Vault-13

GLOBAL X FDS MLPA

GLBL X MLP ETF · ETP · CUSIP 37954Y343

179 institutional holders -5 vs Q1 2023
16,573,60316.6m shares reported held*
$711.6mreported value*
15 new 60 added 61 reduced 22 sold out net sold ≈ $62.9m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($235.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $42.93. Options: 2 managers hold calls ($888.7k notional), 2 hold puts ($343.4k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 169Q4 22: 182Q1 23: 184Q2 23: 179179Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022169
Q4 2022182
Q1 2023184
Q2 2023179

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 94 bought or addedQ4 22: 59 cut or sold outQ4 22Q1 23: 92 bought or addedQ1 23: 75 cut or sold outQ1 23Q2 23: 75 bought or addedQ2 23: 83 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229459
Q1 20239275
Q2 20237583

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $505.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $491.4kQ4 22 puts: $53.7kQ4 22P/C 0.11Q1 23 calls: $715.5kQ1 23 puts: $208.0kQ1 23P/C 0.29Q2 23 calls: $888.7kQ2 23 puts: $343.4kQ2 23P/C 0.39
Numbers
QuarterCallsPutsP/C
Q3 2022$505.0k$00.00
Q4 2022$491.4k$53.7k0.11
Q1 2023$715.5k$208.0k0.29
Q2 2023$888.7k$343.4k0.39

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +128,099+128.1k
Raymond James Financial Services Advisors, Inc. Added +76,732+76.7k
AlphaCore Capital LLC New +35,400+35.4k
Worth Asset Management, LLC Added +30,518+30.5k
LPL Financial LLC Added +29,130+29.1k
UBS Group AG Added +24,179+24.2k
Naviter Wealth, LLC New +19,875+19.9k
Ashton Thomas Private Wealth, LLC Added +19,673+19.7k
Compound Planning, Inc. New +14,576+14.6k
RENAISSANCE TECHNOLOGIES LLC Added +14,419+14.4k

Biggest sellers

Creative Planning Reduced -371,265-371.3k
AFFINITY WEALTH MANAGEMENT LLC Sold out -273,947-273.9k
MORGAN STANLEY Reduced -165,234-165.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -144,194-144.2k
Greenspring Advisors, LLC Reduced -136,914-136.9k
Capital Advisors Wealth Management, LLC Reduced -86,717-86.7k
JPMORGAN CHASE & CO Reduced -85,724-85.7k
RAYMOND JAMES & ASSOCIATES Reduced -76,803-76.8k
WELLS FARGO & COMPANY/MN Reduced -57,916-57.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -46,924-46.9k

Biggest calls

CITADEL ADVISORS LLC Reduced $575.3k13.4k shares
Belvedere Trading LLC New $313.4k7.3k shares

Biggest puts

CITADEL ADVISORS LLC Added $334.9k7.8k shares
Belvedere Trading LLC New $8.6k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,572,4792.6m $110.4m $110.4m 0.01% Reduced -165.2k -165,234
2 Creative Planning 0.15% of their portfolio OVERLAND PARK, KS 2,537,4022.5m $108.9m $108.9m 0.15% Reduced -371.3k -371,265
3 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,055,8151.1m $45.3m $45.3m 0.02% Added +24.2k +24,179
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 942,927942.9k $40.5m $40.5m 0.00% Added +128.1k +128,099
5 Bard Financial Services, Inc. 2.15% of their portfolio BRANFORD, CT 661,906661.9k $28.4m $28.4m 2.15% Reduced -3.9k -3,897
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 657,777657.8k $28.2m $28.2m 0.01% Reduced -144.2k -144,194
7 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 599,996600.0k $25.8m $25.8m 0.01% Reduced -57.9k -57,916
8 EVERGREEN CAPITAL MANAGEMENT LLC 0.95% of their portfolio Bellevue, WA 531,590531.6k $22.8m $22.8m 0.95% Added +10.4k +10,389
9 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 507,630507.6k $21.9m $21.9m 0.01% Reduced -4.6k -4,600
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 481,169481.2k $20.7m $20.7m 0.01% Added +29.1k +29,130
11 McGowan Group Asset Management, Inc. 2.99% of their portfolio DALLAS, TX 447,498447.5k $19.2m $19.2m 2.99% Reduced -3.6k -3,595
12 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 396,391396.4k $17.0m $17.0m 0.01% Reduced -38.0k -37,959
13 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 361,648361.6k $15.5m $15.5m 0.06% First filing
14 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 360,909360.9k $15.5m $15.5m 0.01% Reduced -76.8k -76,803
15 Gradient Investments LLC 0.30% of their portfolio ARDEN HILLS, MN 270,158270.2k $11.6m $11.6m 0.30% Reduced -11.4k -11,426
16 Cetera Investment Advisers 0.09% of their portfolio SCHAUMBURG, IL 241,979242.0k $10.4m $10.4m 0.09% Reduced -3.0k -2,961
17 ADVISORS MANAGEMENT GROUP INC /ADV 2.93% of their portfolio LA CROSSE, WI 228,622228.6k $9.8m $9.8m 2.93% Reduced -4.3k -4,283
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 212,271212.3k $9.1m $9.1m 0.00% Reduced -14.9k -14,889
19 TECTONIC ADVISORS LLC 1.04% of their portfolio FRISCO, TX 197,023197.0k $8.5m $8.5m 1.04% Reduced -45 -45
20 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 152,474152.5k $6.5m $6.5m 0.03% Reduced -43.5k -43,532
21 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 143,842143.8k $6.2m $6.2m 0.01% Added +76.7k +76,732
22 Legacy Wealth Asset Management, LLC 2.05% of their portfolio WOODBURY, MN 136,777136.8k $5.9m $5.9m 2.05% Reduced -87 -87
23 RFG Advisory, LLC 0.24% of their portfolio BIRMINGHAM, AL 128,374128.4k $5.5m $5.5m 0.24% Added +478 +478
24 Almanack Investment Partners, LLC. 0.92% of their portfolio WAYNE, PA 121,968122.0k $5.2m $5.2m 0.92% Reduced -3.2k -3,226
25 Barry Investment Advisors, LLC 1.63% of their portfolio NEW BEDFORD, MA 112,534112.5k $4.8m $4.8m 1.63% Added +3.7k +3,687
26 Golden Green, Inc. 3.85% of their portfolio Seneca, SC 82,70382.7k $3.6m $3.6m 3.85% Reduced -23.5k -23,521
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 74,00374.0k $3.2m $3.2m 0.00% Added +1.6k +1,619
28 MBL Wealth, LLC 0.43% of their portfolio CHARLOTTE, NC 70,14170.1k $3.0m $3.0m 0.43% Added +6.9k +6,938
29 Ashton Thomas Private Wealth, LLC 0.23% of their portfolio SCOTTSDALE, AZ 69,36969.4k $3.0m $3.0m 0.23% Added +19.7k +19,673
30 Capital Advisors Wealth Management, LLC 0.74% of their portfolio YAKIMA, WA 67,64567.6k $2.9m $2.9m 0.74% Reduced -86.7k -86,717
31 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 64,47664.5k $2.8m $2.8m 0.00% Added +14.4k +14,419
32 PINNACLE ASSOCIATES LTD 0.05% of their portfolio NEW YORK, NY 60,81660.8k $2.6m $2.6m 0.05% Added +5.2k +5,184
33 ROCKLAND TRUST CO 0.15% of their portfolio HANOVER, MA 60,40160.4k $2.6m $2.6m 0.15% Reduced -3.1k -3,089
34 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 55,67855.7k $2.5m $2.5m 0.02% Added +2.8k +2,842
35 Edmonds Duncan Registered Investment Advisors, LLC 0.70% of their portfolio LAWRENCE, KS 53,97954.0k $2.3m $2.3m 0.70% Added +155 +155
36 LVZ, Inc. 0.30% of their portfolio Holland, MI 49,74649.7k $2.1m $2.1m 0.30% Added +1.8k +1,795
37 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 49,05049.0k $2.1m $2.1m 0.02% Added +3.0k +2,972
38 Ethos Financial Group, LLC 0.69% of their portfolio KING OF PRUSSIA, PA 48,80748.8k $2.0m $2.0m 0.69% Unchanged
39 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 46,76746.8k $2.0m $2.0m 0.00% Reduced -4.6k -4,626
40 Arlington Partners LLC 0.30% of their portfolio BIRMINGHAM, AL 45,00045.0k $1.9m $1.9m 0.30% Unchanged
41 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 42,88742.9k $1.8m $1.8m 0.03% Added +1.8k +1,838
42 Arete Wealth Advisors, LLC 0.16% of their portfolio CHICAGO, IL 41,23641.2k $1.8m $1.8m 0.16% Added +1.8k +1,824
43 Guild Investment Management, Inc. 2.43% of their portfolio WESTLAKE VILLAGE, CA 40,18140.2k $1.7m $1.7m 2.43% Added +8.9k +8,881
44 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 39,97440.0k $1.7m $1.7m 0.03% Added +300 +300
45 Pekin Hardy Strauss, Inc. 0.26% of their portfolio CHICAGO, IL 39,07239.1k $1.7m $1.7m 0.26% Added +275 +275
46 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 38,29338.3k $1.6m $1.6m 0.01% Added +620 +620
47 BECK CAPITAL MANAGEMENT, LLC 0.64% of their portfolio AUSTIN, TX 37,72437.7k $1.6m $1.6m 0.64% Added +289 +289
48 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 37,53337.5k $1.6m $1.6m 0.01% Reduced -2.4k -2,364
49 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 37,49237.5k $1.6m $1.6m 0.02% Added +1.9k +1,897
50 Worth Asset Management, LLC 1.17% of their portfolio DALLAS, TX 35,83135.8k $1.5m $1.5m 1.17% Added +30.5k +30,518
51 AlphaCore Capital LLC 0.24% of their portfolio LA JOLLA, CA 35,40035.4k $1.5m $1.5m 0.24% New
52 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 35,25035.2k $1.5m $1.5m 0.02% Reduced -8.6k -8,599
53 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 35,22035.2k $1.5m $1.5m 0.02% Added +2.3k +2,292
54 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 34,27134.3k $1.5m $1.5m 0.00% Reduced -30.4k -30,408
55 Sonora Investment Management Group, LLC 0.12% of their portfolio TUCSON, AZ 34,17334.2k $1.5m $1.5m 0.12% Added +4.2k +4,170
56 MATRIX PRIVATE CAPITAL GROUP LLC 0.99% of their portfolio NEW YORK, NY 31,52331.5k $1.4m $1.4m 0.99% Added +6.8k +6,838
57 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 28,46428.5k $1.2m $1.2m 0.01% Reduced -3.4k -3,353
58 AJ WEALTH STRATEGIES, LLC 0.06% of their portfolio NEW YORK, NY 28,24328.2k $1.2m $1.2m 0.06% Unchanged
59 Future Financial Wealth Managment LLC 1.25% of their portfolio CINCINNATI, OH 27,76227.8k $1.2m $1.2m 1.25% Reduced -2 -2
60 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 27,19627.2k $1.2m $1.2m 0.01% Added +1.2k +1,192
61 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 27,02127.0k $1.2m $1.2m 0.00% Reduced -1.6k -1,561
62 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 24,30724.3k $1.0m $1.0m 0.03% Reduced -125 -125
63 Global Wealth Management Investment Advisory, Inc. 0.28% of their portfolio FORT LAUDERDALE, FL 24,17524.2k $1.0m $1.0m 0.28% Added +1.4k +1,447
64 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 23,60223.6k $1.0m $1.0m 0.00% Reduced -469 -469
65 Collaborative Wealth Managment Inc. 0.58% of their portfolio LAKE MARY, FL 22,85822.9k $981.3k $981.3k 0.58% Added +266 +266
66 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 21,92921.9k $941.0k $941.0k 0.01% Reduced -3.7k -3,692
67 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 21,64721.6k $929.3k $929.3k 0.06% Added +165 +165
68 Mariner, LLC 0.00% of their portfolio Overland Park, KS 20,29120.3k $871.1k $871.1k 0.00% Added +1.5k +1,527
69 Naviter Wealth, LLC 0.22% of their portfolio LITTLE ROCK, AR 19,87519.9k $853.2k $853.2k 0.22% New
70 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 19,52319.5k $838.1k $838.1k 0.00% Added +14.2k +14,159
71 WBH ADVISORY INC 0.09% of their portfolio BALTIMORE, MD 18,51618.5k $794.9k $794.9k 0.09% Reduced -16.8k -16,824
72 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 18,51218.5k $794.8k $794.8k 0.02% Added +11.1k +11,076
73 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 17,84017.8k $765.9k $765.9k 0.04% Reduced -414 -414
74 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 17,04917.0k $731.9k $731.9k 0.00% Reduced -85.7k -85,724
75 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 16,67116.7k $715.7k $715.7k 0.00% Added +4.8k +4,826
76 SWS Partners 0.26% of their portfolio COLUMBUS, OH 16,63516.6k $714.1k $714.1k 0.26% Added +82 +82
77 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 16,00016.0k $686.9k $686.9k 0.00% Unchanged
78 TWIN FOCUS CAPITAL PARTNERS, LLC 0.14% of their portfolio Boston, MA 15,88815.9k $682.1k $682.1k 0.14% Unchanged
79 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 15,44915.4k $663.2k $663.2k 0.02% Unchanged
80 FDx Advisors, Inc. 0.04% of their portfolio BERWYN, PA 15,07115.1k $647.0k $647.0k 0.04% Added +7.8k +7,843
81 Endowment Wealth Management, Inc. 0.58% of their portfolio APPLETON, WI 14,67314.7k $629.9k $629.9k 0.58% Added +479 +479
82 Compound Planning, Inc. 0.29% of their portfolio NEW YORK, NY 14,57614.6k $625.7k $625.7k 0.29% New
83 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,53114.5k $623.8k $623.8k 0.00% Reduced -4.8k -4,765
84 Americana Partners, LLC 0.08% of their portfolio Houston, TX 14,19514.2k $609.4k $609.4k 0.08% Unchanged
85 Owen LaRue, LLC 0.63% of their portfolio ELIZABETHTOWN, KY 13,87913.9k $597.9k $597.9k 0.63% Reduced -839 -839
86 Friedenthal Financial 0.39% of their portfolio MARLTON, NJ 13,53113.5k $580.9k $580.9k 0.39% Reduced -40 -40
87 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 13,42413.4k $576.0k $576.0k 0.00% Reduced -46.9k -46,924
88 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 13,40913.4k $575.6k $575.6k 0.01% Reduced -26 -26
89 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 13,33213.3k $572.3k $572.3k 0.02% Added +601 +601
90 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 13,18213.2k $565.9k $565.9k 0.01% Added +9 +9
91 CHILTON CAPITAL MANAGEMENT LLC 0.03% of their portfolio HOUSTON, TX 13,07413.1k $561.3k $561.3k 0.03% Added +389 +389
92 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 12,64512.6k $542.9k $542.9k 0.03% Added +4.3k +4,277
93 Morton Capital Management LLC/CA 0.19% of their portfolio CALABASAS, CA 12,62612.6k $542.0k $542.0k 0.19% Unchanged
94 NWAM LLC 0.04% of their portfolio MERCER ISLAND, WA 11,72611.7k $503.4k $503.4k 0.04% New
95 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 11,57411.6k $496.9k $496.9k 0.04% Reduced -58 -58
96 LGL PARTNERS, LLC 0.08% of their portfolio PHILADELPHIA, PA 11,56311.6k $496.4k $496.4k 0.08% Added +235 +235
97 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 11,53511.5k $495.2k $495.2k 0.00% New
98 Ausdal Financial Partners, Inc. 0.06% of their portfolio Davenport, IA 10,93310.9k $469.4k $469.4k 0.06% Added +971 +971
99 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 10,81110.8k $464.1k $464.1k 0.00% Reduced -918 -918
100 WATERSHED PRIVATE WEALTH LLC 0.28% of their portfolio Oak Brook, IL 10,64310.6k $456.9k $456.9k 0.28% Unchanged