Vault-13

FIRST TR LRG CP VL ALPHADEX FTA

COM SHS · ETP · CUSIP 33735J101

186 institutional holders +3 vs Q1 2023
12,893,18612.9m shares reported held*
$858.3mreported value*
13 new 74 added 66 reduced 12 sold out net sold ≈ $33.4m (-483.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $66.57. Options: 1 managers hold calls ($0 notional), 2 hold puts ($8.7m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 156Q4 22: 181Q1 23: 183Q2 23: 186186Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022156
Q4 2022181
Q1 2023183
Q2 2023186

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 92 bought or addedQ4 22: 65 cut or sold outQ4 22Q1 23: 94 bought or addedQ1 23: 75 cut or sold outQ1 23Q2 23: 87 bought or addedQ2 23: 78 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229265
Q1 20239475
Q2 20238778

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $8.7mQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$8.7m—

Biggest buyers

Vestmark Advisory Solutions, Inc. Added +62,752+62.8k
IFP Advisors, Inc Added +57,248+57.2k
Cambridge Investment Research Advisors, Inc. Added +53,286+53.3k
CITADEL ADVISORS LLC Added +49,453+49.5k
Raymond James Financial Services Advisors, Inc. Added +43,067+43.1k
Coppell Advisory Solutions LLC Added +40,699+40.7k
MEITAV INVESTMENT HOUSE LTD Added +37,750+37.8k
FLOW TRADERS U.S. LLC New +34,187+34.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +22,516+22.5k
NewEdge Wealth, LLC Added +20,999+21.0k

Biggest sellers

Cetera Advisor Networks LLC Reduced -176,891-176.9k
MORGAN STANLEY Reduced -170,516-170.5k
WELLS FARGO & COMPANY/MN Reduced -153,260-153.3k
UBS Group AG Reduced -119,631-119.6k
Sigma Planning Corp Reduced -88,532-88.5k
IAMS WEALTH MANAGEMENT, LLC Sold out -57,117-57.1k
BANK OF AMERICA CORP /DE/ Reduced -48,445-48.4k
TRUIST FINANCIAL CORP Reduced -48,335-48.3k
MML INVESTORS SERVICES, LLC Reduced -43,681-43.7k
Integrated Wealth Concepts LLC Reduced -32,114-32.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $8.7m131.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 2,814,1312.8m $187.6m $187.6m 0.02% Reduced -170.5k -170,516
2 UBS Group AG 0.03% of their portfolio ZURICH, V8 974,564974.6k $65.0m $65.0m 0.03% Reduced -119.6k -119,631
3 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 957,378957.4k $63.8m $63.8m 0.05% Added +14.5k +14,545
4 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 921,431921.4k $61.4m $61.4m 0.03% Added +14.0k +14,014
5 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 434,665434.7k $29.0m $29.0m 0.05% Added +3.1k +3,148
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 407,775407.8k $27.2m $27.2m 0.00% Reduced -48.4k -48,445
7 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 391,938391.9k $26.1m $26.1m 0.05% Added +43.1k +43,067
8 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 391,557391.6k $26.1m $26.1m 0.01% Reduced -153.3k -153,260
9 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 279,050279.1k $18.6m $18.6m 0.02% Added +1.8k +1,787
10 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 273,902273.9k $18.3m $18.3m 0.01% Added +17.6k +17,551
11 Midwest Heritage Bank, FSB 12.86% of their portfolio WEST DES MOINES, IA 254,313254.3k $17.0m $17.0m 12.86% Added +6.6k +6,581
12 Integrated Wealth Concepts LLC 0.28% of their portfolio WALTHAM, MA 243,838243.8k $16.3m $16.3m 0.28% Reduced -32.1k -32,114
13 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 229,128229.1k $15.3m $15.3m 0.13% Added +783 +783
14 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 206,363206.4k $13.8m $13.8m 0.02% Reduced -48.3k -48,335
15 AVANTAX ADVISORY SERVICES, INC. 0.11% of their portfolio DALLAS, TX 146,372146.4k $9.8m $9.8m 0.11% Added +7.2k +7,240
16 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 144,147144.1k $9.6m $9.6m 0.02% Added +22.5k +22,516
17 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 143,500143.5k $9.6m $9.6m 0.07% Reduced -176.9k -176,891
18 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 135,357135.4k $9.0m $9.0m 0.08% Reduced -862 -862
19 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 128,660128.7k $8.6m $8.6m 0.04% Added +53.3k +53,286
20 Vestmark Advisory Solutions, Inc. 0.33% of their portfolio Wakefield, MA 128,343128.3k $8.6m $8.6m 0.33% Added +62.8k +62,752
21 Snowden Capital Advisors LLC 0.30% of their portfolio New York, NY 124,941124.9k $8.3m $8.3m 0.30% Added +4.8k +4,808
22 Kingsview Wealth Management, LLC 0.31% of their portfolio GRANTS PASS, OR 118,940118.9k $7.9m $7.9m 0.31% Added +477 +477
23 Coppell Advisory Solutions LLC 2.13% of their portfolio COPPELL, TX 113,814113.8k $7.5m $7.5m 2.13% Added +40.7k +40,699
24 IFP Advisors, Inc 0.15% of their portfolio TAMPA, FL 112,394112.4k $6.7m $6.7m 0.15% Added +57.2k +57,248
25 Holistic Financial Partners 5.18% of their portfolio INDIANAPOLIS, IN 111,829111.8k $7.5m $7.5m 5.18% Added +7.0k +6,954
26 Regal Investment Advisors LLC 0.59% of their portfolio KENTWOOD, MI 104,657104.7k $7.0m $7.0m 0.59% Added +2.2k +2,235
27 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 101,865101.9k $6.8m $6.8m 0.04% Added +11.0k +11,025
28 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 100,433100.4k $6.7m $6.7m 0.00% Reduced -2.4k -2,363
29 COTTONWOOD CAPITAL ADVISORS, LLC 5.46% of their portfolio SALT LAKE CITY, UT 89,44189.4k $6.0m $6.0m 5.46% Reduced -4.3k -4,298
30 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 84,05084.0k $5.6m $5.6m 0.02% Reduced -3.1k -3,053
31 KESTRA PRIVATE WEALTH SERVICES, LLC 0.16% of their portfolio AUSTIN, TX 70,40270.4k $4.7m $4.7m 0.16% Added +1.7k +1,745
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 64,91764.9k $4.3m $4.3m 0.00% Added +49.5k +49,453
33 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 63,70563.7k $4.2m $4.2m 0.01% Reduced -5.5k -5,531
34 Arkadios Wealth Advisors 0.49% of their portfolio ATLANTA, GA 63,35463.4k $4.2m $4.2m 0.49% Added +2.4k +2,360
35 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 61,86361.9k $4.1m $4.1m 0.06% Added +5.6k +5,639
36 IHT Wealth Management, LLC 0.20% of their portfolio Chicago, IL 58,58058.6k $3.9m $3.9m 0.20% Reduced -3.6k -3,558
37 FSB PREMIER WEALTH MANAGEMENT, INC. 2.07% of their portfolio WATERLOO, IA 57,25657.3k $3.8m $3.8m 2.07% Added +788 +788
38 Secure Asset Management, LLC 1.15% of their portfolio Troy, MI 56,75456.8k $3.8m $3.8m 1.15% Reduced -5.3k -5,298
39 Kowal Investment Group, LLC 0.99% of their portfolio BROOKFIELD, WI 55,60155.6k $3.7m $3.7m 0.99% Reduced -3.0k -2,969
40 Triton Wealth Management, PLLC 2.08% of their portfolio SUN CITY, AZ 53,03853.0k $3.7m $3.7m 2.08% Reduced -521 -521
41 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 52,70052.7k $3.5m $3.5m 0.02% Reduced -43.7k -43,681
42 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,81150.8k $3.4m $3.4m 0.00% Reduced -17.9k -17,904
43 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 49,14449.1k $3.3m $3.3m 0.00% Added +4.8k +4,820
44 StoneX Group Inc. 0.33% of their portfolio NEW YORK, NY 48,19348.2k $3.2m $3.2m 0.33% Reduced -441 -441
45 MEITAV INVESTMENT HOUSE LTD 0.02% of their portfolio BENE-BERAQ, L3 45,30045.3k $2.0m $2.0m 0.02% Added +37.8k +37,750
46 SignalPoint Asset Management, LLC 0.89% of their portfolio SPRINGFIELD, MO 43,68043.7k $2.9m $2.9m 0.89% Reduced -404 -404
47 U.S. Capital Wealth Advisors, LLC 0.14% of their portfolio AUSTIN, TX 43,32843.3k $2.9m $2.9m 0.14% Added +783 +783
48 LVZ, Inc. 0.40% of their portfolio Holland, MI 42,63342.6k $2.8m $2.8m 0.40% Added +2.3k +2,308
49 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 41,06541.1k $2.7m $2.7m 0.04% Reduced -5.4k -5,423
50 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 40,82940.8k $2.7m $2.7m 0.03% Reduced -5.4k -5,387
51 BENJAMIN F. EDWARDS & COMPANY, INC. 0.10% of their portfolio ST. LOUIS, MO 40,82340.8k $2.7m $2.7m 0.10% Added +2.1k +2,052
52 Kraft, Davis & Associates, LLC 0.95% of their portfolio St. Louis, MO 39,57039.6k $2.7m $2.7m 0.95% First filing
53 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 38,90338.9k $2.6m $2.6m 0.01% Reduced -19.1k -19,141
54 FLOW TRADERS U.S. LLC 0.10% of their portfolio NEW YORK, NY 34,18734.2k $2.3m $2.3m 0.10% New
55 NewEdge Wealth, LLC 0.08% of their portfolio STAMFORD, CT 34,07034.1k $2.3m $2.3m 0.08% Added +21.0k +20,999
56 HARBOUR INVESTMENTS, INC. 0.11% of their portfolio MADISON, WI 32,17332.2k $2.1m $2.1m 0.11% Added +4.0k +4,027
57 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 31,74231.7k $2.1m $2.1m 0.04% Added +8.3k +8,306
58 Sigma Planning Corp 0.08% of their portfolio ANN ARBOR, MI 31,33031.3k $2.1m $2.1m 0.08% Reduced -88.5k -88,532
59 Blackhawk Capital Partners, LLC 1.45% of their portfolio THIENSVILLE, WI 31,29631.3k $2.1m $2.1m 1.45% Reduced -858 -858
60 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,44829.4k $2.0m $2.0m 0.00% Reduced -236 -236
61 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 27,31327.3k $1.8m $1.8m 0.03% Added +775 +775
62 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 26,32126.3k $1.8m $1.8m 0.02% Added +833 +833
63 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 26,05826.1k $1.7m $1.7m 0.00% Added +2.3k +2,272
64 Eukles Asset Management 0.88% of their portfolio CINCINNATI, OH 25,91125.9k $1.7m $1.7m 0.88% Reduced -1.7k -1,661
65 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 25,83825.8k $1.7m $1.7m 0.02% Reduced -2.0k -2,047
66 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 24,78824.8k $1.7m $1.7m 0.01% Added +705 +705
67 Gateway Wealth Partners, LLC 0.27% of their portfolio APPLETON, WI 22,73122.7k $1.5m $1.5m 0.27% Added +9.3k +9,274
68 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 21,88921.9k $1.5m $1.5m 0.02% Added +9.6k +9,557
69 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 20,69220.7k $1.4m $1.4m 0.03% Added +1.7k +1,729
70 Chicago Partners Investment Group LLC 0.08% of their portfolio CHICAGO, IL 20,67120.7k $1.4m $1.4m 0.08% Reduced -232 -232
71 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 20,52820.5k $1.4m $1.4m 0.02% Added +15.5k +15,463
72 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 20,42120.4k $1.4m $1.4m 0.01% Added +9.4k +9,430
73 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 20,42120.4k $1.4m $1.4m 0.01% Added +9.4k +9,430
74 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,29320.3k $1.4m $1.4m 0.00% Added +3.7k +3,726
75 OneAscent Financial Services LLC 0.58% of their portfolio BIRMINGHAM, AL 19,57119.6k $1.3m $1.3m 0.58% Added +5.8k +5,833
76 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 18,83618.8k $1.3m $1.3m 0.00% Added +26 +26
77 IFG Advisory, LLC 0.10% of their portfolio ATLANTA, GA 17,47817.5k $1.2m $1.2m 0.10% Reduced -1.5k -1,525
78 Pine Valley Investments Ltd Liability Co 0.11% of their portfolio MARLTON, NJ 16,46216.5k $1.1m $1.1m 0.11% Added +467 +467
79 Keystone Wealth Services, LLC 0.40% of their portfolio PALM DESERT, CA 16,16416.2k $1.1m $1.1m 0.40% Reduced -6.6k -6,618
80 Western Wealth Management, LLC 0.09% of their portfolio GOLDEN, CO 15,40915.4k $1.0m $1.0m 0.09% Added +622 +622
81 Gladstone Institutional Advisory LLC 0.06% of their portfolio Bedminster, NJ 14,78414.8k $985.8k $985.8k 0.06% Added +89 +89
82 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 14,26014.3k $950.9k $950.9k 0.00% Added +13.8k +13,797
83 Pinnacle Family Advisors, LLC 0.49% of their portfolio Springfield, MO 13,73713.7k $916.0k $916.0k 0.49% Reduced -31.4k -31,396
84 True Link Financial Advisors, LLC 0.11% of their portfolio SAN FRANCISCO, CA 13,41213.4k $894.3k $894.3k 0.11% Unchanged
85 PFG Advisors 0.06% of their portfolio Phoenix, AZ 12,62012.6k $841.5k $841.5k 0.06% Reduced -1.6k -1,618
86 ETFIDEA, LLC 0.34% of their portfolio SYRACUSE, NY 12,57112.6k $838.2k $838.2k 0.34% Unchanged
87 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 12,44112.4k $829.5k $829.5k 0.02% Added +2.4k +2,371
88 GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio WILMINGTON, DE 11,96012.0k $797.2k $797.2k 0.03% Added +224 +224
89 Avior Wealth Management, LLC 0.05% of their portfolio OMAHA, NE 11,38011.4k $758.9k $758.9k 0.05% Reduced -2.8k -2,831
90 Walkner Condon Financial Advisors LLC 0.20% of their portfolio MADISON, WI 11,10411.1k $740.4k $740.4k 0.20% Reduced -72 -72
91 Clearwater Capital Advisors, LLC 0.08% of their portfolio HOFFMAN ESTATES, IL 9,8079.8k $653.9k $653.9k 0.08% Reduced -23 -23
92 INDEPENDENT FINANCIAL GROUP, LLC 0.05% of their portfolio SAN DIEGO, CA 9,7969.8k $653.2k $653.2k 0.05% Reduced -2.4k -2,400
93 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 9,7909.8k $652.8k $652.8k 0.00% Added +809 +809
94 ABLE Financial Group, LLC 0.33% of their portfolio SCOTTSDALE, AZ 9,4389.4k $629.3k $629.3k 0.33% Added +1.4k +1,411
95 Strategic Blueprint, LLC 0.06% of their portfolio ATLANTA, GA 9,2779.3k $618.6k $618.6k 0.06% Reduced -459 -459
96 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 9,2069.2k $613.9k $613.9k 0.01% Reduced -251 -251
97 Ignite Planners, LLC 0.23% of their portfolio SAN CLEMENTE, CA 9,0889.1k $604.5k $604.5k 0.23% Unchanged
98 COMERICA SECURITIES,INC. 0.04% of their portfolio DETROIT, MI 8,8908.9k $592.8k $592.8k 0.04% Reduced -24 -24
99 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.04% of their portfolio BIRMINGHAM, AL 8,8548.9k $590.4k $590.4k 0.04% Reduced -1.9k -1,899
100 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 8,7828.8k $585.6k $585.6k 0.03% Reduced -269 -269