Vault-13

SPDR SERIES TRUST SPYG

PRTFLO S&P500 GW · ETP · CUSIP 78464A409

802 institutional holders +42 vs Q1 2023
213,353,387213.4m shares reported held*
$13.0bnreported value*
70 new 340 added 272 reduced 32 sold out net bought ≈ $36.1m (+878.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($56.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $60.85. Options: 5 managers hold calls ($33.2m notional), 3 hold puts ($6.4m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 678Q4 22: 757Q1 23: 760Q2 23: 802802Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022678
Q4 2022757
Q1 2023760
Q2 2023802

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 421 bought or addedQ4 22: 243 cut or sold outQ4 22Q1 23: 383 bought or addedQ1 23: 306 cut or sold outQ1 23Q2 23: 410 bought or addedQ2 23: 304 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022421243
Q1 2023383306
Q2 2023410304

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $8.1mQ3 22 puts: $5.0mQ3 22P/C 0.62Q4 22 calls: $11.5mQ4 22 puts: $3.5mQ4 22P/C 0.30Q1 23 calls: $49.1mQ1 23 puts: $10.2mQ1 23P/C 0.21Q2 23 calls: $33.2mQ2 23 puts: $6.4mQ2 23P/C 0.19
Numbers
QuarterCallsPutsP/C
Q3 2022$8.1m$5.0m0.62
Q4 2022$11.5m$3.5m0.30
Q1 2023$49.1m$10.2m0.21
Q2 2023$33.2m$6.4m0.19

Biggest buyers

Allworth Financial LP Added +7,029,550+7.0m
LPL Financial LLC Added +1,175,983+1.2m
Orgel Wealth Management, LLC Added +989,732+989.7k
Raymond James Financial Services Advisors, Inc. Added +965,663+965.7k
ENVESTNET ASSET MANAGEMENT INC Added +694,373+694.4k
Private Advisor Group, LLC Added +505,702+505.7k
Horizon Investments, LLC Added +503,136+503.1k
Black Swift Group, LLC Added +490,758+490.8k
Financial Engines Advisors L.L.C. Added +457,617+457.6k
FLAGSHIP HARBOR ADVISORS, LLC Added +456,007+456.0k

Biggest sellers

First Command Advisory Services, Inc. Reduced -17,716,652-17.7m
FMR LLC Reduced -2,367,834-2.4m
AlphaStar Capital Management, LLC Reduced -610,518-610.5k
Ameritas Advisory Services, LLC Reduced -505,896-505.9k
GREAT VALLEY ADVISOR GROUP, INC. Reduced -236,764-236.8k
Oak Harvest Investment Services Reduced -148,923-148.9k
PARK AVENUE SECURITIES LLC Sold out -144,198-144.2k
NICOLET ADVISORY SERVICES, LLC Reduced -141,638-141.6k
Creative Planning Reduced -129,120-129.1k
NorthRock Partners, LLC Reduced -125,928-125.9k

Biggest calls

NATIONAL BANK OF CANADA /FI/ Reduced $20.9m5.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $10.8m177.0k shares
CITADEL ADVISORS LLC Reduced $1.4m23.6k shares
Cutler Group LLC / CA Reduced $121.0k10.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.8m94.6k shares
CITADEL ADVISORS LLC Reduced $616.2k10.1k shares
Cutler Group LLC / CA Reduced $3.0k26.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.40% of their portfolio SANTA CLARA, CA 21,997,75322.0m $1.3bn $1.3bn 3.40% Added +457.6k +457,617
2 LPL Financial LLC 0.95% of their portfolio FORT MILL, SC 21,826,77921.8m $1.3bn $1.3bn 0.95% Added +1.2m +1,175,983
3 Allworth Financial LP 6.05% of their portfolio FOLSOM, CA 11,689,61511.7m $713.2m $713.2m 6.05% Added +7.0m +7,029,550
4 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 5,125,7105.1m $312.7m $312.7m 0.03% Added +16.0k +16,039
5 Valmark Advisers, Inc. 5.98% of their portfolio AKRON, OH 4,816,5214.8m $293.9m $293.9m 5.98% Added +174.2k +174,240
6 Equitable Holdings, Inc. 4.07% of their portfolio NEW YORK, NY 4,644,3504.6m $283.4m $283.4m 4.07% Reduced -112.7k -112,680
7 ENVESTNET ASSET MANAGEMENT INC 0.12% of their portfolio Berwyn, PA 4,346,3494.3m $265.2m $265.2m 0.12% Added +694.4k +694,373
8 AMERIPRISE FINANCIAL INC 0.08% of their portfolio MINNEAPOLIS, MN 4,065,0974.1m $248.3m $248.3m 0.08% Added +415.3k +415,280
9 Horizon Investments, LLC 6.88% of their portfolio Charlotte, NC 3,921,7163.9m $239.3m $239.3m 6.88% Added +503.1k +503,136
10 HB Wealth Management, LLC 3.44% of their portfolio Atlanta, GA 3,632,9533.6m $215.5m $215.5m 3.44% Added +129.1k +129,137
11 UBS Group AG 0.09% of their portfolio ZURICH, V8 3,477,5903.5m $212.2m $212.2m 0.09% Reduced -14.2k -14,220
12 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 3,084,4363.1m $188.2m $188.2m 0.02% Added +7.5k +7,474
13 Orgel Wealth Management, LLC 6.19% of their portfolio ALTOONA, WI 3,069,5633.1m $187.3m $187.3m 6.19% Added +989.7k +989,732
14 OSAIC HOLDINGS, INC. 0.33% of their portfolio SCOTTSDALE, AZ 3,058,8793.1m $186.4m $186.4m 0.33% Added +246.8k +246,850
15 RFG Advisory, LLC 7.08% of their portfolio BIRMINGHAM, AL 2,610,8492.6m $159.3m $159.3m 7.08% Added +196.0k +196,043
16 Advisory Alpha, LLC 8.01% of their portfolio HOLLAND, MI 2,557,6332.6m $156.0m $156.0m 8.01% Added +65.4k +65,436
17 FMR LLC 0.01% of their portfolio BOSTON, MA 2,290,8602.3m $139.8m $139.8m 0.01% Reduced -2.4m -2,367,834
18 Private Advisor Group, LLC 1.20% of their portfolio MORRISTOWN, NJ 2,264,8752.3m $138.3m $138.3m 1.20% Added +505.7k +505,702
19 PFS INVESTMENTS INC. 2.25% of their portfolio DULUTH, GA 2,262,0242.3m $138.0m $138.0m 2.25% Added +194.4k +194,385
20 Willis Johnson & Associates, Inc. 14.40% of their portfolio Houston, TX 2,212,5182.2m $135.0m $135.0m 14.40% Added +11.3k +11,339
21 Raymond James Financial Services Advisors, Inc. 0.21% of their portfolio ST. PETERSBURG, FL 1,996,1072.0m $121.8m $121.8m 0.21% Added +965.7k +965,663
22 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,878,7721.9m $114.6m $114.6m 0.03% Added +75.1k +75,141
23 NICOLET ADVISORY SERVICES, LLC 12.43% of their portfolio GREEN BAY, WI 1,872,9541.9m $113.3m $113.3m 12.43% Reduced -141.6k -141,638
24 Corient Private Wealth LP 0.26% of their portfolio MIAMI, FL 1,844,0851.8m $112.5m $112.5m 0.26% Reduced -40.3k -40,284
25 COMMONWEALTH EQUITY SERVICES, LLC 0.22% of their portfolio WALTHAM, MA 1,789,3871.8m $109.2m $109.2m 0.22% Added +78.2k +78,225
26 TOWNSQUARE CAPITAL LLC 1.97% of their portfolio Lehi, UT 1,775,0091.8m $108.3m $108.3m 1.97% Added +128.4k +128,437
27 Bridgeworth, LLC 11.14% of their portfolio BIRMINGHAM, AL 1,652,6131.7m $100.8m $100.8m 11.14% Added +13.6k +13,634
28 AE Wealth Management LLC 0.58% of their portfolio TOPEKA, KS 1,575,0841.6m $96.1m $96.1m 0.58% Reduced -57.4k -57,393
29 AlphaStar Capital Management, LLC 9.62% of their portfolio CORNELIUS, NC 1,397,5551.4m $85.3m $85.3m 9.62% Reduced -610.5k -610,518
30 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,380,0241.4m $84.2m $84.2m 0.02% Added +4.4k +4,375
31 SYNOVUS FINANCIAL CORP 0.89% of their portfolio Columbus, GA 1,337,8061.3m $81.6m $81.6m 0.89% Reduced -31.3k -31,340
32 Focused Wealth Management, Inc 14.66% of their portfolio Newburgh, NY 1,333,5821.3m $81.4m $81.4m 14.66% Added +30.3k +30,314
33 Connecticut Wealth Management, LLC 5.51% of their portfolio FARMINGTON, CT 1,298,0201.3m $79.2m $79.2m 5.51% Added +23.2k +23,175
34 TIAA, FSB 0.28% of their portfolio ST. LOUIS, MO 1,271,6741.3m $77.6m $77.6m 0.28% Added +211.3k +211,323
35 HighTower Advisors, LLC 0.15% of their portfolio CHICAGO, IL 1,231,6831.2m $75.1m $75.1m 0.15% Added +434.6k +434,639
36 Savant Capital, LLC 1.12% of their portfolio ROCKFORD, IL 1,170,3251.2m $71.4m $71.4m 1.12% Reduced -2.5k -2,524
37 CWM, LLC 0.44% of their portfolio OMAHA, NE 1,163,8181.2m $71.0m $71.0m 0.44% Added +436.1k +436,093
38 Janney Montgomery Scott LLC 0.24% of their portfolio PHILADELPHIA, PA 1,139,1201.1m $69.5m $69.5m 0.24% Reduced -21.4k -21,398
39 Syntegra Private Wealth Group, LLC 10.01% of their portfolio Chesterfield, MO 1,073,1071.1m $65.5m $65.5m 10.01% Added +91.2k +91,220
40 FLAGSHIP HARBOR ADVISORS, LLC 4.95% of their portfolio BOSTON, MA 981,559981.6k $59.9m $59.9m 4.95% Added +456.0k +456,007
41 Cetera Advisor Networks LLC 0.41% of their portfolio EL SEGUNDO, CA 962,445962.4k $58.7m $58.7m 0.41% Added +109.6k +109,636
42 KWB Wealth 9.24% of their portfolio REDLANDS, CA 958,286958.3k $58.5m $58.5m 9.24% Added +212.6k +212,630
43 First Command Bank 5.45% of their portfolio FORT WORTH, TX 949,896949.9k $58.0m $58.0m 5.45% Added +183.7k +183,704
44 First Command Financial Services, Inc. 5.45% of their portfolio FORT WORTH, TX 949,896949.9k $58.0m $58.0m 5.45% Added +183.7k +183,704
45 OLD NATIONAL BANCORP /IN/ 1.63% of their portfolio EVANSVILLE, IN 931,652931.7k $56.8m $56.8m 1.63% Added +971 +971
46 CoreCap Advisors, LLC 3.91% of their portfolio SOUTHFIELD, MI 900,329900.3k $54.9m $54.9m 3.91% First filing
47 NorthRock Partners, LLC 5.95% of their portfolio MINNEAPOLIS, MN 891,236891.2k $54.4m $54.4m 5.95% Reduced -125.9k -125,928
48 Cannon Financial Strategists, Inc. 13.64% of their portfolio ATHENS, GA 813,429813.4k $49.6m $49.6m 13.64% Added +33.6k +33,597
49 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 779,475779.5k $47.6m $47.6m 0.01% Added +278.4k +278,393
50 MAINSTAY CAPITAL MANAGEMENT LLC /ADV 8.44% of their portfolio GRAND BLANC, MI 771,810771.8k $47.1m $47.1m 8.44% Added +360.9k +360,882
51 FOUNDERS FINANCIAL SECURITIES LLC 6.09% of their portfolio TOWSON, MD 755,368755.4k $46.1m $46.1m 6.09% Added +91.3k +91,256
52 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1.28% of their portfolio MINNEAPOLIS, MN 746,521746.5k $45.5m $45.5m 1.28% Reduced -62.5k -62,451
53 Klingman & Associates, LLC 3.63% of their portfolio New York, NY 737,117737.1k $45.0m $45.0m 3.63% Reduced -2.1k -2,119
54 NOTTINGHAM ADVISORS, INC. 5.86% of their portfolio AMHERST, NY 732,171732.2k $44.7m $44.7m 5.86% Reduced -29.3k -29,251
55 Mariner, LLC 0.12% of their portfolio Overland Park, KS 711,974712.0k $43.4m $43.4m 0.12% Added +69.5k +69,478
56 SCS Capital Management LLC 1.07% of their portfolio BOSTON, MA 710,818710.8k $43.4m $43.4m 1.07% Added +13.9k +13,918
57 MML INVESTORS SERVICES, LLC 0.22% of their portfolio SPRINGFIELD, MA 664,576664.6k $40.5m $40.5m 0.22% Added +96.8k +96,787
58 Trilogy Capital Inc. 2.60% of their portfolio IRVINE, CA 659,875659.9k $40.9m $40.9m 2.60% Reduced -23.9k -23,874
59 RESTON WEALTH MANAGEMENT LLC 19.15% of their portfolio Reston, VA 659,672659.7k $40.2m $40.2m 19.15% Added +183.9k +183,867
60 First National Trust Co 1.84% of their portfolio Johnstown, PA 652,006652.0k $39.8m $39.8m 1.84% Reduced -39.2k -39,198
61 Rodgers & Associates, LTD 5.70% of their portfolio Lancaster, PA 647,427647.4k $39.5m $39.5m 5.70% Added +9.2k +9,221
62 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 634,503634.5k $38.7m $38.7m 0.03% Added +8.1k +8,053
63 Brookstone Capital Management 0.77% of their portfolio WHEATON, IL 632,418632.4k $38.1m $38.1m 0.77% Added +50.8k +50,784
64 J.P. Morgan Private Wealth Advisors LLC 0.20% of their portfolio SAN FRANCISCO, CA 615,853615.9k $37.6m $37.6m 0.20% Added +23.2k +23,228
65 Financial Planning & Information Services, Inc. 6.59% of their portfolio DE PERE, WI 585,853585.9k $35.7m $35.7m 6.59% Reduced -64.7k -64,672
66 ESL Trust Services, LLC 11.14% of their portfolio ROCHESTER, NY 581,174581.2k $35.5m $35.5m 11.14% Added +161 +161
67 Alera Investment Advisors, LLC 7.45% of their portfolio DEERFIELD, IL 567,042567.0k $34.6m $34.6m 7.45% Reduced -4.3k -4,297
68 Thrivent Financial for Lutherans 0.08% of their portfolio Minneapolis, MN 560,192560.2k $33.8m $33.8m 0.08% Added +69.1k +69,101
69 Black Swift Group, LLC 11.60% of their portfolio BOULDER, CO 558,416558.4k $34.1m $34.1m 11.60% Added +490.8k +490,758
70 Perennial Investment Advisors, LLC 5.98% of their portfolio Los Angeles, CA 549,672549.7k $33.5m $33.5m 5.98% Added +80.0k +79,995
71 FFT WEALTH MANAGEMENT LLC 4.08% of their portfolio PHILADELPHIA, PA 538,382538.4k $32.8m $32.8m 4.08% Reduced -5.1k -5,148
72 Roberts Financial Services LLC 7.49% of their portfolio MARQUETTE, MI 527,203527.2k $32.2m $32.2m 7.49% Reduced -30.2k -30,231
73 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 521,247521.2k $31.8m $31.8m 0.14% Added +45.2k +45,180
74 Compton Financial Group, LLC 11.97% of their portfolio TOWSON, MD 520,234520.2k $31.7m $31.7m 11.97% Added +12.1k +12,073
75 Money Design Co.,Ltd. 1.84% of their portfolio TOKYO, M0 508,912508.9k $31.0m $31.0m 1.84% Reduced -99.0k -99,014
76 LGL PARTNERS, LLC 5.31% of their portfolio PHILADELPHIA, PA 508,644508.6k $31.0m $31.0m 5.31% Added +1.6k +1,572
77 NewEdge Advisors, LLC 0.35% of their portfolio NEW ORLEANS, LA 507,577507.6k $31.0m $31.0m 0.35% Reduced -6.4k -6,437
78 PRUDENTIAL FINANCIAL INC 0.04% of their portfolio NEWARK, NJ 504,466504.5k $26.6m $26.6m 0.04% Added +130.1k +130,130
79 Leicht Financial Planning & Wealth Management, Inc. 18.41% of their portfolio PARSIPPANY, NJ 499,512499.5k $30.5m $30.5m 18.41% Added +161.5k +161,544
80 TRUEFG, LLC 12.88% of their portfolio CEDAR PARK, TX 491,032491.0k $30.0m $30.0m 12.88% Reduced -24.6k -24,611
81 Cetera Investment Advisers 0.25% of their portfolio SCHAUMBURG, IL 480,740480.7k $29.3m $29.3m 0.25% Added +83.8k +83,751
82 Measured Wealth Private Client Group, LLC 10.89% of their portfolio PORTSMOUTH, NH 469,788469.8k $28.7m $28.7m 10.89% Reduced -113.7k -113,697
83 NICOLET BANKSHARES INC 7.47% of their portfolio GREEN BAY, WI 430,935430.9k $26.3m $26.3m 7.47% Reduced -20.1k -20,137
84 IHT Wealth Management, LLC 1.36% of their portfolio Chicago, IL 426,537426.5k $26.0m $26.0m 1.36% Reduced -8.3k -8,305
85 JNBA Financial Advisors 3.11% of their portfolio BLOOMINGTON, MN 425,543425.5k $26.0m $26.0m 3.11% Added +142.8k +142,836
86 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 416,886416.9k $25.4m $25.4m 0.03% Reduced -31.1k -31,056
87 RIVERSEDGE ADVISORS, LLC 6.88% of their portfolio Wilmington, DE 411,529411.5k $25.1m $25.1m 6.88% Added +3.8k +3,837
88 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.26% of their portfolio OMAHA, NE 401,612401.6k $24.5m $24.5m 0.26% Reduced -73.3k -73,324
89 Merit Financial Group, LLC 0.79% of their portfolio ALPHARETTA, GA 400,337400.3k $24.4m $24.4m 0.79% Reduced -18.0k -18,021
90 Whitcomb & Hess, Inc. 8.85% of their portfolio ASHLAND, OH 397,298397.3k $24.2m $24.2m 8.85% Reduced -415 -415
91 First Command Advisory Services, Inc. 0.39% of their portfolio FORT WORTH, TX 394,934394.9k $24.1m $24.1m 0.39% Reduced -17.7m -17,716,652
92 Edmonds Duncan Registered Investment Advisors, LLC 7.20% of their portfolio LAWRENCE, KS 392,687392.7k $24.0m $24.0m 7.20% Added +6.9k +6,859
93 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 387,604387.6k $23.6m $23.6m 0.00% Added +167.9k +167,876
94 SIGNET FINANCIAL MANAGEMENT, LLC 3.69% of their portfolio PARSIPPANY, NJ 382,846382.8k $23.4m $23.4m 3.69% Added +9.4k +9,375
95 Investments & Financial Planning, LLC 20.18% of their portfolio LEXINGTON, KY 381,825381.8k $23.3m $23.3m 20.18% Added +54 +54
96 Gerber Kawasaki Wealth & Investment Management 1.54% of their portfolio SANTA MONICA, CA 376,839376.8k $23.0m $23.0m 1.54% Added +339.2k +339,189
97 One Capital Management, LLC 1.03% of their portfolio WESTLAKE VILLAGE, CA 375,253375.3k $22.9m $22.9m 1.03% Added +4.2k +4,170
98 INSPIRION WEALTH ADVISORS, LLC 4.38% of their portfolio LIBERTYVILLE, IL 374,881374.9k $22.9m $22.9m 4.38% Reduced -4.9k -4,863
99 Prospera Financial Services Inc 0.87% of their portfolio Dallas, TX 372,893372.9k $22.8m $22.8m 0.87% Added +283.1k +283,052
100 Garrett Wealth Advisory Group, LLC 10.08% of their portfolio WEATHERFORD, TX 372,339372.3k $22.7m $22.7m 10.08% Added +5.5k +5,514