Vault-13

FIRST TR EXCHNG TRADED FD VI BUFT

VEST BUFFERED · ETP · CUSIP 33740U760

46 institutional holders -2 vs Q1 2023
4,613,3254.6m shares reported held*
$91.8mreported value*
3 new 12 added 24 reduced 6 sold out net sold ≈ $20.7m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.90.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 51Q4 22: 50Q1 23: 48Q2 23: 4646Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202251
Q4 202250
Q1 202348
Q2 202346

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 27 bought or addedQ4 22: 25 cut or sold outQ4 22Q1 23: 23 bought or addedQ1 23: 27 cut or sold outQ1 23Q2 23: 15 bought or addedQ2 23: 30 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222725
Q1 20232327
Q2 20231530

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +168,477+168.5k
CWM, LLC Added +88,144+88.1k
IFP Advisors, Inc Added +33,124+33.1k
AE Wealth Management LLC New +31,046+31.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +27,797+27.8k
OLD MISSION CAPITAL LLC Added +22,453+22.5k
Glen Eagle Advisors, LLC Added +20,610+20.6k
OSAIC HOLDINGS, INC. Added +19,129+19.1k
ASSETMARK, INC New +15,435+15.4k
Janney Montgomery Scott LLC New +10,757+10.8k

Biggest sellers

Sweet Financial Partners, LLC Reduced -422,679-422.7k
FDx Advisors, Inc. Reduced -415,046-415.0k
Sterling Manor Financial, LLC Sold out -184,239-184.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -122,439-122.4k
Marshall Financial Group, LLC Reduced -46,927-46.9k
Integrated Wealth Concepts LLC Reduced -43,988-44.0k
Cetera Advisors LLC Reduced -35,048-35.0k
Csenge Advisory Group Sold out -33,372-33.4k
Cetera Advisor Networks LLC Reduced -29,897-29.9k
CITADEL ADVISORS LLC Sold out -27,822-27.8k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Glen Eagle Advisors, LLC 2.83% of their portfolio KINGSTON, NJ 617,319617.3k $12.3m $12.3m 2.83% Added +20.6k +20,610
2 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 535,413535.4k $10.7m $10.7m 0.00% Added +168.5k +168,477
3 Sweet Financial Partners, LLC 2.56% of their portfolio FAIRMONT, MN 493,660493.7k $9.8m $9.8m 2.56% Reduced -422.7k -422,679
4 FDx Advisors, Inc. 0.51% of their portfolio BERWYN, PA 463,671463.7k $9.2m $9.2m 0.51% Reduced -415.0k -415,046
5 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 372,444372.4k $7.4m $7.4m 0.01% Added +19.1k +19,129
6 SYNOVUS FINANCIAL CORP 0.05% of their portfolio Columbus, GA 235,581235.6k $4.7m $4.7m 0.05% Reduced -2.0k -1,957
7 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 227,266227.3k $4.5m $4.5m 0.01% Reduced -122.4k -122,439
8 CWM, LLC 0.03% of their portfolio OMAHA, NE 221,007221.0k $4.4m $4.4m 0.03% Added +88.1k +88,144
9 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 126,914126.9k $2.5m $2.5m 0.04% Reduced -35.0k -35,048
10 Marshall Financial Group, LLC 0.78% of their portfolio Hunt Valley, MD 115,544115.5k $2.3m $2.3m 0.78% Reduced -46.9k -46,927
11 Lunt Capital Management, Inc. 0.91% of their portfolio HOLLADAY, UT 84,67984.7k $1.7m $1.7m 0.91% First filing
12 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 81,58181.6k $1.6m $1.6m 0.01% Reduced -3.3k -3,292
13 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 79,89479.9k $1.6m $1.6m 0.01% Reduced -29.9k -29,897
14 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 75,30375.3k $1.5m $1.5m 0.02% Reduced -3.0k -2,980
15 Jaffetilchin Investment Partners, LLC 0.15% of their portfolio TAMPA, FL 73,50773.5k $1.5m $1.5m 0.15% Added +3.3k +3,254
16 Avior Wealth Management, LLC 0.09% of their portfolio OMAHA, NE 69,57969.6k $1.4m $1.4m 0.09% Reduced -14.5k -14,542
17 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 69,42869.4k $1.4m $1.4m 0.03% Added +33.1k +33,124
18 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 65,51165.5k $1.3m $1.3m 0.01% Added +172 +172
19 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 65,27665.3k $1.3m $1.3m 0.02% Reduced -44.0k -43,988
20 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 49,58549.6k $986.7k $986.7k 0.04% Added +22.5k +22,453
21 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 44,67544.7k $889.0k $889.0k 0.02% Reduced -2.5k -2,528
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 42,84842.8k $852.7k $852.7k 0.00% Added +27.8k +27,797
23 ROVIN CAPITAL /UT/ /ADV 0.34% of their portfolio MESA, AZ 38,39938.4k $764.0k $764.0k 0.34% Reduced -3.1k -3,101
24 Valtinson Bruner Financial Planning LLC 0.38% of their portfolio NEW BRIGHTON, MN 35,40435.4k $704.5k $704.5k 0.38% Added +226 +226
25 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 31,04631.0k $617.8k $617.8k 0.00% New
26 Sound View Wealth Advisors Group, LLC 0.07% of their portfolio SAVANNAH, GA 26,70326.7k $531.4k $531.4k 0.07% Unchanged
27 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 24,85224.9k $494.5k $494.5k 0.00% Reduced -19.6k -19,562
28 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 24,67524.7k $491.0k $491.0k 0.02% Reduced -1.0k -1,000
29 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 23,55023.6k $468.6k $468.6k 0.01% Reduced -8.0k -8,030
30 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 19,83419.8k $392.6k $392.6k 0.05% Reduced -534 -534
31 Financial Guidance Group, Inc. 0.28% of their portfolio Palm Harbor, FL 19,37519.4k $385.6k $385.6k 0.28% Added +6.0k +5,975
32 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 15,43515.4k $307.1k $307.1k 0.00% New
33 CENTAURUS FINANCIAL, INC. 0.03% of their portfolio ANAHEIM, CA 15,43015.4k $307.0k $307.0k 0.03% Reduced -9.5k -9,539
34 Quad-Cities Investment Group, LLC 0.20% of their portfolio DAVENPORT, IA 15,39115.4k $306.3k $306.3k 0.20% Unchanged
35 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 14,61914.6k $290.9k $290.9k 0.02% Reduced -5.5k -5,500
36 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 14,32414.3k $285.0k $285.0k 0.00% Unchanged
37 SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio JACKSON, TN 14,01614.0k $279.0k $279.0k 0.04% Added +2.8k +2,755
38 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 12,86912.9k $256.1k $256.1k 0.01% Reduced -1.0k -1,025
39 GUARDIAN WEALTH ADVISORS, LLC / NC 0.04% of their portfolio RALEIGH, NC 12,86912.9k $256.1k $256.1k 0.04% Reduced -1.0k -1,025
40 BARRETT & COMPANY, INC. 0.13% of their portfolio PROVIDENCE, RI 11,40111.4k $226.9k $226.9k 0.13% Unchanged
41 KFG WEALTH MANAGEMENT, LLC 0.13% of their portfolio GRANGER, IN 11,26411.3k $224.1k $224.1k 0.13% Reduced -16.4k -16,408
42 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,75710.8k $214.0k $214.0k 0.00% New
43 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,9006.9k $137.3k $137.3k 0.01% Unchanged
44 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,9783.0k $59.3k $59.3k 0.00% Reduced -54 -54
45 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 549549 $11.0k $11.0k 0.00% Reduced -175 -175
46 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged