduced -331 -331
85 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 11,38411.4k $571.7k $571.7k 0.01% Added +4.7k +4,703
86 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 11,36211.4k $682.7k $682.7k 0.02% Reduced -414 -414
87 Realta Investment Advisors 0.14% of their portfolio WILMINGTON, DE 10,89610.9k $654.7k $654.7k 0.14% Added +76 +76
88 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 10,83210.8k $651.0k $651.0k 0.00% New
89 CoreCap Advisors, LLC 0.05% of their portfolio SOUTHFIELD, MI 10,54710.5k $633.8k $633.8k 0.05% First filing
90 Outlook Wealth Advisors, LLC 0.22% of their portfolio SHENANDOAH, TX 9,7249.7k $584.3k $584.3k 0.22% Added +1.7k +1,662
91 Truepoint, Inc. 0.02% of their portfolio CINCINNATI, OH 9,7079.7k $583.3k $583.3k 0.02% Added +4.6k +4,561
92 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 9,2529.3k $556.0k $556.0k 0.00% Reduced -10.9k -10,947
93 Retirement Planning Group, LLC 0.05% of their portfolio LEAWOOD, KS 9,1419.1k $549.3k $549.3k 0.05% Reduced -130 -130
94 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 9,1179.1k $547.9k $547.9k 0.01% Added +3.4k +3,353
95 Arkadios Wealth Advisors 0.06% of their portfolio ATLANTA, GA 8,8308.8k $530.6k $530.6k 0.06% Reduced -100 -100
96 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 8,6498.6k $519.7k $519.7k 0.01% Reduced -17 -17
97 Pacific Sun Financial Corp 0.32% of their portfolio LOS ANGELES, CA 8,6208.6k $478.8k $478.8k 0.32% First filing
98 Monument Capital Management 0.16% of their portfolio ALEXANDRIA, VA 8,4758.5k $509.3k $509.3k 0.16% New
99 Fulcrum Equity Management 0.56% of their portfolio PLANO, TX 8,0728.1k $485.0k $485.0k 0.56% Reduced -18.8k -18,768
100 Farther Finance Advisors, LLC 0.10% of their portfolio SAN FRANCISCO, CA 7,4177.4k $445.7k $445.7k 0.10% Reduced -484 -484