Capital Advantage, Inc.

Walnut Creek, CA · CIK 1628896 · 13F filing filed 2023-08-07

SEC-registered investment adviser since 1998 · corporation

Assets managed$1.3bn
Staff16 · 8 in investment roles
Main clients (by assets)High net worth individuals 84%, Individuals 16%
Form ADV · 2026-08-25SEC adviser record

$479.5m reported value +2.0% vs Q1 2023

43positions

67.1%in top 10

3 new 18 added 18 reduced 0 sold out vs Q1 2023

Holdings, Q2 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	PROSHARES TR INVT INT RT HG IGHG	IGHG	873,631	$63.5m13.25%	13.25%	Reduced -133.7k	-133,679 -13.3%
2	VANGUARD SCOTTSDALE FDS INT-TERM CORP VCIT	VCIT	726,632	$56.6m11.81%	11.81%	Added +277.8k	+277,758 61.9%
3	ISHARES TR BLACKROCK ULTRA ICSH	ICSH	747,332	$37.5m7.82%	7.82%	Reduced -83.4k	-83,438 -10.0%
4	VANGUARD WHITEHALL FDS INTL DVD ETF VIGI	VIGI	430,449	$31.7m6.62%	6.62%	Added +3.5k	+3,512 0.8%
5	VANGUARD WORLD FD HEALTH CAR ETF VHT	VHT	103,708	$25.0m5.20%	5.20%	Reduced -56	-56 -0.1%
6	SCHWAB STRATEGIC TR FUNDAMENTAL INTL FNDF	FNDF	776,301	$24.8m5.16%	5.16%	Added +28.6k	+28,641 3.8%
7	VANECK ETF TRUST IG FLOATING RATE FLTR	FLTR	966,140	$24.3m5.07%	5.07%	Reduced -52.0k	-51,990 -5.1%
8	VANGUARD INDEX FDS MCAP VL IDXVIP VOE	VOE	139,830	$19.5m4.06%	4.06%	Reduced -1.5k	-1,510 -1.1%
9	SELECT SECTOR SPDR TR SBI CONS STPLS XLP	XLP	264,267	$19.4m4.05%	4.05%	Added +4.6k	+4,648 1.8%
10	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	266,912	$19.3m4.03%	4.03%	Reduced -1.7k	-1,707 -0.6%
11	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	118,486	$19.0m3.97%	3.97%	Added +140	+140 0.1%
12	VANGUARD WORLD FD MEGA CAP VAL ETF MGV	MGV	168,779	$17.4m3.62%	3.62%	Added +1.3k	+1,258 0.8%
13	VANGUARD WHITEHALL FDS INTL HIGH ETF VYMI	VYMI	272,810	$17.0m3.55%	3.55%	Added +15.5k	+15,476 6.0%
14	ISHARES TR FLTG RATE NT ETF FLOT	FLOT	292,537	$14.8m3.09%	3.09%	Reduced -192.5k	-192,520 -39.7%
15	ISHARES TR CORE S&P SCP ETF IJR	IJR	145,214	$14.5m3.02%	3.02%	Added +2.9k	+2,941 2.1%
16	VANGUARD INDEX FDS SM CP VAL ETF VBR	VBR	70,192	$11.7m2.43%	2.43%	Added +515	+515 0.7%
17	APPLE INC COM AAPL	AAPL	60,018	$11.3m2.36%	2.36%	Added +69	+69 0.1%
18	VANGUARD WORLD FD MEGA CAP INDEX MGC	MGC	42,891	$6.6m1.39%	1.39%	Added +1.8k	+1,807 4.4%
19	SCHWAB STRATEGIC TR US MID-CAP ETF SCHM	SCHM	81,169	$5.8m1.21%	1.21%	Added +2.0k	+1,977 2.5%
20	MICROSOFT CORP COM MSFT	MSFT	16,935	$5.6m1.17%	1.17%	Added +595	+595 3.6%
21	EXTREME NETWORKS COM EXTR	EXTR	202,034	$5.5m1.16%	1.16%	Unchanged
22	WORKDAY INC CL A WDAY	WDAY	22,412	$5.0m1.04%	1.04%	Unchanged
23	ADVANCED MICRO DEVICES INC COM AMD	AMD	28,276	$3.2m0.67%	0.67%	Unchanged
24	ISHARES TR RUSSELL 2000 ETF IWM	IWM	14,850	$2.8m0.58%	0.58%	Added +2	+2 0.0%
25	ISHARES TR MSCI EAFE ETF EFA	EFA	29,601	$2.1m0.44%	0.44%	Added +511	+511 1.8%
26	CHEVRON CORP NEW COM CVX	CVX	12,317	$1.9m0.40%	0.40%	Reduced -46	-46 -0.4%
27	UBER TECHNOLOGIES INC COM UBER	UBER	36,807	$1.6m0.33%	0.33%	Unchanged
28	AMAZON COM INC COM AMZN	AMZN	12,271	$1.6m0.33%	0.33%	Reduced -6.0k	-5,965 -32.7%
29	SCHWAB STRATEGIC TR US LRG CAP ETF SCHX	SCHX	27,237	$1.4m0.30%	0.30%	Reduced -1.9k	-1,909 -6.5%
30	EXXON MOBIL CORP COM XOM	XOM	11,572	$1.2m0.25%	0.25%	Reduced -2.4k	-2,431 -17.4%
31	MERCK & CO INC COM MRK	MRK	11,006	$1.2m0.25%	0.25%	Reduced -3.2k	-3,218 -22.6%
32	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	10,094	$1.1m0.22%	0.22%	Reduced -178	-178 -1.7%
33	CISCO SYS INC COM CSCO	CSCO	17,754	$912.6k0.19%	0.19%	Reduced -568	-568 -3.1%
34	PFIZER INC COM PFE	PFE	24,562	$876.4k0.18%	0.18%	Reduced -235	-235 -0.9%
35	CLOUDFLARE INC CL A COM NET	NET	12,125	$793.9k0.17%	0.17%	New
36	INTEL CORP COM INTC	INTC	20,078	$657.4k0.14%	0.14%	Added +341	+341 1.7%
37	SCHWAB CHARLES CORP COM SCHW	SCHW	10,898	$630.2k0.13%	0.13%	Reduced -60	-60 -0.6%
38	VERIZON COMMUNICATIONS INC COM VZ	VZ	14,108	$495.8k0.10%	0.10%	Added +404	+404 3.0%
39	SCHWAB STRATEGIC TR US SML CAP ETF SCHA	SCHA	10,740	$473.6k0.10%	0.10%	Reduced -697	-697 -6.1%
40	AT&T INC COM T	T	27,571	$421.0k0.09%	0.09%	Added +1.5k	+1,515 5.8%
41	PG&E CORP COM PCG	PCG	13,999	$242.9k0.05%	0.05%	Reduced -1.2k	-1,200 -7.9%
42	CYTODYN INC COM CYDY	CYDY	91,000	$24.0k0.01%	0.01%	New
43	Hop-On Inc EQUITIES HPNN	HPNN	1,700,000	$1.2k0.00%	0.00%	New