Vault-13

SPDR DOW JONES INDL AVERAGE DIA

UT SER 1 · ETP · CUSIP 78467X109 · ISIN US78467X1090

1,034 institutional holders +34 vs Q1 2023
28,824,64528.8m shares reported held*
$9.9bnreported value*
79 new 318 added 339 reduced 54 sold out net bought ≈ $850.0m (+2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($15.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $343.35. Options: 39 managers hold calls ($5.2bn notional), 43 hold puts ($7.0bn).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 936Q4 22: 1,022Q1 23: 1,000Q2 23: 1,0341,034Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022936
Q4 20221,022
Q1 20231,000
Q2 20231,034

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 443 bought or addedQ4 22: 318 cut or sold outQ4 22Q1 23: 361 bought or addedQ1 23: 439 cut or sold outQ1 23Q2 23: 397 bought or addedQ2 23: 393 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022443318
Q1 2023361439
Q2 2023397393

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5bn$5bn$7.5bn$10bnQ3 22 calls: $5.8bnQ3 22 puts: $7.1bnQ3 22P/C 1.22Q4 22 calls: $7.0bnQ4 22 puts: $9.5bnQ4 22P/C 1.35Q1 23 calls: $4.7bnQ1 23 puts: $6.4bnQ1 23P/C 1.34Q2 23 calls: $5.2bnQ2 23 puts: $7.0bnQ2 23P/C 1.34
Numbers
QuarterCallsPutsP/C
Q3 2022$5.8bn$7.1bn1.22
Q4 2022$7.0bn$9.5bn1.35
Q1 2023$4.7bn$6.4bn1.34
Q2 2023$5.2bn$7.0bn1.34

Biggest buyers

MORGAN STANLEY Added +888,636+888.6k
WOLVERINE TRADING, LLC Added +366,786+366.8k
ROYAL BANK OF CANADA Added +282,478+282.5k
MANUFACTURERS LIFE INSURANCE COMPANY, THE New +274,578+274.6k
TWO SIGMA INVESTMENTS, LP Added +189,900+189.9k
JPMORGAN CHASE & CO Added +161,318+161.3k
BARCLAYS PLC Added +121,831+121.8k
IMC-Chicago, LLC New +121,169+121.2k
JANE STREET GROUP, LLC Added +118,440+118.4k
Qube Research & Technologies Ltd New +113,144+113.1k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -396,465-396.5k
WELLS FARGO & COMPANY/MN Reduced -144,358-144.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -117,213-117.2k
Berkshire Money Management, Inc. Reduced -98,411-98.4k
UBS Group AG Reduced -91,313-91.3k
CITIGROUP INC Reduced -82,732-82.7k
Optiver Holding B.V. Sold out -72,272-72.3k
SIMPLEX TRADING, LLC Reduced -59,515-59.5k
AMERIPRISE FINANCIAL INC Reduced -58,375-58.4k
Squarepoint Ops LLC Reduced -56,706-56.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.3bn3.9m shares
WOLVERINE TRADING, LLC Added $604.2m1.8m shares
CITADEL ADVISORS LLC Added $521.8m1.5m shares
JANE STREET GROUP, LLC Added $443.8m1.3m shares
SIMPLEX TRADING, LLC Added $342.3m995.6k shares
BANK OF AMERICA CORP /DE/ Added $303.5m882.7k shares
BNP PARIBAS FINANCIAL MARKETS Added $295.7m8.6k shares
GOLDMAN SACHS GROUP INC Added $273.1m794.1k shares
IMC-Chicago, LLC Reduced $204.9m595.8k shares
WELLS FARGO & COMPANY/MN Added $134.1m390.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.1bn6.2m shares
WOLVERINE TRADING, LLC Added $1.0bn3.1m shares
GOLDMAN SACHS GROUP INC Added $476.0m1.4m shares
SIMPLEX TRADING, LLC Reduced $351.2m1.0m shares
IMC-Chicago, LLC Reduced $326.0m948.1k shares
CIBC Asset Management Inc New $306.1m890.2k shares
CITIGROUP INC Added $277.7m807.5k shares
JANE STREET GROUP, LLC Reduced $257.8m749.7k shares
CITADEL ADVISORS LLC Reduced $240.1m698.4k shares
Parallax Volatility Advisers, L.P. Added $220.8m642.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.14% of their portfolio NEW YORK, NY 4,191,0764.2m $1.4bn $1.4bn 0.14% Added +888.6k +888,636
2 BANK OF AMERICA CORP /DE/ 0.10% of their portfolio CHARLOTTE, NC 2,462,8022.5m $846.8m $846.8m 0.10% Reduced -396.5k -396,465
3 LPL Financial LLC 0.30% of their portfolio FORT MILL, SC 1,234,0301.2m $424.3m $424.3m 0.30% Added +56.1k +56,124
4 ROYAL BANK OF CANADA 0.11% of their portfolio TORONTO, A6 1,160,9881.2m $399.2m $399.2m 0.11% Added +282.5k +282,478
5 WELLS FARGO & COMPANY/MN 0.10% of their portfolio SAN FRANCISCO, CA 990,989991.0k $340.8m $340.8m 0.10% Reduced -144.4k -144,358
6 UBS Group AG 0.12% of their portfolio ZURICH, V8 799,777799.8k $275.0m $275.0m 0.12% Reduced -91.3k -91,313
7 WOLVERINE TRADING, LLC 3.46% of their portfolio CHICAGO, IL 756,496756.5k $258.1m $258.1m 3.46% Added +366.8k +366,786
8 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 727,485727.5k $250.1m $250.1m 0.06% Added +79.0k +78,978
9 AMERIPRISE FINANCIAL INC 0.07% of their portfolio MINNEAPOLIS, MN 672,810672.8k $231.4m $231.4m 0.07% Reduced -58.4k -58,375
10 BANK OF MONTREAL /CAN/ 0.07% of their portfolio TORONTO, A6 569,466569.5k $196.0m $196.0m 0.07% Added +20.1k +20,145
11 CHURCHILL MANAGEMENT Corp 3.23% of their portfolio Los Angeles, CA 555,436555.4k $191.0m $191.0m 3.23% Reduced -6.9k -6,948
12 CREDIT SUISSE AG/ 0.15% of their portfolio ZURICH, V8 452,113452.1k $155.5m $155.5m 0.15% Added +31.6k +31,578
13 TWO SIGMA INVESTMENTS, LP 0.40% of their portfolio NEW YORK, NY 440,450440.4k $151.4m $151.4m 0.40% Added +189.9k +189,900
14 BNP PARIBAS FINANCIAL MARKETS 0.25% of their portfolio PARIS, I0 373,947373.9k $128.6m $128.6m 0.25% Added +62.8k +62,808
15 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 324,253324.3k $111.5m $111.5m 0.01% Added +161.3k +161,318
16 OSAIC HOLDINGS, INC. 0.20% of their portfolio SCOTTSDALE, AZ 318,427318.4k $109.5m $109.5m 0.20% Added +12.6k +12,640
17 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 305,796305.8k $105.1m $105.1m 0.05% Reduced -3.8k -3,774
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.13% of their portfolio MILWAUKEE, WI 289,089289.1k $99.4m $99.4m 0.13% Reduced -10.0k -10,022
19 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.05% of their portfolio Toronto, A6 274,578274.6k $94.4m $94.4m 0.05% New
20 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.39% of their portfolio TORONTO, A6 250,000250.0k $86.0m $86.0m 0.39% Unchanged
21 COMMONWEALTH EQUITY SERVICES, LLC 0.17% of their portfolio WALTHAM, MA 244,525244.5k $84.1m $84.1m 0.17% Reduced -18.1k -18,091
22 JANE STREET GROUP, LLC 0.11% of their portfolio NEW YORK, NY 240,964241.0k $82.9m $82.9m 0.11% Added +118.4k +118,440
23 ARKANSAS FINANCIAL GROUP, INC. 15.93% of their portfolio LITTLE ROCK, AR 231,569231.6k $79.6m $79.6m 15.93% Reduced -1.6k -1,605
24 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 226,905226.9k $78.0m $78.0m 0.06% Reduced -15.0k -14,960
25 PNC Financial Services Group, Inc. 0.06% of their portfolio Pittsburgh, PA 208,607208.6k $71.7m $71.7m 0.06% Reduced -10.1k -10,058
26 Berkshire Money Management, Inc. 9.56% of their portfolio DALTON, MA 192,470192.5k $66.2m $66.2m 9.56% Reduced -98.4k -98,411
27 Raymond James Financial Services Advisors, Inc. 0.12% of their portfolio ST. PETERSBURG, FL 192,013192.0k $66.0m $66.0m 0.12% Reduced -34.0k -34,045
28 CHARTIST INC /CA/ 34.17% of their portfolio SEAL BEACH, CA 187,749187.7k $64.6m $64.6m 34.17% Added +93.2k +93,226
29 AE Wealth Management LLC 0.34% of their portfolio TOPEKA, KS 166,456166.5k $57.2m $57.2m 0.34% Added +52.4k +52,397
30 Campbell Wealth Management 5.13% of their portfolio ALEXANDRIA, VA 165,554165.6k $56.9m $56.9m 5.13% Added +84.9k +84,867
31 TOTAL INVESTMENT MANAGEMENT INC 7.14% of their portfolio SCOTTSDALE, AZ 160,013160.0k $55.0m $55.0m 7.14% Added +3.7k +3,668
32 Ocean Park Asset Management, LLC 1.86% of their portfolio SANTA MONICA, CA 158,215158.2k $54.4m $54.4m 1.86% Added +515 +515
33 TRUIST FINANCIAL CORP 0.09% of their portfolio CHARLOTTE, NC 156,039156.0k $53.7m $53.7m 0.09% Reduced -2.4k -2,412
34 CITADEL ADVISORS LLC 0.06% of their portfolio MIAMI, FL 154,769154.8k $53.2m $53.2m 0.06% Added +97.4k +97,423
35 BARCLAYS PLC 0.03% of their portfolio LONDON, X0 149,376149.4k $51.4m $51.4m 0.03% Added +121.8k +121,831
36 Private Advisor Group, LLC 0.41% of their portfolio MORRISTOWN, NJ 137,737137.7k $47.5m $47.5m 0.41% Added +37.0k +36,979
37 FLOW TRADERS U.S. LLC 1.85% of their portfolio NEW YORK, NY 123,563123.6k $42.5m $42.5m 1.85% Added +99.1k +99,052
38 CITIGROUP INC 0.05% of their portfolio NEW YORK, NY 123,147123.1k $42.3m $42.3m 0.05% Reduced -82.7k -82,732
39 J.P. Morgan Private Wealth Advisors LLC 0.22% of their portfolio SAN FRANCISCO, CA 122,780122.8k $42.2m $42.2m 0.22% Reduced -2.7k -2,680
40 HSBC HOLDINGS PLC 0.04% of their portfolio LONDON, X0 121,212121.2k $41.7m $41.7m 0.04% Reduced -2.1k -2,134
41 IMC-Chicago, LLC 1.39% of their portfolio CHICAGO, IL 121,169121.2k $41.7m $41.7m 1.39% New
42 STIFEL FINANCIAL CORP 0.06% of their portfolio ST. LOUIS, MO 117,480117.5k $40.4m $40.4m 0.06% Reduced -150 -150
43 Cambridge Investment Research Advisors, Inc. 0.18% of their portfolio FAIRFIELD, IA 115,710115.7k $39.8m $39.8m 0.18% Reduced -13.5k -13,469
44 Qube Research & Technologies Ltd 0.15% of their portfolio LONDON, X0 113,144113.1k $38.9m $38.9m 0.15% New
45 HighTower Advisors, LLC 0.08% of their portfolio CHICAGO, IL 111,927111.9k $38.5m $38.5m 0.08% Added +2.2k +2,162
46 MEITAV INVESTMENT HOUSE LTD 0.30% of their portfolio BENE-BERAQ, L3 108,626108.6k $37.1m $37.1m 0.30% Added +52.0k +51,953
47 STEEL GROVE CAPITAL ADVISORS, LLC 4.63% of their portfolio MEMPHIS, TN 107,013107.0k $36.8m $36.8m 4.63% Unchanged
48 SG Americas Securities, LLC 0.31% of their portfolio NEW YORK, NY 106,515106.5k $36.6m $36.6m 0.31% Added +32.6k +32,613
49 Atria Investments, Inc 0.62% of their portfolio Charlotte, NC 99,21899.2k $34.1m $34.1m 0.62% Reduced -27.7k -27,697
50 Beacon Capital Management, LLC 7.99% of their portfolio FRANKLIN, TN 87,67987.7k $30.1m $30.1m 7.99% Added +2.1k +2,069
51 CM WEALTH ADVISORS LLC 10.05% of their portfolio BEACHWOOD, OH 86,38186.4k $30.6m $30.6m 10.05% Reduced -50.4k -50,444
52 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 83,57783.6k $28.7m $28.7m 0.03% Added +75.7k +75,672
53 PINNACLE ASSOCIATES LTD 0.49% of their portfolio NEW YORK, NY 82,57882.6k $28.4m $28.4m 0.49% Added +36.3k +36,303
54 Johnson Bixby & Associates, LLC 5.70% of their portfolio VANCOUVER, WA 79,96480.0k $27.5m $27.5m 5.70% Added +809 +809
55 Financial Advisory Group 5.38% of their portfolio HOUSTON, TX 79,19479.2k $27.2m $27.2m 5.38% Reduced -2.9k -2,936
56 Rockefeller Capital Management L.P. 0.10% of their portfolio NEW YORK, NY 75,40375.4k $25.9m $25.9m 0.10% First filing
57 CIBC WORLD MARKET INC. 0.09% of their portfolio TORONTO, A6 73,20073.2k $25.2m $25.2m 0.09% Added +2.0k +2,007
58 Cetera Advisor Networks LLC 0.17% of their portfolio EL SEGUNDO, CA 70,07670.1k $24.1m $24.1m 0.17% Added +5.7k +5,668
59 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 69,06569.1k $23.7m $23.7m 0.00% Added +1.7k +1,709
60 JONES FINANCIAL COMPANIES LLLP 0.04% of their portfolio DES PERES, MO 68,63968.6k $23.6m $23.6m 0.04% Added +402 +402
61 Cetera Investment Advisers 0.20% of their portfolio SCHAUMBURG, IL 67,64867.6k $23.3m $23.3m 0.20% Reduced -9.1k -9,060
62 TWO SIGMA ADVISERS, LP 0.06% of their portfolio NEW YORK, NY 67,00067.0k $23.0m $23.0m 0.06% Added +39.1k +39,100
63 SteelPeak Wealth, LLC 1.38% of their portfolio WOODLAND HILLS, CA 66,80766.8k $23.0m $23.0m 1.38% Added +38.1k +38,067
64 Conservest Capital Advisors, Inc. 2.44% of their portfolio WYNNEWOOD, PA 61,37661.4k $21.1m $21.1m 2.44% Added +131 +131
65 STEPHENS INC /AR/ 0.37% of their portfolio LITTLE ROCK, AR 60,49960.5k $20.8m $20.8m 0.37% Added +1.6k +1,603
66 Mariner, LLC 0.05% of their portfolio Overland Park, KS 58,96759.0k $20.3m $20.3m 0.05% Reduced -3.8k -3,816
67 Integrated Wealth Concepts LLC 0.34% of their portfolio WALTHAM, MA 57,61457.6k $19.8m $19.8m 0.34% Added +5.5k +5,546
68 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 57,37257.4k $19.7m $19.7m 0.08% Reduced -11.9k -11,885
69 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 57,35357.4k $19.7m $19.7m 0.03% Reduced -29.8k -29,815
70 SYNOVUS FINANCIAL CORP 0.21% of their portfolio Columbus, GA 57,03357.0k $19.6m $19.6m 0.21% Added +4.7k +4,747
71 TORONTO DOMINION BANK 0.01% of their portfolio TORONTO, ONTARIO, A6 56,42056.4k $19.4m $19.4m 0.01% Added +28.2k +28,210
72 Point72 Middle East FZE 1.06% of their portfolio DUBAI, C0 55,26855.3k $19.0m $19.0m 1.06% New
73 Cerity Partners LLC 0.07% of their portfolio NEW YORK, NY 53,29453.3k $18.3m $18.3m 0.07% Added +3.2k +3,196
74 Mine & Arao Wealth Creation & Management, LLC. 10.65% of their portfolio CAMPBELL, CA 52,96753.0k $18.2m $18.2m 10.65% Added +409 +409
75 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 52,32452.3k $18.0m $18.0m 0.06% Reduced -35.1k -35,105
76 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 51,65451.7k $17.8m $17.8m 0.10% Reduced -691 -691
77 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 50,94950.9k $17.5m $17.5m 0.00% Added +782 +782
78 TRAPHAGEN INVESTMENT ADVISORS LLC 0.61% of their portfolio ORADELL, NJ 50,92450.9k $4.7m $4.7m 0.61% Reduced -11.4k -11,360
79 Squarepoint Ops LLC 0.10% of their portfolio NEW YORK, NY 50,27150.3k $17.3m $17.3m 0.10% Reduced -56.7k -56,706
80 MYDA Advisors LLC 6.47% of their portfolio WOODMERE, NY 50,00050.0k $17.2m $17.2m 6.47% New
81 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 1.18% of their portfolio Tel Aviv, L3 48,43148.4k $16.6m $16.6m 1.18% Unchanged
82 AMG National Trust Bank 0.55% of their portfolio GREENWOOD VILLAGE, CO 47,89447.9k $16.5m $16.5m 0.55% Added +218 +218
83 PIERSHALE FINANCIAL GROUP, INC. 10.18% of their portfolio BARRINGTON, IL 46,44446.4k $16.0m $16.0m 10.18% New
84 Heck Capital Advisors, LLC 2.74% of their portfolio Rhinelander, WI 46,28146.3k $15.9m $15.9m 2.74% Reduced -545 -545
85 Daiwa Securities Group Inc. 0.10% of their portfolio CHIYODA-KU,TOKYO, M0 45,83845.8k $15.8m $15.8m 0.10% Added +139 +139
86 BLAIR WILLIAM & CO/IL 0.06% of their portfolio CHICAGO, IL 45,83545.8k $15.8m $15.8m 0.06% Reduced -4.0k -4,018
87 MKT Advisors LLC 11.03% of their portfolio CARLSBAD, CA 44,07144.1k $15.6m $15.6m 11.03% Reduced -3.5k -3,468
88 Strategic Wealth Investment Group, LLC 2.38% of their portfolio LOUISVILLE, KY 43,58143.6k $15.0m $15.0m 2.38% Added +4.8k +4,758
89 FMR LLC 0.00% of their portfolio BOSTON, MA 43,44743.4k $14.9m $14.9m 0.00% Reduced -37.3k -37,343
90 Johnson Midwest Financial, LLC 12.97% of their portfolio GLIDDEN, IA 42,51442.5k $14.6m $14.6m 12.97% Added +42.2k +42,194
91 GenWealth Group, Inc. 4.15% of their portfolio Maplewood, NJ 41,97642.0k $14.4m $14.4m 4.15% Added +809 +809
92 IFP Advisors, Inc 0.23% of their portfolio TAMPA, FL 41,08041.1k $10.5m $10.5m 0.23% Added +36.9k +36,915
93 TCP Asset Management, LLC 5.99% of their portfolio Upper Arlington, OH 40,95641.0k $14.1m $14.1m 5.99% Added +7.9k +7,917
94 Pinnacle Financial Partners Inc 0.35% of their portfolio Nashville, TN 40,60840.6k $14.0m $14.0m 0.35% Reduced -2.2k -2,217
95 TAIYO LIFE INSURANCE CO 1.09% of their portfolio CHUO-KU, TOKYO, M0 40,00040.0k $13.8m $13.8m 1.09% Unchanged
96 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 39,16039.2k $13.5m $13.5m 0.04% Reduced -2.3k -2,295
97 Steward Partners Investment Advisory, LLC 0.20% of their portfolio STAMFORD, CT 38,79438.8k $13.3m $13.3m 0.20% Added +62 +62
98 Select Asset Management & Trust 7.98% of their portfolio MECHANICSBURG, PA 38,02738.0k $13.1m $13.1m 7.98% Added +23.3k +23,296
99 Brookstone Capital Management 0.26% of their portfolio WHEATON, IL 37,94737.9k $12.8m $12.8m 0.26% Reduced -1.0k -1,033
100 L & S Advisors Inc 1.73% of their portfolio Los Angeles, CA 37,70137.7k $13.0m $13.0m 1.73% Reduced -47.5k -47,534