Vault-13

FIRST TR EXCHANGE TRADED FD FXH

HLTH CARE ALPH · ETP · CUSIP 33734X143

258 institutional holders +1 vs Q1 2023
8,323,7268.3m shares reported held*
$900.7mreported value*
19 new 72 added 93 reduced 20 sold out net bought ≈ $7.5m (+69.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($13.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $108.21. Options: 2 managers hold calls ($2.0m notional), 2 hold puts ($4.5m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 248Q4 22: 259Q1 23: 257Q2 23: 258258Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022248
Q4 2022259
Q1 2023257
Q2 2023258

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 103 bought or addedQ4 22: 87 cut or sold outQ4 22Q1 23: 108 bought or addedQ1 23: 90 cut or sold outQ1 23Q2 23: 91 bought or addedQ2 23: 113 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210387
Q1 202310890
Q2 202391113

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $3.0mQ3 22 puts: $857.0kQ3 22P/C 0.29Q4 22 calls: $3.1mQ4 22 puts: $40.9kQ4 22P/C 0.01Q1 23 calls: $1.5mQ1 23 puts: $49.8kQ1 23P/C 0.03Q2 23 calls: $2.0mQ2 23 puts: $4.5mQ2 23P/C 2.28
Numbers
QuarterCallsPutsP/C
Q3 2022$3.0m$857.0k0.29
Q4 2022$3.1m$40.9k0.01
Q1 2023$1.5m$49.8k0.03
Q2 2023$2.0m$4.5m2.28

Biggest buyers

J Arnold Wealth Management Co Added +240,322+240.3k
Vestmark Advisory Solutions, Inc. Added +47,320+47.3k
JANE STREET GROUP, LLC Added +42,648+42.6k
Coppell Advisory Solutions LLC Added +41,883+41.9k
Merit Financial Group, LLC Added +40,137+40.1k
NAVELLIER & ASSOCIATES INC New +33,254+33.3k
Apollon Wealth Management, LLC Added +29,419+29.4k
Sterling Manor Financial, LLC New +29,289+29.3k
IFP Advisors, Inc Added +22,242+22.2k
Corient Private Wealth LP Added +20,587+20.6k

Biggest sellers

LPL Financial LLC Reduced -83,117-83.1k
Financial Advocates Investment Management Sold out -68,745-68.7k
STIFEL FINANCIAL CORP Reduced -63,373-63.4k
Wealth Quarterback LLC Sold out -44,283-44.3k
WELLS FARGO & COMPANY/MN Reduced -37,147-37.1k
SFI Advisors, LLC Sold out -32,783-32.8k
Secure Asset Management, LLC Sold out -26,306-26.3k
PGIM Custom Harvest LLC Reduced -22,539-22.5k
Fifth Third Securities, Inc. Reduced -18,536-18.5k
IAMS WEALTH MANAGEMENT, LLC Sold out -17,327-17.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.6m14.6k shares
CITADEL ADVISORS LLC Added $400.7k3.7k shares

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $4.5m41.9k shares
Cutler Group LLC / CA Reduced $6.0k6.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 2,025,3902.0m $219.4m $219.4m 0.02% Reduced -14.5k -14,453
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 638,116638.1k $69.1m $69.1m 0.02% Reduced -37.1k -37,147
3 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 575,751575.8k $62.4m $62.4m 0.04% Reduced -83.1k -83,117
4 UBS Group AG 0.02% of their portfolio ZURICH, V8 359,555359.6k $38.9m $38.9m 0.02% Reduced -7.1k -7,120
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 345,514345.5k $37.4m $37.4m 0.00% Reduced -9.9k -9,917
6 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 325,276325.3k $35.2m $35.2m 0.02% Added +9.3k +9,281
7 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 243,805243.8k $26.4m $26.4m 0.05% Reduced -7.8k -7,770
8 J Arnold Wealth Management Co 11.16% of their portfolio Youngstown, OH 243,555243.6k $26.4m $26.4m 11.16% Added +240.3k +240,322
9 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 212,677212.7k $23.0m $23.0m 0.02% Reduced -16.9k -16,942
10 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 198,412198.4k $21.5m $21.5m 0.04% Added +5.3k +5,257
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 181,197181.2k $19.6m $19.6m 0.01% Added +18.3k +18,305
12 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 140,104140.1k $15.2m $15.2m 0.00% Added +2.7k +2,708
13 Vestmark Advisory Solutions, Inc. 0.50% of their portfolio Wakefield, MA 120,406120.4k $13.0m $13.0m 0.50% Added +47.3k +47,320
14 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 114,648114.6k $12.4m $12.4m 0.00% Reduced -15.6k -15,614
15 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 110,569110.6k $12.0m $12.0m 0.05% Added +16.4k +16,431
16 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 102,172102.2k $11.1m $11.1m 0.02% Added +2.0k +1,980
17 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 94,57394.6k $10.2m $10.2m 0.04% Reduced -3.4k -3,371
18 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 81,96682.0k $8.9m $8.9m 0.07% Reduced -404 -404
19 Coppell Advisory Solutions LLC 2.29% of their portfolio COPPELL, TX 75,27075.3k $8.1m $8.1m 2.29% Added +41.9k +41,883
20 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 74,33674.3k $8.1m $8.1m 0.06% Added +3.3k +3,337
21 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 68,34168.3k $7.4m $7.4m 0.01% Reduced -63.4k -63,373
22 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 67,60467.6k $7.3m $7.3m 0.02% Added +20.6k +20,587
23 Regal Investment Advisors LLC 0.53% of their portfolio KENTWOOD, MI 58,78358.8k $6.4m $6.4m 0.53% Reduced -15.7k -15,701
24 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 54,54854.5k $5.9m $5.9m 0.01% Added +42.6k +42,648
25 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 48,08448.1k $5.2m $5.2m 0.06% Added +1.9k +1,868
26 Merit Financial Group, LLC 0.17% of their portfolio ALPHARETTA, GA 48,05548.1k $5.2m $5.2m 0.17% Added +40.1k +40,137
27 IFP Advisors, Inc 0.09% of their portfolio TAMPA, FL 44,10444.1k $4.0m $4.0m 0.09% Added +22.2k +22,242
28 ERn Financial, LLC 0.98% of their portfolio MIDDLETON, WI 43,41843.4k $4.7m $4.7m 0.98% Reduced -1.9k -1,943
29 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 43,03443.0k $4.7m $4.7m 0.01% Reduced -5.1k -5,093
30 LINCOLN NATIONAL CORP 0.09% of their portfolio RADNOR, PA 40,43640.4k $4.4m $4.4m 0.09% Added +1.4k +1,358
31 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 39,37939.4k $4.3m $4.3m 0.04% Reduced -620 -620
32 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 38,44638.4k $4.2m $4.2m 0.04% Reduced -4.0k -4,014
33 Prosperity Financial Group, Inc. 3.64% of their portfolio San Ramon, CA 38,20638.2k $4.1m $4.1m 3.64% Reduced -118 -118
34 Holistic Financial Partners 2.87% of their portfolio INDIANAPOLIS, IN 38,13338.1k $4.1m $4.1m 2.87% Added +1.6k +1,643
35 Masso Torrence Wealth Management Inc. 2.94% of their portfolio MARLTON, NJ 37,57537.6k $4.1m $4.1m 2.94% Reduced -208 -208
36 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 36,35436.4k $3.9m $3.9m 0.01% Reduced -1.2k -1,184
37 Sigma Planning Corp 0.14% of their portfolio ANN ARBOR, MI 35,82535.8k $3.9m $3.9m 0.14% Reduced -7.3k -7,338
38 Snowden Capital Advisors LLC 0.14% of their portfolio New York, NY 35,59835.6k $3.9m $3.9m 0.14% Reduced -862 -862
39 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 33,87033.9k $3.7m $3.7m 0.00% Reduced -1.5k -1,530
40 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 33,61333.6k $3.6m $3.6m 0.05% Reduced -27 -27
41 NAVELLIER & ASSOCIATES INC 0.70% of their portfolio Reno, NV 33,25433.3k $3.6m $3.6m 0.70% New
42 Ashton Thomas Private Wealth, LLC 0.27% of their portfolio SCOTTSDALE, AZ 32,18332.2k $3.5m $3.5m 0.27% Added +21 +21
43 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 31,82431.8k $3.4m $3.4m 0.05% Added +1.9k +1,921
44 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 31,77631.8k $3.4m $3.4m 0.04% Added +3 +3
45 Apollon Wealth Management, LLC 0.16% of their portfolio MOUNT PLEASANT, SC 31,54931.5k $3.4m $3.4m 0.16% Added +29.4k +29,419
46 StrategIQ Financial Group, LLC 0.38% of their portfolio MERRILLVILLE, IN 31,05931.1k $3.4m $3.4m 0.38% Added +321 +321
47 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 30,63830.6k $3.3m $3.3m 0.04% Added +1.7k +1,692
48 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 30,26830.3k $3.3m $3.3m 0.01% Reduced -464 -464
49 Sterling Manor Financial, LLC 2.68% of their portfolio Saratoga Springs, NY 29,28929.3k $3.2m $3.2m 2.68% New
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 27,58127.6k $3.0m $3.0m 0.00% Added +4.0k +4,031
51 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 22,43422.4k $2.4m $2.4m 0.01% Added +419 +419
52 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 21,61721.6k $2.3m $2.3m 0.01% Added +418 +418
53 Spire Wealth Management 0.08% of their portfolio MCLEAN, VA 20,02720.0k $2.2m $2.2m 0.08% Reduced -67 -67
54 WINTRUST INVESTMENTS LLC 0.21% of their portfolio CHICAGO, IL 18,48018.5k $2.0m $2.0m 0.21% Added +6.0k +5,999
55 Virtue Capital Management, LLC 0.32% of their portfolio BRENTWOOD, TN 17,38917.4k $1.9m $1.9m 0.32% Added +217 +217
56 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 17,09317.1k $1.9m $1.9m 0.00% Reduced -150 -150
57 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 16,74016.7k $1.8m $1.8m 0.01% Added +980 +980
58 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 16,39416.4k $1.8m $1.8m 0.09% Added +1.5k +1,515
59 EUDAIMONIA ADVISORS LLC 1.18% of their portfolio Winchester, TN 16,25016.2k $1.8m $1.8m 1.18% Reduced -1.5k -1,518
60 Perigon Wealth Management, LLC 0.07% of their portfolio SAN FRANCISCO, CA 16,19216.2k $1.8m $1.8m 0.07% Added +807 +807
61 BENJAMIN F. EDWARDS & COMPANY, INC. 0.06% of their portfolio ST. LOUIS, MO 15,40015.4k $1.7m $1.7m 0.06% Added +187 +187
62 Wagner Wealth Management, LLC 0.63% of their portfolio GREENVILLE, SC 15,31515.3k $1.7m $1.7m 0.63% Added +15 +15
63 Schrum Private Wealth Management LLC 1.77% of their portfolio ST. AUGUSTINE, FL 15,13815.1k $1.6m $1.6m 1.77% Unchanged
64 Security Financial Services, INC. 0.46% of their portfolio Fort Wayne, IN 15,07915.1k $1.6m $1.6m 0.46% Unchanged
65 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 14,83414.8k $1.6m $1.6m 0.03% Reduced -298 -298
66 Mutual Advisors, LLC 0.06% of their portfolio OMAHA, NE 14,56014.6k $1.6m $1.6m 0.06% Reduced -453 -453
67 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 13,84213.8k $1.5m $1.5m 0.03% Added +105 +105
68 Integrated Advisors Network LLC 0.08% of their portfolio DALLAS, TX 13,59613.6k $1.5m $1.5m 0.08% Added +536 +536
69 Smart Money Group LLC 0.70% of their portfolio EASTLAND, TX 13,49513.5k $1.5m $1.5m 0.70% Reduced -47 -47
70 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 13,30913.3k $1.4m $1.4m 0.00% Added +211 +211
71 Eudaimonia Partners, LLC 0.32% of their portfolio Winchester, TN 13,25513.3k $1.4m $1.4m 0.32% Added +52 +52
72 StoneX Group Inc. 0.14% of their portfolio NEW YORK, NY 12,83912.8k $1.4m $1.4m 0.14% Added +111 +111
73 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 12,63412.6k $1.4m $1.4m 0.02% Added +1.8k +1,826
74 COMERICA SECURITIES,INC. 0.09% of their portfolio DETROIT, MI 11,78111.8k $1.3m $1.3m 0.09% Added +82 +82
75 LEVEL FOUR ADVISORY SERVICES, LLC 0.08% of their portfolio DALLAS, TX 11,59211.6k $1.3m $1.3m 0.08% Reduced -50 -50
76 Financial Partners Group, Inc 0.24% of their portfolio Overland Park, KS 11,55311.6k $1.2m $1.2m 0.24% Reduced -1.1k -1,052
77 Visionary Wealth Advisors 0.10% of their portfolio O'FALLON, IL 11,28211.3k $1.2m $1.2m 0.10% Added +2.5k +2,468
78 DB Wealth Management Group, LLC 0.71% of their portfolio SAN DIEGO, CA 10,68910.7k $1.2m $1.2m 0.71% Reduced -946 -946
79 NewEdge Wealth, LLC 0.04% of their portfolio STAMFORD, CT 10,51210.5k $1.1m $1.1m 0.04% Added +6.5k +6,455
80 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 10,17610.2k $1.1m $1.1m 0.01% Added +1.5k +1,483
81 Gateway Wealth Partners, LLC 0.19% of their portfolio APPLETON, WI 10,03810.0k $1.1m $1.1m 0.19% Added +3.1k +3,128
82 LAKE STREET PRIVATE WEALTH, LLC 0.19% of their portfolio CHICAGO, IL 9,8409.8k $1.1m $1.1m 0.19% Reduced -860 -860
83 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 9,6829.7k $1.0m $1.0m 0.04% Added +219 +219
84 Wealthcare Advisory Partners LLC 0.05% of their portfolio WEST CHESTER, PA 9,5769.6k $1.0m $1.0m 0.05% Added +588 +588
85 WealthPLAN Partners, LLC 0.14% of their portfolio OMAHA, NE 9,4489.4k $1.0m $1.0m 0.14% Reduced -116 -116
86 SignalPoint Asset Management, LLC 0.31% of their portfolio SPRINGFIELD, MO 9,3229.3k $1.0m $1.0m 0.31% Reduced -4 -4
87 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 8,9058.9k $964.6k $964.6k 0.02% Added +838 +838
88 Arkadios Wealth Advisors 0.11% of their portfolio ATLANTA, GA 8,8468.8k $958.1k $958.1k 0.11% Reduced -667 -667
89 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,5658.6k $927.7k $927.7k 0.00% Reduced -15.9k -15,920
90 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 8,3748.4k $907.1k $907.1k 0.00% First filing
91 Retirement Planning Group, LLC 0.09% of their portfolio LEAWOOD, KS 8,3008.3k $899.0k $899.0k 0.09% Reduced -71 -71
92 PGIM Custom Harvest LLC 0.03% of their portfolio NEWARK, NJ 8,1208.1k $879.5k $879.5k 0.03% Reduced -22.5k -22,539
93 Strategic Blueprint, LLC 0.08% of their portfolio ATLANTA, GA 7,8957.9k $855.1k $855.1k 0.08% New
94 FLAGSHIP HARBOR ADVISORS, LLC 0.07% of their portfolio BOSTON, MA 7,8547.9k $850.6k $850.6k 0.07% Reduced -464 -464
95 Blackhawk Capital Partners, LLC 0.59% of their portfolio THIENSVILLE, WI 7,8227.8k $847.2k $847.2k 0.59% Reduced -340 -340
96 CREATIVE FINANCIAL DESIGNS INC /ADV 0.10% of their portfolio KOKOMO, IN 7,7987.8k $844.6k $844.6k 0.10% Added +59 +59
97 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 7,7757.8k $842.2k $842.2k 0.01% Reduced -2.2k -2,236
98 OLD NATIONAL BANCORP /IN/ 0.02% of their portfolio EVANSVILLE, IN 7,4827.5k $810.4k $810.4k 0.02% Unchanged
99 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 7,4547.5k $807.5k $807.5k 0.01% Added +411 +411
100 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 7,3517.4k $796.2k $796.2k 0.01% Reduced -229 -229