Vault-13

FIRST TR EXCH TRADED FD III FEMB

EME MRK BD ETF · ETP · CUSIP 33739P202

45 institutional holders +0 vs Q1 2023
2,812,0512.8m shares reported held*
$80.7mreported value*
5 new 17 added 19 reduced 5 sold out net sold ≈ $1.1m (-38.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.69.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 43Q4 22: 46Q1 23: 45Q2 23: 4545Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202243
Q4 202246
Q1 202345
Q2 202345

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 26 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 22 bought or addedQ2 23: 24 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221827
Q1 20232625
Q2 20232224

Biggest buyers

Cambridge Investment Research Advisors, Inc. New +95,317+95.3k
Sterling Manor Financial, LLC Added +59,225+59.2k
Euro Pacific Asset Management, LLC Added +40,870+40.9k
AlphaStar Capital Management, LLC New +32,255+32.3k
LPL Financial LLC Added +10,725+10.7k
MORGAN STANLEY Added +10,062+10.1k
ROYAL BANK OF CANADA Added +8,219+8.2k
Walkner Condon Financial Advisors LLC Added +7,887+7.9k
HARBOUR INVESTMENTS, INC. Added +5,364+5.4k
D.A. DAVIDSON & CO. Added +4,190+4.2k

Biggest sellers

JANE STREET GROUP, LLC Reduced -174,651-174.7k
WELLS FARGO & COMPANY/MN Reduced -35,660-35.7k
CWM, LLC Reduced -28,816-28.8k
Raymond James Financial Services Advisors, Inc. Reduced -24,752-24.8k
Stratos Wealth Partners, LTD. Sold out -19,917-19.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -11,029-11.0k
Synergy Asset Management, LLC Sold out -8,661-8.7k
TRUIST FINANCIAL CORP Reduced -6,413-6.4k
FLOW TRADERS U.S. LLC Reduced -4,081-4.1k
Tower Research Capital LLC (TRC) Sold out -3,236-3.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.5 pts · filed 2026-07-17 23.5% +2.5 pts 2.8m≈ $82.6m 2026-07-17

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 347,490347.5k $10.0m $10.0m 0.00% Added +10.1k +10,062
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 323,609323.6k $9.3m $9.3m 0.00% Reduced -35.7k -35,660
3 Sterling Manor Financial, LLC 6.90% of their portfolio Saratoga Springs, NY 285,083285.1k $8.2m $8.2m 6.90% Added +59.2k +59,225
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 212,029212.0k $6.1m $6.1m 0.00% Reduced -11.0k -11,029
5 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 205,316205.3k $5.9m $5.9m 0.01% Reduced -6.4k -6,413
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 172,499172.5k $4.9m $4.9m 0.00% Added +10.7k +10,725
7 CWM, LLC 0.03% of their portfolio OMAHA, NE 153,487153.5k $4.4m $4.4m 0.03% Reduced -28.8k -28,816
8 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 127,161127.2k $3.6m $3.6m 0.01% Reduced -2.1k -2,109
9 Euro Pacific Asset Management, LLC 0.68% of their portfolio DORADO, PR 107,240107.2k $3.1m $3.1m 0.68% Added +40.9k +40,870
10 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 95,31795.3k $2.7m $2.7m 0.01% New
11 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 91,70491.7k $2.6m $2.6m 0.00% Reduced -174.7k -174,651
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 83,25883.3k $2.4m $2.4m 0.00% Added +8.2k +8,219
13 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 75,89875.9k $2.2m $2.2m 0.02% Reduced -166 -166
14 Walkner Condon Financial Advisors LLC 0.50% of their portfolio MADISON, WI 66,22866.2k $1.9m $1.9m 0.50% Added +7.9k +7,887
15 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 60,86460.9k $1.7m $1.7m 0.09% Added +5.4k +5,364
16 Pine Valley Investments Ltd Liability Co 0.14% of their portfolio MARLTON, NJ 50,75050.8k $1.5m $1.5m 0.14% Reduced -1.4k -1,397
17 EWG Elevate Inc. 0.55% of their portfolio ROSEVILLE, CA 46,40646.4k $1.3m $1.3m 0.55% Added +3.7k +3,663
18 COTTONWOOD CAPITAL ADVISORS, LLC 1.13% of their portfolio SALT LAKE CITY, UT 42,93942.9k $1.2m $1.2m 1.13% Added +1.0k +1,041
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 36,34736.3k $1.0m $1.0m 0.00% Added +2.9k +2,860
20 AlphaStar Capital Management, LLC 0.10% of their portfolio CORNELIUS, NC 32,25532.3k $925.1k $925.1k 0.10% New
21 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 21,70221.7k $622.4k $622.4k 0.00% Reduced -18 -18
22 Clarus Wealth Advisors 0.37% of their portfolio PEORIA, AZ 21,48621.5k $608.9k $608.9k 0.37% Reduced -660 -660
23 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 17,80917.8k $510.8k $510.8k 0.01% Added +4.2k +4,190
24 Wagner Wealth Management, LLC 0.17% of their portfolio GREENVILLE, SC 15,16315.2k $434.9k $434.9k 0.17% Reduced -253 -253
25 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 14,76914.8k $423.6k $423.6k 0.01% Unchanged
26 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 11,56111.6k $332.0k $332.0k 0.01% Reduced -4.1k -4,081
27 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,54911.5k $331.2k $331.2k 0.00% Reduced -3.0k -3,047
28 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 11,47311.5k $329.0k $329.0k 0.02% Added +16 +16
29 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 11,35711.4k $325.7k $325.7k 0.00% Reduced -24.8k -24,752
30 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 10,58410.6k $303.5k $303.5k 0.00% Added +1.5k +1,532
31 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 10,42510.4k $299.0k $299.0k 0.01% Reduced -68 -68
32 WINTRUST INVESTMENTS LLC 0.03% of their portfolio CHICAGO, IL 9,6219.6k $276.0k $276.0k 0.03% Reduced -202 -202
33 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 8,2308.2k $233.2k $233.2k 0.03% Added +9 +9
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,0786.1k $174.3k $174.3k 0.00% Added +1.7k +1,675
35 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 5,3245.3k $152.7k $152.7k 0.01% Unchanged
36 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 3,4753.5k $100.0k $100.0k 0.01% Reduced -472 -472
37 Worth Asset Management, LLC 0.06% of their portfolio DALLAS, TX 2,6152.6k $75.0k $75.0k 0.06% New
38 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 1,3171.3k $37.8k $37.8k 0.00% Unchanged
39 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 846846 $28.6k $28.6k 0.00% Added +423 +423
40 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 321321 $9.2k $9.2k 0.00% Reduced -275 -275
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 282282 $8.1k $8.1k 0.00% New
42 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 7272 $2.1k $2.1k 0.00% Added +60 +60
43 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 5959 $1.7k $1.7k 0.00% Unchanged
44 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3838 $1.1k $1.1k 0.00% Reduced -110 -110
45 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 1515 $427 $427 0.00% New