Vault-13

SPDR SER TR TFI

NUVEEN BLMBRG MU · ETP · CUSIP 78468R721

311 institutional holders +11 vs Q1 2023
68,118,23568.1m shares reported held*
$3.1bnreported value*
32 new 101 added 99 reduced 28 sold out net bought ≈ $55.5m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($360.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $46.16. Options: 0 managers hold calls (— notional), 1 hold puts ($281.6k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 316Q4 22: 320Q1 23: 300Q2 23: 311311Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022316
Q4 2022320
Q1 2023300
Q2 2023311

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 156 bought or addedQ4 22: 157 cut or sold outQ4 22Q1 23: 121 bought or addedQ1 23: 157 cut or sold outQ1 23Q2 23: 133 bought or addedQ2 23: 127 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022156157
Q1 2023121157
Q2 2023133127

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $281.6kQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$281.6k—

Biggest buyers

MORGAN STANLEY Added +1,894,314+1.9m
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Added +845,062+845.1k
BARCLAYS PLC New +799,988+800.0k
Betterment LLC Added +398,539+398.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +186,294+186.3k
RAYMOND JAMES & ASSOCIATES Added +133,167+133.2k
One Wealth Advisors, LLC Added +101,371+101.4k
Keebeck Wealth Management Added +52,709+52.7k
ROYAL BANK OF CANADA Added +50,616+50.6k
Advisor OS, LLC Added +48,378+48.4k

Biggest sellers

Integrated Wealth Concepts LLC Reduced -739,392-739.4k
BlueCrest Capital Management Ltd Sold out -459,141-459.1k
Wealthfront Advisers LLC Reduced -417,485-417.5k
BAILARD, INC. Reduced -281,615-281.6k
JANE STREET GROUP, LLC Sold out -270,185-270.2k
Hennion & Walsh Asset Management, Inc. Reduced -270,139-270.1k
FLOW TRADERS U.S. LLC Sold out -178,204-178.2k
Gerber Kawasaki Wealth & Investment Management Reduced -158,350-158.3k
STATE OF WISCONSIN INVESTMENT BOARD Reduced -108,000-108.0k
Goodman Advisory Group, LLC Reduced -100,255-100.3k

Biggest calls

None

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $281.6k6.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 11,540,89811.5m $532.7m $532.7m 0.05% Added +1.9m +1,894,314
2 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 10,173,52210.2m $469.6m $469.6m 0.06% Added +7.3k +7,348
3 Wealthfront Advisers LLC 1.87% of their portfolio Palo Alto, CA 9,555,6839.6m $441.1m $441.1m 1.87% Reduced -417.5k -417,485
4 Betterment LLC 0.84% of their portfolio NEW YORK, NY 5,862,2185.9m $270.6m $270.6m 0.84% Added +398.5k +398,539
5 Fisher Asset Management, LLC 0.11% of their portfolio PLANO, TX 4,258,3494.3m $196.6m $196.6m 0.11% Reduced -68.4k -68,413
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.23% of their portfolio MILWAUKEE, WI 3,929,7883.9m $181.4m $181.4m 0.23% Added +186.3k +186,294
7 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 3.93% of their portfolio MINNEAPOLIS, MN 3,037,3553.0m $140.2m $140.2m 3.93% Added +845.1k +845,062
8 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,599,8971.6m $73.9m $73.9m 0.05% Added +43.5k +43,482
9 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,001,4791.0m $46.2m $46.2m 0.02% Reduced -3.2k -3,177
10 UBS Group AG 0.02% of their portfolio ZURICH, V8 938,411938.4k $43.3m $43.3m 0.02% Reduced -80.5k -80,486
11 ASSETMARK, INC 0.15% of their portfolio CONCORD, CA 827,673827.7k $38.2m $38.2m 0.15% Reduced -4.4k -4,389
12 Financial Engines Advisors L.L.C. 0.10% of their portfolio SANTA CLARA, CA 812,492812.5k $37.5m $37.5m 0.10% Added +15.9k +15,903
13 BAILARD, INC. 1.30% of their portfolio Foster City, CA 804,605804.6k $37.1m $37.1m 1.30% Reduced -281.6k -281,615
14 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 799,988800.0k $36.9m $36.9m 0.02% New
15 HBK Sorce Advisory LLC 0.87% of their portfolio ERIE, PA 445,258445.3k $20.6m $20.6m 0.87% Added +5.5k +5,476
16 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 393,248393.2k $18.2m $18.2m 0.01% Added +133.2k +133,167
17 JFS WEALTH ADVISORS, LLC 1.60% of their portfolio HERMITAGE, PA 384,917384.9k $17.8m $17.8m 1.60% Added +5.0k +5,005
18 One Wealth Advisors, LLC 3.64% of their portfolio SAN FRANCISCO, CA 374,440374.4k $17.3m $17.3m 3.64% Added +101.4k +101,371
19 CX Institutional 0.88% of their portfolio AUBURN, IN 367,281367.3k $17.0m $17.0m 0.88% Reduced -19.1k -19,084
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 318,904318.9k $14.7m $14.7m 0.00% Reduced -1.3k -1,274
21 STATE OF WISCONSIN INVESTMENT BOARD 0.04% of their portfolio MADISON, WI 285,800285.8k $13.2m $13.2m 0.04% Reduced -108.0k -108,000
22 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 281,765281.8k $13.0m $13.0m 0.02% Reduced -2.7k -2,674
23 One Capital Management, LLC 0.55% of their portfolio WESTLAKE VILLAGE, CA 264,711264.7k $12.2m $12.2m 0.55% Added +2.6k +2,636
24 Revolve Wealth Partners, LLC 2.75% of their portfolio Hackensack, NJ 254,569254.6k $11.8m $11.8m 2.75% Added +7.0k +7,019
25 Allworth Financial LP 0.09% of their portfolio FOLSOM, CA 240,504240.5k $11.1m $11.1m 0.09% Added +2.9k +2,891
26 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 238,671238.7k $11.0m $11.0m 0.00% Added +15.8k +15,837
27 Cullen/Frost Bankers, Inc. 0.19% of their portfolio San Antonio, TX 238,180238.2k $11.0m $11.0m 0.19% Reduced -23.3k -23,309
28 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 236,527236.5k $10.9m $10.9m 0.02% Added +14.4k +14,389
29 Wealthspire Advisors, LLC 0.17% of their portfolio NEW YORK, NY 224,737224.7k $10.4m $10.4m 0.17% Reduced -6.3k -6,309
30 Arax Advisory Partners 1.28% of their portfolio NEW YORK, NY 217,588217.6k $10.0m $10.0m 1.28% Added +10.6k +10,555
31 1900 WEALTH MANAGEMENT LLC 1.01% of their portfolio SAN ANTONIO, TX 212,918212.9k $9.8m $9.8m 1.01% Added +29.1k +29,121
32 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 207,864207.9k $9.6m $9.6m 0.05% Added +1.9k +1,950
33 McAdam, LLC 0.76% of their portfolio Philadelphia, PA 199,588199.6k $9.2m $9.2m 0.76% Added +9.3k +9,253
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 192,991193.0k $8.9m $8.9m 0.00% Added +50.6k +50,616
35 Towercrest Capital Management 1.51% of their portfolio NEWTOWN, PA 175,145175.1k $8.1m $8.1m 1.51% Added +4.6k +4,602
36 CWM, LLC 0.05% of their portfolio OMAHA, NE 171,714171.7k $7.9m $7.9m 0.05% Added +22.4k +22,369
37 WEALTHSOURCE PARTNERS, LLC 0.49% of their portfolio SAN LUIS OBISPO, CA 160,971161.0k $7.4m $7.4m 0.49% Added +38.8k +38,810
38 Goodman Advisory Group, LLC 2.75% of their portfolio NEEDHAM, MA 160,769160.8k $7.4m $7.4m 2.75% Reduced -100.3k -100,255
39 Alliance Wealth Management Group 2.24% of their portfolio FLEMINGTON, NJ 149,462149.5k $6.9m $6.9m 2.24% Added +4.2k +4,236
40 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 148,300148.3k $6.8m $6.8m 0.01% Reduced -96.6k -96,590
41 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 140,867140.9k $6.5m $6.5m 0.01% Reduced -5.1k -5,111
42 Aquire Wealth Advisors, LLC 2.54% of their portfolio Salt Lake City, UT 138,112138.1k $6.4m $6.4m 2.54% Reduced -1.8k -1,805
43 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 133,805133.8k $6.2m $6.2m 0.01% Reduced -543 -543
44 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 126,073126.1k $5.8m $5.8m 0.05% Added +211 +211
45 IHT Wealth Management, LLC 0.29% of their portfolio Chicago, IL 119,760119.8k $5.5m $5.5m 0.29% Reduced -425 -425
46 TD PRIVATE CLIENT WEALTH LLC 0.24% of their portfolio NEW YORK, NY 119,653119.7k $5.5m $5.5m 0.24% Reduced -13.4k -13,369
47 MATHER GROUP, LLC. 0.09% of their portfolio CHICAGO, IL 118,742118.7k $5.5m $5.5m 0.09% Reduced -13.3k -13,296
48 Parcion Private Wealth LLC 0.54% of their portfolio BELLEVUE, WA 115,408115.4k $5.3m $5.3m 0.54% Reduced -10.7k -10,657
49 Forvis Mazars Wealth Advisors, LLC 0.15% of their portfolio Springfield, MO 113,367113.4k $5.2m $5.2m 0.15% Reduced -3.9k -3,923
50 GREAT VALLEY ADVISOR GROUP, INC. 0.22% of their portfolio WILMINGTON, DE 112,423112.4k $5.2m $5.2m 0.22% Added +6.8k +6,814
51 ONE Advisory Partners, LLC 2.69% of their portfolio OVERLAND PARK, KS 103,736103.7k $4.8m $4.8m 2.69% Added +12.4k +12,434
52 SAGE FINANCIAL GROUP INC 0.50% of their portfolio W. CONSHOHOCKEN, PA 102,886102.9k $4.7m $4.7m 0.50% Unchanged
53 Wealthcare Advisory Partners LLC 0.21% of their portfolio WEST CHESTER, PA 102,216102.2k $4.7m $4.7m 0.21% Reduced -30.0k -30,048
54 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 100,602100.6k $4.6m $4.6m 0.02% Added +811 +811
55 Versant Capital Management, Inc 1.47% of their portfolio PHOENIX, AZ 99,74999.7k $4.6m $4.6m 1.47% Reduced -2.3k -2,260
56 Integrated Wealth Concepts LLC 0.08% of their portfolio WALTHAM, MA 97,77797.8k $4.5m $4.5m 0.08% Reduced -739.4k -739,392
57 OneDigital Investment Advisors LLC 0.10% of their portfolio OVERLAND PARK, KS 94,85294.9k $4.4m $4.4m 0.10% Added +30.1k +30,142
58 Keebeck Wealth Management 0.59% of their portfolio Chicago, IL 93,44793.4k $4.3m $4.3m 0.59% Added +52.7k +52,709
59 Advisors Preferred, LLC 1.06% of their portfolio ROCKVILLE, MD 93,08793.1k $4.3m $4.3m 1.06% Reduced -55.8k -55,793
60 Stokes Family Office, LLC 0.49% of their portfolio NEW ORLEANS, LA 92,78992.8k $4.3m $4.3m 0.49% Added +13.6k +13,611
61 Beacon Pointe Advisors, LLC 0.07% of their portfolio NEWPORT BEACH, CA 92,15692.2k $4.3m $4.3m 0.07% Added +8.6k +8,629
62 Mayflower Financial Advisors, LLC 0.55% of their portfolio BOSTON, MA 92,06192.1k $4.2m $4.2m 0.55% Added +12.8k +12,849
63 RWA WEALTH PARTNERS, LLC 0.09% of their portfolio BOSTON, MA 89,12689.1k $4.1m $4.1m 0.09% Reduced -824 -824
64 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 86,91586.9k $4.0m $4.0m 0.02% Reduced -4.3k -4,265
65 SteelPeak Wealth, LLC 0.24% of their portfolio WOODLAND HILLS, CA 86,17386.2k $4.0m $4.0m 0.24% Added +1.7k +1,719
66 IFP Advisors, Inc 0.09% of their portfolio TAMPA, FL 85,00485.0k $4.0m $4.0m 0.09% Added +41.0k +40,950
67 Stratos Wealth Advisors, LLC 0.28% of their portfolio BEACHWOOD, OH 84,52384.5k $3.9m $3.9m 0.28% Added +27.8k +27,806
68 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 78,56178.6k $3.6m $3.6m 0.00% Reduced -672 -672
69 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 77,64777.6k $3.6m $3.6m 0.01% Added +21.5k +21,465
70 Wealth CMT 5.32% of their portfolio CHERRY HILL, NJ 76,27176.3k $3.5m $3.5m 5.32% Reduced -3.0k -2,966
71 Crestwood Advisors Group, LLC 0.11% of their portfolio BOSTON, MA 76,02176.0k $3.5m $3.5m 0.11% Reduced -20.0k -20,033
72 Advisor OS, LLC 0.57% of their portfolio CHICAGO, IL 75,59975.6k $3.5m $3.5m 0.57% Added +48.4k +48,378
73 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 70,05570.1k $3.2m $3.2m 0.03% Reduced -80.7k -80,674
74 Mariner, LLC 0.01% of their portfolio Overland Park, KS 69,47669.5k $3.2m $3.2m 0.01% Added +21.6k +21,613
75 SWS Partners 1.10% of their portfolio COLUMBUS, OH 65,90465.9k $3.0m $3.0m 1.10% Added +1.3k +1,280
76 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 65,08765.1k $3.0m $3.0m 0.01% Added +2.3k +2,331
77 Invst, LLC 0.43% of their portfolio INDIANAPOLIS, IN 64,77264.8k $3.0m $3.0m 0.43% Added +604 +604
78 HHM Wealth Advisors, LLC 0.56% of their portfolio CHATTANOOGA, TN 64,35264.4k $3.0m $3.0m 0.56% Reduced -7.0k -6,981
79 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 63,59663.6k $2.9m $2.9m 0.01% Reduced -13.4k -13,363
80 My Legacy Advisors, LLC 1.11% of their portfolio BEND, OR 60,98761.0k $2.8m $2.8m 1.11% Added +21.8k +21,759
81 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 58,13958.1k $2.7m $2.7m 0.04% Added +5.2k +5,204
82 New Potomac Partners, LLC 1.77% of their portfolio BETHESDA, MD 58,06758.1k $2.7m $2.7m 1.77% Reduced -930 -930
83 Aveo Capital Partners, LLC 0.33% of their portfolio ENGLEWOOD, CO 56,47756.5k $2.6m $2.6m 0.33% Reduced -73.9k -73,902
84 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 53,04353.0k $2.4m $2.4m 0.02% Reduced -634 -634
85 WBH ADVISORY INC 0.29% of their portfolio BALTIMORE, MD 53,00053.0k $2.4m $2.4m 0.29% Added +1.3k +1,320
86 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 48,51548.5k $2.2m $2.2m 0.02% Reduced -13.3k -13,266
87 FIRST NATIONAL CORP /MA/ /ADV 0.52% of their portfolio ROCKLAND, MA 47,77947.8k $2.2m $2.2m 0.52% Unchanged
88 Tortoise Investment Management, LLC 0.33% of their portfolio WHITE PLAINS, NY 47,55947.6k $2.2m $2.2m 0.33% Reduced -1.8k -1,803
89 WEALTH ALLIANCE, LLC 0.32% of their portfolio MELLVILLE, NY 45,78845.8k $2.1m $2.1m 0.32% Added +14.0k +14,000
90 Fifth Third Securities, Inc. 0.23% of their portfolio Cincinnati, OH 45,16245.2k $2.1m $2.1m 0.23% New
91 TRANSCEND CAPITAL ADVISORS, LLC 0.20% of their portfolio MADISON, NJ 44,48944.5k $2.1m $2.1m 0.20% Added +7.9k +7,933
92 FMR LLC 0.00% of their portfolio BOSTON, MA 43,25043.2k $2.0m $2.0m 0.00% Reduced -40.4k -40,410
93 Advisory Services Network, LLC 0.05% of their portfolio ATLANTA, GA 42,84242.8k $2.0m $2.0m 0.05% Added +7.1k +7,131
94 Moser Wealth Advisors, LLC 1.24% of their portfolio BELLEVUE, WA 39,99040.0k $1.8m $1.8m 1.24% First filing
95 ST GERMAIN D J CO INC 0.10% of their portfolio SPRINGFIELD, MA 39,01939.0k $1.8m $1.8m 0.10% First filing
96 EAGLE ROCK INVESTMENT COMPANY, LLC 0.39% of their portfolio ATLANTA, GA 38,98839.0k $1.8m $1.8m 0.39% Unchanged
97 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 38,80038.8k $1.8m $1.8m 0.00% Reduced -6.6k -6,576
98 Cypress Wealth Services, LLC 0.47% of their portfolio PALM DESERT, CA 38,70438.7k $1.8m $1.8m 0.47% Reduced -11.5k -11,491
99 CFS Investment Advisory Services, LLC 0.22% of their portfolio TOTOWA, NJ 37,09637.1k $1.7m $1.7m 0.22% Reduced -4.5k -4,467
100 Evensky & Katz LLC 0.12% of their portfolio CORAL GABLES, FL 35,57235.6k $1.6m $1.6m 0.12% Added +7.3k +7,307