Omega Financial Group, LLC

Santa Barbara, CA · CIK 1767982 · 13F filing filed 2023-07-12

SEC-registered investment adviser since 2013 · limited liability company

Assets managed$552.4m
Staff6 · 4 in investment roles
Main clients (by assets)High net worth individuals 86%, Individuals 12%, Pension plans 2%
Form ADV · 2026-06-04SEC adviser record

$218.3m reported value +0.8% vs Q1 2023

81positions

40.6%in top 10

1 new 30 added 45 reduced 2 sold out vs Q1 2023

Holdings, Q2 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SCHWAB STRATEGIC TR US MID-CAP ETF SCHM	SCHM	166,787	$11.8m5.43%	5.43%	Added +90	+90 0.1%
2	ISHARES TR U.S. REAL ES ETF IYR	IYR	129,260	$11.2m5.12%	5.12%	Reduced -5.1k	-5,147 -3.8%
3	ISHARES TR CORE 1 5 YR USD ISTB	ISTB	228,436	$10.7m4.88%	4.88%	Added +3.0k	+2,953 1.3%
4	ISHARES TR CORE S&P SCP ETF IJR	IJR	91,475	$9.1m4.17%	4.17%	Reduced -3.9k	-3,943 -4.1%
5	ISHARES TR CORE S&P500 ETF IVV	IVV	19,117	$8.5m3.90%	3.90%	Reduced -1.5k	-1,466 -7.1%
6	ISHARES TR RUS 1000 ETF IWB	IWB	34,218	$8.3m3.82%	3.82%	Reduced -398	-398 -1.1%
7	ISHARES TR CORE US AGGBD ET AGG	AGG	83,640	$8.2m3.75%	3.75%	Added +2.2k	+2,168 2.7%
8	ISHARES TR CORE S&P MCP ETF IJH	IJH	29,006	$7.6m3.47%	3.47%	Reduced -1.6k	-1,574 -5.2%
9	ISHARES TR S&P MC 400VL ETF IJJ	IJJ	62,720	$6.7m3.08%	3.08%	Reduced -3.2k	-3,241 -4.9%
10	ISHARES TR IBOXX HI YD ETF HYG	HYG	85,274	$6.4m2.93%	2.93%	Reduced -2.0k	-2,028 -2.3%
11	VANGUARD INDEX FDS REAL ESTATE ETF VNQ	VNQ	75,969	$6.3m2.91%	2.91%	Added +2.0k	+1,967 2.7%
12	ISHARES TR JPMORGAN USD EMG EMB	EMB	72,520	$6.3m2.87%	2.87%	Reduced -862	-862 -1.2%
13	ISHARES TR CORE MSCI EAFE IEFA	IEFA	92,251	$6.2m2.85%	2.85%	Reduced -5.2k	-5,160 -5.3%
14	ISHARES TR SELECT DIVID ETF DVY	DVY	54,958	$6.2m2.85%	2.85%	Added +567	+567 1.0%
15	ISHARES TR EAFE SML CP ETF SCZ	SCZ	99,686	$5.9m2.69%	2.69%	Reduced -3.5k	-3,493 -3.4%
16	SCHWAB STRATEGIC TR US LRG CAP ETF SCHX	SCHX	99,826	$5.2m2.39%	2.39%	Added +673	+673 0.7%
17	SCHWAB STRATEGIC TR US REIT ETF SCHH	SCHH	264,028	$5.2m2.36%	2.36%	Added +1.3k	+1,344 0.5%
18	ISHARES INC CORE MSCI EMKT IEMG	IEMG	96,768	$4.8m2.18%	2.18%	Reduced -5.7k	-5,658 -5.5%
19	VANGUARD CHARLOTTE FDS TOTAL INT BD ETF BNDX	BNDX	90,532	$4.4m2.03%	2.03%	Reduced -2.9k	-2,865 -3.1%
20	ISHARES TR EAFE GRWTH ETF EFG	EFG	42,102	$4.0m1.84%	1.84%	Added +194	+194 0.5%
21	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	8,511	$3.8m1.73%	1.73%	Reduced -23	-23 -0.3%
22	ISHARES TR ESG AWR US AGRGT EAGG	EAGG	76,205	$3.6m1.65%	1.65%	Reduced -1.8k	-1,783 -2.3%
23	SCHWAB STRATEGIC TR US AGGREGATE B SCHZ	SCHZ	73,896	$3.4m1.56%	1.56%	Added +1.1k	+1,079 1.5%
24	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	8,853	$3.3m1.50%	1.50%	Reduced -49	-49 -0.6%
25	ISHARES TR CALIF MUN BD ETF CMF	CMF	56,247	$3.2m1.47%	1.47%	Reduced -5.4k	-5,398 -8.8%
26	INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP IFLN	IFLN	164,729	$2.9m1.32%	1.32%	Reduced -410	-410 -0.2%
27	ISHARES INC EM MKT SM-CP ETF EEMS	EEMS	53,365	$2.9m1.31%	1.31%	Reduced -2.7k	-2,677 -4.8%
28	SCHWAB STRATEGIC TR EMRG MKTEQ ETF SCHE	SCHE	114,942	$2.8m1.30%	1.30%	Reduced -1.0k	-1,009 -0.9%
29	INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG PCY	PCY	136,184	$2.7m1.22%	1.22%	Reduced -1.3k	-1,337 -1.0%
30	ISHARES TR SHRT NAT MUN ETF SUB	SUB	25,008	$2.6m1.19%	1.19%	Reduced -4.2k	-4,162 -14.3%
31	SCHWAB STRATEGIC TR INTL EQTY ETF SCHF	SCHF	68,608	$2.4m1.12%	1.12%	Added +2.3k	+2,253 3.4%
32	ISHARES TR CORE S&P US GWT IUSG	IUSG	22,481	$2.2m1.01%	1.01%	Reduced -1.5k	-1,468 -6.1%
33	ISHARES TR ESG MSCI LEADR SUSL	SUSL	27,089	$2.1m0.96%	0.96%	Reduced -238	-238 -0.9%
34	ISHARES TR ESG AWARE MSCI ESML	ESML	54,804	$1.9m0.89%	0.89%	Added +254	+254 0.5%
35	ISHARES TR ESG AWRE 1 5 YR SUSB	SUSB	78,259	$1.9m0.86%	0.86%	Reduced -4.3k	-4,257 -5.2%
36	SPDR SER TR S&P 400 MDCP VAL MDYV	MDYV	26,640	$1.8m0.84%	0.84%	Reduced -379	-379 -1.4%
37	INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT PBP	PBP	70,642	$1.6m0.72%	0.72%	Reduced -2.1k	-2,099 -2.9%
38	SCHWAB STRATEGIC TR US SML CAP ETF SCHA	SCHA	35,077	$1.5m0.70%	0.70%	Added +1.3k	+1,292 3.8%
39	SPDR SER TR DJ REIT ETF RWR	RWR	16,378	$1.5m0.68%	0.68%	Added +165	+165 1.0%
40	APPLE INC COM AAPL	AAPL	7,577	$1.5m0.67%	0.67%	Reduced -65	-65 -0.8%
41	AMAZON COM INC COM AMZN	AMZN	11,247	$1.5m0.67%	0.67%	Added +40	+40 0.4%
42	ISHARES INC ESG AWR MSCI EM ESGE	ESGE	42,994	$1.4m0.62%	0.62%	Added +1.8k	+1,825 4.4%
43	VANGUARD INDEX FDS MID CAP ETF VO	VO	5,308	$1.2m0.54%	0.54%	Added +106	+106 2.0%
44	MICROSOFT CORP COM MSFT	MSFT	3,277	$1.1m0.51%	0.51%	Reduced -39	-39 -1.2%
45	ISHARES TR IBOXX INV CP ETF LQD	LQD	10,273	$1.1m0.51%	0.51%	Reduced -533	-533 -4.9%
46	SPDR SER TR NUVEEN BLMBRG SH SHM	SHM	22,845	$1.1m0.49%	0.49%	Added +846	+846 3.9%
47	SPDR SER TR NUVEEN BLMBRG MU TFI	TFI	22,265	$1.0m0.47%	0.47%	Reduced -2.4k	-2,358 -9.6%
48	PIMCO ETF TR ENHAN SHRT MA AC MINT	MINT	9,815	$979.1k0.45%	0.45%	Added +5.2k	+5,190 112.2%
49	ISHARES TR ESG AW MSCI EAFE ESGD	ESGD	13,232	$965.0k0.44%	0.44%	Added +1.5k	+1,495 12.7%
50	INVESCO EXCH TRADED FD TR II CALIF AMT MUN PWZ	PWZ	38,875	$957.9k0.44%	0.44%	Reduced -3.0k	-3,019 -7.2%
51	SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP MDY	MDY	1,960	$938.5k0.43%	0.43%	Added +48	+48 2.5%
52	AFFIRM HLDGS INC COM CL A AFRM	AFRM	55,503	$850.9k0.39%	0.39%	Added +4.3k	+4,303 8.4%
53	SPDR INDEX SHS FDS S&P EMKTSC ETF EWX	EWX	15,941	$837.1k0.38%	0.38%	Reduced -83	-83 -0.5%
54	VISA INC COM CL A V	V	3,348	$795.1k0.36%	0.36%	Reduced -97	-97 -2.8%
55	ISHARES TR USD GRN BOND ETF BGRN	BGRN	16,325	$759.7k0.35%	0.35%	Reduced -30	-30 -0.2%
56	SCHWAB STRATEGIC TR INTL SCEQT ETF SCHC	SCHC	22,114	$746.8k0.34%	0.34%	Reduced -216	-216 -1.0%
57	ISHARES TR 3 7 YR TREAS BD IEI	IEI	6,358	$732.8k0.34%	0.34%	Reduced -542	-542 -7.9%
58	INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB BULSHS 2023 CB		34,609	$732.7k0.34%	0.34%	Reduced -2.2k	-2,239 -6.1%
59	SPDR SERIES TRUST BLOOMBERG INTL IBND	IBND	23,111	$655.9k0.30%	0.30%	Reduced -863	-863 -3.6%
60	ACCENTURE PLC IRELAND SHS CLASS A ACN	ACN	1,820	$561.6k0.26%	0.26%	Reduced -30	-30 -1.6%
61	SCHWAB CHARLES CORP COM SCHW	SCHW	9,256	$524.6k0.24%	0.24%	Added +81	+81 0.9%
62	ISHARES TR ISHS 5-10YR INVT IGIB	IGIB	9,803	$495.7k0.23%	0.23%	Reduced -273	-273 -2.7%
63	ISHARES TR RUSSELL 2000 ETF IWM	IWM	2,233	$418.3k0.19%	0.19%	Added +4	+4 0.2%
64	SCHWAB STRATEGIC TR 1000 INDEX ETF SCHK	SCHK	9,578	$409.8k0.19%	0.19%	Added +32	+32 0.3%
65	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	5,502	$399.6k0.18%	0.18%	Reduced -643	-643 -10.5%
66	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	1,127	$384.3k0.18%	0.18%	Reduced -100	-100 -8.2%
67	AMPHENOL CORP CL A APH	APH	4,348	$369.3k0.17%	0.17%	Reduced -125	-125 -2.8%
68	ALPHABET INC CAP STK CL C GOOG	GOOG	2,980	$360.5k0.17%	0.17%	Unchanged
69	SCHWAB STRATEGIC TR US LCAP GR ETF SCHG	SCHG	4,796	$359.5k0.16%	0.16%	Added +90	+90 1.9%
70	STARBUCKS CORP COM SBUX	SBUX	3,500	$346.7k0.16%	0.16%	Unchanged
71	SEMPRA COM SRE	SRE	1,965	$286.1k0.13%	0.13%	Unchanged
72	COSTCO WHSL CORP NEW COM COST	COST	508	$273.5k0.13%	0.13%	Added +2	+2 0.4%
73	SPDR INDEX SHS FDS S&P INTL SMLCP GWX	GWX	8,828	$269.3k0.12%	0.12%	Added +137	+137 1.6%
74	AMGEN INC COM AMGN	AMGN	1,200	$266.4k0.12%	0.12%	Unchanged
75	ISHARES TR PFD AND INCM SEC PFF	PFF	8,539	$264.1k0.12%	0.12%	Added +444	+444 5.5%
76	ALPHABET INC CAP STK CL A GOOGL	GOOGL	2,190	$262.1k0.12%	0.12%	Added +50	+50 2.3%
77	VANGUARD INTL EQUITY INDEX F ALLWRLD EX US VEU	VEU	4,807	$261.5k0.12%	0.12%	Reduced -158	-158 -3.2%
78	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	1,535	$249.4k0.11%	0.11%	Unchanged
79	TESLA INC COM TSLA	TSLA	898	$235.1k0.11%	0.11%	Reduced -91	-91 -9.2%
80	ISHARES TR MSCI EMG MKT ETF EEM	EEM	5,693	$225.2k0.10%	0.10%	Added +43	+43 0.8%
81	AMERICAN EXPRESS CO COM AXP	AXP	1,200	$209.0k0.10%	0.10%	New

Sold out since Q1 2023

Security	Ticker	Shares held before	Value then
ISHARES TR IGSB	IGSB	8,779	$443.7k8.8k shares
SPDR SERIES TRUST SPMD	SPMD	4,702	$206.6k4.7k shares