Vault-13

EXCHANGE TRADED CONCEPTS TR HTEC

ROBO GBL HLTCR · ETP · CUSIP 301505723

36 institutional holders -8 vs Q1 2023
1,080,0141.1m shares reported held*
$32.5mreported value*
2 new 10 added 11 reduced 10 sold out net sold ≈ $1.2m (-41.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($35.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.08.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 34Q4 22: 39Q1 23: 44Q2 23: 3636Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202234
Q4 202239
Q1 202344
Q2 202336

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 11 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 21 cut or sold outQ1 23Q2 23: 12 bought or addedQ2 23: 21 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221121
Q1 20231621
Q2 20231221

Biggest buyers

JANE STREET GROUP, LLC Added +50,708+50.7k
MORGAN STANLEY Added +29,617+29.6k
Gladstone Institutional Advisory LLC New +7,418+7.4k
Ellis Investment Partners, LLC Added +2,564+2.6k
CWM, LLC Added +880+880
CITIGROUP INC Added +745+745
Truvestments Capital LLC New +459+459
WELLS FARGO & COMPANY/MN Added +365+365
Farther Finance Advisors, LLC Added +305+305
Clay Northam Wealth Management, LLC Added +200+200

Biggest sellers

UBS Group AG Reduced -40,158-40.2k
Smart Portfolios, LLC Sold out -38,898-38.9k
Migdal Insurance & Financial Holdings Ltd. Reduced -17,062-17.1k
ENVESTNET ASSET MANAGEMENT INC Sold out -9,418-9.4k
MERCER GLOBAL ADVISORS INC /ADV Sold out -9,409-9.4k
LPL Financial LLC Reduced -4,913-4.9k
BANK OF MONTREAL /CAN/ Reduced -4,203-4.2k
Corient Private Wealth LP Reduced -2,000-2.0k
Ameritas Advisory Services, LLC Sold out -1,905-1.9k
ROYAL BANK OF CANADA Reduced -1,805-1.8k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SOL Capital Management CO 0.89% of their portfolio ROCKVILLE, MD 194,606194.6k $5.9m $5.9m 0.89% Reduced -1.7k -1,740
2 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 176,482176.5k $5.3m $5.3m 0.01% Reduced -2.0k -2,000
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 158,910158.9k $4.8m $4.8m 0.00% Reduced -40.2k -40,158
4 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 129,489129.5k $3.9m $3.9m 0.01% Added +50.7k +50,708
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 103,652103.7k $3.1m $3.1m 0.00% Added +29.6k +29,617
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 86,50186.5k $2.6m $2.6m 0.00% Reduced -1.8k -1,805
7 Migdal Insurance & Financial Holdings Ltd. 0.03% of their portfolio Petach Tikva, L3 44,12444.1k $1.3m $1.3m 0.03% Reduced -17.1k -17,062
8 Ellis Investment Partners, LLC 0.21% of their portfolio Berwyn, PA 28,13328.1k $846.2k $846.2k 0.21% Added +2.6k +2,564
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 27,46627.5k $826.2k $826.2k 0.00% Reduced -4.9k -4,913
10 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 22,49222.5k $680.4k $680.4k 0.00% Reduced -4.2k -4,203
11 Clay Northam Wealth Management, LLC 0.61% of their portfolio HUNTINGTON BEACH, CA 21,33021.3k $641.6k $641.6k 0.61% Added +200 +200
12 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 15,06515.1k $453.2k $453.2k 0.01% Reduced -867 -867
13 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 12,06412.1k $362.9k $362.9k 0.00% Added +27 +27
14 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 8,6988.7k $262.0k $262.0k 0.00% Reduced -1.3k -1,292
15 Gladstone Institutional Advisory LLC 0.01% of their portfolio Bedminster, NJ 7,4187.4k $223.1k $223.1k 0.01% New
16 VIAWEALTH, LLC 0.17% of their portfolio Leawood, KS 7,3747.4k $221.8k $221.8k 0.17% Reduced -155 -155
17 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,8256.8k $205.3k $205.3k 0.00% Added +745 +745
18 Stelac Advisory Services LLC 0.09% of their portfolio NEW YORK, NY 6,4736.5k $194.7k $194.7k 0.09% Unchanged
19 Lindbrook Capital, LLC 0.02% of their portfolio CALABASAS, CA 4,8454.8k $145.7k $145.7k 0.02% Unchanged
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 4,8104.8k $144.7k $144.7k 0.00% Added +365 +365
21 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,5233.5k $106.0k $106.0k 0.00% Added +880 +880
22 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 3,0513.1k $91.8k $91.8k 0.02% Added +305 +305
23 1832 Asset Management L.P. 0.00% of their portfolio TORONTO, A6 2,5462.5k $76.6k $76.6k 0.00% Unchanged
24 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 1,1801.2k $35.2k $35.2k 0.00% Unchanged
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,0361.0k $31.2k $31.2k 0.00% Reduced -63 -63
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 779779 $23.4k $23.4k 0.00% Unchanged
27 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 726726 $21.8k $21.8k 0.00% Unchanged
28 BDO Wealth Advisors, LLC 0.00% of their portfolio JACKSONVILLE, FL 525525 $15.8k $15.8k 0.00% Unchanged
29 Truvestments Capital LLC 0.01% of their portfolio SARASOTA, FL 459459 $13.8k $13.8k 0.01% New
30 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 280280 $7.6k $7.6k 0.00% Added +140 +140
31 Trust Co 0.00% of their portfolio MANHATTAN, KS 126126 $3.8k $3.8k 0.00% Unchanged
32 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 101101 $3.0k $3.0k 0.00% Unchanged
33 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 5050 $1.5k $1.5k 0.00% Unchanged
34 VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio BETHLEHEM, PA 3636 $2.0k $2.0k 0.00% Unchanged
35 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1919 $572 $572 0.00% Unchanged
36 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged