Vault-13

SPDR INDEX SHS FDS GWX

S&P INTL SMLCP · ETP · CUSIP 78463X871

212 institutional holders -8 vs Q1 2023
15,946,29815.9m shares reported held*
$476.1mreported value*
12 new 80 added 75 reduced 24 sold out net sold ≈ $10.5m (-319.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($604.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.85. Options: 1 managers hold calls ($35.1k notional), 1 hold puts ($430.2k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 206Q4 22: 221Q1 23: 220Q2 23: 212212Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022206
Q4 2022221
Q1 2023220
Q2 2023212

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 109 bought or addedQ4 22: 90 cut or sold outQ4 22Q1 23: 88 bought or addedQ1 23: 94 cut or sold outQ1 23Q2 23: 92 bought or addedQ2 23: 99 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210990
Q1 20238894
Q2 20239299

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $35.1kQ2 23 puts: $430.2kQ2 23P/C 12.26
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$35.1k$430.2k12.26

Biggest buyers

Cerity Partners LLC Added +212,901+212.9k
LPL Financial LLC Added +122,000+122.0k
ENVESTNET ASSET MANAGEMENT INC Added +75,389+75.4k
OSAIC HOLDINGS, INC. Added +72,785+72.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +54,605+54.6k
HARBOUR INVESTMENTS, INC. Added +32,529+32.5k
Raymond James Financial Services Advisors, Inc. Added +27,602+27.6k
JANE STREET GROUP, LLC Added +24,977+25.0k
Pinnacle Wealth Planning Services, Inc. Added +24,587+24.6k
Trilogy Capital Inc. Added +23,699+23.7k

Biggest sellers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -458,259-458.3k
WELLS FARGO & COMPANY/MN Reduced -150,274-150.3k
STATE STREET CORP Reduced -128,271-128.3k
Cullen/Frost Bankers, Inc. Reduced -84,242-84.2k
ROYAL BANK OF CANADA Reduced -62,830-62.8k
FLOW TRADERS U.S. LLC Reduced -58,486-58.5k
Rooted Wealth Advisors, Inc. Sold out -47,192-47.2k
Provident Wealth Management, LLC Sold out -37,686-37.7k
OLD MISSION CAPITAL LLC Reduced -31,142-31.1k
Private Advisor Group, LLC Reduced -22,701-22.7k

Biggest calls

US BANCORP \DE\ New $35.1k1.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $430.2k14.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,547,6522.5m $77.7m $77.7m 0.00% Reduced -128.3k -128,271
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 887,821887.8k $27.1m $27.1m 0.02% Added +122.0k +122,000
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 776,902776.9k $23.7m $23.7m 0.01% Added +75.4k +75,389
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 713,527713.5k $21.8m $21.8m 0.00% Reduced -8.6k -8,622
5 COMMERCE BANK 0.16% of their portfolio KANSAS CITY, MO 683,938683.9k $20.9m $20.9m 0.16% Added +8.1k +8,124
6 ASSETMARK, INC 0.08% of their portfolio CONCORD, CA 632,726632.7k $19.3m $19.3m 0.08% Added +1.1k +1,124
7 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 444,832444.8k $13.6m $13.6m 0.02% Reduced -10.6k -10,637
8 Cullen/Frost Bankers, Inc. 0.22% of their portfolio San Antonio, TX 427,847427.8k $13.1m $13.1m 0.22% Reduced -84.2k -84,242
9 N.E.W. Advisory Services LLC 1.72% of their portfolio DE PERE, WI 403,645403.6k $12.3m $12.3m 1.72% Reduced -5.8k -5,750
10 Mariner Managed Account Solutions, LLC 0.98% of their portfolio Boston, MA 390,702390.7k $11.9m $11.9m 0.98% Added +15.5k +15,520
11 TIAA, FSB 0.04% of their portfolio ST. LOUIS, MO 379,216379.2k $11.6m $11.6m 0.04% Reduced -4.5k -4,458
12 Pinnacle Wealth Planning Services, Inc. 0.10% of their portfolio MANSFIELD, OH 366,747366.7k $604.2k $604.2k 0.10% Added +24.6k +24,587
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 349,711349.7k $10.7m $10.7m 0.00% Reduced -150.3k -150,274
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 331,764331.8k $10.1m $10.1m 0.00% Reduced -11.1k -11,131
15 Corrigan Financial, Inc. 2.95% of their portfolio MIDDLETOWN, RI 308,027308.0k $9.4m $9.4m 2.95% Reduced -7.3k -7,302
16 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 266,696266.7k $8.1m $8.1m 0.01% Added +25.0k +24,977
17 Wilmington Savings Fund Society, FSB 0.30% of their portfolio WILMINGTON, DE 239,655239.7k $7.3m $7.3m 0.30% Not comparable
18 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 229,644229.6k $7.0m $7.0m 0.01% Reduced -15.3k -15,343
19 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 225,303225.3k $6.9m $6.9m 0.03% Added +212.9k +212,901
20 CX Institutional 0.27% of their portfolio AUBURN, IN 173,287173.3k $5.3m $5.3m 0.27% Added +93 +93
21 Annapolis Financial Services, LLC 1.32% of their portfolio ANNAPOLIS, MD 152,080152.1k $4.6m $4.6m 1.32% Added +418 +418
22 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 143,409143.4k $4.4m $4.4m 0.01% Added +72.8k +72,785
23 RTD Financial Advisors, Inc. 0.62% of their portfolio Philadelphia, PA 138,883138.9k $4.2m $4.2m 0.62% Reduced -198 -198
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 138,155138.2k $4.2m $4.2m 0.00% Added +6 +6
25 TOBIAS FINANCIAL ADVISORS, INC. 1.12% of their portfolio Plantation, FL 136,387136.4k $4.2m $4.2m 1.12% Reduced -117 -117
26 PARK AVENUE SECURITIES LLC 0.07% of their portfolio NEW YORK, NY 136,111136.1k $4.2m $4.2m 0.07% Added +9.7k +9,673
27 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 130,339130.3k $4.0m $4.0m 0.02% Added +21.8k +21,834
28 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 126,502126.5k $3.9m $3.9m 0.06% Added +17.0k +17,044
29 CarsonAllaria Wealth Management, Ltd. 3.02% of their portfolio GLEN CARBON, IL 125,891125.9k $3.8m $3.8m 3.02% Added +2.8k +2,798
30 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 116,146116.1k $3.5m $3.5m 0.01% Added +54.6k +54,605
31 TOWNSQUARE CAPITAL LLC 0.06% of their portfolio Lehi, UT 115,970116.0k $3.5m $3.5m 0.06% Added +20.7k +20,664
32 Savant Capital, LLC 0.05% of their portfolio ROCKFORD, IL 112,850112.8k $3.4m $3.4m 0.05% Reduced -5.5k -5,504
33 Pure Financial Advisors, LLC 0.14% of their portfolio SAN DIEGO, CA 110,892110.9k $3.4m $3.4m 0.14% Reduced -1.4k -1,372
34 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 107,894107.9k $3.3m $3.3m 0.01% Added +4.6k +4,638
35 OLD MISSION CAPITAL LLC 0.11% of their portfolio CHICAGO, IL 98,48698.5k $3.0m $3.0m 0.11% Reduced -31.1k -31,142
36 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 90,24490.2k $2.8m $2.8m 0.00% Added +15.2k +15,194
37 Aspire Private Capital, LLC 0.87% of their portfolio Cornelius, NC 89,34989.3k $2.7m $2.7m 0.87% Added +1.4k +1,375
38 Eagle Bluffs Wealth Management LLC 1.85% of their portfolio COLUMBIA, MO 78,78578.8k $2.4m $2.4m 1.85% Added +1.1k +1,057
39 BIP Wealth, LLC 0.19% of their portfolio ATLANTA, GA 77,83777.8k $2.4m $2.4m 0.19% Added +6.7k +6,737
40 MAI Capital Management 0.03% of their portfolio INDEPENDENCE, OH 75,21475.2k $2.3m $2.3m 0.03% Added +1.4k +1,429
41 Carlson Capital Management 0.13% of their portfolio NORTHFIELD, MN 68,34768.3k $2.1m $2.1m 0.13% Reduced -254 -254
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 67,10167.1k $2.0m $2.0m 0.00% Added +6.3k +6,314
43 Accredited Investors Inc. 0.14% of their portfolio EDINA, MN 64,29264.3k $2.0m $2.0m 0.14% Reduced -2.3k -2,262
44 Ballentine Partners, LLC 0.04% of their portfolio Waltham, MA 60,56560.6k $1.8m $1.8m 0.04% Reduced -4.5k -4,469
45 GeoWealth Management, LLC 0.19% of their portfolio CHICAGO, IL 58,58058.6k $1.8m $1.8m 0.19% Added +7.5k +7,521
46 IHT Wealth Management, LLC 0.09% of their portfolio Chicago, IL 57,49357.5k $1.8m $1.8m 0.09% Reduced -6.5k -6,519
47 McAdam, LLC 0.14% of their portfolio Philadelphia, PA 56,12556.1k $1.7m $1.7m 0.14% Reduced -223 -223
48 Wealthcare Advisory Partners LLC 0.07% of their portfolio WEST CHESTER, PA 51,44751.4k $1.6m $1.6m 0.07% Reduced -8.8k -8,797
49 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 47,93547.9k $1.5m $1.5m 0.00% Added +15.6k +15,587
50 LMCG INVESTMENTS, LLC 0.09% of their portfolio BOSTON, MA 45,30045.3k $1.4m $1.4m 0.09% Unchanged
51 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 45,16445.2k $1.4m $1.4m 0.06% Reduced -58.5k -58,486
52 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 44,99645.0k $1.4m $1.4m 0.00% Added +27.6k +27,602
53 Arete Wealth Advisors, LLC 0.12% of their portfolio CHICAGO, IL 44,89144.9k $1.4m $1.4m 0.12% Reduced -248 -248
54 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 40,50740.5k $1.2m $1.2m 0.01% Added +10.8k +10,750
55 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 40,50740.5k $1.2m $1.2m 0.01% Added +10.8k +10,750
56 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 40,00140.0k $1.2m $1.2m 0.00% Added +996 +996
57 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 38,96239.0k $1.2m $1.2m 0.00% Added +904 +904
58 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 38,48238.5k $1.2m $1.2m 0.00% Reduced -4.4k -4,387
59 USAdvisors Wealth Management, LLC 0.56% of their portfolio EDEN PRAIRIE, MN 38,47838.5k $1.2m $1.2m 0.56% Added +1.2k +1,211
60 Mill Creek Capital Advisors, LLC 0.04% of their portfolio Conshohocken, PA 38,04738.0k $1.2m $1.2m 0.04% Unchanged
61 SIGNET FINANCIAL MANAGEMENT, LLC 0.18% of their portfolio PARSIPPANY, NJ 37,10537.1k $1.1m $1.1m 0.18% Added +2.2k +2,177
62 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 37,05137.1k $1.1m $1.1m 0.00% Reduced -2.8k -2,844
63 Valmark Advisers, Inc. 0.02% of their portfolio AKRON, OH 36,91436.9k $1.1m $1.1m 0.02% Added +795 +795
64 RFG Advisory, LLC 0.05% of their portfolio BIRMINGHAM, AL 36,48836.5k $1.1m $1.1m 0.05% Added +634 +634
65 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 36,25636.3k $1.1m $1.1m 0.05% Added +32.5k +32,529
66 Trilogy Capital Inc. 0.07% of their portfolio IRVINE, CA 35,93735.9k $1.1m $1.1m 0.07% Added +23.7k +23,699
67 Upper Left Wealth Management, LLC 1.21% of their portfolio TAMPA, FL 35,69935.7k $1.1m $1.1m 1.21% Reduced -233 -233
68 Probity Advisors, Inc. 0.23% of their portfolio DALLAS, TX 35,09935.1k $1.1m $1.1m 0.23% First filing
69 MATHER GROUP, LLC. 0.02% of their portfolio CHICAGO, IL 34,42234.4k $1.1m $1.1m 0.02% Reduced -2.6k -2,640
70 Alesco Advisors, LLC, An ESL Co 0.04% of their portfolio Pittsford, NY 33,95734.0k $1.0m $1.0m 0.04% Reduced -60 -60
71 SMITH, MOORE & CO. 0.13% of their portfolio CLAYTON, MO 33,87833.9k $1.0m $1.0m 0.13% Reduced -196 -196
72 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 33,29633.3k $1.0m $1.0m 0.02% Added +14.0k +14,025
73 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.06% of their portfolio RICHMOND, VA 32,54432.5k $992.9k $992.9k 0.06% Unchanged
74 McNamara Financial Services, Inc. 0.24% of their portfolio MARSHFIELD, MA 32,07232.1k $992.6k $992.6k 0.24% Added +4.9k +4,895
75 MISSION WEALTH MANAGEMENT, LP 0.04% of their portfolio Santa Barbara, CA 32,03432.0k $977.4k $977.4k 0.04% Reduced -2.5k -2,508
76 Weil Company, Inc. 0.42% of their portfolio SAN DIEGO, CA 31,15831.2k $950.6k $950.6k 0.42% Reduced -318 -318
77 Ascent Group, LLC 0.10% of their portfolio VIRGINIA BEACH, VA 29,35929.4k $903.4k $903.4k 0.10% Reduced -3.0k -3,029
78 Global Retirement Partners, LLC 0.04% of their portfolio San Rafael, CA 29,24829.2k $892.4k $892.4k 0.04% Reduced -312 -312
79 Efficient Advisors, LLC 0.06% of their portfolio BEAVERTON, OR 29,17029.2k $890.0k $890.0k 0.06% Reduced -616 -616
80 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 28,90028.9k $881.7k $881.7k 0.00% Added +675 +675
81 Keel Point, LLC 0.11% of their portfolio HUNTSVILLE, AL 28,06428.1k $856.2k $856.2k 0.11% Reduced -5.4k -5,438
82 Resource Planning Group 0.63% of their portfolio ATLANTA, GA 25,61425.6k $778.9k $778.9k 0.63% Reduced -2.0k -2,047
83 PITCAIRN CO 0.06% of their portfolio CONSHOHOCKEN, PA 24,79624.8k $756.5k $756.5k 0.06% Unchanged
84 Private Ocean, LLC 0.09% of their portfolio SAN RAFAEL, CA 24,13524.1k $736.4k $736.4k 0.09% Reduced -465 -465
85 BUCKINGHAM STRATEGIC WEALTH, LLC 0.01% of their portfolio CLAYTON, MO 23,72023.7k $723.7k $723.7k 0.01% Unchanged
86 Larson Financial Group LLC 0.07% of their portfolio ST LOUIS, MO 23,39723.4k $713.8k $713.8k 0.07% Unchanged
87 Cassaday & Co Wealth Management LLC 0.03% of their portfolio MCLEAN, VA 23,16823.2k $706.9k $706.9k 0.03% Reduced -1.6k -1,570
88 One Capital Management, LLC 0.03% of their portfolio WESTLAKE VILLAGE, CA 22,64322.6k $690.8k $690.8k 0.03% Reduced -64 -64
89 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 22,57822.6k $688.9k $688.9k 0.00% Reduced -6.9k -6,891
90 Advisor OS, LLC 0.11% of their portfolio CHICAGO, IL 21,80821.8k $665.4k $665.4k 0.11% Reduced -1.6k -1,576
91 FSB PREMIER WEALTH MANAGEMENT, INC. 0.36% of their portfolio WATERLOO, IA 21,77621.8k $664.4k $664.4k 0.36% Added +101 +101
92 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 21,13121.1k $644.7k $644.7k 0.00% Reduced -496 -496
93 Aveo Capital Partners, LLC 0.08% of their portfolio ENGLEWOOD, CO 21,09921.1k $643.7k $643.7k 0.08% Reduced -34 -34
94 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 21,03821.0k $642.0k $642.0k 0.00% Added +2.8k +2,833
95 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 20,90020.9k $637.7k $637.7k 0.02% Reduced -599 -599
96 GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio WILMINGTON, DE 20,53120.5k $626.4k $626.4k 0.03% Reduced -2.1k -2,080
97 Rothschild Wealth LLC 0.20% of their portfolio OAK BROOK, IL 20,29020.3k $619.0k $619.0k 0.20% Added +10.8k +10,803
98 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,08620.1k $612.8k $612.8k 0.00% New
99 Portside Wealth Group, LLC 0.11% of their portfolio Provo, UT 19,80619.8k $604.3k $604.3k 0.11% First filing
100 Raleigh Capital Management Inc. 0.30% of their portfolio CARY, NC 19,76119.8k $602.9k $602.9k 0.30% Added +2.6k +2,557