FIRST TR EXCHANGE-TRADED FD FDD
COMMON SHS · ETP · CUSIP 33735T109
70
institutional holders
-2 vs Q1 2023
8.1m
shares reported held*
$91.4mreported value*
5 new
27 added
20 reduced
7 sold out
net bought ≈ $4.8m (+424.7k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($28.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $11.35. Options: 1 managers hold calls ($0 notional), 2 hold puts ($199.6k).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 74 |
| Q4 2022 | 73 |
| Q1 2023 | 72 |
| Q2 2023 | 70 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 19 | 46 |
| Q1 2023 | 31 | 29 |
| Q2 2023 | 32 | 27 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $0 | $0 | — |
| Q4 2022 | $0 | $0 | — |
| Q1 2023 | $1.2k | $0 | 0.00 |
| Q2 2023 | $0 | $199.6k | — |
Biggest buyers
| Sterling Manor Financial, LLC | New | +791.5k |
| AMERIPRISE FINANCIAL INC | Added | +124.7k |
| CITADEL ADVISORS LLC | Added | +69.3k |
| Next Level Private LLC | Added | +57.4k |
| Elevated Capital Advisors, LLC | New | +45.4k |
| Intellectus Partners, LLC | Added | +22.3k |
| LPL Financial LLC | Added | +15.9k |
| HARBOUR INVESTMENTS, INC. | Added | +15.9k |
| KESTRA PRIVATE WEALTH SERVICES, LLC | Added | +13.9k |
| BANK OF AMERICA CORP /DE/ | Added | +13.2k |
Biggest sellers
| JANE STREET GROUP, LLC | Sold out | -274.5k |
| MORGAN STANLEY | Reduced | -201.3k |
| OLD MISSION CAPITAL LLC | Sold out | -133.4k |
| Belpointe Asset Management LLC | Sold out | -63.7k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -43.3k |
| FLOW TRADERS U.S. LLC | Sold out | -24.3k |
| Janney Montgomery Scott LLC | Reduced | -13.9k |
| Orion Portfolio Solutions, LLC | Reduced | -10.0k |
| Orion Porfolio Solutions, LLC | Reduced | -10.0k |
| OSAIC HOLDINGS, INC. | Reduced | -8.5k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| IAMS WEALTH MANAGEMENT, LLC | New | $199.6k17.8k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.8m $20.0m | Reduced -201.3k |
| UBS Group AG 0.00% of their portfolio | 914.6k $10.4m | Added +12.9k |
| Sterling Manor Financial, LLC 7.58% of their portfolio | 791.5k $9.0m | New |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 513.4k $5.8m | Added +124.7k |
| LPL Financial LLC 0.00% of their portfolio | 395.9k $4.5m | Added +15.9k |
| Intellectus Partners, LLC 1.24% of their portfolio | 365.3k $4.1m | Added +22.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 312.8k $3.6m | Added +5.8k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 282.7k $3.2m | Added +13.2k |
| Janney Montgomery Scott LLC 0.01% of their portfolio | 267.2k $3.0m | Reduced -13.9k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 222.9k $2.5m | Added +3.4k |
| Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio | 215.0k $2.4m | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 193.8k $2.2m | Added +69.3k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 179.0k $2.0m | Added +5.6k |
| HARBOUR INVESTMENTS, INC. 0.08% of their portfolio | 146.8k $1.7m | Added +15.9k |
| Smart Portfolios, LLC 2.70% of their portfolio | 135.3k $1.5m | Added +110 |
| Murphy, Middleton, Hinkle & Parker, Inc. 0.84% of their portfolio | 119.0k $1.4m | Added +511 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 110.2k $1.3m | Reduced -8.5k |
| Next Level Private LLC 0.67% of their portfolio | 92.6k $1.0m | Added +57.4k |
| Orion Porfolio Solutions, LLC 0.01% of their portfolio | 80.9k $918.2k | Reduced -10.0k |
| Orion Portfolio Solutions, LLC 0.01% of their portfolio | 80.9k $918.2k | Reduced -10.0k |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 73.2k $831.2k | Reduced -896 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 64.7k $734.0k | Reduced -1.5k |
| STEPHENS INC /AR/ 0.01% of their portfolio | 64.4k $731.5k | Reduced -200 |
| COTTONWOOD CAPITAL ADVISORS, LLC 0.50% of their portfolio | 48.1k $546.3k | Reduced -661 |
| Elevated Capital Advisors, LLC 0.17% of their portfolio | 45.4k $514.9k | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 35.5k $403.4k | Reduced -2.8k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 34.6k $393.0k | Reduced -124 |
| OneAscent Wealth Management LLC 0.18% of their portfolio | 34.2k $388.0k | Reduced -6.2k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 28.9k $328.5k | Reduced -185 |
| WINTRUST INVESTMENTS LLC 0.03% of their portfolio | 28.4k $322.0k | Unchanged |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio | 26.4k $299.5k | Added +13.9k |
| Sigma Planning Corp 0.01% of their portfolio | 25.1k $285.3k | Reduced -227 |
| Berger Financial Group, Inc 0.03% of their portfolio | 24.3k $276.1k | Reduced -501 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 23.1k $262.6k | Unchanged |
| SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio | 22.7k $257.0k | Added +373 |
| CHANNEL WEALTH LLC 0.15% of their portfolio | 22.4k $254.6k | Added +7.0k |
| FOUNDERS FINANCIAL SECURITIES LLC 0.03% of their portfolio | 19.5k $221.4k | Added +3.1k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 19.4k $220.1k | Added +538 |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 17.7k $201.4k | Added +1.1k |
| Strategic Financial Partners, Ltd. 0.11% of their portfolio | 17.6k $200.3k | Added +61 |
| Fisher Asset Management, LLC 0.00% of their portfolio | 16.9k $191.8k | Added +324 |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio | 16.7k $190.0k | Added +6.6k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 16.3k $185.0k | Reduced -2.2k |
| BALDWIN WEALTH PARTNERS LLC/MA 0.01% of their portfolio | 14.8k $167.8k | Unchanged |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 14.6k $166.0k | Reduced -958 |
| Virtue Capital Management, LLC 0.03% of their portfolio | 13.9k $157.5k | Unchanged |
| LIBERTY WEALTH MANAGEMENT LLC 0.04% of their portfolio | 13.5k $152.8k | Added +403 |
| FSB PREMIER WEALTH MANAGEMENT, INC. 0.07% of their portfolio | 12.1k $137.9k | Added +371 |
| Prosperity Wealth Management, Inc. 0.08% of their portfolio | 10.8k $122.6k | Reduced -2.6k |
| Dana Investment Advisors, Inc. 0.01% of their portfolio | 10.3k $116.9k | Unchanged |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 10.1k $114.9k | First filing |
| LFA - Lugano Financial Advisors SA 0.06% of their portfolio | 8.3k $94.6k | Unchanged |
| Coppell Advisory Solutions LLC 0.02% of their portfolio | 6.9k $76.8k | New |
| IFP Advisors, Inc 0.00% of their portfolio | 6.7k $84.0k | Added +3.1k |
| TUCKER ASSET MANAGEMENT LLC 0.02% of their portfolio | 5.3k $60.4k | Reduced -474 |
| AlphaMark Advisors, LLC 0.01% of their portfolio | 2.8k $32.0k | Reduced -1.1k |
| BENJAMIN EDWARDS INC 0.01% of their portfolio | 2.5k $28.0k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 2.5k $28.1k | Unchanged |
| ICA Group Wealth Management, LLC 0.01% of their portfolio | 2.3k $26.4k | Added +2.2k |
| BELLEVUE ASSET MANAGEMENT, LLC 0.02% of their portfolio | 2.2k $24.8k | Unchanged |
| Raleigh Capital Management Inc. 0.01% of their portfolio | 1.9k $21.9k | Added +102 |
| Coston, McIsaac & Partners 0.01% of their portfolio | 1.5k $17.0k | Unchanged |
| OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio | 1.5k $17.0k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 1.4k $16.5k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 584 $6.6k | New |
| Larson Financial Group LLC 0.00% of their portfolio | 433 $4.9k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 372 $4.2k | Unchanged |
| Princeton Global Asset Management LLC 0.00% of their portfolio | 320 $3.6k | Unchanged |
| Sound Income Strategies, LLC 0.00% of their portfolio | 94 $1.1k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |