Vault-13

ISHARES TR FLOT

FLTG RATE NT ETF · ETP · CUSIP 46429B655

615 institutional holders -25 vs Q1 2023
96,086,01796.1m shares reported held*
$4.9bnreported value*
43 new 200 added 281 reduced 74 sold out net sold ≈ $671.0m (-13.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.86.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 671Q4 22: 683Q1 23: 640Q2 23: 615615Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022671
Q4 2022683
Q1 2023640
Q2 2023615

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 279 bought or addedQ4 22: 371 cut or sold outQ4 22Q1 23: 250 bought or addedQ1 23: 392 cut or sold outQ1 23Q2 23: 243 bought or addedQ2 23: 355 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022279371
Q1 2023250392
Q2 2023243355

Biggest buyers

New York Life Investment Management LLC Added +2,681,989+2.7m
ASSETMARK, INC Added +983,167+983.2k
Modera Wealth Management, LLC New +850,105+850.1k
BlueCrest Capital Management Ltd Added +822,391+822.4k
ENVESTNET ASSET MANAGEMENT INC Added +748,686+748.7k
Sowell Financial Services LLC New +563,717+563.7k
1832 Asset Management L.P. Added +501,946+501.9k
RENAISSANCE TECHNOLOGIES LLC Added +452,700+452.7k
NORTHERN TRUST CORP Added +414,294+414.3k
NewEdge Advisors, LLC Added +310,975+311.0k

Biggest sellers

JANE STREET GROUP, LLC Reduced -12,897,338-12.9m
BANK OF AMERICA CORP /DE/ Reduced -1,617,102-1.6m
PNC Financial Services Group, Inc. Reduced -1,034,713-1.0m
BANK OF MONTREAL /CAN/ Reduced -792,003-792.0k
DAVENPORT & Co LLC Reduced -554,658-554.7k
MORGAN STANLEY Reduced -553,160-553.2k
BlackRock Inc. Reduced -444,623-444.6k
OSAIC HOLDINGS, INC. Reduced -444,389-444.4k
Brookstone Capital Management Reduced -382,972-383.0k
IFP Advisors, Inc Reduced -352,565-352.6k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 8,988,7419.0m $456.8m $456.8m 0.05% Reduced -1.6m -1,617,102
2 BlackRock Inc. 0.01% of their portfolio New York, NY 6,878,0446.9m $349.5m $349.5m 0.01% Reduced -444.6k -444,623
3 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,378,8734.4m $222.5m $222.5m 0.02% Reduced -553.2k -553,160
4 FRANKLIN RESOURCES INC 0.09% of their portfolio San Mateo, CA 3,717,9343.7m $188.9m $188.9m 0.09% Added +132.0k +131,995
5 UBS Group AG 0.07% of their portfolio ZURICH, V8 3,388,0423.4m $172.2m $172.2m 0.07% Added +159.7k +159,694
6 New York Life Investment Management LLC 1.74% of their portfolio New York, NY 3,298,5723.3m $167.6m $167.6m 1.74% Added +2.7m +2,681,989
7 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 2,964,0163.0m $150.6m $150.6m 0.11% Reduced -341.2k -341,223
8 NORTHERN TRUST CORP 0.03% of their portfolio CHICAGO, IL 2,962,2903.0m $150.5m $150.5m 0.03% Added +414.3k +414,294
9 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 2,880,9862.9m $146.4m $146.4m 0.06% Added +748.7k +748,686
10 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,298,5212.3m $116.8m $116.8m 0.03% Reduced -100.2k -100,193
11 ASSETMARK, INC 0.44% of their portfolio CONCORD, CA 2,204,1612.2m $112.0m $112.0m 0.44% Added +983.2k +983,167
12 PNC Financial Services Group, Inc. 0.09% of their portfolio Pittsburgh, PA 1,982,6972.0m $100.8m $100.8m 0.09% Reduced -1.0m -1,034,713
13 Glenview Trust Co 2.37% of their portfolio Louisville, KY 1,711,4661.7m $87.0m $87.0m 2.37% Reduced -83.0k -82,991
14 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,494,8991.5m $76.0m $76.0m 0.02% Reduced -161.6k -161,602
15 DAVENPORT & Co LLC 0.54% of their portfolio RICHMOND, VA 1,413,1721.4m $71.8m $71.8m 0.54% Reduced -554.7k -554,658
16 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,155,3841.2m $59.6m $59.6m 0.02% Reduced -146.8k -146,773
17 Advocacy Wealth Management, LLC 6.49% of their portfolio ATLANTA, GA 1,117,6051.1m $56.8m $56.8m 6.49% Added +74.1k +74,109
18 Haverford Trust Co 0.60% of their portfolio Radnor, PA 1,049,5221.0m $53.3m $53.3m 0.60% Reduced -3.4k -3,425
19 BARINGS LLC 1.77% of their portfolio CHARLOTTE, NC 1,031,0001.0m $52.4m $52.4m 1.77% Reduced -155.1k -155,140
20 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 971,187971.2k $49.3m $49.3m 0.09% Reduced -444.4k -444,389
21 BlueCrest Capital Management Ltd 6.09% of their portfolio ST HELIER, Y9 916,140916.1k $46.6m $46.6m 6.09% Added +822.4k +822,391
22 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 869,920869.9k $44.2m $44.2m 0.07% Reduced -26.6k -26,631
23 Modera Wealth Management, LLC 0.78% of their portfolio WESTWOOD, NJ 850,105850.1k $43.2m $43.2m 0.78% New
24 HSBC HOLDINGS PLC 0.04% of their portfolio LONDON, X0 825,135825.1k $41.9m $41.9m 0.04% Reduced -30.5k -30,475
25 Demars Financial Group, LLC 23.05% of their portfolio SPOKANE VALLEY, WA 816,795816.8k $41.5m $41.5m 23.05% Added +7.2k +7,229
26 FLPUTNAM INVESTMENT MANAGEMENT CO 1.01% of their portfolio PORTLAND, ME 730,062730.1k $37.1m $37.1m 1.01% Added +20.8k +20,753
27 TRUSTMARK BANK TRUST DEPARTMENT 3.35% of their portfolio JACKSON, MS 711,845711.8k $36.2m $36.2m 3.35% Reduced -324 -324
28 RENAISSANCE TECHNOLOGIES LLC 0.05% of their portfolio NEW YORK, NY 635,000635.0k $32.3m $32.3m 0.05% Added +452.7k +452,700
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 626,623626.6k $31.8m $31.8m 0.00% Added +145.7k +145,660
30 MML INVESTORS SERVICES, LLC 0.17% of their portfolio SPRINGFIELD, MA 612,529612.5k $31.1m $31.1m 0.17% Added +150.6k +150,608
31 Sowell Financial Services LLC 1.60% of their portfolio NORTH LITTLE ROCK, AR 563,717563.7k $28.6m $28.6m 1.60% New
32 1832 Asset Management L.P. 0.05% of their portfolio TORONTO, A6 555,029555.0k $28.2m $28.2m 0.05% Added +501.9k +501,946
33 Towercrest Capital Management 5.07% of their portfolio NEWTOWN, PA 536,078536.1k $27.2m $27.2m 5.07% Added +83.9k +83,889
34 Integrated Wealth Concepts LLC 0.43% of their portfolio WALTHAM, MA 489,709489.7k $24.9m $24.9m 0.43% Added +11.1k +11,121
35 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.32% of their portfolio Madrid, U3 489,470489.5k $24.9m $24.9m 0.32% Reduced -47.0k -47,002
36 Willis Johnson & Associates, Inc. 2.57% of their portfolio Houston, TX 474,530474.5k $24.1m $24.1m 2.57% Added +117.0k +116,982
37 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 452,766452.8k $23.0m $23.0m 0.01% Reduced -16.1k -16,067
38 Destination Wealth Management 0.85% of their portfolio Walnut Creek, CA 449,188449.2k $22.8m $22.8m 0.85% Reduced -163.1k -163,105
39 CAPTRUST FINANCIAL ADVISORS 0.09% of their portfolio RALEIGH, NC 446,705446.7k $22.7m $22.7m 0.09% Reduced -13.3k -13,296
40 TELEMUS CAPITAL, LLC 1.81% of their portfolio Southfield, MI 421,656421.7k $21.4m $21.4m 1.81% Added +4.0k +4,006
41 CAPE COD FIVE CENTS SAVINGS BANK 2.21% of their portfolio HYANNIS, MA 412,877412.9k $21.0m $21.0m 2.21% Added +9.0k +8,967
42 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 411,097411.1k $20.9m $20.9m 0.04% Reduced -79.5k -79,544
43 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 410,627410.6k $20.9m $20.9m 0.03% Added +171.8k +171,760
44 Insight Wealth Strategies, LLC 3.92% of their portfolio SAN RAMON, CA 402,560402.6k $20.5m $20.5m 3.92% Reduced -86.8k -86,805
45 OneDigital Investment Advisors LLC 0.44% of their portfolio OVERLAND PARK, KS 395,066395.1k $20.1m $20.1m 0.44% Added +179.5k +179,541
46 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 390,204390.2k $19.8m $19.8m 0.03% Reduced -95.5k -95,488
47 NewEdge Advisors, LLC 0.22% of their portfolio NEW ORLEANS, LA 386,136386.1k $19.6m $19.6m 0.22% Added +311.0k +310,975
48 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 383,618383.6k $19.5m $19.5m 0.02% Reduced -51.6k -51,650
49 BEACON FINANCIAL GROUP 2.62% of their portfolio DALLAS, TX 381,947381.9k $19.4m $19.4m 2.62% Reduced -1.4k -1,371
50 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 374,182374.2k $19.0m $19.0m 0.04% Added +1.4k +1,364
51 Sigma Planning Corp 0.68% of their portfolio ANN ARBOR, MI 372,762372.8k $18.9m $18.9m 0.68% Added +110.1k +110,057
52 Cetera Advisor Networks LLC 0.13% of their portfolio EL SEGUNDO, CA 370,046370.0k $18.8m $18.8m 0.13% Added +12.5k +12,511
53 Atria Wealth Solutions, Inc. 0.26% of their portfolio NEW YORK, NY 368,109368.1k $18.7m $18.7m 0.26% Added +9.7k +9,675
54 Allworth Financial LP 0.15% of their portfolio FOLSOM, CA 353,484353.5k $18.0m $18.0m 0.15% Added +57.8k +57,762
55 Mariner, LLC 0.05% of their portfolio Overland Park, KS 343,174343.2k $17.4m $17.4m 0.05% Reduced -22.0k -22,020
56 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 335,913335.9k $17.1m $17.1m 0.03% Reduced -28.7k -28,729
57 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 304,382304.4k $15.5m $15.5m 0.00% Added +10.5k +10,547
58 LJI Wealth Management, LLC 4.41% of their portfolio INDIANAPOLIS, IN 298,292298.3k $15.1m $15.1m 4.41% Reduced -6.6k -6,595
59 Capital Advantage, Inc. 3.09% of their portfolio Walnut Creek, CA 292,537292.5k $14.8m $14.8m 3.09% Reduced -192.5k -192,520
60 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 291,901291.9k $14.8m $14.8m 0.02% Reduced -12.9m -12,897,338
61 Probity Advisors, Inc. 3.23% of their portfolio DALLAS, TX 291,274291.3k $14.8m $14.8m 3.23% First filing
62 CreativeOne Wealth, LLC 0.37% of their portfolio OVERLAND PARK, KS 288,948288.9k $14.6m $14.6m 0.37% Added +184.5k +184,549
63 Betterment LLC 0.05% of their portfolio NEW YORK, NY 287,949287.9k $14.6m $14.6m 0.05% Added +139.1k +139,115
64 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 281,583281.6k $14.3m $14.3m 0.07% Reduced -146.3k -146,350
65 SCOTIA CAPITAL INC. 0.09% of their portfolio TORONTO, A6 252,052252.1k $12.8m $12.8m 0.09% Reduced -1.7k -1,659
66 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 247,757247.8k $12.6m $12.6m 0.03% Added +118.7k +118,691
67 Price Capital Management, Inc. 13.50% of their portfolio LAFAYETTE, LA 243,110243.1k $12.3m $12.3m 13.50% New
68 Stratos Wealth Partners, LTD. 0.27% of their portfolio BEACHWOOD, OH 237,806237.8k $12.1m $12.1m 0.27% Added +10.1k +10,145
69 MCMORGAN & CO LLC 2.27% of their portfolio SAN FRANCISCO, CA 237,747237.7k $12.1m $12.1m 2.27% Added +84.1k +84,099
70 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.74% of their portfolio RICHMOND, VA 225,896225.9k $11.5m $11.5m 0.74% Reduced -2.9k -2,853
71 RFG Advisory, LLC 0.46% of their portfolio BIRMINGHAM, AL 204,047204.0k $10.4m $10.4m 0.46% Added +117.3k +117,324
72 SSI INVESTMENT MANAGEMENT LLC 0.73% of their portfolio Los Angeles, CA 203,844203.8k $10.4m $10.4m 0.73% Reduced -1.5k -1,503
73 Alliance Wealth Management Group 3.31% of their portfolio FLEMINGTON, NJ 200,810200.8k $10.2m $10.2m 3.31% Added +18.4k +18,401
74 JAMES INVESTMENT RESEARCH, INC. 1.28% of their portfolio ALPHA, OH 197,145197.1k $10.0m $10.0m 1.28% Reduced -46.9k -46,928
75 RWA WEALTH PARTNERS, LLC 0.21% of their portfolio BOSTON, MA 192,103192.1k $9.8m $9.8m 0.21% New
76 Roundview Capital LLC 0.94% of their portfolio PRINCETON, NJ 189,927189.9k $9.7m $9.7m 0.94% Added +34.9k +34,867
77 Ifrah Financial Services, Inc. 2.93% of their portfolio Little Rock, AR 189,752189.8k $9.6m $9.6m 2.93% Added +4.1k +4,148
78 PEAPACK GLADSTONE FINANCIAL CORP 0.17% of their portfolio BEDMINSTER, NJ 189,207189.2k $9.6m $9.6m 0.17% Reduced -45.6k -45,629
79 Occidental Asset Management, LLC 2.15% of their portfolio Burlingame, CA 186,863186.9k $9.5m $9.5m 2.15% Added +56.1k +56,142
80 Advisors Preferred, LLC 2.24% of their portfolio ROCKVILLE, MD 179,403179.4k $9.1m $9.1m 2.24% Reduced -13.9k -13,906
81 M&T Bank Corp 0.03% of their portfolio BUFFALO, NY 178,001178.0k $9.0m $9.0m 0.03% Reduced -47.1k -47,109
82 WESCAP Management Group, Inc. 2.98% of their portfolio Glendale, CA 167,892167.9k $8.5m $8.5m 2.98% Added +6.2k +6,196
83 Windsor Capital Management, LLC 2.82% of their portfolio Phoenix, AZ 167,679167.7k $8.5m $8.5m 2.82% Added +10 +10
84 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 164,864164.9k $8.4m $8.4m 0.03% Added +5.2k +5,159
85 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 160,276160.3k $8.1m $8.1m 0.01% Added +1.2k +1,156
86 Global Retirement Partners, LLC 0.39% of their portfolio San Rafael, CA 156,192156.2k $7.9m $7.9m 0.39% Added +78 +78
87 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.04% of their portfolio IRVING, TX 154,332154.3k $7.8m $7.8m 0.04% Added +60.5k +60,529
88 Piedmont Capital Management, LLC 5.84% of their portfolio WHITEFISH, MT 151,465151.5k $7.7m $7.7m 5.84% Reduced -2.1k -2,096
89 Orange Investment Advisors, Inc. 1.04% of their portfolio GOSHEN, NY 151,184151.2k $7.7m $7.7m 1.04% Added +5.0k +5,009
90 Colonial Trust Advisors 0.84% of their portfolio SPARTANBURG, SC 148,935148.9k $7.6m $7.6m 0.84% Added +12.2k +12,181
91 Quantitative Strategies, Inc. 5.08% of their portfolio CALABASAS, CA 148,856148.9k $7.6m $7.6m 5.08% First filing
92 Sierra Capital LLC 1.18% of their portfolio MIAMI, FL 146,899146.9k $7.5m $7.5m 1.18% Added +8.2k +8,231
93 Rezny Wealth Management, Inc. 2.51% of their portfolio Fort Myers, FL 146,506146.5k $7.4m $7.4m 2.51% Reduced -1.3k -1,310
94 WHITE PINE CAPITAL LLC 2.70% of their portfolio BLOOMINGTON, MN 142,550142.6k $7.2m $7.2m 2.70% Added +12.6k +12,633
95 Perennial Advisors, LLC 1.85% of their portfolio NEW YORK, NY 142,507142.5k $7.2m $7.2m 1.85% Reduced -2.7k -2,664
96 NATIXIS ADVISORS, LLC 0.02% of their portfolio Boston, MA 140,921140.9k $7.2m $7.2m 0.02% Reduced -6.4k -6,373
97 Treynor Bancshares, Inc. 4.61% of their portfolio TREYNOR, IA 138,464138.5k $7.0m $7.0m 4.61% Added +29.6k +29,600
98 OPPENHEIMER & CO INC 0.14% of their portfolio NEW YORK, NY 136,462136.5k $6.9m $6.9m 0.14% Added +12.9k +12,891
99 CHATHAM CAPITAL GROUP, INC. 1.44% of their portfolio SAVANNAH, GA 134,970135.0k $6.9m $6.9m 1.44% Added +6.3k +6,350
100 Grey Ledge Advisors, LLC 2.18% of their portfolio GUILFORD, CT 131,785131.8k $6.7m $6.7m 2.18% Added +24.1k +24,149