Vault-13

ISHARES TR ESGD

ESG AW MSCI EAFE · ETP · CUSIP 46435G516

566 institutional holders +17 vs Q1 2023
83,792,53083.8m shares reported held*
$6.1bnreported value*
42 new 254 added 168 reduced 29 sold out net bought ≈ $197.7m (+171.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $73.10. Options: 1 managers hold calls ($65.6k notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 500Q4 22: 550Q1 23: 549Q2 23: 566566Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022500
Q4 2022550
Q1 2023549
Q2 2023566

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 259 bought or addedQ4 22: 216 cut or sold outQ4 22Q1 23: 270 bought or addedQ1 23: 215 cut or sold outQ1 23Q2 23: 296 bought or addedQ2 23: 197 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022259216
Q1 2023270215
Q2 2023296197

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $26.3kQ4 22P/C —Q1 23 calls: $7.2kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $65.6kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$26.3k—
Q1 2023$7.2k$00.00
Q2 2023$65.6k$00.00

Biggest buyers

NORTHERN TRUST CORP Added +1,513,160+1.5m
WELLS FARGO & COMPANY/MN Added +488,602+488.6k
JPMORGAN CHASE & CO Added +444,668+444.7k
OLD MISSION CAPITAL LLC New +335,176+335.2k
FLPUTNAM INVESTMENT MANAGEMENT CO Added +233,138+233.1k
Modera Wealth Management, LLC New +178,516+178.5k
Merriman Wealth Management, LLC New +146,741+146.7k
EP Wealth Advisors, LLC Added +137,464+137.5k
Betterment LLC Added +128,613+128.6k
MORGAN STANLEY Added +90,703+90.7k

Biggest sellers

Summit Wealth Group, LLC Reduced -2,536,049-2.5m
SWISS RE LTD Sold out -673,000-673.0k
CITIZENS FINANCIAL GROUP INC/RI Reduced -378,508-378.5k
FIFTH THIRD BANCORP Reduced -252,440-252.4k
JANE STREET GROUP, LLC Reduced -171,739-171.7k
MACQUARIE GROUP LTD Sold out -135,710-135.7k
RVW Wealth, LLC Reduced -86,226-86.2k
Private Ocean, LLC Reduced -67,532-67.5k
TIAA, FSB Reduced -57,832-57.8k
Empower Advisory Group, LLC Reduced -56,518-56.5k

Biggest calls

CITADEL ADVISORS LLC Added $65.6k900 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 10,803,01310.8m $787.9m $787.9m 0.09% Reduced -27.9k -27,861
2 Empower Advisory Group, LLC 1.97% of their portfolio Greenwood Village, CO 6,269,0006.3m $457.2m $457.2m 1.97% Reduced -56.5k -56,518
3 JPMORGAN CHASE & CO 0.05% of their portfolio NEW YORK, NY 6,003,2636.0m $437.8m $437.8m 0.05% Added +444.7k +444,668
4 TIAA, FSB 1.26% of their portfolio ST. LOUIS, MO 4,791,0314.8m $349.4m $349.4m 1.26% Reduced -57.8k -57,832
5 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 4,754,8264.8m $346.8m $346.8m 0.03% Added +90.7k +90,703
6 NORTHERN TRUST CORP 0.06% of their portfolio CHICAGO, IL 4,071,7434.1m $297.0m $297.0m 0.06% Added +1.5m +1,513,160
7 Betterment LLC 0.82% of their portfolio NEW YORK, NY 3,641,0063.6m $265.5m $265.5m 0.82% Added +128.6k +128,613
8 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 3,184,3583.2m $232.2m $232.2m 0.10% Added +56.0k +56,016
9 FIFTH THIRD BANCORP 0.68% of their portfolio CINCINNATI, OH 2,116,7682.1m $154.4m $154.4m 0.68% Reduced -252.4k -252,440
10 BlackRock Inc. 0.00% of their portfolio New York, NY 2,034,3842.0m $148.4m $148.4m 0.00% Reduced -23.6k -23,577
11 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 1,768,3341.8m $129.1m $129.1m 0.04% Added +70.0k +69,971
12 COMMONWEALTH EQUITY SERVICES, LLC 0.24% of their portfolio WALTHAM, MA 1,643,8811.6m $119.9m $119.9m 0.24% Added +10.9k +10,868
13 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 1,594,5921.6m $116.3m $116.3m 0.03% Added +20.8k +20,807
14 UBS Group AG 0.05% of their portfolio ZURICH, V8 1,506,7181.5m $109.9m $109.9m 0.05% Reduced -34.6k -34,578
15 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,467,9661.5m $107.1m $107.1m 0.03% Added +488.6k +488,602
16 FLPUTNAM INVESTMENT MANAGEMENT CO 2.48% of their portfolio PORTLAND, ME 1,247,4891.2m $91.0m $91.0m 2.48% Added +233.1k +233,138
17 SPINNAKER TRUST 6.17% of their portfolio PORTLAND, ME 1,164,6881.2m $84.9m $84.9m 6.17% Reduced -6.0k -5,959
18 Acorns Advisers, LLC 1.06% of their portfolio IRVINE, CA 1,068,5651.1m $77.9m $77.9m 1.06% Added +66.2k +66,197
19 Wealthfront Advisers LLC 0.26% of their portfolio Palo Alto, CA 834,032834.0k $60.8m $60.8m 0.26% Added +53.0k +53,014
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 789,416789.4k $57.6m $57.6m 0.07% Added +50.2k +50,188
21 US BANCORP \DE\ 0.08% of their portfolio MINNEAPOLIS, MN 715,383715.4k $52.2m $52.2m 0.08% Added +32.9k +32,852
22 Ellevest, Inc. 3.83% of their portfolio NEW YORK, NY 698,866698.9k $51.0m $51.0m 3.83% Added +18.6k +18,630
23 MERCER GLOBAL ADVISORS INC /ADV 0.18% of their portfolio DENVER, CO 624,545624.5k $45.5m $45.5m 0.18% Added +49.9k +49,931
24 HighTower Advisors, LLC 0.08% of their portfolio CHICAGO, IL 569,180569.2k $41.5m $41.5m 0.08% Reduced -4.4k -4,414
25 Mirae Asset Global Investments Co., Ltd. 0.08% of their portfolio SEOUL, M5 516,600516.6k $37.7m $37.7m 0.08% Added +21.7k +21,700
26 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 476,180476.2k $34.7m $34.7m 0.05% Reduced -14.1k -14,101
27 SEI INVESTMENTS CO 0.06% of their portfolio OAKS, PA 467,103467.1k $34.1m $34.1m 0.06% Added +12.5k +12,522
28 M&T Bank Corp 0.13% of their portfolio BUFFALO, NY 464,807464.8k $33.9m $33.9m 0.13% Reduced -16.6k -16,592
29 PNC Financial Services Group, Inc. 0.03% of their portfolio Pittsburgh, PA 443,095443.1k $32.3m $32.3m 0.03% Reduced -25.8k -25,766
30 D.A. DAVIDSON & CO. 0.32% of their portfolio GREAT FALLS, MT 412,550412.6k $30.1m $30.1m 0.32% Reduced -3.1k -3,067
31 Fiduciary Trust Co 0.53% of their portfolio Boston, MA 411,139411.1k $30.0m $30.0m 0.53% Added +5.5k +5,510
32 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 406,095406.1k $29.6m $29.6m 0.02% Reduced -5.3k -5,304
33 CITIZENS FINANCIAL GROUP INC/RI 0.98% of their portfolio PROVIDENCE, RI 370,859370.9k $27.0m $27.0m 0.98% Reduced -378.5k -378,508
34 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 360,377360.4k $26.3m $26.3m 0.06% Reduced -7.7k -7,729
35 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 358,075358.1k $26.1m $26.1m 0.01% Added +14.6k +14,633
36 Forefront Analytics, LLC 14.62% of their portfolio WEST CONSHOHOCKEN, PA 351,518351.5k $25.6m $25.6m 14.62% Added +78.2k +78,176
37 IMPACTfolio, LLC 20.15% of their portfolio DENVER, CO 347,846347.8k $25.4m $25.4m 20.15% Added +42 +42
38 OLD MISSION CAPITAL LLC 0.91% of their portfolio CHICAGO, IL 335,176335.2k $24.4m $24.4m 0.91% New
39 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 325,563325.6k $23.5m $23.5m 0.05% Added +18.1k +18,115
40 MML INVESTORS SERVICES, LLC 0.12% of their portfolio SPRINGFIELD, MA 304,408304.4k $22.2m $22.2m 0.12% Added +11.3k +11,275
41 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.84% of their portfolio Seattle, WA 286,857286.9k $20.9m $20.9m 0.84% Added +24.4k +24,411
42 Dunhill Financial, LLC 13.02% of their portfolio LONDON, X0 281,364281.4k $19.8m $19.8m 13.02% First filing
43 HOWLAND CAPITAL MANAGEMENT LLC 1.18% of their portfolio BOSTON, MA 281,362281.4k $20.5m $20.5m 1.18% Added +5.3k +5,326
44 MISSION WEALTH MANAGEMENT, LP 0.74% of their portfolio Santa Barbara, CA 264,201264.2k $19.3m $19.3m 0.74% Added +25.3k +25,328
45 Private Ocean, LLC 2.42% of their portfolio SAN RAFAEL, CA 262,151262.2k $19.1m $19.1m 2.42% Reduced -67.5k -67,532
46 LAKE STREET ADVISORS GROUP, LLC 1.05% of their portfolio PORTSMOUTH, NH 261,320261.3k $19.1m $19.1m 1.05% Added +37.8k +37,830
47 Money Design Co.,Ltd. 1.09% of their portfolio TOKYO, M0 251,412251.4k $18.3m $18.3m 1.09% Reduced -22.1k -22,056
48 BLAIR WILLIAM & CO/IL 0.07% of their portfolio CHICAGO, IL 249,874249.9k $18.2m $18.2m 0.07% Reduced -27.4k -27,448
49 High Note Wealth, LLC 7.02% of their portfolio DEEPHAVEN, MN 236,163236.2k $17.2m $17.2m 7.02% Reduced -8.8k -8,818
50 KEYBANK NATIONAL ASSOCIATION/OH 0.08% of their portfolio BROOKLYN, OH 232,012232.0k $16.9m $16.9m 0.08% Added +849 +849
51 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.34% of their portfolio BOSTON, MA 220,562220.6k $16.1m $16.1m 0.34% Added +17.0k +17,043
52 Ally Invest Advisors Inc. 1.80% of their portfolio CHARLOTTE, NC 216,338216.3k $15.8m $15.8m 1.80% Added +3.4k +3,385
53 Kestra Advisory Services, LLC 0.15% of their portfolio AUSTIN, TX 206,561206.6k $15.1m $15.1m 0.15% Added +11.9k +11,928
54 RVW Wealth, LLC 1.67% of their portfolio LOS ANGELES, CA 194,303194.3k $14.2m $14.2m 1.67% Reduced -86.2k -86,226
55 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 190,504190.5k $13.9m $13.9m 0.06% Added +22.0k +22,044
56 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 183,894183.9k $13.4m $13.4m 0.02% Reduced -29.0k -28,959
57 Modera Wealth Management, LLC 0.24% of their portfolio WESTWOOD, NJ 178,516178.5k $13.0m $13.0m 0.24% New
58 TIEDEMANN ADVISORS, LLC 0.55% of their portfolio NEW YORK, NY 176,978177.0k $12.9m $12.9m 0.55% Added +68.4k +68,388
59 PARK AVENUE SECURITIES LLC 0.19% of their portfolio NEW YORK, NY 166,949166.9k $12.2m $12.2m 0.19% Added +1.4k +1,431
60 FMR LLC 0.00% of their portfolio BOSTON, MA 156,137156.1k $11.4m $11.4m 0.00% Reduced -15.6k -15,587
61 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 155,321155.3k $11.3m $11.3m 0.03% Added +5.8k +5,797
62 Windsor Capital Management, LLC 3.67% of their portfolio Phoenix, AZ 152,296152.3k $11.1m $11.1m 3.67% Added +2.3k +2,332
63 Merriman Wealth Management, LLC 0.53% of their portfolio SEATTLE, WA 146,741146.7k $10.7m $10.7m 0.53% New
64 Olde Wealth Management, LLC 5.01% of their portfolio SAMMAMISH, WA 144,851144.9k $10.8m $10.8m 5.01% Reduced -26.1k -26,071
65 EP Wealth Advisors, LLC 0.36% of their portfolio TORRANCE, CA 140,839140.8k $23.9m $23.9m 0.36% Added +137.5k +137,464
66 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.11% of their portfolio OMAHA, NE 138,633138.6k $10.1m $10.1m 0.11% Reduced -16.2k -16,173
67 Alesco Advisors, LLC, An ESL Co 0.35% of their portfolio Pittsford, NY 133,939133.9k $9.8m $9.8m 0.35% Reduced -7.7k -7,749
68 Garde Capital, Inc. 0.79% of their portfolio SEATTLE, WA 129,791129.8k $9.5m $9.5m 0.79% Added +2.9k +2,933
69 NATIXIS ADVISORS, LLC 0.03% of their portfolio Boston, MA 128,576128.6k $9.4m $9.4m 0.03% Added +9.4k +9,373
70 Laurel Wealth Planning LLC 6.31% of their portfolio EDINA, MN 121,170121.2k $8.8m $8.8m 6.31% Reduced -11.1k -11,100
71 CWM, LLC 0.05% of their portfolio OMAHA, NE 117,886117.9k $8.6m $8.6m 0.05% Reduced -3.0k -2,985
72 Steward Partners Investment Advisory, LLC 0.13% of their portfolio STAMFORD, CT 115,450115.5k $8.4m $8.4m 0.13% Added +9.9k +9,944
73 J.P. Morgan Private Wealth Advisors LLC 0.04% of their portfolio SAN FRANCISCO, CA 112,540112.5k $8.2m $8.2m 0.04% Reduced -5.3k -5,279
74 Roof Eidam Maycock Peralta, LLC 2.67% of their portfolio San Francisco, CA 109,198109.2k $8.0m $8.0m 2.67% Added +4.1k +4,060
75 Sand Hill Global Advisors, LLC 0.39% of their portfolio Palo Alto, CA 108,164108.2k $7.9m $7.9m 0.39% Reduced -1.5k -1,464
76 EASTERN BANK 0.37% of their portfolio BOSTON, MA 105,545105.5k $7.7m $7.7m 0.37% Reduced -1.1k -1,072
77 Bond & Devick Financial Network, Inc. 4.54% of their portfolio ST. LOUIS PARK, MN 100,268100.3k $7.3m $7.3m 4.54% Reduced -528 -528
78 Financial Engines Advisors L.L.C. 0.02% of their portfolio SANTA CLARA, CA 100,133100.1k $7.3m $7.3m 0.02% Added +13.2k +13,201
79 Shira Ridge Wealth Management 4.52% of their portfolio LARKSPUR, CA 98,88398.9k $7.2m $7.2m 4.52% Added +252 +252
80 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 98,68098.7k $7.2m $7.2m 0.01% Added +5.3k +5,347
81 BSW Wealth Partners 1.46% of their portfolio BOULDER, CO 95,92395.9k $7.0m $7.0m 1.46% Reduced -4.4k -4,358
82 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 95,59495.6k $7.0m $7.0m 0.00% Reduced -1.5k -1,512
83 HILL ISLAND FINANCIAL LLC 2.62% of their portfolio GRAND RAPIDS, MI 94,63494.6k $6.9m $6.9m 2.62% Reduced -2.8k -2,798
84 DOHJ, LLC 2.95% of their portfolio SEATTLE, WA 94,34094.3k $6.9m $6.9m 2.95% Added +10.8k +10,771
85 Apella Capital, LLC 0.48% of their portfolio WEST HARTFORD, CT 93,17493.2k $6.8m $6.8m 0.48% First filing
86 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 92,50892.5k $6.7m $6.7m 0.01% Reduced -3.2k -3,171
87 Virtus Investment Advisers, LLC 4.56% of their portfolio HARTFORD, CT 91,95992.0k $6.7m $6.7m 4.56% Added +38.0k +38,000
88 MATHER GROUP, LLC. 0.10% of their portfolio CHICAGO, IL 89,06789.1k $6.5m $6.5m 0.10% Added +9.1k +9,119
89 Mariner, LLC 0.02% of their portfolio Overland Park, KS 88,17888.2k $6.4m $6.4m 0.02% Added +10.2k +10,157
90 Clarius Group, LLC 0.48% of their portfolio SEATTLE, WA 85,57685.6k $6.2m $6.2m 0.48% Added +964 +964
91 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 79,08879.1k $5.8m $5.8m 0.05% Reduced -2.4k -2,382
92 NOTTINGHAM ADVISORS, INC. 0.76% of their portfolio AMHERST, NY 79,07979.1k $5.8m $5.8m 0.76% Added +2.0k +2,047
93 Dynamic Advisor Solutions LLC 0.30% of their portfolio PHOENIX, AZ 78,94478.9k $5.8m $5.8m 0.30% Added +34.7k +34,739
94 SOA Wealth Advisors, LLC. 1.35% of their portfolio NEW YORK, NY 78,80078.8k $5.7m $5.7m 1.35% Reduced -122 -122
95 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 78,25578.3k $5.7m $5.7m 0.06% Added +7.6k +7,613
96 Laird Norton Wetherby Wealth Management, LLC 0.30% of their portfolio Seattle, WA 76,84276.8k $5.6m $5.6m 0.30% Added +20.0k +20,044
97 Litman Gregory Wealth Management LLC 0.70% of their portfolio LARKSPUR, CA 76,55776.6k $5.6m $5.6m 0.70% New
98 BANK HAPOALIM BM 0.77% of their portfolio TEL AVIV, L3 74,00074.0k $5.4m $5.4m 0.77% Unchanged
99 First Ascent Asset Management, LLC 0.70% of their portfolio DENVER, CO 72,41672.4k $5.3m $5.3m 0.70% Added +5.9k +5,885
100 WRAPMANAGER INC 1.61% of their portfolio MILL VALLEY, CA 71,83371.8k $5.2m $5.2m 1.61% Reduced -4.6k -4,637