Vault-13

SCHWAB STRATEGIC TR SCHE

EMRG MKTEQ ETF · ETP · CUSIP 808524706

707 institutional holders +9 vs Q1 2023
245,108,273245.1m shares reported held*
$6.0bnreported value*
46 new 280 added 276 reduced 38 sold out net sold ≈ $169.5m (-3.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.32. Options: 3 managers hold calls ($674.9k notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 680Q4 22: 712Q1 23: 698Q2 23: 707707Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022680
Q4 2022712
Q1 2023698
Q2 2023707

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 357 bought or addedQ4 22: 318 cut or sold outQ4 22Q1 23: 296 bought or addedQ1 23: 344 cut or sold outQ1 23Q2 23: 326 bought or addedQ2 23: 314 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022357318
Q1 2023296344
Q2 2023326314

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $1.8mQ3 22 puts: $258.0kQ3 22P/C 0.15Q4 22 calls: $2.1mQ4 22 puts: $71.0kQ4 22P/C 0.03Q1 23 calls: $1.9mQ1 23 puts: $2.5kQ1 23P/C 0.00Q2 23 calls: $674.9kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$1.8m$258.0k0.15
Q4 2022$2.1m$71.0k0.03
Q1 2023$1.9m$2.5k0.00
Q2 2023$674.9k$00.00

Biggest buyers

Bishop & Co Investment Management, LLC Added +3,090,600+3.1m
Charles Schwab Investment Advisory, Inc. Added +1,420,324+1.4m
Tradewinds Capital Management, LLC Added +1,107,854+1.1m
DRW Securities, LLC Added +601,154+601.2k
Trilogy Capital Inc. New +490,211+490.2k
JANE STREET GROUP, LLC Added +470,783+470.8k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +350,182+350.2k
Fund Evaluation Group, LLC New +347,657+347.7k
OSAIC HOLDINGS, INC. Added +324,162+324.2k
Cerity Partners LLC Added +308,988+309.0k

Biggest sellers

CITADEL ADVISORS LLC Reduced -3,326,870-3.3m
Hamilton Capital, LLC Reduced -2,336,663-2.3m
FMR LLC Reduced -1,755,222-1.8m
MERCER GLOBAL ADVISORS INC /ADV Reduced -1,713,351-1.7m
ENVESTNET ASSET MANAGEMENT INC Reduced -1,609,444-1.6m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -1,383,131-1.4m
ROYAL BANK OF CANADA Reduced -603,906-603.9k
EP Wealth Advisors, LLC Reduced -325,181-325.2k
OLD MISSION CAPITAL LLC Reduced -267,105-267.1k
Creative Planning Reduced -239,266-239.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $389.2k15.8k shares
CITADEL ADVISORS LLC Reduced $285.7k11.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 3.03% of their portfolio SAN FRANCISCO, CA 79,452,38679.5m $2.0bn $2.0bn 3.03% Added +1.4m +1,420,324
2 Creative Planning 0.84% of their portfolio OVERLAND PARK, KS 25,655,95225.7m $631.9m $631.9m 0.84% Reduced -239.3k -239,266
3 Financial Engines Advisors L.L.C. 1.22% of their portfolio SANTA CLARA, CA 19,588,06119.6m $482.5m $482.5m 1.22% Added +77.2k +77,215
4 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.08% of their portfolio SAN FRANCISCO, CA 11,754,38911.8m $289.5m $289.5m 0.08% Reduced -218.0k -217,992
5 HighTower Advisors, LLC 0.22% of their portfolio CHICAGO, IL 4,632,2654.6m $114.1m $114.1m 0.22% Added +306.6k +306,580
6 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 3,441,3773.4m $84.8m $84.8m 0.04% Reduced -1.6m -1,609,444
7 Bishop & Co Investment Management, LLC 5.85% of their portfolio Erie, PA 3,210,7913.2m $130.4k $130.4k 5.85% Added +3.1m +3,090,600
8 MERCER GLOBAL ADVISORS INC /ADV 0.29% of their portfolio DENVER, CO 2,928,0712.9m $72.1m $72.1m 0.29% Reduced -1.7m -1,713,351
9 MATHER GROUP, LLC. 1.13% of their portfolio CHICAGO, IL 2,873,4002.9m $70.8m $70.8m 1.13% Reduced -67.0k -66,972
10 SageView Advisory Group, LLC 3.30% of their portfolio Newport Beach, CA 2,408,0202.4m $59.3m $59.3m 3.30% Added +303.0k +302,974
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 2,001,7992.0m $49.3m $49.3m 0.06% Reduced -81.4k -81,384
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.50% of their portfolio PLYMOUTH, MN 1,867,8061.9m $46.0m $46.0m 0.50% Added +350.2k +350,182
13 Heartwood Wealth Advisors LLC 6.18% of their portfolio RICHMOND, VA 1,769,3131.8m $43.6m $43.6m 6.18% Added +34.7k +34,735
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,681,2981.7m $41.4m $41.4m 0.00% Added +62.1k +62,112
15 FMR LLC 0.00% of their portfolio BOSTON, MA 1,676,8321.7m $41.3m $41.3m 0.00% Reduced -1.8m -1,755,222
16 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 1,634,8561.6m $40.3m $40.3m 0.05% Added +470.8k +470,783
17 REBALANCE, LLC 3.70% of their portfolio PALO ALTO, CA 1,582,9291.6m $39.0m $39.0m 3.70% Added +79.2k +79,210
18 OLD MISSION CAPITAL LLC 1.43% of their portfolio CHICAGO, IL 1,572,8471.6m $38.7m $38.7m 1.43% Reduced -267.1k -267,105
19 Krilogy Financial LLC 2.83% of their portfolio ST. LOUIS, MO 1,276,6961.3m $31.4m $31.4m 2.83% Added +40.5k +40,521
20 Orgel Wealth Management, LLC 0.98% of their portfolio ALTOONA, WI 1,204,8481.2m $29.7m $29.7m 0.98% Added +93.6k +93,553
21 Mariner, LLC 0.08% of their portfolio Overland Park, KS 1,157,2891.2m $28.5m $28.5m 0.08% Added +9.6k +9,638
22 Composition Wealth, LLC 0.85% of their portfolio LOS ANGELES, CA 1,140,4621.1m $28.1m $28.1m 0.85% Reduced -118.2k -118,174
23 JONES FINANCIAL COMPANIES LLLP 0.04% of their portfolio DES PERES, MO 1,136,2131.1m $28.0m $28.0m 0.04% Reduced -84.8k -84,815
24 Tradewinds Capital Management, LLC 8.50% of their portfolio BELLINGHAM, WA 1,108,4231.1m $27.3m $27.3m 8.50% Added +1.1m +1,107,854
25 COOPER/HAIMS ADVISORS, LLC 20.43% of their portfolio VICTOR, NY 1,081,0581.1m $26.6m $26.6m 20.43% Added +30.9k +30,939
26 DRW Securities, LLC 2.04% of their portfolio CHICAGO, IL 1,070,5241.1m $26.4m $26.4m 2.04% Added +601.2k +601,154
27 Koss-Olinger Consulting, LLC 3.00% of their portfolio GAINESVILLE, FL 1,048,5981.0m $25.8m $25.8m 3.00% Added +32.0k +32,018
28 KLINGENSTEIN FIELDS & CO LP 1.19% of their portfolio NEW YORK, NY 1,047,6021.0m $25.8m $25.8m 1.19% Added +21.5k +21,451
29 HANTZ FINANCIAL SERVICES, INC. 0.63% of their portfolio SOUTHFIELD, MI 1,019,4111.0m $25.1m $25.1m 0.63% Added +201.5k +201,476
30 JMG Financial Group, Ltd. 1.14% of their portfolio DOWNERS GROVE, IL 989,830989.8k $24.4m $24.4m 1.14% Added +11.8k +11,792
31 MONETA GROUP INVESTMENT ADVISORS LLC 0.54% of their portfolio ST LOUIS, MO 987,378987.4k $24.3m $24.3m 0.54% Added +7.7k +7,701
32 FLOW TRADERS U.S. LLC 1.01% of their portfolio NEW YORK, NY 943,854943.9k $23.2m $23.2m 1.01% Added +43.9k +43,910
33 Cerity Partners LLC 0.09% of their portfolio NEW YORK, NY 935,928935.9k $23.1m $23.1m 0.09% Added +309.0k +308,988
34 BlueSky Wealth Advisors, LLC 4.59% of their portfolio New Bern, NC 927,464927.5k $22.8m $22.8m 4.59% Added +56.3k +56,310
35 RAINEY & RANDALL WEALTH ADVISORS INC. 6.31% of their portfolio Celebration, FL 862,384862.4k $21.2m $21.2m 6.31% Added +48.2k +48,183
36 McAdam, LLC 1.75% of their portfolio Philadelphia, PA 859,273859.3k $21.2m $21.2m 1.75% Added +135.7k +135,675
37 Bogart Wealth, LLC 1.31% of their portfolio MCLEAN, VA 837,478837.5k $20.6m $20.6m 1.31% Added +30.0k +30,027
38 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 814,065814.1k $20.1m $20.1m 0.05% Added +19.8k +19,838
39 Wealthspire Advisors, LLC 0.32% of their portfolio NEW YORK, NY 792,666792.7k $19.5m $19.5m 0.32% Reduced -2.1k -2,088
40 Ballentine Partners, LLC 0.44% of their portfolio Waltham, MA 771,076771.1k $19.0m $19.0m 0.44% Reduced -3.0k -3,043
41 Rakuten Investment Management, Inc. 0.20% of their portfolio TOKYO, M0 757,340757.3k $18.5m $18.5m 0.20% Added +194.5k +194,500
42 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 743,202743.2k $18.3m $18.3m 0.01% Reduced -603.9k -603,906
43 SCS Capital Management LLC 0.44% of their portfolio BOSTON, MA 728,256728.3k $17.9m $17.9m 0.44% Reduced -11.1k -11,068
44 Cresset Asset Management, LLC 0.13% of their portfolio Chicago, IL 726,295726.3k $17.9m $17.9m 0.13% Reduced -1.5k -1,518
45 OneDigital Investment Advisors LLC 0.39% of their portfolio OVERLAND PARK, KS 724,195724.2k $17.8m $17.8m 0.39% Added +6.1k +6,057
46 UBS Group AG 0.01% of their portfolio ZURICH, V8 681,702681.7k $16.8m $16.8m 0.01% Added +19.8k +19,785
47 TimeScale Financial, Inc. 3.57% of their portfolio DANVERS, MA 670,426670.4k $16.5m $16.5m 3.57% Added +8.4k +8,404
48 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 658,396658.4k $16.2m $16.2m 0.03% Added +324.2k +324,162
49 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 642,420642.4k $15.8m $15.8m 0.00% Added +52.0k +51,997
50 BENJAMIN F. EDWARDS & COMPANY, INC. 0.58% of their portfolio ST. LOUIS, MO 617,384617.4k $15.2m $15.2m 0.58% Added +13.2k +13,180
51 HBK Sorce Advisory LLC 0.64% of their portfolio ERIE, PA 610,809610.8k $15.0m $15.0m 0.64% Added +15.1k +15,073
52 Clearwater Capital Advisors, LLC 1.70% of their portfolio HOFFMAN ESTATES, IL 577,856577.9k $14.2m $14.2m 1.70% Added +4.0k +4,029
53 LAKE STREET ADVISORS GROUP, LLC 0.77% of their portfolio PORTSMOUTH, NH 568,978569.0k $14.0m $14.0m 0.77% Added +31.2k +31,212
54 Invst, LLC 1.93% of their portfolio INDIANAPOLIS, IN 542,400542.4k $13.4m $13.4m 1.93% Reduced -2.2k -2,230
55 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 506,828506.8k $12.5m $12.5m 0.02% Reduced -50.3k -50,284
56 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 499,074499.1k $12.3m $12.3m 0.10% Reduced -26.0k -26,003
57 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 493,510493.5k $12.2m $12.2m 0.01% Added +9.3k +9,253
58 Trilogy Capital Inc. 0.78% of their portfolio IRVINE, CA 490,211490.2k $12.3m $12.3m 0.78% New
59 Prime Capital Investment Advisors, LLC 0.24% of their portfolio OVERLAND PARK, KS 484,843484.8k $11.9m $11.9m 0.24% Added +211.6k +211,646
60 Alliance Wealth Management Group 3.87% of their portfolio FLEMINGTON, NJ 484,002484.0k $11.9m $11.9m 3.87% Added +1.1k +1,147
61 Towercrest Capital Management 2.22% of their portfolio NEWTOWN, PA 484,002484.0k $11.9m $11.9m 2.22% Added +1.1k +1,147
62 Hamilton Capital, LLC 0.79% of their portfolio COLUMBUS, OH 460,249460.2k $11.3m $11.3m 0.79% Reduced -2.3m -2,336,663
63 NORTH STAR ASSET MANAGEMENT INC 0.62% of their portfolio NEENAH, WI 454,655454.7k $11.2m $11.2m 0.62% Reduced -1.3k -1,254
64 Apollon Wealth Management, LLC 0.52% of their portfolio MOUNT PLEASANT, SC 434,734434.7k $10.7m $10.7m 0.52% Added +124.6k +124,567
65 PITTENGER & ANDERSON INC 0.49% of their portfolio LINCOLN, NE 417,542417.5k $10.3m $10.3m 0.49% Added +5.9k +5,856
66 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 4.03% of their portfolio EAGLE, ID 416,458416.5k $10.3m $10.3m 4.03% Added +24.5k +24,503
67 PFS INVESTMENTS INC. 0.16% of their portfolio DULUTH, GA 405,275405.3k $10.0m $10.0m 0.16% Reduced -25.4k -25,446
68 PATHSTONE FAMILY OFFICE, LLC 0.14% of their portfolio ENGLEWOOD, NJ 405,209405.2k $10.0m $10.0m 0.14% Added +35.0k +35,039
69 Red Tortoise LLC 6.23% of their portfolio ATLANTA, GA 402,615402.6k $9.9m $9.9m 6.23% Added +21.4k +21,409
70 Marotta Asset Management 2.12% of their portfolio CHARLOTTESVILLE, VA 386,206386.2k $9.5m $9.5m 2.12% First filing
71 WOOSTER CORTHELL WEALTH MANAGEMENT, INC. 2.41% of their portfolio GLASTONBURY, CT 384,259384.3k $9.5m $9.5m 2.41% Added +7.6k +7,630
72 RKL Wealth Management LLC 1.11% of their portfolio LANCASTER, PA 381,246381.2k $9.4m $9.4m 1.11% Reduced -4.6k -4,624
73 Visionary Wealth Advisors 0.74% of their portfolio O'FALLON, IL 377,443377.4k $9.3m $9.3m 0.74% Reduced -60.3k -60,321
74 Apriem Advisors 1.35% of their portfolio IRVINE, CA 365,049365.0k $9.0m $9.0m 1.35% Reduced -2.6k -2,640
75 Garde Capital, Inc. 0.74% of their portfolio SEATTLE, WA 362,171362.2k $8.9m $8.9m 0.74% Reduced -19.7k -19,742
76 CABOT WEALTH MANAGEMENT INC 1.30% of their portfolio BEVERLY, MA 354,417354.4k $8.7m $8.7m 1.30% Added +3.3k +3,267
77 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 353,618353.6k $8.7m $8.7m 0.05% Reduced -7.1k -7,117
78 VALLEY NATIONAL ADVISERS INC 1.44% of their portfolio BETHLEHEM, PA 348,800348.8k $8.6m $8.6m 1.44% Added +16.0k +16,019
79 Fund Evaluation Group, LLC 0.77% of their portfolio CINCINNATI, OH 347,657347.7k $8.6m $8.6m 0.77% New
80 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.33% of their portfolio Seattle, WA 332,351332.4k $8.2m $8.2m 0.33% Added +44.9k +44,939
81 NAPLES GLOBAL ADVISORS, LLC 0.95% of their portfolio NAPLES, FL 329,299329.3k $8.1m $8.1m 0.95% Added +63.9k +63,934
82 ARKANSAS FINANCIAL GROUP, INC. 1.61% of their portfolio LITTLE ROCK, AR 327,028327.0k $8.1m $8.1m 1.61% Reduced -2.5k -2,526
83 Jacobsen Capital Management 4.12% of their portfolio SALT LAKE CITY, UT 324,096324.1k $8.0m $8.0m 4.12% Reduced -4.9k -4,945
84 FFT WEALTH MANAGEMENT LLC 0.95% of their portfolio PHILADELPHIA, PA 311,651311.7k $7.7m $7.7m 0.95% Reduced -3.3k -3,342
85 Brand Asset Management Group, Inc. 3.61% of their portfolio CHESTERFIELD, MO 307,497307.5k $7.6m $7.6m 3.61% Added +844 +844
86 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 305,041305.0k $7.5m $7.5m 0.00% Reduced -22.4k -22,431
87 Charles Schwab Trust Co 0.85% of their portfolio HENDERSON, NV 297,969298.0k $7.0m $7.0m 0.85% Added +19.5k +19,514
88 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 297,652297.7k $7.3m $7.3m 0.03% Added +8.6k +8,567
89 Rainsberger Wealth Advisors, Inc. 4.26% of their portfolio Colorado Springs, CO 286,554286.6k $7.1m $7.1m 4.26% Added +14.3k +14,343
90 MorganRosel Wealth Management, LLC 2.87% of their portfolio HIGHLANDS RANCH, CO 285,598285.6k $7.0m $7.0m 2.87% Added +10.6k +10,550
91 SigFig Wealth Management, LLC 0.26% of their portfolio SAN FRANCISCO, CA 279,893279.9k $6.8m $6.8m 0.26% Added +3.5k +3,538
92 Strid Group, LLC 1.40% of their portfolio NEWTOWN SQUARE, PA 276,018276.0k $6.8m $6.8m 1.40% Reduced -32.4k -32,395
93 Holistic Financial Partners 4.71% of their portfolio INDIANAPOLIS, IN 275,461275.5k $6.8m $6.8m 4.71% Reduced -5.5k -5,486
94 Bangor Savings Bank 0.77% of their portfolio BANGOR, ME 275,096275.1k $6.8m $6.8m 0.77% Reduced -11.2k -11,220
95 ADAMSBROWN WEALTH CONSULTANTS LLC 3.57% of their portfolio WICHITA, KS 274,083274.1k $6.8m $6.8m 3.57% Added +51.1k +51,118
96 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 270,439270.4k $6.7m $6.7m 0.01% Added +31.2k +31,238
97 Bluespring Wealth Management, LLC 0.85% of their portfolio AUSTIN, TX 263,367263.4k $6.5m $6.5m 0.85% Added +127 +127
98 Seneca Financial Advisors LLC 4.30% of their portfolio ROCHESTER, NY 262,869262.9k $6.5m $6.5m 4.30% Added +5.7k +5,720
99 Ackerman Capital Advisors, LLC 1.67% of their portfolio DALLAS, TX 261,966262.0k $6.5m $6.5m 1.67% Reduced -2.8k -2,845
100 HANCOCK WHITNEY CORP 0.25% of their portfolio GULFPORT, MS 261,671261.7k $6.4m $6.4m 0.25% Reduced -274 -274