Vault-13

ISHARES TR CMF

CALIF MUN BD ETF · ETP · CUSIP 464288356

206 institutional holders +0 vs Q1 2023
27,462,67727.5m shares reported held*
$1.6bnreported value*
11 new 100 added 51 reduced 14 sold out net bought ≈ $65.6m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($258.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $57.42. Options: 0 managers hold calls (— notional), 1 hold puts ($682.4k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 194Q4 22: 209Q1 23: 206Q2 23: 206206Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022194
Q4 2022209
Q1 2023206
Q2 2023206

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 111 bought or addedQ4 22: 73 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 77 cut or sold outQ1 23Q2 23: 111 bought or addedQ2 23: 65 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211173
Q1 202310177
Q2 202311165

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $369.0kQ3 22 puts: $933.0kQ3 22P/C 2.53Q4 22 calls: $465.7kQ4 22 puts: $303.0kQ4 22P/C 0.65Q1 23 calls: $258.4kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $682.4kQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$369.0k$933.0k2.53
Q4 2022$465.7k$303.0k0.65
Q1 2023$258.4k$00.00
Q2 2023$0$682.4k—

Biggest buyers

Facet Wealth, Inc. New +273,915+273.9k
BANK OF MONTREAL /CAN/ Added +194,886+194.9k
FIRST FOUNDATION ADVISORS Added +178,136+178.1k
Charles Schwab Investment Advisory, Inc. Added +150,221+150.2k
Prime Capital Investment Advisors, LLC New +135,207+135.2k
LPL Financial LLC Added +127,496+127.5k
MORGAN STANLEY Added +114,601+114.6k
Slow Capital, Inc. Added +111,526+111.5k
Dynamic Advisor Solutions LLC Added +83,194+83.2k
TIAA, FSB Added +80,064+80.1k

Biggest sellers

FMR LLC Reduced -453,355-453.4k
RENAISSANCE TECHNOLOGIES LLC Reduced -108,800-108.8k
Composition Wealth, LLC Reduced -68,805-68.8k
Atria Wealth Solutions, Inc. Sold out -65,765-65.8k
JANE STREET GROUP, LLC Reduced -51,005-51.0k
EP Wealth Advisors, LLC Reduced -40,824-40.8k
BAILARD, INC. Reduced -37,963-38.0k
UBS Group AG Reduced -28,033-28.0k
W1M Asset Management Ltd Sold out -26,600-26.6k
US BANCORP \DE\ Reduced -21,552-21.6k

Biggest calls

None

Biggest puts

WOLVERINE TRADING, LLC New $682.4k12.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 0.81% of their portfolio SAN FRANCISCO, CA 9,143,3369.1m $520.7m $520.7m 0.81% Added +150.2k +150,221
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,682,1161.7m $95.8m $95.8m 0.01% Added +114.6k +114,601
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 957,902957.9k $54.6m $54.6m 0.01% Added +22.9k +22,879
4 BAILARD, INC. 1.53% of their portfolio Foster City, CA 770,548770.5k $43.9m $43.9m 1.53% Reduced -38.0k -37,963
5 Mariner, LLC 0.11% of their portfolio Overland Park, KS 700,798700.8k $39.9m $39.9m 0.11% Added +14.6k +14,553
6 Slow Capital, Inc. 6.35% of their portfolio GREENBRAE, CA 642,776642.8k $36.6m $36.6m 6.35% Added +111.5k +111,526
7 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 627,154627.2k $35.7m $35.7m 0.02% Added +55.4k +55,447
8 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 622,633622.6k $35.5m $35.5m 0.03% Added +127.5k +127,496
9 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 490,103490.1k $27.9m $27.9m 0.01% Added +12.1k +12,061
10 FMR LLC 0.00% of their portfolio BOSTON, MA 486,855486.9k $27.7m $27.7m 0.00% Reduced -453.4k -453,355
11 Stratos Wealth Partners, LTD. 0.63% of their portfolio BEACHWOOD, OH 486,567486.6k $27.7m $27.7m 0.63% Added +40.1k +40,056
12 Brio Consultants, LLC 5.00% of their portfolio SAN FRANCISCO, CA 485,517485.5k $27.7m $27.7m 5.00% Added +867 +867
13 Composition Wealth, LLC 0.72% of their portfolio LOS ANGELES, CA 418,186418.2k $23.8m $23.8m 0.72% Reduced -68.8k -68,805
14 RWA WEALTH PARTNERS, LLC 0.42% of their portfolio BOSTON, MA 335,640335.6k $19.1m $19.1m 0.42% Added +110 +110
15 FIRST FOUNDATION ADVISORS 0.82% of their portfolio Irvine, CA 335,063335.1k $19.1m $19.1m 0.82% Added +178.1k +178,136
16 Manhattan West Asset Management, LLC 6.94% of their portfolio Los Angeles, CA 326,817326.8k $18.6m $18.6m 6.94% Added +15.1k +15,085
17 Orin Green Financial, LLC 9.23% of their portfolio SAN DIEGO, CA 310,148310.1k $17.7m $17.7m 9.23% Added +1.3k +1,296
18 BlackRock Inc. 0.00% of their portfolio New York, NY 294,983295.0k $16.8m $16.8m 0.00% Unchanged
19 UBS Group AG 0.01% of their portfolio ZURICH, V8 289,253289.3k $16.5m $16.5m 0.01% Reduced -28.0k -28,033
20 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 277,133277.1k $15.8m $15.8m 0.01% Added +194.9k +194,886
21 Facet Wealth, Inc. 0.79% of their portfolio WEST PALM BEACH, FL 273,915273.9k $15.5m $15.5m 0.79% New
22 MERCER GLOBAL ADVISORS INC /ADV 0.06% of their portfolio DENVER, CO 256,869256.9k $14.6m $14.6m 0.06% Added +5.0k +4,976
23 ASSETMARK, INC 0.06% of their portfolio CONCORD, CA 251,351251.4k $14.3m $14.3m 0.06% Added +9.8k +9,812
24 Opes Wealth Management LLC 4.04% of their portfolio MENLO PARK, CA 250,375250.4k $14.3m $14.3m 4.04% Added +4.0k +4,011
25 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 193,543193.5k $11.0m $11.0m 0.01% Added +14.5k +14,503
26 Pure Financial Advisors, LLC 0.46% of their portfolio SAN DIEGO, CA 189,650189.7k $10.8m $10.8m 0.46% Added +3.7k +3,670
27 Financial Connections Group, Inc. 6.96% of their portfolio CORTE MADERA, CA 186,264186.3k $10.6m $10.6m 6.96% Added +13.8k +13,779
28 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 182,431182.4k $10.4m $10.4m 0.00% Added +3.1k +3,079
29 MYECFO, LLC 7.23% of their portfolio La Jolla, CA 174,622174.6k $9.9m $9.9m 7.23% Reduced -6.1k -6,099
30 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 171,076171.1k $9.7m $9.7m 0.02% Added +27.6k +27,557
31 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 163,520163.5k $9.3m $9.3m 0.02% Reduced -12.7k -12,652
32 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.05% of their portfolio IRVING, TX 158,873158.9k $9.0m $9.0m 0.05% Added +16.6k +16,602
33 WEALTHSOURCE PARTNERS, LLC 0.58% of their portfolio SAN LUIS OBISPO, CA 154,841154.8k $8.8m $8.8m 0.58% Reduced -17.4k -17,405
34 TIAA, FSB 0.03% of their portfolio ST. LOUIS, MO 150,025150.0k $8.5m $8.5m 0.03% Added +80.1k +80,064
35 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.02% of their portfolio LOS ANGELES, CA 149,810149.8k $8.5m $8.5m 0.02% Added +15.6k +15,553
36 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 142,011142.0k $8.1m $8.1m 0.01% Reduced -51.0k -51,005
37 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 140,951141.0k $8.0m $8.0m 0.03% Reduced -5.1k -5,103
38 Prime Capital Investment Advisors, LLC 0.15% of their portfolio OVERLAND PARK, KS 135,207135.2k $7.7m $7.7m 0.15% New
39 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 133,322133.3k $7.6m $7.6m 0.01% Reduced -21.6k -21,552
40 MISSION WEALTH MANAGEMENT, LP 0.29% of their portfolio Santa Barbara, CA 132,997133.0k $7.6m $7.6m 0.29% Reduced -2.7k -2,710
41 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 132,078132.1k $7.5m $7.5m 0.00% Reduced -9.7k -9,717
42 Dynamic Advisor Solutions LLC 0.37% of their portfolio PHOENIX, AZ 125,006125.0k $7.1m $7.1m 0.37% Added +83.2k +83,194
43 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 120,076120.1k $6.8m $6.8m 0.06% Added +3.7k +3,684
44 CHOREO, LLC 0.21% of their portfolio ROCKFORD, IL 107,788107.8k $6.1m $6.1m 0.21% Added +315 +315
45 Beacon Pointe Advisors, LLC 0.09% of their portfolio NEWPORT BEACH, CA 99,62999.6k $5.7m $5.7m 0.09% Added +1.2k +1,197
46 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 99,22299.2k $5.7m $5.7m 0.01% Reduced -3.8k -3,753
47 Betterment LLC 0.02% of their portfolio NEW YORK, NY 96,01996.0k $5.5m $5.5m 0.02% Added +4.9k +4,927
48 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.92% of their portfolio ALAMO, CA 96,01496.0k $5.5m $5.5m 0.92% Added +2.4k +2,418
49 Parallel Advisors, LLC 0.17% of their portfolio SAN FRANCISCO, CA 91,47491.5k $5.2m $5.2m 0.17% Reduced -12.1k -12,112
50 Navalign, LLC 2.08% of their portfolio ENCINO, CA 91,40091.4k $5.2m $5.2m 2.08% Added +1.2k +1,157
51 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 89,35789.4k $5.1m $5.1m 0.01% Added +795 +795
52 Rinkey Investments 2.31% of their portfolio San Diego, CA 88,61788.6k $5.0m $5.0m 2.31% Added +53.9k +53,937
53 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 82,67082.7k $4.7m $4.7m 0.00% Unchanged
54 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 81,23681.2k $4.6m $4.6m 0.03% Added +3.7k +3,710
55 Spinnaker Investment Group, LLC 1.40% of their portfolio Newport Beach, CA 74,60674.6k $4.2m $4.2m 1.40% Added +2.5k +2,469
56 AJ WEALTH STRATEGIES, LLC 0.20% of their portfolio NEW YORK, NY 73,33973.3k $4.2m $4.2m 0.20% Added +306 +306
57 SteelPeak Wealth, LLC 0.25% of their portfolio WOODLAND HILLS, CA 72,66672.7k $4.1m $4.1m 0.25% Added +2.0k +2,009
58 Creative Capital Management Investments LLC 2.86% of their portfolio SAN DIEGO, CA 69,60869.6k $4.0m $4.0m 2.86% Reduced -506 -506
59 WHITTIER TRUST CO 0.06% of their portfolio SOUTH PASADENA, CA 65,09665.1k $3.7m $3.7m 0.06% Reduced -4.4k -4,442
60 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.22% of their portfolio Greenbrae, CA 61,02561.0k $3.5m $3.5m 0.22% Unchanged
61 Clark Asset Management, LLC 1.63% of their portfolio STRATHAM, NH 61,00061.0k $3.5m $3.5m 1.63% Added +331 +331
62 BANK OF STOCKTON 1.18% of their portfolio STOCKTON, CA 60,41060.4k $3.4m $3.4m 1.18% Added +42.2k +42,240
63 Freestone Capital Holdings, LLC 0.14% of their portfolio Seattle, WA 59,63559.6k $3.4m $3.4m 0.14% Added +10.0k +10,018
64 Affinity Capital Advisors, LLC 0.91% of their portfolio BERKELEY, CA 59,20559.2k $3.4m $3.4m 0.91% New
65 Warren Street Wealth Advisors, LLC 2.17% of their portfolio IRVINE, CA 57,67357.7k $3.3m $3.3m 2.17% Reduced -265 -265
66 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 56,38656.4k $3.2m $3.2m 0.01% Added +14.8k +14,817
67 Omega Financial Group, LLC 1.47% of their portfolio Santa Barbara, CA 56,24756.2k $3.2m $3.2m 1.47% Reduced -5.4k -5,398
68 LINCOLN NATIONAL CORP 0.06% of their portfolio RADNOR, PA 53,35153.4k $3.0m $3.0m 0.06% Added +1.7k +1,663
69 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 53,13453.1k $3.0m $3.0m 0.00% Added +20.2k +20,182
70 Evanson Asset Management, LLC 0.26% of their portfolio CARMEL, CA 50,54250.5k $2.9m $2.9m 0.26% Added +138 +138
71 FIRST AMERICAN TRUST, FSB 0.37% of their portfolio SANTA ANA, CA 47,04847.0k $2.7m $2.7m 0.37% Added +1.7k +1,743
72 Pacific Capital Wealth Advisors, Inc. 0.67% of their portfolio CORONA, CA 46,70746.7k $2.7m $2.7m 0.67% Reduced -3.3k -3,313
73 EVERGREEN CAPITAL MANAGEMENT LLC 0.11% of their portfolio Bellevue, WA 45,87945.9k $2.6m $2.6m 0.11% Added +2.4k +2,395
74 DeDora Capital, Inc. 0.84% of their portfolio Napa, CA 38,04938.0k $2.2m $2.2m 0.84% Added +13.5k +13,453
75 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 36,76336.8k $2.1m $2.1m 0.00% Added +22.5k +22,506
76 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 35,60035.6k $2.0m $2.0m 0.00% Reduced -108.8k -108,800
77 Running Point Capital Advisors, LLC 1.13% of their portfolio EL SEGUNDO, CA 35,34635.3k $2.0m $2.0m 1.13% Unchanged
78 Westside Investment Management, Inc. 0.57% of their portfolio SANTA MONICA, CA 35,30235.3k $2.0m $2.0m 0.57% Added +6.3k +6,300
79 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 35,16735.2k $2.0m $2.0m 0.02% Added +15.1k +15,084
80 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 35,16735.2k $2.0m $2.0m 0.02% Added +15.1k +15,084
81 Curtis Advisory Group, LLC 0.64% of their portfolio SANTA BARBARA, CA 35,12335.1k $2.0m $2.0m 0.64% Added +4.7k +4,701
82 Towerpoint Wealth, LLC 1.11% of their portfolio SACRAMENTO, CA 34,56434.6k $2.0m $2.0m 1.11% Reduced -9.4k -9,368
83 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 33,22833.2k $1.9m $1.9m 0.01% Added +10.0k +10,010
84 Leisure Capital Management 1.01% of their portfolio COSTA MESA, CA 32,31432.3k $1.8m $1.8m 1.01% Reduced -2.8k -2,788
85 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 31,23531.2k $1.8m $1.8m 0.00% Added +15.9k +15,867
86 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.07% of their portfolio Seattle, WA 30,94630.9k $1.8m $1.8m 0.07% Reduced -1.3k -1,298
87 Certus Wealth Management, LLC 1.72% of their portfolio SAN CARLOS, CA 30,40330.4k $1.7m $1.7m 1.72% First filing
88 Safeguard Investment Advisory Group, LLC 0.71% of their portfolio Corona, CA 29,18829.2k $1.7m $1.7m 0.71% Reduced -4.0k -4,038
89 RHS Financial, LLC 1.17% of their portfolio SAN FRANCISCO, CA 27,99428.0k $1.6m $1.6m 1.17% Reduced -2.6k -2,574
90 Empower Advisory Group, LLC 0.01% of their portfolio Greenwood Village, CO 27,77627.8k $1.6m $1.6m 0.01% Added +2.2k +2,201
91 McNaughton Wealth Management, LLC 1.00% of their portfolio SAN DIEGO, CA 27,44827.4k $1.6m $1.6m 1.00% Added +1.3k +1,287
92 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 27,07627.1k $1.5m $1.5m 0.04% Added +13.5k +13,538
93 SimpliFi, Inc. 0.72% of their portfolio SAN DIEGO, CA 26,67526.7k $1.5m $1.5m 0.72% Added +10.3k +10,263
94 JOURNEY STRATEGIC WEALTH LLC 0.07% of their portfolio SUMMIT, NJ 26,40926.4k $1.5m $1.5m 0.07% Reduced -1.2k -1,191
95 Caerus Investment Advisors, LLC 1.69% of their portfolio WEST LAKE HILLS, TX 26,26426.3k $1.5m $1.5m 1.69% Unchanged
96 Boltwood Capital Management 0.49% of their portfolio WALNUT CREEK, CA 23,87523.9k $1.4m $1.4m 0.49% Reduced -1.8k -1,750
97 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 23,71323.7k $1.4m $1.4m 0.01% Added +11.5k +11,489
98 HCR Wealth Advisors 0.25% of their portfolio LOS ANGELES, CA 23,37423.4k $1.3m $1.3m 0.25% Reduced -450 -450
99 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 23,29723.3k $1.3m $1.3m 0.01% Added +1.6k +1,588
100 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 21,73121.7k $1.2m $1.2m 0.01% Added +338 +338