FIRST TR EXCHANGE-TRADED ALP FNK
MID CAP VAL FD · ETP · CUSIP 33737M201
59
institutional holders
-13 vs Q1 2023
3.5m
shares reported held*
$159.5mreported value*
1 new
18 added
23 reduced
14 sold out
net sold ≈ $41.4m (-914.4k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $45.70. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 53 |
| Q4 2022 | 62 |
| Q1 2023 | 72 |
| Q2 2023 | 59 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 28 | 24 |
| Q1 2023 | 45 | 18 |
| Q2 2023 | 19 | 37 |
Biggest buyers
| FIRST TRUST ADVISORS LP | Added | +50.3k |
| TOTAL INVESTMENT MANAGEMENT INC | Added | +47.2k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +30.3k |
| Transamerica Financial Advisors, LLC | Added | +16.4k |
| Baird Financial Group, Inc. | Added | +13.6k |
| LEVEL FOUR ADVISORY SERVICES, LLC | New | +5.6k |
| OSAIC HOLDINGS, INC. | Added | +5.4k |
| Prospera Financial Services Inc | Added | +4.5k |
| Tower Research Capital LLC (TRC) | Added | +2.5k |
| MML INVESTORS SERVICES, LLC | Added | +1.8k |
Biggest sellers
| AE Wealth Management LLC | Sold out | -217.4k |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | Sold out | -102.2k |
| MORGAN STANLEY | Reduced | -99.9k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -82.1k |
| Private Advisory Group LLC | Sold out | -68.7k |
| LPL Financial LLC | Reduced | -59.8k |
| WORLD EQUITY GROUP, INC. | Sold out | -58.4k |
| WELLS FARGO & COMPANY/MN | Reduced | -54.6k |
| Private Advisor Group, LLC | Reduced | -48.3k |
| Pinnacle Family Advisors, LLC | Sold out | -46.7k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| TOTAL INVESTMENT MANAGEMENT INC 7.09% of their portfolio | 1.2m $54.7m | Added +47.2k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 360.6k $16.5m | Reduced -54.6k |
| LPL Financial LLC 0.01% of their portfolio | 331.7k $15.2m | Reduced -59.8k |
| MORGAN STANLEY 0.00% of their portfolio | 237.3k $10.8m | Reduced -99.9k |
| UBS Group AG 0.00% of their portfolio | 145.3k $6.6m | Reduced -17.0k |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 142.2k $6.5m | Reduced -82.1k |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.20% of their portfolio | 116.8k $5.3m | Reduced -4.2k |
| Kingsview Wealth Management, LLC 0.16% of their portfolio | 89.0k $4.1m | Reduced -518 |
| Janney Montgomery Scott LLC 0.01% of their portfolio | 79.9k $3.7m | Added +1.2k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 76.4k $3.5m | Added +50.3k |
| Baird Financial Group, Inc. 0.01% of their portfolio | 72.2k $3.3m | Added +13.6k |
| Gladstone Institutional Advisory LLC 0.17% of their portfolio | 62.6k $2.9m | Reduced -4.7k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 60.6k $2.8m | Reduced -13.8k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 59.4k $2.7m | Reduced -8.2k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 55.0k $2.5m | Reduced -4.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 41.9k $1.9m | Added +30.3k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 38.9k $1.8m | Added +5.4k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 28.5k $1.3m | Added +1.2k |
| Sigma Planning Corp 0.05% of their portfolio | 27.9k $1.3m | Reduced -35.3k |
| Stratos Wealth Partners, LTD. 0.03% of their portfolio | 26.6k $1.2m | Reduced -380 |
| Transamerica Financial Advisors, LLC 0.16% of their portfolio | 26.3k $1.2m | Added +16.4k |
| G&S Capital LLC 0.51% of their portfolio | 23.4k $1.1m | Reduced -263 |
| Dynamic Advisor Solutions LLC 0.05% of their portfolio | 22.1k $1.0m | Reduced -1.6k |
| Equitable Holdings, Inc. 0.01% of their portfolio | 18.3k $837.7k | Reduced -655 |
| Tower Research Capital LLC (TRC) 0.03% of their portfolio | 17.6k $806.5k | Added +2.5k |
| FLOW TRADERS U.S. LLC 0.03% of their portfolio | 15.1k $689.0k | Reduced -29.0k |
| ARS Wealth Advisors Group, LLC 0.10% of their portfolio | 13.7k $625.2k | Reduced -6.5k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 12.4k $569.0k | Added +1.8k |
| Keel Point, LLC 0.07% of their portfolio | 12.0k $549.3k | Added +499 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 10.2k $467.2k | Reduced -17.6k |
| Prospera Financial Services Inc 0.02% of their portfolio | 9.7k $443.4k | Added +4.5k |
| MGO ONE SEVEN LLC 0.03% of their portfolio | 8.2k $373.1k | Unchanged |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 6.9k $317.2k | Unchanged |
| INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio | 5.9k $270.4k | Added +226 |
| TKG Advisors, LLC 0.17% of their portfolio | 5.6k $256.4k | Added +486 |
| LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio | 5.6k $254.2k | New |
| Private Advisor Group, LLC 0.00% of their portfolio | 5.5k $252.6k | Reduced -48.3k |
| Arkadios Wealth Advisors 0.03% of their portfolio | 5.1k $232.1k | Added +20 |
| PRIVATE TRUST CO NA 0.03% of their portfolio | 4.6k $210.1k | Unchanged |
| Founders Financial Alliance, LLC 0.05% of their portfolio | 2.8k $129.4k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 2.4k $107.9k | Added +376 |
| SIGNATUREFD, LLC 0.00% of their portfolio | 1.9k $84.5k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 857 $39.2k | Reduced -72 |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 800 $36.6k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 573 $26.0k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 428 $19.5k | Added +2 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 367 $16.8k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 245 $11.2k | Added +1 |
| Pacifica Partners Inc. 0.01% of their portfolio | 236 $10.8k | Unchanged |
| Global Trust Asset Management, LLC 0.00% of their portfolio | 201 $9.2k | Unchanged |
| Glen Eagle Advisors, LLC 0.00% of their portfolio | 200 $9.1k | Unchanged |
| WealthPLAN Partners, LLC 0.00% of their portfolio | 156 $7.1k | Unchanged |
| SouthState Bank Corp 0.00% of their portfolio | 100 $4.6k | Unchanged |
| Capital Analysts, LLC 0.00% of their portfolio | 94 $4.0k | Unchanged |
| GPS Wealth Strategies Group, LLC 0.00% of their portfolio | 67 $3.1k | Unchanged |
| ICA Group Wealth Management, LLC 0.00% of their portfolio | 62 $2.8k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 15 $686 | Unchanged |
| FMR LLC 0.00% of their portfolio | 3 $137 | Reduced -13 |
| Allworth Financial LP 0.00% of their portfolio | 0 $17 | Reduced -216 |