Vault-13

VANGUARD CHARLOTTE FDS BNDX

TOTAL INT BD ETF · ETP · CUSIP 92203J407

744 institutional holders +10 vs Q1 2023
561,447,277561.4m shares reported held*
$27.4bnreported value*
53 new 341 added 248 reduced 55 sold out net bought ≈ $1.5bn (+16.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($15.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $48.85. Options: 3 managers hold calls ($498.2k notional), 2 hold puts ($4.9k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 683Q4 22: 752Q1 23: 734Q2 23: 744744Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022683
Q4 2022752
Q1 2023734
Q2 2023744

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 303 bought or addedQ4 22: 381 cut or sold outQ4 22Q1 23: 381 bought or addedQ1 23: 348 cut or sold outQ1 23Q2 23: 394 bought or addedQ2 23: 303 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022303381
Q1 2023381348
Q2 2023394303

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $1.3mQ3 22 puts: $1.2mQ3 22P/C 0.94Q4 22 calls: $426.9kQ4 22 puts: $66.4kQ4 22P/C 0.16Q1 23 calls: $1.1mQ1 23 puts: $528.3kQ1 23P/C 0.47Q2 23 calls: $498.2kQ2 23 puts: $4.9kQ2 23P/C 0.01
Numbers
QuarterCallsPutsP/C
Q3 2022$1.3m$1.2m0.94
Q4 2022$426.9k$66.4k0.16
Q1 2023$1.1m$528.3k0.47
Q2 2023$498.2k$4.9k0.01

Biggest buyers

JPMORGAN CHASE & CO Added +9,508,063+9.5m
BANK OF AMERICA CORP /DE/ Added +4,529,124+4.5m
VANGUARD GROUP INC Added +4,107,679+4.1m
ENVESTNET ASSET MANAGEMENT INC Added +3,315,469+3.3m
MERCER GLOBAL ADVISORS INC /ADV Added +3,031,779+3.0m
AMERIPRISE FINANCIAL INC Added +1,074,236+1.1m
Betterment LLC Added +998,543+998.5k
Prime Capital Investment Advisors, LLC Added +773,976+774.0k
Ocean Park Asset Management, LLC Added +696,663+696.7k
CSM Advisors, LLC New +481,500+481.5k

Biggest sellers

Summit Wealth Group, LLC Reduced -12,784,207-12.8m
Sumitomo Mitsui DS Asset Management Company, Ltd Reduced -1,824,412-1.8m
WORLD EQUITY GROUP, INC. Reduced -979,641-979.6k
STATE STREET CORP Sold out -454,656-454.7k
Mirae Asset Global Investments Co., Ltd. Reduced -446,726-446.7k
MONEY CONCEPTS CAPITAL CORP Reduced -340,416-340.4k
OSAIC HOLDINGS, INC. Reduced -301,182-301.2k
JANE STREET GROUP, LLC Sold out -220,921-220.9k
Dynamic Advisor Solutions LLC Reduced -167,838-167.8k
Mariner, LLC Reduced -136,407-136.4k

Biggest calls

CITADEL ADVISORS LLC Reduced $254.2k5.2k shares
SIMPLEX TRADING, LLC Unchanged $244.0k5.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $4.9k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 1.19% of their portfolio NEW YORK, NY 211,847,997211.8m $10.4bn $10.4bn 1.19% Added +9.5m +9,508,063
2 BANK OF AMERICA CORP /DE/ 0.55% of their portfolio CHARLOTTE, NC 93,998,15294.0m $4.6bn $4.6bn 0.55% Added +4.5m +4,529,124
3 ENVESTNET ASSET MANAGEMENT INC 1.17% of their portfolio Berwyn, PA 53,899,03853.9m $2.6bn $2.6bn 1.17% Added +3.3m +3,315,469
4 Betterment LLC 5.52% of their portfolio NEW YORK, NY 36,438,44536.4m $1.8bn $1.8bn 5.52% Added +998.5k +998,543
5 VANGUARD GROUP INC 0.03% of their portfolio Valley Forge, PA 21,930,86221.9m $1.1bn $1.1bn 0.03% Added +4.1m +4,107,679
6 MERCER GLOBAL ADVISORS INC /ADV 2.02% of their portfolio DENVER, CO 10,419,58210.4m $509.3m $509.3m 2.02% Added +3.0m +3,031,779
7 LPL Financial LLC 0.22% of their portfolio FORT MILL, SC 6,195,6786.2m $302.8m $302.8m 0.22% Added +320.4k +320,383
8 OSAIC HOLDINGS, INC. 0.49% of their portfolio SCOTTSDALE, AZ 5,759,2665.8m $275.5m $275.5m 0.49% Reduced -301.2k -301,182
9 ROYAL BANK OF CANADA 0.08% of their portfolio TORONTO, A6 5,723,5195.7m $279.8m $279.8m 0.08% Added +183.4k +183,425
10 Empower Advisory Group, LLC 1.07% of their portfolio Greenwood Village, CO 5,091,4145.1m $248.9m $248.9m 1.07% Added +140.4k +140,404
11 ASSETMARK, INC 0.88% of their portfolio CONCORD, CA 4,592,7584.6m $224.5m $224.5m 0.88% Added +39.4k +39,425
12 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 4,435,7104.4m $216.8m $216.8m 0.06% Added +143.6k +143,631
13 Bank of New York Mellon Corp 0.04% of their portfolio NEW YORK, NY 3,914,3143.9m $191.3m $191.3m 0.04% Reduced -20.4k -20,440
14 LINCOLN NATIONAL CORP 3.34% of their portfolio RADNOR, PA 3,456,5383.5m $169.0m $169.0m 3.34% Added +72.1k +72,106
15 Ocean Park Asset Management, LLC 5.35% of their portfolio SANTA MONICA, CA 3,203,4633.2m $156.6m $156.6m 5.35% Added +696.7k +696,663
16 Cambridge Investment Research Advisors, Inc. 0.62% of their portfolio FAIRFIELD, IA 2,774,3502.8m $135.6m $135.6m 0.62% Reduced -36.2k -36,192
17 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,360,0962.4m $115.4m $115.4m 0.01% Added +120.8k +120,751
18 Savant Capital, LLC 1.68% of their portfolio ROCKFORD, IL 2,202,3562.2m $107.7m $107.7m 1.68% Added +58.9k +58,875
19 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 2,111,3522.1m $103.2m $103.2m 0.03% Added +1.1m +1,074,236
20 Cetera Investment Advisers 0.82% of their portfolio SCHAUMBURG, IL 1,986,9662.0m $97.1m $97.1m 0.82% Reduced -92.0k -91,966
21 Apella Capital, LLC 5.94% of their portfolio WEST HARTFORD, CT 1,706,8981.7m $83.4m $83.4m 5.94% First filing
22 Sumitomo Mitsui DS Asset Management Company, Ltd 1.25% of their portfolio TOKYO, M0 1,669,5431.7m $81.6m $81.6m 1.25% Reduced -1.8m -1,824,412
23 Ally Invest Advisors Inc. 9.19% of their portfolio CHARLOTTE, NC 1,645,5701.6m $80.4m $80.4m 9.19% Added +6.5k +6,538
24 Symmetry Partners, LLC 4.10% of their portfolio GLASTONBURY, CT 1,584,0961.6m $77.4m $77.4m 4.10% Added +46.8k +46,784
25 Janney Montgomery Scott LLC 0.23% of their portfolio PHILADELPHIA, PA 1,361,2031.4m $66.5m $66.5m 0.23% Added +32.8k +32,779
26 SEI INVESTMENTS CO 0.11% of their portfolio OAKS, PA 1,335,6181.3m $65.3m $65.3m 0.11% Added +103.8k +103,820
27 Sensible Financial Planning & Management, LLC. 15.30% of their portfolio WALTHAM, MA 1,332,8051.3m $65.1m $65.1m 15.30% Added +12.5k +12,531
28 ALLIANCEBERNSTEIN L.P. 0.03% of their portfolio NASHVILLE, TN 1,318,3801.3m $64.4m $64.4m 0.03% Added +75.9k +75,863
29 PRUDENTIAL FINANCIAL INC 0.09% of their portfolio NEWARK, NJ 1,233,2071.2m $60.3m $60.3m 0.09% Reduced -9.2k -9,245
30 Alaska Permanent Capital Management, LLC 4.77% of their portfolio ANCHORAGE, AK 1,156,6881.2m $56.5m $56.5m 4.77% Added +28.7k +28,725
31 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,073,5381.1m $52.5m $52.5m 0.02% Added +162.6k +162,563
32 Cetera Advisor Networks LLC 0.36% of their portfolio EL SEGUNDO, CA 1,072,8281.1m $52.4m $52.4m 0.36% Reduced -57.1k -57,099
33 Mirae Asset Global Investments Co., Ltd. 0.11% of their portfolio SEOUL, M5 1,055,0651.1m $51.6m $51.6m 0.11% Reduced -446.7k -446,726
34 1832 Asset Management L.P. 0.10% of their portfolio TORONTO, A6 1,029,8611.0m $50.3m $50.3m 0.10% Reduced -13.5k -13,538
35 Atria Wealth Solutions, Inc. 0.65% of their portfolio NEW YORK, NY 972,523972.5k $47.5m $47.5m 0.65% Reduced -1.9k -1,886
36 CreativeOne Wealth, LLC 1.19% of their portfolio OVERLAND PARK, KS 967,365967.4k $47.6m $47.6m 1.19% Added +467.8k +467,810
37 Hardy Reed LLC 7.93% of their portfolio TUPELO, MS 920,430920.4k $45.0m $45.0m 7.93% Added +41.3k +41,253
38 MML INVESTORS SERVICES, LLC 0.24% of their portfolio SPRINGFIELD, MA 894,463894.5k $43.7m $43.7m 0.24% Added +66.5k +66,457
39 COUNTRY TRUST BANK 1.13% of their portfolio Bloomington, IL 857,001857.0k $41.9m $41.9m 1.13% Reduced -14.1k -14,077
40 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 818,646818.6k $40.0m $40.0m 0.08% Added +120.6k +120,609
41 Pure Financial Advisors, LLC 1.63% of their portfolio SAN DIEGO, CA 786,306786.3k $38.4m $38.4m 1.63% Added +11.9k +11,858
42 Prime Capital Investment Advisors, LLC 0.76% of their portfolio OVERLAND PARK, KS 785,586785.6k $38.4m $38.4m 0.76% Added +774.0k +773,976
43 Capstone Financial Advisors, Inc. 2.87% of their portfolio DOWNERS GROVE, IL 780,389780.4k $38.1m $38.1m 2.87% Added +46.4k +46,400
44 Partners in Financial Planning 9.37% of their portfolio SALEM, VA 752,579752.6k $36.8m $36.8m 9.37% Reduced -2.6k -2,596
45 Bridgeworth, LLC 4.06% of their portfolio BIRMINGHAM, AL 751,778751.8k $36.7m $36.7m 4.06% Added +125.9k +125,935
46 PrairieView Partners, LLC 4.60% of their portfolio ST. PAUL, MN 719,638719.6k $35.2m $35.2m 4.60% Added +24.7k +24,698
47 ECLECTIC ASSOCIATES INC /ADV 17.12% of their portfolio FULLERTON, CA 712,313712.3k $34.8m $34.8m 17.12% Added +28.3k +28,335
48 UBS Group AG 0.01% of their portfolio ZURICH, V8 685,719685.7k $33.5m $33.5m 0.01% Reduced -7.5k -7,524
49 Efficient Advisors, LLC 2.19% of their portfolio BEAVERTON, OR 684,926684.9k $33.5m $33.5m 2.19% Added +11.0k +10,967
50 Charles Schwab Investment Advisory, Inc. 0.05% of their portfolio SAN FRANCISCO, CA 682,531682.5k $33.4m $33.4m 0.05% Reduced -63.1k -63,085
51 Retirement Investment Advisors, Inc. 3.87% of their portfolio OKLAHOMA CITY, OK 659,852659.9k $32.3m $32.3m 3.87% Added +234.9k +234,864
52 PDS Planning, Inc 3.98% of their portfolio DUBLIN, OH 636,155636.2k $31.1m $31.1m 3.98% Added +47.4k +47,447
53 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 621,453621.5k $30.4m $30.4m 0.06% Reduced -42.5k -42,505
54 PHILLIPS FINANCIAL MANAGEMENT, LLC 2.79% of their portfolio FORT WAYNE, IN 616,073616.1k $30.1m $30.1m 2.79% Added +23.9k +23,893
55 Valmark Advisers, Inc. 0.57% of their portfolio AKRON, OH 570,107570.1k $27.9m $27.9m 0.57% Added +22.5k +22,453
56 Marotta Asset Management 6.15% of their portfolio CHARLOTTESVILLE, VA 563,825563.8k $27.6m $27.6m 6.15% First filing
57 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 561,750561.8k $27.5m $27.5m 0.02% Unchanged
58 Brookstone Capital Management 0.54% of their portfolio WHEATON, IL 560,014560.0k $27.0m $27.0m 0.54% Added +43.4k +43,377
59 Avion Wealth 6.45% of their portfolio THE WOODLANDS, TX 503,298503.3k $24.6m $24.6m 6.45% Added +152.2k +152,174
60 Cranbrook Wealth Management, LLC 6.81% of their portfolio Bloomfield Hills, MI 499,994500.0k $24.4m $24.4m 6.81% Added +15.8k +15,772
61 CSM Advisors, LLC 1.79% of their portfolio WARRENDALE, PA 481,500481.5k $23.5m $23.5m 1.79% New
62 NSI Retail Advisors, LLC 3.99% of their portfolio WARRENDALE, PA 481,500481.5k $23.5m $23.5m 3.99% New
63 First Ascent Asset Management, LLC 3.13% of their portfolio DENVER, CO 481,424481.4k $23.5m $23.5m 3.13% Added +72.6k +72,563
64 Orion Porfolio Solutions, LLC 0.24% of their portfolio OMAHA, NE 469,649469.6k $23.0m $23.0m 0.24% Reduced -5.9k -5,923
65 Orion Portfolio Solutions, LLC 0.24% of their portfolio Omaha, NE 469,649469.6k $23.0m $23.0m 0.24% Reduced -5.9k -5,923
66 HT Partners LLC 6.34% of their portfolio CENTERBROOK, CT 450,795450.8k $22.0m $22.0m 6.34% Added +238 +238
67 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 447,115447.1k $21.9m $21.9m 0.03% Reduced -12.1k -12,070
68 MilWealth Group LLC 8.43% of their portfolio MILWAUKEE, WI 446,093446.1k $21.8m $21.8m 8.43% Reduced -4.3k -4,282
69 Alaska Wealth Advisors, LLC 3.37% of their portfolio ANCHORAGE, AK 436,876436.9k $21.4m $21.4m 3.37% Added +31.6k +31,650
70 Northwest & Ethical Investments L.P. 0.68% of their portfolio TORONTO, A6 436,050436.1k $21.3m $21.3m 0.68% Added +95.5k +95,500
71 Mariner, LLC 0.06% of their portfolio Overland Park, KS 430,306430.3k $21.0m $21.0m 0.06% Reduced -136.4k -136,407
72 LWMG, LLC 5.79% of their portfolio LAKE ELMO, MN 422,972423.0k $20.7m $20.7m 5.79% Added +3.9k +3,870
73 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 415,571415.6k $20.3m $20.3m 0.01% Reduced -6.6k -6,564
74 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 408,723408.7k $20.0m $20.0m 0.02% Added +75.0k +74,956
75 Cetera Advisors LLC 0.31% of their portfolio DENVER, CO 406,461406.5k $19.9m $19.9m 0.31% Added +24.4k +24,380
76 Human Investing LLC 4.48% of their portfolio LAKE OSWEGO, OR 401,531401.5k $19.6m $19.6m 4.48% Added +9.6k +9,606
77 Silver Oak Advisory Group, Inc. 12.53% of their portfolio PORTLAND, OR 392,110392.1k $19.2m $19.2m 12.53% Added +8.7k +8,675
78 WALLER FINANCIAL PLANNING GROUP, INC 5.18% of their portfolio COLUMBUS, OH 384,492384.5k $18.8m $18.8m 5.18% Reduced -11.3k -11,335
79 HANTZ FINANCIAL SERVICES, INC. 0.46% of their portfolio SOUTHFIELD, MI 378,523378.5k $18.5m $18.5m 0.46% Added +127.5k +127,494
80 Refined Wealth Management 14.64% of their portfolio SALT LAKE CITY, UT 363,432363.4k $17.8m $17.8m 14.64% Added +5.7k +5,692
81 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.49% of their portfolio MINNEAPOLIS, MN 356,975357.0k $17.4m $17.4m 0.49% Added +19.8k +19,796
82 CX Institutional 0.90% of their portfolio AUBURN, IN 354,475354.5k $17.3m $17.3m 0.90% Reduced -12.7k -12,716
83 Hanson & Doremus Investment Management 3.56% of their portfolio BURLINGTON, VT 349,916349.9k $17.1m $17.1m 3.56% Added +15.4k +15,429
84 Atria Investments, Inc 0.31% of their portfolio Charlotte, NC 347,067347.1k $17.0m $17.0m 0.31% Added +19.9k +19,905
85 Evolution Advisers, Inc. 11.42% of their portfolio RICHMOND, VA 331,199331.2k $16.2m $16.2m 11.42% Reduced -276 -276
86 First Horizon Advisors, Inc. 0.56% of their portfolio MEMPHIS, TN 330,158330.2k $16.1m $16.1m 0.56% Added +4.5k +4,547
87 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 327,300327.3k $16.0m $16.0m 0.02% Reduced -5.1k -5,090
88 SCHRODER INVESTMENT MANAGEMENT GROUP 0.02% of their portfolio London, X0 325,257325.3k $15.9m $15.9m 0.02% Added +15.1k +15,118
89 True Link Financial Advisors, LLC 1.92% of their portfolio SAN FRANCISCO, CA 325,207325.2k $15.9m $15.9m 1.92% Added +17.5k +17,530
90 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.17% of their portfolio OMAHA, NE 322,652322.7k $15.8m $15.8m 0.17% Reduced -32.0k -32,048
91 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 320,315320.3k $15.7m $15.7m 0.03% Reduced -87.7k -87,688
92 Rappaport Reiches Capital Management, LLC 6.52% of their portfolio SKOKIE`, IL 319,328319.3k $15.6m $15.6m 6.52% Reduced -6.7k -6,685
93 Falcon Wealth Planning 3.40% of their portfolio Ontario, CA 312,077312.1k $15.3m $15.3m 3.40% Added +33.4k +33,402
94 Rehmann Capital Advisory Group 1.36% of their portfolio LANSING, MI 311,213311.2k $15.2m $15.2m 1.36% Added +44.1k +44,101
95 Full Sail Capital, LLC 1.29% of their portfolio OKLAHOMA CITY, OK 308,742308.7k $15.1m $15.1m 1.29% Added +30.2k +30,166
96 Wiser Wealth Management, Inc 6.03% of their portfolio MARIETTA, GA 307,358307.4k $15.0m $15.0m 6.03% Added +9.1k +9,075
97 Bay Harbor Wealth Management, LLC 6.09% of their portfolio Hunt Valley, MD 305,627305.6k $14.9m $14.9m 6.09% Reduced -3.1k -3,144
98 Strategic Investment Advisors / MI 2.04% of their portfolio FARMINGTON HILLS, MI 300,278300.3k $14.7m $14.7m 2.04% Added +150.2k +150,182
99 AE Wealth Management LLC 0.09% of their portfolio TOPEKA, KS 299,234299.2k $14.6m $14.6m 0.09% Added +44.5k +44,539
100 Total Wealth Planning, LLC 3.00% of their portfolio CINCINNATI, OH 294,878294.9k $14.4m $14.4m 3.00% Added +5.0k +5,017