Vault-13

SCHWAB STRATEGIC TR SCHM

US MID-CAP ETF · ETP · CUSIP 808524508

785 institutional holders +1 vs Q1 2023
88,758,01788.8m shares reported held*
$6.3bnreported value*
42 new 314 added 310 reduced 43 sold out net bought ≈ $28.3m (+215.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $70.85. Options: 5 managers hold calls ($9.4m notional), 2 hold puts ($376.5k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 722Q4 22: 779Q1 23: 784Q2 23: 785785Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022722
Q4 2022779
Q1 2023784
Q2 2023785

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 376 bought or addedQ4 22: 289 cut or sold outQ4 22Q1 23: 325 bought or addedQ1 23: 362 cut or sold outQ1 23Q2 23: 356 bought or addedQ2 23: 353 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022376289
Q1 2023325362
Q2 2023356353

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $10.1mQ3 22 puts: $424.0kQ3 22P/C 0.04Q4 22 calls: $10.9mQ4 22 puts: $223.1kQ4 22P/C 0.02Q1 23 calls: $8.3mQ1 23 puts: $74.6kQ1 23P/C 0.01Q2 23 calls: $9.4mQ2 23 puts: $376.5kQ2 23P/C 0.04
Numbers
QuarterCallsPutsP/C
Q3 2022$10.1m$424.0k0.04
Q4 2022$10.9m$223.1k0.02
Q1 2023$8.3m$74.6k0.01
Q2 2023$9.4m$376.5k0.04

Biggest buyers

Financial Engines Advisors L.L.C. Added +940,800+940.8k
Modera Wealth Management, LLC New +345,729+345.7k
Cerity Partners LLC Added +243,404+243.4k
IFP Advisors, Inc Added +242,326+242.3k
MONETA GROUP INVESTMENT ADVISORS LLC Added +178,888+178.9k
Prostatis Group LLC New +162,527+162.5k
Prime Capital Investment Advisors, LLC Added +121,431+121.4k
Dynamic Advisor Solutions LLC Added +84,923+84.9k
Advisory Alpha, LLC Added +74,083+74.1k
HighTower Advisors, LLC Added +71,247+71.2k

Biggest sellers

MONEY CONCEPTS CAPITAL CORP Reduced -366,838-366.8k
MORGAN STANLEY Reduced -258,768-258.8k
Nadler Financial Group, Inc. Reduced -209,983-210.0k
Creative Planning Reduced -201,223-201.2k
Cetera Advisor Networks LLC Reduced -191,471-191.5k
AMERIPRISE FINANCIAL INC Reduced -130,414-130.4k
MERCER GLOBAL ADVISORS INC /ADV Reduced -102,436-102.4k
CARY STREET PARTNERS INVESTMENT ADVISORY LLC Reduced -84,899-84.9k
OneDigital Investment Advisors LLC Reduced -81,676-81.7k
CHOREO, LLC Reduced -80,258-80.3k

Biggest calls

SIMPLEX TRADING, LLC Added $8.3m117.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $873.7k12.3k shares
CITADEL ADVISORS LLC Reduced $170.5k2.4k shares
Cutler Group LLC / CA New $2.0k800 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $234.4k3.3k shares
CITADEL ADVISORS LLC Added $142.1k2.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.38% of their portfolio SANTA CLARA, CA 18,778,05218.8m $1.3bn $1.3bn 3.38% Added +940.8k +940,800
2 Creative Planning 0.97% of their portfolio OVERLAND PARK, KS 10,267,88910.3m $729.3m $729.3m 0.97% Reduced -201.2k -201,223
3 HighTower Advisors, LLC 0.48% of their portfolio CHICAGO, IL 3,456,8333.5m $245.5m $245.5m 0.48% Added +71.2k +71,247
4 Prime Capital Investment Advisors, LLC 2.45% of their portfolio OVERLAND PARK, KS 1,751,8551.8m $124.4m $124.4m 2.45% Added +121.4k +121,431
5 MONETA GROUP INVESTMENT ADVISORS LLC 2.74% of their portfolio ST LOUIS, MO 1,744,1891.7m $123.9m $123.9m 2.74% Added +178.9k +178,888
6 UBS Group AG 0.05% of their portfolio ZURICH, V8 1,612,5581.6m $114.5m $114.5m 0.05% Reduced -7.7k -7,656
7 Advisory Alpha, LLC 5.01% of their portfolio HOLLAND, MI 1,375,1091.4m $97.7m $97.7m 5.01% Added +74.1k +74,083
8 Legacy Wealth Management, LLC 8.19% of their portfolio MEMPHIS, TN 1,362,2901.4m $96.8m $96.8m 8.19% Added +21.1k +21,107
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.11% of their portfolio MILWAUKEE, WI 1,241,3031.2m $88.2m $88.2m 0.11% Added +1.3k +1,265
10 Cerity Partners LLC 0.34% of their portfolio NEW YORK, NY 1,221,0451.2m $86.7m $86.7m 0.34% Added +243.4k +243,404
11 Fragasso Financial Advisors Inc 7.62% of their portfolio SEWICKLEY, PA 1,003,4011.0m $71.3m $71.3m 7.62% Added +40.2k +40,196
12 Gradient Investments LLC 1.80% of their portfolio ARDEN HILLS, MN 982,511982.5k $69.8m $69.8m 1.80% Reduced -19.4k -19,358
13 Raymond James Financial Services Advisors, Inc. 0.12% of their portfolio ST. PETERSBURG, FL 977,114977.1k $69.4m $69.4m 0.12% Added +5.2k +5,170
14 JMG Financial Group, Ltd. 3.22% of their portfolio DOWNERS GROVE, IL 966,106966.1k $68.6m $68.6m 3.22% Reduced -35.5k -35,467
15 AJ WEALTH STRATEGIES, LLC 2.96% of their portfolio NEW YORK, NY 862,311862.3k $61.2m $61.2m 2.96% Added +27.8k +27,813
16 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 857,342857.3k $60.9m $60.9m 0.03% Reduced -80.2k -80,162
17 HBK Sorce Advisory LLC 2.15% of their portfolio ERIE, PA 714,314714.3k $50.7m $50.7m 2.15% Added +51.9k +51,885
18 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 705,902705.9k $50.1m $50.1m 0.04% Added +20.1k +20,117
19 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 668,270668.3k $47.5m $47.5m 0.01% Reduced -130.4k -130,414
20 OneDigital Investment Advisors LLC 1.04% of their portfolio OVERLAND PARK, KS 662,948662.9k $47.1m $47.1m 1.04% Reduced -81.7k -81,676
21 BLB&B Advisors, LLC 3.15% of their portfolio MONTGOMERYVILLE, PA 634,745634.7k $45.1m $45.1m 3.15% Reduced -66.4k -66,420
22 Mariner, LLC 0.12% of their portfolio Overland Park, KS 608,793608.8k $43.2m $43.2m 0.12% Reduced -6.0k -6,014
23 RKL Wealth Management LLC 4.93% of their portfolio LANCASTER, PA 586,065586.1k $41.6m $41.6m 4.93% Added +4.2k +4,175
24 Summit Financial Strategies, Inc. 7.53% of their portfolio Columbus, OH 568,768568.8k $40.4m $40.4m 7.53% Added +25.5k +25,460
25 HHM Wealth Advisors, LLC 7.33% of their portfolio CHATTANOOGA, TN 550,597550.6k $39.1m $39.1m 7.33% Added +17.9k +17,920
26 MERCER GLOBAL ADVISORS INC /ADV 0.15% of their portfolio DENVER, CO 538,753538.8k $38.3m $38.3m 0.15% Reduced -102.4k -102,436
27 Thrivent Financial for Lutherans 0.08% of their portfolio Minneapolis, MN 508,492508.5k $35.9m $35.9m 0.08% Reduced -24.0k -23,958
28 Beacon Pointe Advisors, LLC 0.56% of their portfolio NEWPORT BEACH, CA 483,529483.5k $34.3m $34.3m 0.56% Reduced -41.8k -41,787
29 IFP Advisors, Inc 0.66% of their portfolio TAMPA, FL 478,378478.4k $30.1m $30.1m 0.66% Added +242.3k +242,326
30 Gemmer Asset Management LLC 4.37% of their portfolio WALNUT CREEK, CA 452,116452.1k $32.1m $32.1m 4.37% Added +24.6k +24,624
31 Brookstone Capital Management 0.54% of their portfolio WHEATON, IL 377,478377.5k $26.6m $26.6m 0.54% Reduced -19.6k -19,634
32 Buckingham Capital Management, Inc. 3.95% of their portfolio DAYTON, OH 373,450373.4k $26.5m $26.5m 3.95% Added +9.4k +9,384
33 Curi Wealth Management, LLC 3.42% of their portfolio Raleigh, NC 355,428355.4k $25.2m $25.2m 3.42% Added +2.3k +2,268
34 DAVENPORT & Co LLC 0.19% of their portfolio RICHMOND, VA 354,647354.6k $25.2m $25.2m 0.19% Reduced -22.9k -22,862
35 Modera Wealth Management, LLC 0.45% of their portfolio WESTWOOD, NJ 345,729345.7k $24.6m $24.6m 0.45% New
36 Summit Asset Management, LLC 6.45% of their portfolio MEMPHIS, TN 344,589344.6k $24.5m $24.5m 6.45% Reduced -618 -618
37 Noble Family Wealth, LLC 7.85% of their portfolio Clearwater, FL 339,796339.8k $24.1m $24.1m 7.85% Added +11.4k +11,377
38 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 334,630334.6k $23.8m $23.8m 0.00% Reduced -258.8k -258,768
39 Elwood & Goetz Wealth Advisory Group, LLC 5.15% of their portfolio ATHENS, GA 318,171318.2k $22.6m $22.6m 5.15% Added +10.0k +10,024
40 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.24% of their portfolio PLYMOUTH, MN 314,337314.3k $22.3m $22.3m 0.24% Reduced -997 -997
41 ProVise Management Group, LLC 2.00% of their portfolio CLEARWATER, FL 311,156311.2k $22.1m $22.1m 2.00% Reduced -20.1k -20,061
42 Moisand Fitzgerald Tamayo, LLC 4.48% of their portfolio ORLANDO, FL 308,889308.9k $21.9m $21.9m 4.48% Added +8.9k +8,879
43 Mokosak Advisory Group, LLC 8.47% of their portfolio URBANDALE, IA 301,551301.6k $21.4m $21.4m 8.47% Added +10.3k +10,322
44 MANCHESTER FINANCIAL INC 5.82% of their portfolio Westlake Village, CA 288,660288.7k $20.5m $20.5m 5.82% Added +3.7k +3,696
45 FINANCIAL CONSULATE, INC 8.48% of their portfolio HUNT VALLEY, MD 281,516281.5k $20.0m $20.0m 8.48% Added +14.4k +14,360
46 Campbell Wealth Management 1.68% of their portfolio ALEXANDRIA, VA 261,955262.0k $18.6m $18.6m 1.68% Added +9.9k +9,876
47 MONEYWISE, INC. 11.49% of their portfolio FOREST, VA 260,961261.0k $18.5m $18.5m 11.49% Reduced -24.1k -24,139
48 SALEM INVESTMENT COUNSELORS INC 0.67% of their portfolio WINSTON-SALEM, NC 259,590259.6k $18.4m $18.4m 0.67% Reduced -39 -39
49 EXENCIAL WEALTH ADVISORS, LLC 0.83% of their portfolio OKLAHOMA CITY, OK 255,622255.6k $18.2m $18.2m 0.83% Added +23.3k +23,321
50 BerganKDV Wealth Management, LLC 1.79% of their portfolio BLOOMINGTON, MN 252,105252.1k $17.9m $17.9m 1.79% Added +715 +715
51 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 247,080247.1k $17.6m $17.6m 0.01% Added +9.3k +9,279
52 Cetera Advisor Networks LLC 0.12% of their portfolio EL SEGUNDO, CA 239,753239.8k $17.0m $17.0m 0.12% Reduced -191.5k -191,471
53 Denver PWM, LLC 6.97% of their portfolio DENVER, CO 238,233238.2k $16.8m $16.8m 6.97% Added +3.1k +3,129
54 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 237,202237.2k $16.8m $16.8m 0.00% Added +3.2k +3,225
55 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 228,822228.8k $16.3m $16.3m 0.04% Reduced -4.6k -4,562
56 SAGE FINANCIAL GROUP INC 1.68% of their portfolio W. CONSHOHOCKEN, PA 223,879223.9k $15.9m $15.9m 1.68% Added +11.4k +11,379
57 Bangor Savings Bank 1.77% of their portfolio BANGOR, ME 219,802219.8k $15.6m $15.6m 1.77% Reduced -6.1k -6,126
58 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 218,858218.9k $15.6m $15.6m 0.03% Reduced -74.1k -74,122
59 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 217,969218.0k $15.5m $15.5m 0.03% Added +10.5k +10,459
60 Dynamic Advisor Solutions LLC 0.79% of their portfolio PHOENIX, AZ 214,430214.4k $15.2m $15.2m 0.79% Added +84.9k +84,923
61 Newton One Investments LLC 8.73% of their portfolio NEWARK, DE 214,186214.2k $15.2m $15.2m 8.73% Added +3.9k +3,889
62 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 212,886212.9k $15.1m $15.1m 0.02% Added +3.0k +2,996
63 MARSHALL FINANCIAL GROUP INC /ADV 5.70% of their portfolio DOYLESTOWN, PA 209,253209.3k $14.9m $14.9m 5.70% Added +641 +641
64 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 207,706207.7k $14.8m $14.8m 0.07% Added +13.0k +12,963
65 Asset Management Group, Inc. 3.00% of their portfolio STAMFORD, CT 198,935198.9k $14.1m $14.1m 3.00% Reduced -523 -523
66 Focus Financial Network, Inc. 0.77% of their portfolio MINNEAPOLIS, MN 194,130194.1k $13.8m $13.8m 0.77% Added +1.8k +1,814
67 J.P. Morgan Private Wealth Advisors LLC 0.07% of their portfolio SAN FRANCISCO, CA 192,657192.7k $13.7m $13.7m 0.07% Reduced -13.3k -13,251
68 Asset Advisors Investment Management, LLC 1.74% of their portfolio AUGUSTA, GA 191,926191.9k $13.6m $13.6m 1.74% Reduced -4.1k -4,118
69 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 189,965190.0k $13.5m $13.5m 0.00% Added +9.2k +9,232
70 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 1.10% of their portfolio KNOXVILLE, TN 183,364183.4k $13.0m $13.0m 1.10% Reduced -1.9k -1,909
71 Lutz Financial Services LLC 1.39% of their portfolio OMAHA, NE 182,280182.3k $12.9m $12.9m 1.39% Reduced -3.6k -3,556
72 Curbstone Financial Management Corp 3.08% of their portfolio MANCHESTER, NH 182,027182.0k $12.9m $12.9m 3.08% Reduced -643 -643
73 Opal Wealth Advisors, LLC 6.32% of their portfolio JERICHO, NY 178,297178.3k $12.7m $12.7m 6.32% Added +4.4k +4,358
74 FAS Wealth Partners, Inc. 1.59% of their portfolio LEAWOOD, KS 177,065177.1k $12.6m $12.6m 1.59% Reduced -633 -633
75 Nadler Financial Group, Inc. 1.79% of their portfolio DEERFIELD, IL 172,151172.2k $12.2m $12.2m 1.79% Reduced -210.0k -209,983
76 Harbor Group, Inc. 6.70% of their portfolio BEDFORD, NH 170,497170.5k $12.1m $12.1m 6.70% Reduced -3.4k -3,365
77 LEAVELL INVESTMENT MANAGEMENT, INC. 0.82% of their portfolio MOBILE, AL 170,071170.1k $12.1m $12.1m 0.82% Reduced -9.1k -9,057
78 FIRST NATIONAL CORP /MA/ /ADV 2.83% of their portfolio ROCKLAND, MA 167,815167.8k $11.9m $11.9m 2.83% Added +567 +567
79 Bleakley Financial Group, LLC 0.37% of their portfolio PARSIPPANY, NJ 167,298167.3k $11.9m $11.9m 0.37% Added +9.0k +9,045
80 Simplicity Solutions, LLC 0.32% of their portfolio MINNEAPOLIS, MN 167,140167.1k $11.9m $11.9m 0.32% Added +9.0k +9,031
81 Omega Financial Group, LLC 5.43% of their portfolio Santa Barbara, CA 166,787166.8k $11.8m $11.8m 5.43% Added +90 +90
82 Milestone Investment Advisors LLC 3.65% of their portfolio MIDDLETON, WI 165,933165.9k $11.8m $11.8m 3.65% Reduced -25.6k -25,625
83 Prostatis Group LLC 0.08% of their portfolio HANOVER, MD 162,527162.5k $162.5k $162.5k 0.08% New
84 Kohmann Bosshard Financial Services, LLC 1.98% of their portfolio FAIRLAWN, OH 161,717161.7k $11.5m $11.5m 1.98% Added +6.5k +6,524
85 Triangle Securities Wealth Management 3.94% of their portfolio RALEIGH, NC 161,228161.2k $11.5m $11.5m 3.94% Reduced -3.4k -3,354
86 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 160,240160.2k $11.4m $11.4m 0.00% Unchanged
87 Koshinski Asset Management, Inc. 1.20% of their portfolio DECATUR, IL 157,920157.9k $11.2m $11.2m 1.20% Reduced -26.3k -26,344
88 Larson Financial Group LLC 1.09% of their portfolio ST LOUIS, MO 153,732153.7k $10.9m $10.9m 1.09% Reduced -4.8k -4,788
89 High Note Wealth, LLC 4.44% of their portfolio DEEPHAVEN, MN 153,439153.4k $10.9m $10.9m 4.44% Reduced -3.2k -3,178
90 Seneca Financial Advisors LLC 7.22% of their portfolio ROCHESTER, NY 153,235153.2k $10.9m $10.9m 7.22% Reduced -8.3k -8,287
91 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.70% of their portfolio RICHMOND, VA 152,512152.5k $10.8m $10.8m 0.70% Reduced -84.9k -84,899
92 IMA Advisory Services, Inc. 2.75% of their portfolio DENVER, CO 150,826150.8k $10.7m $10.7m 2.75% Reduced -888 -888
93 Northeast Financial Group, Inc. 6.70% of their portfolio Allentown, PA 147,146147.1k $10.5m $10.5m 6.70% Added +12.0k +11,993
94 JOHNSON INVESTMENT COUNSEL INC 0.13% of their portfolio Cincinnati, OH 145,975146.0k $10.4m $10.4m 0.13% Added +6.4k +6,381
95 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 145,789145.8k $10.4m $10.4m 0.06% Added +9.1k +9,054
96 Alliance Wealth Management Group 3.34% of their portfolio FLEMINGTON, NJ 144,725144.7k $10.3m $10.3m 3.34% Added +478 +478
97 Towercrest Capital Management 1.91% of their portfolio NEWTOWN, PA 144,725144.7k $10.3m $10.3m 1.91% Added +478 +478
98 VALLEY NATIONAL ADVISERS INC 1.73% of their portfolio BETHLEHEM, PA 144,648144.6k $10.3m $10.3m 1.73% Reduced -4.8k -4,807
99 Chicago Partners Investment Group LLC 0.54% of their portfolio CHICAGO, IL 142,602142.6k $10.4m $10.4m 0.54% Added +11.7k +11,678
100 PITTENGER & ANDERSON INC 0.49% of their portfolio LINCOLN, NE 142,069142.1k $10.1m $10.1m 0.49% Added +2.0k +2,050