Vault-13

ETF SER SOLUTIONS OSCV

OPUS SML CP VL · ETP · CUSIP 26922A446

34 institutional holders +3 vs Q1 2023
9,458,3109.5m shares reported held*
$302.2mreported value*
4 new 14 added 12 reduced 3 sold out net bought ≈ $7.1m (+222.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $31.95.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 26Q4 22: 30Q1 23: 31Q2 23: 3434Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202226
Q4 202230
Q1 202331
Q2 202334

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 19 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 8 cut or sold outQ1 23Q2 23: 18 bought or addedQ2 23: 15 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221910
Q1 2023228
Q2 20231815

Biggest buyers

Aptus Capital Advisors, LLC Added +240,410+240.4k
Advisory Services Network, LLC Added +125,220+125.2k
Sugarloaf Wealth Management, LLC Added +57,815+57.8k
LPL Financial LLC New +20,190+20.2k
TrueWealth Advisors, LLC Added +19,469+19.5k
GUARDIAN WEALTH ADVISORS, LLC / NC Added +18,087+18.1k
ROYAL BANK OF CANADA New +16,478+16.5k
MBE Wealth Management, LLC Added +15,864+15.9k
Derbend Asset Management Added +11,523+11.5k
Schorn Wealth LLC Added +11,069+11.1k

Biggest sellers

Advisor Resource Council Sold out -280,133-280.1k
CITADEL ADVISORS LLC Reduced -16,357-16.4k
Sigma Planning Corp Sold out -12,612-12.6k
OSAIC HOLDINGS, INC. Reduced -11,961-12.0k
First Heartland Consultants, Inc. Reduced -10,483-10.5k
Lido Advisors, LLC Sold out -7,211-7.2k
Spotlight Asset Group, Inc. Reduced -2,095-2.1k
Avior Wealth Management, LLC Reduced -1,862-1.9k
Global Retirement Partners, LLC Reduced -1,065-1.1k
SILVER OAK SECURITIES, INCORPORATED Reduced -824-824

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aptus Capital Advisors, LLC 3.98% of their portfolio FAIRHOPE, AL 4,259,8634.3m $136.1m $136.1m 3.98% Added +240.4k +240,410
2 GUARDIAN WEALTH ADVISORS, LLC / NC 7.18% of their portfolio RALEIGH, NC 1,312,6901.3m $41.9m $41.9m 7.18% Added +18.1k +18,087
3 Sugarloaf Wealth Management, LLC 7.27% of their portfolio DULUTH, GA 972,583972.6k $31.1m $31.1m 7.27% Added +57.8k +57,815
4 Schorn Wealth LLC 8.40% of their portfolio ENGLEWOOD, FL 571,065571.1k $18.2m $18.2m 8.40% Added +11.1k +11,069
5 First Heartland Consultants, Inc. 2.29% of their portfolio LAKE ST. LOUIS, MO 553,229553.2k $17.7m $17.7m 2.29% Reduced -10.5k -10,483
6 Waterloo Capital, L.P. 3.36% of their portfolio AUSTIN, TX 356,024356.0k $11.4m $11.4m 3.36% Added +10.9k +10,906
7 BROGAN FINANCIAL, INC. 9.12% of their portfolio KNOXVILLE, TN 336,967337.0k $10.8m $10.8m 9.12% Added +5.0k +5,004
8 Advisory Services Network, LLC 0.17% of their portfolio ATLANTA, GA 199,467199.5k $6.4m $6.4m 0.17% Added +125.2k +125,220
9 Derbend Asset Management 3.67% of their portfolio Peachtree City, GA 170,116170.1k $5.4m $5.4m 3.67% Added +11.5k +11,523
10 TrueWealth Advisors, LLC 2.02% of their portfolio BIRMINGHAM, AL 154,044154.0k $4.9m $4.9m 2.02% Added +19.5k +19,469
11 Spotlight Asset Group, Inc. 4.12% of their portfolio OAKBROOK TERRACE, IL 143,992144.0k $4.6m $4.6m 4.12% Reduced -2.1k -2,095
12 SILVER OAK SECURITIES, INCORPORATED 0.74% of their portfolio JACKSON, TN 143,475143.5k $4.6m $4.6m 0.74% Reduced -824 -824
13 CENTRAL TRUST Co 0.12% of their portfolio JEFFERSON CITY, MO 139,458139.5k $4.5m $4.5m 0.12% Added +2.2k +2,243
14 MBE Wealth Management, LLC 1.01% of their portfolio TOMAH, WI 58,89158.9k $1.9m $1.9m 1.01% Added +15.9k +15,864
15 ONE PLUS ONE WEALTH MANAGEMENT, LLC 1.12% of their portfolio JUPITER, FL 54,72954.7k $1.7m $1.7m 1.12% Added +1.9k +1,913
16 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.88% of their portfolio LEAWOOD, KS 50,42750.4k $1.6m $1.6m 0.88% First filing
17 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 26,52226.5k $847.4k $847.4k 0.00% Added +928 +928
18 Compound Planning, Inc. 0.38% of their portfolio NEW YORK, NY 26,01326.0k $831.1k $831.1k 0.38% Reduced -76 -76
19 Global Retirement Partners, LLC 0.04% of their portfolio San Rafael, CA 24,47024.5k $781.8k $781.8k 0.04% Reduced -1.1k -1,065
20 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 20,19020.2k $645.1k $645.1k 0.00% New
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 16,47816.5k $526.0k $526.0k 0.00% New
22 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 14,96815.0k $478.2k $478.2k 0.00% Reduced -57 -57
23 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 11,61311.6k $371.0k $371.0k 0.01% First filing
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,31710.3k $329.6k $329.6k 0.00% New
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,5727.6k $241.9k $241.9k 0.00% Reduced -16.4k -16,357
26 Virtue Capital Management, LLC 0.04% of their portfolio BRENTWOOD, TN 7,3647.4k $233.7k $233.7k 0.04% Reduced -361 -361
27 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,8974.9k $155.6k $155.6k 0.00% Reduced -12.0k -11,961
28 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 2,9523.0k $94.3k $94.3k 0.01% Reduced -1.9k -1,862
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,0512.1k $65.5k $65.5k 0.00% Unchanged
30 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 408408 $13.0k $13.0k 0.00% Added +182 +182
31 WR Wealth Planners, LLC 0.00% of their portfolio COLUMBIA, MO 350350 $11.2k $11.2k 0.00% New
32 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 241241 $7.7k $7.7k 0.00% Reduced -99 -99
33 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $47 $47 0.00% Reduced -540 -540
34 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged