Vault-13

FIRST TR EXCHANGE-TRADED FD FSIG

LIMITED DURATION · ETP · CUSIP 33738D804

110 institutional holders +23 vs Q1 2023
31,790,08531.8m shares reported held*
$594.1mreported value*
27 new 54 added 22 reduced 4 sold out net bought ≈ $99.4m (+5.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($397.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.69. Options: 0 managers hold calls (— notional), 1 hold puts ($6.3m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 18Q4 22: 51Q1 23: 87Q2 23: 110110Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202218
Q4 202251
Q1 202387
Q2 2023110

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 43 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 78 bought or addedQ1 23: 10 cut or sold outQ1 23Q2 23: 81 bought or addedQ2 23: 26 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022436
Q1 20237810
Q2 20238126

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $6.3mQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$6.3m—

Biggest buyers

LPL Financial LLC Added +1,177,844+1.2m
Csenge Advisory Group New +1,165,577+1.2m
MORGAN STANLEY Added +855,792+855.8k
JANE STREET GROUP, LLC Added +715,585+715.6k
Visionary Wealth Advisors New +334,118+334.1k
Cambridge Investment Research Advisors, Inc. Added +313,258+313.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +211,991+212.0k
STIFEL FINANCIAL CORP Added +183,617+183.6k
Sterling Manor Financial, LLC Added +158,876+158.9k
ROYAL BANK OF CANADA New +151,144+151.1k

Biggest sellers

Private Advisor Group, LLC Reduced -577,034-577.0k
OSAIC HOLDINGS, INC. Reduced -522,091-522.1k
Stegent Equity Advisors, Inc. Sold out -166,007-166.0k
IAMS WEALTH MANAGEMENT, LLC Sold out -108,518-108.5k
FIRST TRUST ADVISORS LP Reduced -108,107-108.1k
STEPHENS INC /AR/ Reduced -105,421-105.4k
Bank of New York Mellon Corp Reduced -35,580-35.6k
Rehmann Capital Advisory Group Reduced -28,376-28.4k
Arlington Capital Management, Inc. Reduced -20,700-20.7k
CENTAURUS FINANCIAL, INC. Sold out -18,981-19.0k

Biggest calls

None

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $6.3m336.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.2 pts · filed 2026-07-17 22.8% -1.2 pts 18.9m≈ $355.7m 2026-07-17

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 8,032,5158.0m $149.6m $149.6m 0.01% Added +855.8k +855,792
2 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 5,612,1965.6m $104.5m $104.5m 0.07% Added +1.2m +1,177,844
3 FIRST TRUST ADVISORS LP 0.07% of their portfolio Wheaton, IL 3,272,2553.3m $60.9m $60.9m 0.07% Reduced -108.1k -108,107
4 STEPHENS INC /AR/ 0.48% of their portfolio LITTLE ROCK, AR 1,443,4291.4m $26.9m $26.9m 0.48% Reduced -105.4k -105,421
5 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,407,0461.4m $26.2m $26.2m 0.01% Added +75.7k +75,684
6 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 1,330,4261.3m $24.8m $24.8m 0.03% Added +183.6k +183,617
7 Csenge Advisory Group 1.46% of their portfolio CLEARWATER, FL 1,165,5771.2m $21.7m $21.7m 1.46% New
8 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 825,461825.5k $15.4m $15.4m 0.02% Added +715.6k +715,585
9 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 796,509796.5k $14.8m $14.8m 0.03% Added +212.0k +211,991
10 BEACON FINANCIAL GROUP 1.46% of their portfolio DALLAS, TX 572,069572.1k $10.8m $10.8m 1.46% Unchanged
11 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 501,104501.1k $9.3m $9.3m 0.02% Reduced -522.1k -522,091
12 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 347,619347.6k $6.5m $6.5m 0.03% Added +313.3k +313,258
13 Visionary Wealth Advisors 0.50% of their portfolio O'FALLON, IL 334,118334.1k $6.2m $6.2m 0.50% New
14 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 285,604285.6k $5.3m $5.3m 0.05% Reduced -577.0k -577,034
15 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 274,311274.3k $5.1m $5.1m 0.02% Added +46.4k +46,357
16 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 242,642242.6k $4.5m $4.5m 0.04% Added +38.3k +38,261
17 ICA Group Wealth Management, LLC 0.98% of their portfolio DENVER, CO 209,471209.5k $3.9m $3.9m 0.98% Added +67.4k +67,439
18 Sterling Manor Financial, LLC 2.99% of their portfolio Saratoga Springs, NY 190,296190.3k $3.5m $3.5m 2.99% Added +158.9k +158,876
19 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 182,601182.6k $3.4m $3.4m 0.04% Added +24.3k +24,340
20 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 167,693167.7k $3.1m $3.1m 0.06% Added +24.1k +24,074
21 Sigma Planning Corp 0.11% of their portfolio ANN ARBOR, MI 164,473164.5k $3.1m $3.1m 0.11% Added +84.3k +84,308
22 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 154,284154.3k $3.0m $3.0m 0.07% Added +91.9k +91,883
23 TCP Asset Management, LLC 1.20% of their portfolio Upper Arlington, OH 151,837151.8k $2.8m $2.8m 1.20% Added +30.0k +30,044
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 151,144151.1k $2.8m $2.8m 0.00% New
25 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 150,792150.8k $2.8m $2.8m 0.02% Added +10.8k +10,770
26 EWG Elevate Inc. 1.14% of their portfolio ROSEVILLE, CA 148,422148.4k $2.8m $2.8m 1.14% Added +11.4k +11,372
27 Insight Advisors, LLC/ PA 0.61% of their portfolio Newtown, PA 145,622145.6k $2.7m $2.7m 0.61% Reduced -79 -79
28 Spire Wealth Management 0.08% of their portfolio MCLEAN, VA 120,915120.9k $2.3m $2.3m 0.08% Added +6.3k +6,278
29 CoreCap Advisors, LLC 0.15% of their portfolio SOUTHFIELD, MI 114,693114.7k $2.1m $2.1m 0.15% First filing
30 Rehmann Capital Advisory Group 0.19% of their portfolio LANSING, MI 114,022114.0k $2.1m $2.1m 0.19% Reduced -28.4k -28,376
31 Archer Investment Corp 0.75% of their portfolio Carmel, IN 112,985113.0k $2.1m $2.1m 0.75% Added +16.9k +16,889
32 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 111,701111.7k $2.1m $2.1m 0.00% Added +36.3k +36,296
33 Independent Advisor Alliance 0.09% of their portfolio CHARLOTTE, NC 111,542111.5k $2.1m $2.1m 0.09% Added +4.9k +4,920
34 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 106,813106.8k $2.0m $2.0m 0.01% Added +1.3k +1,310
35 OneAscent Wealth Management LLC 0.93% of their portfolio BIRMINGHAM, AL 105,696105.7k $2.0m $2.0m 0.93% Added +10.8k +10,769
36 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 97,71897.7k $1.8m $1.8m 0.02% Added +70.3k +70,267
37 RFG Advisory, LLC 0.08% of their portfolio BIRMINGHAM, AL 94,51494.5k $1.8m $1.8m 0.08% Added +28.5k +28,538
38 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 92,01992.0k $1.7m $1.7m 0.01% Added +62.3k +62,281
39 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 83,42283.4k $1.6m $1.6m 0.00% Reduced -35.6k -35,580
40 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 82,22882.2k $1.5m $1.5m 0.00% New
41 Virtue Capital Management, LLC 0.25% of their portfolio BRENTWOOD, TN 80,12180.1k $1.5m $1.5m 0.25% Added +24.7k +24,652
42 CREATIVE FINANCIAL DESIGNS INC /ADV 0.17% of their portfolio KOKOMO, IN 77,87677.9k $1.5m $1.5m 0.17% Reduced -4.8k -4,814
43 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 77,24277.2k $1.4m $1.4m 0.06% New
44 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 75,42875.4k $1.4m $1.4m 0.01% Added +37.8k +37,796
45 Snowden Capital Advisors LLC 0.05% of their portfolio New York, NY 74,93874.9k $1.4m $1.4m 0.05% Reduced -3.2k -3,160
46 Walkner Condon Financial Advisors LLC 0.35% of their portfolio MADISON, WI 71,66771.7k $1.3m $1.3m 0.35% Added +20.5k +20,507
47 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 71,29771.3k $1.3m $1.3m 0.02% Added +26.5k +26,536
48 Braun-Bostich & Associates Inc. 2.83% of their portfolio CANONSBURG, PA 71,08271.1k $1.3m $1.3m 2.83% Added +1.6k +1,619
49 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 68,40268.4k $1.3m $1.3m 0.02% Added +6.6k +6,551
50 Darwin Wealth Management, LLC 0.31% of their portfolio TAMPA, FL 64,99565.0k $1.2m $1.2m 0.31% Reduced -8.0k -7,987
51 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 63,59063.6k $1.2m $1.2m 0.00% Added +13.5k +13,465
52 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 61,70461.7k $1.1m $1.1m 0.01% Added +33.3k +33,263
53 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 61,70461.7k $1.1m $1.1m 0.01% Added +33.3k +33,263
54 Imprint Wealth LLC 0.71% of their portfolio MOUNT PLEASANT, SC 60,49260.5k $1.1m $1.1m 0.71% New
55 PCG Wealth Advisors, LLC 0.69% of their portfolio OVERLAND PARK, KS 59,92759.9k $1.1m $1.1m 0.69% Added +39.7k +39,717
56 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.40% of their portfolio ORLANDO, FL 55,82855.8k $3.0m $3.0m 0.40% New
57 RITHOLTZ WEALTH MANAGEMENT 0.05% of their portfolio NEW YORK, NY 54,92754.9k $1.0m $1.0m 0.05% New
58 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 52,07952.1k $969.7k $969.7k 0.00% New
59 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 45,25045.2k $842.6k $842.6k 0.02% Added +24.2k +24,250
60 GUARDIAN WEALTH ADVISORS, LLC / NC 0.14% of their portfolio RALEIGH, NC 45,25045.2k $842.6k $842.6k 0.14% Added +24.2k +24,250
61 Continuum Advisory, LLC 0.13% of their portfolio EAGLE, ID 45,22345.2k $842.1k $842.1k 0.13% Added +2.6k +2,606
62 PRIVATE TRUST CO NA 0.10% of their portfolio CLEVELAND, OH 44,32744.3k $825.4k $825.4k 0.10% Added +33.6k +33,615
63 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 41,43741.4k $772.0k $772.0k 0.03% Added +21.3k +21,326
64 WealthBridge Capital Management, LLC 0.30% of their portfolio WESTERVILLE, OH 40,55140.6k $755.1k $755.1k 0.30% Reduced -1.5k -1,488
65 Trilogy Capital Inc. 0.05% of their portfolio IRVINE, CA 39,78539.8k $740.8k $740.8k 0.05% New
66 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.07% of their portfolio CEDAR RAPIDS, IA 39,77639.8k $740.6k $740.6k 0.07% New
67 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 38,14238.1k $710.2k $710.2k 0.04% Added +1.7k +1,664
68 Security Financial Services, INC. 0.19% of their portfolio Fort Wayne, IN 35,41135.4k $659.4k $659.4k 0.19% Added +2.5k +2,471
69 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 34,80434.8k $648.0k $648.0k 0.02% New
70 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 34,77934.8k $647.6k $647.6k 0.01% Reduced -846 -846
71 Clarus Wealth Advisors 0.37% of their portfolio PEORIA, AZ 32,96633.0k $611.2k $611.2k 0.37% Reduced -1.2k -1,202
72 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 29,73829.7k $553.7k $553.7k 0.01% Added +15.2k +15,208
73 Clear Creek Financial Management, LLC 0.09% of their portfolio SILVERDALE, WA 27,28127.3k $508.0k $508.0k 0.09% New
74 Coppell Advisory Solutions LLC 0.14% of their portfolio COPPELL, TX 26,14726.1k $486.3k $486.3k 0.14% Reduced -8.9k -8,913
75 WORLD EQUITY GROUP, INC. 0.14% of their portfolio SCHAUMBURG, IL 26,10626.1k $486.1k $486.1k 0.14% Added +13.5k +13,514
76 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 25,58925.6k $476.5k $476.5k 0.01% Reduced -32 -32
77 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 24,51424.5k $456.5k $456.5k 0.01% Reduced -1.7k -1,738
78 Arlington Capital Management, Inc. 0.39% of their portfolio ARLINGTON HEIGHTS, IL 24,17824.2k $450.2k $450.2k 0.39% Reduced -20.7k -20,700
79 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 22,58122.6k $420.5k $420.5k 0.00% New
80 Gateway Wealth Partners, LLC 0.07% of their portfolio APPLETON, WI 22,51822.5k $419.3k $419.3k 0.07% Added +6.2k +6,208
81 FSB PREMIER WEALTH MANAGEMENT, INC. 0.22% of their portfolio WATERLOO, IA 21,87021.9k $407.2k $407.2k 0.22% Added +10.1k +10,104
82 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 21,22821.2k $395.3k $395.3k 0.01% Unchanged
83 Vestmark Advisory Solutions, Inc. 0.01% of their portfolio Wakefield, MA 21,11921.1k $393.2k $393.2k 0.01% New
84 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 18,79618.8k $350.0k $350.0k 0.01% Reduced -1.3k -1,299
85 Eldridge Investment Advisors, Inc. 0.11% of their portfolio MANCHESTER, NH 17,80017.8k $331.0k $331.0k 0.11% New
86 Platform Technology Partners 0.16% of their portfolio NEW YORK, NY 17,77017.8k $330.7k $330.7k 0.16% Added +1.6k +1,582
87 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 14,09614.1k $262.5k $262.5k 0.02% Added +3.0k +2,956
88 Simplicity Solutions, LLC 0.01% of their portfolio MINNEAPOLIS, MN 13,43113.4k $250.1k $250.1k 0.01% Reduced -6.7k -6,711
89 Concorde Asset Management, LLC 0.23% of their portfolio ANN ARBOR, MI 13,39413.4k $249.4k $249.4k 0.23% New
90 TrueWealth Advisors, LLC 0.10% of their portfolio BIRMINGHAM, AL 13,23913.2k $246.5k $246.5k 0.10% New
91 Pinnacle Family Advisors, LLC 0.13% of their portfolio Springfield, MO 13,19313.2k $245.6k $245.6k 0.13% New
92 Herold Advisors, Inc. 0.07% of their portfolio New York, NY 11,98312.0k $223.1k $223.1k 0.07% New
93 Truadvice, LLC 0.07% of their portfolio SARASOTA, FL 10,22110.2k $190.1k $190.1k 0.07% New
94 Raleigh Capital Management Inc. 0.08% of their portfolio CARY, NC 8,2528.3k $153.7k $153.7k 0.08% Reduced -6 -6
95 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 7,2197.2k $134.4k $134.4k 0.01% Added +6.2k +6,153
96 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 6,6366.6k $124.2k $124.2k 0.01% Reduced -3.4k -3,404
97 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 4,6054.6k $85.7k $85.7k 0.00% Added +384 +384
98 Wagner Wealth Management, LLC 0.03% of their portfolio GREENVILLE, SC 4,3664.4k $81.3k $81.3k 0.03% New
99 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 2,5622.6k $47.7k $47.7k 0.01% Added +1.6k +1,642
100 BARRETT & COMPANY, INC. 0.03% of their portfolio PROVIDENCE, RI 2,5002.5k $46.5k $46.5k 0.03% Unchanged