Vault-13

FIRST TR EXCHANGE TRADED FD FXL

TECH ALPHADEX · ETP · CUSIP 33734X176

204 institutional holders +5 vs Q1 2023
5,615,4065.6m shares reported held*
$645.2mreported value*
24 new 45 added 66 reduced 24 sold out net bought ≈ $1.5m (-18.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($16.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $114.90. Options: 0 managers hold calls (— notional), 1 hold puts ($293.7k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 187Q4 22: 196Q1 23: 199Q2 23: 204204Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022187
Q4 2022196
Q1 2023199
Q2 2023204

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 93 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 93 cut or sold outQ1 23Q2 23: 69 bought or addedQ2 23: 90 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227093
Q1 20236393
Q2 20236990

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $201.4kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $293.7kQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$201.4k$00.00
Q1 2023$0$0—
Q2 2023$0$293.7k—

Biggest buyers

Vestmark Advisory Solutions, Inc. Added +84,960+85.0k
Coppell Advisory Solutions LLC New +52,961+53.0k
RVW Wealth, LLC Added +44,332+44.3k
UBS Group AG Added +41,891+41.9k
MORGAN STANLEY Added +34,230+34.2k
ENVESTNET ASSET MANAGEMENT INC Added +31,394+31.4k
AE Wealth Management LLC Added +26,807+26.8k
KESTRA PRIVATE WEALTH SERVICES, LLC Added +18,728+18.7k
AMERIPRISE FINANCIAL INC Added +14,580+14.6k
Cambridge Investment Research Advisors, Inc. Added +12,658+12.7k

Biggest sellers

WORLD EQUITY GROUP, INC. Sold out -63,791-63.8k
BANK OF AMERICA CORP /DE/ Reduced -42,577-42.6k
NAVELLIER & ASSOCIATES INC Sold out -39,470-39.5k
OSAIC HOLDINGS, INC. Reduced -39,445-39.4k
WELLS FARGO & COMPANY/MN Reduced -34,373-34.4k
Astor Investment Management LLC Sold out -28,371-28.4k
STIFEL FINANCIAL CORP Reduced -19,738-19.7k
Steward Partners Investment Advisory, LLC Reduced -19,692-19.7k
RAYMOND JAMES & ASSOCIATES Reduced -19,149-19.1k
IHT Wealth Management, LLC Reduced -14,519-14.5k

Biggest calls

None

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $293.7k2.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.1 pts · filed 2026-10-19 28.2% -1.1 pts 3.6m≈ $781.4m 2026-10-19

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 895,186895.2k $103.0m $103.0m 0.01% Added +34.2k +34,230
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 712,186712.2k $81.9m $81.9m 0.02% Reduced -34.4k -34,373
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 422,645422.6k $48.6m $48.6m 0.03% Reduced -9.4k -9,392
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 223,868223.9k $25.8m $25.8m 0.01% Added +41.9k +41,891
5 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 214,387214.4k $24.7m $24.7m 0.02% Reduced -19.1k -19,149
6 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 176,537176.5k $20.3m $20.3m 0.04% Reduced -8.2k -8,178
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 171,996172.0k $19.8m $19.8m 0.00% Reduced -42.6k -42,577
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 168,146168.1k $19.3m $19.3m 0.01% Added +31.4k +31,394
9 RVW Wealth, LLC 2.09% of their portfolio LOS ANGELES, CA 153,832153.8k $17.7m $17.7m 2.09% Added +44.3k +44,332
10 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 147,838147.8k $17.0m $17.0m 0.03% Added +7.0k +6,992
11 Vestmark Advisory Solutions, Inc. 0.62% of their portfolio Wakefield, MA 140,393140.4k $16.2m $16.2m 0.62% Added +85.0k +84,960
12 Genesee Capital Advisors, LLC 10.46% of their portfolio AUBURN, NY 133,340133.3k $15.3m $15.3m 10.46% Reduced -171 -171
13 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 127,639127.6k $14.7m $14.7m 0.03% Reduced -39.4k -39,445
14 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 126,785126.8k $14.6m $14.6m 0.03% Reduced -2.4k -2,369
15 MAI Capital Management 0.21% of their portfolio INDEPENDENCE, OH 122,558122.6k $14.1m $14.1m 0.21% Reduced -701 -701
16 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 121,340121.3k $14.0m $14.0m 0.05% Reduced -2.5k -2,520
17 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 100,477100.5k $11.6m $11.6m 0.02% Reduced -19.7k -19,738
18 Virtue Capital Management, LLC 1.64% of their portfolio BRENTWOOD, TN 84,24984.2k $9.6m $9.6m 1.64% Reduced -12.4k -12,441
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 78,77978.8k $9.1m $9.1m 0.00% Added +14.6k +14,580
20 Choice Wealth Advisors LLC 4.59% of their portfolio WATERVILLE, ME 58,63158.6k $6.7m $6.7m 4.59% Added +2.8k +2,790
21 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 56,66956.7k $6.5m $6.5m 0.03% Added +12.7k +12,658
22 Kowal Investment Group, LLC 1.67% of their portfolio BROOKFIELD, WI 54,32854.3k $6.2m $6.2m 1.67% Reduced -3.7k -3,733
23 Coppell Advisory Solutions LLC 1.70% of their portfolio COPPELL, TX 52,96153.0k $6.0m $6.0m 1.70% New
24 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 50,49050.5k $5.8m $5.8m 0.06% Reduced -1.8k -1,793
25 Triton Wealth Management, PLLC 3.19% of their portfolio SUN CITY, AZ 48,74248.7k $5.7m $5.7m 3.19% Reduced -104 -104
26 Financial Enhancement Group LLC 0.95% of their portfolio ANDERSON, IN 44,06644.1k $5.1m $5.1m 0.95% Added +50 +50
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 40,07840.1k $4.6m $4.6m 0.00% Reduced -12.7k -12,666
28 Socha Financial Group, LLC 2.22% of their portfolio CORNING, NY 36,58936.6k $4.2m $4.2m 2.22% Added +780 +780
29 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 35,65535.7k $4.1m $4.1m 0.02% Added +26.8k +26,807
30 Cetera Advisors LLC 0.06% of their portfolio DENVER, CO 35,01635.0k $4.0m $4.0m 0.06% Added +5.6k +5,635
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 34,21334.2k $3.9m $3.9m 0.01% Reduced -11.2k -11,170
32 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 32,48832.5k $3.7m $3.7m 0.04% Added +5.6k +5,557
33 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 31,23931.2k $3.6m $3.6m 0.03% Added +5.1k +5,057
34 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 29,65829.7k $3.4m $3.4m 0.00% Reduced -2.6k -2,627
35 Schrum Private Wealth Management LLC 3.04% of their portfolio ST. AUGUSTINE, FL 24,40224.4k $2.8m $2.8m 3.04% Unchanged
36 KESTRA PRIVATE WEALTH SERVICES, LLC 0.09% of their portfolio AUSTIN, TX 23,61223.6k $2.7m $2.7m 0.09% Added +18.7k +18,728
37 Spire Wealth Management 0.10% of their portfolio MCLEAN, VA 23,13723.1k $2.7m $2.7m 0.10% Unchanged
38 IHT Wealth Management, LLC 0.13% of their portfolio Chicago, IL 22,33422.3k $2.6m $2.6m 0.13% Reduced -14.5k -14,519
39 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 20,02420.0k $1.5m $1.5m 0.03% Added +9.8k +9,759
40 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 19,48719.5k $2.2m $2.2m 0.00% Reduced -106 -106
41 CoreCap Advisors, LLC 0.15% of their portfolio SOUTHFIELD, MI 18,61218.6k $2.1m $2.1m 0.15% First filing
42 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 16,65416.7k $1.9m $1.9m 0.03% Reduced -41 -41
43 MTM Investment Management, LLC 0.93% of their portfolio SPARTANBURG, SC 16,47616.5k $1.9m $1.9m 0.93% Reduced -386 -386
44 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 15,25315.3k $1.8m $1.8m 0.00% Reduced -366 -366
45 Arkadios Wealth Advisors 0.20% of their portfolio ATLANTA, GA 15,15515.2k $1.7m $1.7m 0.20% Reduced -191 -191
46 Paragon Private Wealth Management, LLC 1.38% of their portfolio LEXINGTON, KY 15,08615.1k $1.7m $1.7m 1.38% Reduced -287 -287
47 Apollon Wealth Management, LLC 0.08% of their portfolio MOUNT PLEASANT, SC 14,98715.0k $1.7m $1.7m 0.08% Added +7.2k +7,169
48 Strategic Blueprint, LLC 0.16% of their portfolio ATLANTA, GA 14,56514.6k $1.7m $1.7m 0.16% Added +9.3k +9,332
49 SignalPoint Asset Management, LLC 0.50% of their portfolio SPRINGFIELD, MO 14,13614.1k $1.6m $1.6m 0.50% Reduced -75 -75
50 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,77113.8k $1.6m $1.6m 0.00% Reduced -1.4k -1,393
51 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 13,21913.2k $1.5m $1.5m 0.01% Reduced -332 -332
52 Valley Financial Management, Inc. 0.74% of their portfolio NEW YORK, NY 12,45612.5k $1.4m $1.4m 0.74% New
53 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 11,82111.8k $1.4m $1.4m 0.07% Added +95 +95
54 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 11,64611.6k $1.3m $1.3m 0.02% Added +1.4k +1,365
55 Plotkin Financial Advisors, LLC 1.07% of their portfolio CHEVY CHASE, MD 11,17011.2k $1.3m $1.3m 1.07% Unchanged
56 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 10,82810.8k $1.2m $1.2m 0.03% Reduced -706 -706
57 Ausdal Financial Partners, Inc. 0.17% of their portfolio Davenport, IA 10,65410.7k $1.2m $1.2m 0.17% Added +349 +349
58 KEYBANK NATIONAL ASSOCIATION/OH 0.01% of their portfolio BROOKLYN, OH 10,60110.6k $1.2m $1.2m 0.01% Reduced -900 -900
59 Arax Advisory Partners 0.15% of their portfolio NEW YORK, NY 10,35810.4k $1.2m $1.2m 0.15% Reduced -188 -188
60 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 9,7259.7k $1.1m $1.1m 0.01% Added +1.3k +1,293
61 Clear Creek Financial Management, LLC 0.18% of their portfolio SILVERDALE, WA 9,2309.2k $1.1m $1.1m 0.18% Reduced -177 -177
62 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 9,1459.1k $1.1m $1.1m 0.01% Reduced -1.0k -1,038
63 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 9,0569.1k $1.0m $1.0m 0.01% Reduced -792 -792
64 LEVEL FOUR ADVISORY SERVICES, LLC 0.06% of their portfolio DALLAS, TX 8,9498.9k $1.0m $1.0m 0.06% Added +300 +300
65 CWM, LLC 0.01% of their portfolio OMAHA, NE 8,0298.0k $924.0k $924.0k 0.01% Added +341 +341
66 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,8977.9k $908.5k $908.5k 0.00% Added +1.2k +1,170
67 TFG Advisers LLC 0.41% of their portfolio Auburn Hills, MI 7,8727.9k $905.6k $905.6k 0.41% Reduced -86 -86
68 L & S Advisors Inc 0.12% of their portfolio Los Angeles, CA 7,8627.9k $904.4k $904.4k 0.12% Added +5.4k +5,374
69 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 7,8457.8k $902.5k $902.5k 0.00% First filing
70 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 7,5697.6k $870.7k $870.7k 0.00% Reduced -163 -163
71 Clarus Wealth Advisors 0.51% of their portfolio PEORIA, AZ 7,4497.4k $843.3k $843.3k 0.51% Added +1.3k +1,278
72 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 7,1457.1k $822.0k $822.0k 0.03% Unchanged
73 Kesler, Norman & Wride, LLC 0.20% of their portfolio OGDEN, UT 7,0747.1k $813.8k $813.8k 0.20% Reduced -135 -135
74 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 7,0397.0k $809.8k $809.8k 0.00% Reduced -315 -315
75 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 6,7736.8k $779.2k $779.2k 0.01% Added +4.8k +4,800
76 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 6,6866.7k $769.0k $769.0k 0.04% Added +2 +2
77 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,3966.4k $736.0k $736.0k 0.00% Reduced -2.6k -2,610
78 PGIM Custom Harvest LLC 0.03% of their portfolio NEWARK, NJ 6,2366.2k $717.4k $717.4k 0.03% Reduced -3.4k -3,438
79 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 6,2006.2k $713.4k $713.4k 0.02% Added +354 +354
80 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 6,0926.1k $701.4k $701.4k 0.03% Reduced -602 -602
81 TruWealth Advisors, LLC 0.06% of their portfolio Metairie, LA 5,9986.0k $690.0k $690.0k 0.06% Reduced -970 -970
82 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,9696.0k $686.6k $686.6k 0.00% Reduced -50 -50
83 Apeiron RIA LLC 0.23% of their portfolio Dallas, TX 5,7825.8k $665.2k $665.2k 0.23% Reduced -854 -854
84 WMG Financial Advisors, LLC 0.49% of their portfolio Knoxville, TN 5,7365.7k $659.9k $659.9k 0.49% Unchanged
85 Milestone Advisory Partners 0.59% of their portfolio Southern Pines, NC 5,7025.7k $656.0k $656.0k 0.59% Unchanged
86 Capital Wealth Alliance, LLC 0.49% of their portfolio Scottsdale, AZ 5,6515.7k $648.2k $648.2k 0.49% Reduced -1.8k -1,825
87 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,6245.6k $647.0k $647.0k 0.00% Added +1.1k +1,074
88 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 5,6165.6k $646.1k $646.1k 0.03% Added +628 +628
89 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 5,5535.6k $638.8k $638.8k 0.02% Unchanged
90 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,4655.5k $628.7k $628.7k 0.00% Added +2.5k +2,532
91 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 4,7574.8k $547.2k $547.2k 0.01% Added +174 +174
92 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 4,5694.6k $525.6k $525.6k 0.01% Reduced -19.7k -19,692
93 Intrua Financial, LLC 0.09% of their portfolio Houston, TX 4,4684.5k $514.0k $514.0k 0.09% Reduced -208 -208
94 VALLEY NATIONAL ADVISERS INC 0.08% of their portfolio BETHLEHEM, PA 4,2894.3k $495.0k $495.0k 0.08% Added +6 +6
95 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 4,2784.3k $492.2k $492.2k 0.01% New
96 Private Portfolio Partners LLC 0.12% of their portfolio PARAMUS, NJ 4,2224.2k $485.7k $485.7k 0.12% Added +1.1k +1,135
97 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 4,1814.2k $480.9k $480.9k 0.01% New
98 Mariner, LLC 0.00% of their portfolio Overland Park, KS 4,1144.1k $473.3k $473.3k 0.00% Reduced -456 -456
99 Venture Visionary Partners LLC 0.03% of their portfolio Sylvania, OH 4,0204.0k $462.5k $462.5k 0.03% Unchanged
100 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 3,9063.9k $449.4k $449.4k 0.02% Reduced -3.1k -3,147