Vault-13

SCHWAB STRATEGIC TR SCHK

1000 INDEX ETF · ETP · CUSIP 808524722

132 institutional holders +3 vs Q1 2023
37,079,66037.1m shares reported held*
$1.6bnreported value*
12 new 58 added 32 reduced 8 sold out net bought ≈ $32.9m (+700.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $42.86. Options: 1 managers hold calls ($89.9k notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 122Q4 22: 134Q1 23: 129Q2 23: 132132Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022122
Q4 2022134
Q1 2023129
Q2 2023132

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 65 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 58 bought or addedQ1 23: 47 cut or sold outQ1 23Q2 23: 70 bought or addedQ2 23: 40 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226536
Q1 20235847
Q2 20237040

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $110.8kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $94.9kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $89.9kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$110.8k$00.00
Q1 2023$94.9k$00.00
Q2 2023$89.9k$00.00

Biggest buyers

Financial Engines Advisors L.L.C. Added +693,214+693.2k
Prime Capital Investment Advisors, LLC Added +44,440+44.4k
ARMSTRONG ADVISORY GROUP, INC Added +43,556+43.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +38,357+38.4k
IFP Advisors, Inc Added +31,460+31.5k
JANE STREET GROUP, LLC New +16,440+16.4k
COLLECTIVE FAMILY OFFICE LLC Added +15,776+15.8k
Red Tortoise LLC Added +12,056+12.1k
BANK OF AMERICA CORP /DE/ Added +11,015+11.0k
WESPAC Advisors, LLC New +10,595+10.6k

Biggest sellers

PENSION & WEALTH MANAGEMENT ADVISORS, INC. Reduced -83,322-83.3k
Blueprint Investment Partners LLC Sold out -81,687-81.7k
Legacy Wealth Management, LLC Reduced -23,318-23.3k
Tower Research Capital LLC (TRC) Reduced -23,096-23.1k
CIBC Private Wealth Group LLC Sold out -20,076-20.1k
Parkside Advisors LLC Reduced -14,608-14.6k
COLONY GROUP LLC Reduced -7,805-7.8k
AXXCESS WEALTH MANAGEMENT, LLC Reduced -7,633-7.6k
Peachtree Investment Partners, LLC Reduced -7,551-7.6k
Balboa Wealth Partners Sold out -6,569-6.6k

Biggest calls

CITADEL ADVISORS LLC Reduced $89.9k2.1k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 2.60% of their portfolio SANTA CLARA, CA 23,996,20924.0m $1.0bn $1.0bn 2.60% Added +693.2k +693,214
2 Legacy Wealth Management, LLC 31.37% of their portfolio MEMPHIS, TN 8,662,1748.7m $370.7m $370.7m 31.37% Reduced -23.3k -23,318
3 ARMSTRONG ADVISORY GROUP, INC 5.46% of their portfolio NEEDHAM, MA 1,202,3791.2m $51.4m $51.4m 5.46% Added +43.6k +43,556
4 WADDELL & ASSOCIATES, LLC 6.11% of their portfolio MEMPHIS, TN 973,311973.3k $41.6m $41.6m 6.11% Added +2.3k +2,335
5 COLONY GROUP LLC 0.18% of their portfolio Boston, MA 295,388295.4k $12.6m $12.6m 0.18% Reduced -7.8k -7,805
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 243,420243.4k $10.4m $10.4m 0.00% Added +11.0k +11,015
7 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 7.17% of their portfolio WALTHAM, MA 152,527152.5k $9.7m $9.7m 7.17% Reduced -83.3k -83,322
8 Mariner, LLC 0.01% of their portfolio Overland Park, KS 109,863109.9k $4.7m $4.7m 0.01% Added +6.5k +6,549
9 Cedar Brook Financial Partners, LLC 0.96% of their portfolio CLEVELAND, OH 94,18094.2k $4.0m $4.0m 0.96% Added +275 +275
10 HBK Sorce Advisory LLC 0.12% of their portfolio ERIE, PA 68,67768.7k $2.9m $2.9m 0.12% Reduced -3.0k -2,999
11 Parkside Advisors LLC 0.85% of their portfolio BERKELEY, CA 64,30064.3k $2.8m $2.8m 0.85% Reduced -14.6k -14,608
12 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 61,39861.4k $2.6m $2.6m 0.00% Added +4.3k +4,286
13 MADISON WEALTH MANAGEMENT 0.53% of their portfolio CINCINNATI, OH 61,32061.3k $2.6m $2.6m 0.53% Reduced -40 -40
14 Donor Advised Charitable Giving, Inc. 0.17% of their portfolio LONE TREE, CO 60,14460.1k $2.6m $2.6m 0.17% Unchanged
15 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 52,35252.4k $1.8m $1.8m 0.04% Added +31.5k +31,460
16 Prime Capital Investment Advisors, LLC 0.04% of their portfolio OVERLAND PARK, KS 49,69049.7k $2.1m $2.1m 0.04% Added +44.4k +44,440
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 43,65843.7k $1.9m $1.9m 0.00% Added +38.4k +38,357
18 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 42,63542.6k $1.8m $1.8m 0.01% Added +63 +63
19 Cassady Schiller Wealth Management, LLC 0.96% of their portfolio CINCINNATI, OH 41,24041.2k $1.8m $1.8m 0.96% Added +1.7k +1,724
20 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.68% of their portfolio BETHLEHEM, PA 36,55436.6k $1.6m $1.6m 0.68% Unchanged
21 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 34,59234.6k $1.5m $1.5m 0.01% Reduced -800 -800
22 Kohmann Bosshard Financial Services, LLC 0.22% of their portfolio FAIRLAWN, OH 30,31530.3k $1.3m $1.3m 0.22% Reduced -55 -55
23 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 30,04330.0k $1.3m $1.3m 0.00% Added +4.8k +4,793
24 COLLECTIVE FAMILY OFFICE LLC 0.41% of their portfolio YORK, PA 24,48124.5k $1.0m $1.0m 0.41% Added +15.8k +15,776
25 Kaizen Financial Strategies 0.83% of their portfolio CAMPBELL, CA 22,35322.4k $964.1k $964.1k 0.83% Added +2.1k +2,051
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 22,33222.3k $956.0k $956.0k 0.00% Added +2.7k +2,688
27 SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC 0.23% of their portfolio COLUMBIA, SC 18,71418.7k $800.8k $800.8k 0.23% Reduced -35 -35
28 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 16,82516.8k $720.0k $720.0k 0.00% Added +1.4k +1,371
29 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 16,44016.4k $703.5k $703.5k 0.00% New
30 Red Tortoise LLC 0.44% of their portfolio ATLANTA, GA 16,23916.2k $694.9k $694.9k 0.44% Added +12.1k +12,056
31 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 15,48015.5k $662.4k $662.4k 0.05% Reduced -58 -58
32 Everhart Financial Group, Inc. 0.27% of their portfolio Dublin, OH 15,41715.4k $659.7k $659.7k 0.27% Unchanged
33 Evanson Asset Management, LLC 0.06% of their portfolio CARMEL, CA 15,17715.2k $649.4k $649.4k 0.06% Added +4 +4
34 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 14,70514.7k $629.2k $629.2k 0.01% Added +447 +447
35 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 14,68414.7k $628.3k $628.3k 0.03% Added +574 +574
36 Avant Capital LLC 0.65% of their portfolio LAFAYETTE, LA 13,70013.7k $586.2k $586.2k 0.65% Added +909 +909
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 13,60713.6k $582.2k $582.2k 0.00% Reduced -1.6k -1,626
38 Column Capital Advisors, LLC 0.08% of their portfolio INDIANAPOLIS, IN 13,44513.4k $575.3k $575.3k 0.08% Added +3 +3
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,41813.4k $574.2k $574.2k 0.00% Added +9.6k +9,557
40 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 13,18313.2k $564.1k $564.1k 0.01% Unchanged
41 LEAVELL INVESTMENT MANAGEMENT, INC. 0.04% of their portfolio MOBILE, AL 12,44512.4k $533.0k $533.0k 0.04% Reduced -4.7k -4,725
42 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 12,07012.1k $516.5k $516.5k 0.02% Added +3.5k +3,535
43 SOL Capital Management CO 0.08% of their portfolio ROCKVILLE, MD 11,89511.9k $509.0k $509.0k 0.08% Reduced -500 -500
44 GUARDIAN WEALTH ADVISORS, LLC / NC 0.08% of their portfolio RALEIGH, NC 11,56211.6k $494.6k $494.6k 0.08% Added +3.0k +3,027
45 Red Door Wealth Management, LLC 0.10% of their portfolio Memphis, TN 11,03111.0k $472.0k $472.0k 0.10% Added +1.6k +1,557
46 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 10,89510.9k $466.2k $466.2k 0.01% Reduced -1.4k -1,412
47 WESPAC Advisors, LLC 0.36% of their portfolio ORINDA, CA 10,59510.6k $453.4k $453.4k 0.36% New
48 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 10,41510.4k $445.7k $445.7k 0.01% Reduced -250 -250
49 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 10,04410.0k $429.8k $429.8k 0.03% Reduced -7.6k -7,633
50 McAdam, LLC 0.03% of their portfolio Philadelphia, PA 9,8869.9k $423.0k $423.0k 0.03% Added +2.7k +2,662
51 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 9,7519.8k $417.3k $417.3k 0.01% New
52 Omega Financial Group, LLC 0.19% of their portfolio Santa Barbara, CA 9,5789.6k $409.8k $409.8k 0.19% Added +32 +32
53 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 9,4519.5k $404.4k $404.4k 0.00% Reduced -137 -137
54 Crewe Advisors LLC 0.06% of their portfolio SALT LAKE CITY, UT 9,2909.3k $397.5k $397.5k 0.06% Added +500 +500
55 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,2579.3k $396.1k $396.1k 0.00% Added +271 +271
56 Vise Technologies, Inc. 0.09% of their portfolio NEW YORK, NY 9,1329.1k $390.8k $390.8k 0.09% Reduced -2.9k -2,868
57 Stratos Wealth Advisors, LLC 0.03% of their portfolio BEACHWOOD, OH 9,0849.1k $388.7k $388.7k 0.03% Added +24 +24
58 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 8,3198.3k $356.0k $356.0k 0.01% Reduced -23.1k -23,096
59 Welch Group, LLC 0.02% of their portfolio BIRMINGHAM, AL 8,1448.1k $348.5k $348.5k 0.02% Unchanged
60 Pinion Investment Advisors, LLC 0.23% of their portfolio WICHITA, KS 7,9217.9k $338.9k $338.9k 0.23% Added +30 +30
61 Associated Banc-Corp 0.01% of their portfolio Green Bay, WI 7,9197.9k $338.9k $338.9k 0.01% Unchanged
62 Alamar Capital Management, LLC 0.25% of their portfolio SANTA BARBARA, CA 7,8737.9k $336.9k $336.9k 0.25% Added +17 +17
63 U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio AUSTIN, TX 7,6987.7k $329.4k $329.4k 0.02% Reduced -4.5k -4,458
64 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7,5967.6k $325.1k $325.1k 0.00% Added +59 +59
65 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.08% of their portfolio BLUE BELL, PA 7,4637.5k $319.3k $319.3k 0.08% Unchanged
66 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 7,3067.3k $317.7k $317.7k 0.02% Added +8 +8
67 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 7,0007.0k $299.5k $299.5k 0.00% Reduced -36 -36
68 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 6,9446.9k $185.9k $185.9k 0.00% Added +3.6k +3,602
69 Laidlaw Wealth Management LLC 0.06% of their portfolio NEW YORK CITY, NY 6,6366.6k $284.0k $284.0k 0.06% Reduced -1.6k -1,611
70 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 6,1956.2k $265.1k $265.1k 0.00% Unchanged
71 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 6,0386.0k $258.4k $258.4k 0.00% Added +298 +298
72 BerganKDV Wealth Management, LLC 0.03% of their portfolio BLOOMINGTON, MN 6,0316.0k $258.1k $258.1k 0.03% Unchanged
73 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.01% of their portfolio Seattle, WA 6,0156.0k $257.4k $257.4k 0.01% New
74 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 5,9465.9k $254.4k $254.4k 0.00% Added +7 +7
75 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 5,8825.9k $251.7k $251.7k 0.01% Reduced -1.0k -1,030
76 Koshinski Asset Management, Inc. 0.03% of their portfolio DECATUR, IL 5,7385.7k $245.5k $245.5k 0.03% Reduced -1.8k -1,824
77 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 5,6645.7k $242.0k $242.0k 0.00% Reduced -305 -305
78 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,5185.5k $236.1k $236.1k 0.00% Reduced -180 -180
79 Peachtree Investment Partners, LLC 0.10% of their portfolio INDIAN RIVER SHORES,, FL 5,2085.2k $222.8k $222.8k 0.10% Reduced -7.6k -7,551
80 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 5,2065.2k $222.8k $222.8k 0.02% Added +18 +18
81 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 5,1915.2k $222.1k $222.1k 0.00% Added +106 +106
82 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 4,9004.9k $210.0k $210.0k 0.00% New
83 KCM INVESTMENT ADVISORS LLC 0.01% of their portfolio GREENBRAE, CA 4,8564.9k $207.8k $207.8k 0.01% New
84 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 4,8264.8k $207.0k $207.0k 0.00% New
85 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,7214.7k $202.0k $202.0k 0.00% New
86 CARDIFF PARK ADVISORS, LLC 0.02% of their portfolio SAN MARCOS, CA 4,4264.4k $189.4k $189.4k 0.02% Added +16 +16
87 Element Wealth, LLC 0.13% of their portfolio RIDGELAND, MS 4,2234.2k $180.7k $180.7k 0.13% Unchanged
88 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 4,1104.1k $175.8k $175.8k 0.00% Added +37 +37
89 Pinnacle Financial Partners Inc 0.00% of their portfolio Nashville, TN 3,0003.0k $128.4k $128.4k 0.00% Unchanged
90 Pflug Koory, LLC 0.05% of their portfolio OMAHA, NE 2,4182.4k $103.5k $103.5k 0.05% Added +350 +350
91 RE Dickinson Investment Advisors, LLC 0.03% of their portfolio COUNCIL BLUFFS, IA 1,8881.9k $81.0k $81.0k 0.03% Added +17 +17
92 McIlrath & Eck, LLC 0.02% of their portfolio ARLINGTON, WA 1,8691.9k $80.0k $80.0k 0.02% Unchanged
93 TD Capital Management LLC 0.01% of their portfolio MEMPHIS, TN 1,6481.6k $70.5k $70.5k 0.01% Added +6 +6
94 ATLAS CAPITAL ADVISORS INC. 0.01% of their portfolio JACKSON, WY 1,4881.5k $63.7k $63.7k 0.01% Reduced -1.4k -1,439
95 Resurgent Financial Advisors LLC 0.04% of their portfolio ATLANTA, GA 1,4601.5k $62.5k $62.5k 0.04% Unchanged
96 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,4211.4k $60.8k $60.8k 0.00% Added +51 +51
97 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,2091.2k $51.8k $51.8k 0.00% Added +458 +458
98 Capital Advisors, Ltd. LLC 0.01% of their portfolio SHAKER HEIGHTS, OH 800800 $34.0k $34.0k 0.01% Unchanged
99 FMR LLC 0.00% of their portfolio BOSTON, MA 745745 $31.9k $31.9k 0.00% Reduced -1.9k -1,917
100 Avion Wealth 0.01% of their portfolio THE WOODLANDS, TX 624624 $26.0k $26.0k 0.01% Unchanged