Vault-13

ISHARES TR SUSB

ESG AWRE 1 5 YR · ETP · CUSIP 46435G243

254 institutional holders -11 vs Q1 2023
23,550,38623.6m shares reported held*
$575.1mreported value*
18 new 96 added 90 reduced 31 sold out net bought ≈ $2.9m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.42.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 252Q4 22: 283Q1 23: 265Q2 23: 254254Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022252
Q4 2022283
Q1 2023265
Q2 2023254

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 158 bought or addedQ4 22: 94 cut or sold outQ4 22Q1 23: 121 bought or addedQ1 23: 134 cut or sold outQ1 23Q2 23: 114 bought or addedQ2 23: 121 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202215894
Q1 2023121134
Q2 2023114121

Biggest buyers

JANE STREET GROUP, LLC Added +835,883+835.9k
Modera Wealth Management, LLC Added +385,047+385.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +151,096+151.1k
First Pacific Financial Added +69,138+69.1k
Perigon Wealth Management, LLC New +60,595+60.6k
REGATTA CAPITAL GROUP, LLC New +60,093+60.1k
GOLDMAN SACHS GROUP INC Added +57,739+57.7k
Plancorp, LLC New +54,913+54.9k
UBS Group AG Added +53,788+53.8k
Sowell Financial Services LLC New +53,444+53.4k

Biggest sellers

Summit Wealth Group, LLC Reduced -2,007,921-2.0m
AMERIPRISE FINANCIAL INC Reduced -468,122-468.1k
Private Ocean, LLC Reduced -190,411-190.4k
Laurel Wealth Planning LLC Sold out -153,970-154.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -153,439-153.4k
CITADEL ADVISORS LLC Sold out -92,681-92.7k
Betterment LLC Reduced -77,279-77.3k
PFS INVESTMENTS INC. Reduced -62,591-62.6k
MORGAN STANLEY Reduced -61,016-61.0k
Affinity Capital Advisors, LLC Reduced -56,344-56.3k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 2,367,2562.4m $56.6m $56.6m 0.01% Added +57.7k +57,739
2 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 1,113,9571.1m $26.6m $26.6m 0.04% Added +835.9k +835,883
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 961,801961.8k $23.0m $23.0m 0.00% Reduced -61.0k -61,016
4 Private Ocean, LLC 2.70% of their portfolio SAN RAFAEL, CA 889,972890.0k $21.3m $21.3m 2.70% Reduced -190.4k -190,411
5 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 748,335748.3k $17.9m $17.9m 0.01% Reduced -153.4k -153,439
6 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 739,522739.5k $17.7m $17.7m 0.01% Reduced -468.1k -468,122
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 708,089708.1k $16.9m $16.9m 0.01% Added +53.8k +53,788
8 PFS INVESTMENTS INC. 0.26% of their portfolio DULUTH, GA 675,204675.2k $16.1m $16.1m 0.26% Reduced -62.6k -62,591
9 First Pacific Financial 6.39% of their portfolio VANCOUVER, WA 629,824629.8k $15.1m $15.1m 6.39% Added +69.1k +69,138
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 611,513611.5k $14.6m $14.6m 0.00% Reduced -4.3k -4,305
11 CWM, LLC 0.08% of their portfolio OMAHA, NE 569,642569.6k $13.6m $13.6m 0.08% Reduced -1.3k -1,260
12 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 523,514523.5k $12.5m $12.5m 0.03% Reduced -44.5k -44,490
13 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 517,567517.6k $12.4m $12.4m 0.01% Reduced -56.3k -56,281
14 Acorns Advisers, LLC 0.16% of their portfolio IRVINE, CA 497,573497.6k $11.9m $11.9m 0.16% Added +42.5k +42,519
15 Francis Financial, Inc. 5.79% of their portfolio NEW YORK, NY 447,726447.7k $10.7m $10.7m 5.79% Added +42.6k +42,598
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 422,844422.8k $10.1m $10.1m 0.00% Added +41.5k +41,537
17 Modera Wealth Management, LLC 0.17% of their portfolio WESTWOOD, NJ 400,242400.2k $9.6m $9.6m 0.17% Added +385.0k +385,047
18 Milestone Investment Advisors LLC 2.84% of their portfolio MIDDLETON, WI 383,068383.1k $9.2m $9.2m 2.84% Reduced -20.7k -20,728
19 FLPUTNAM INVESTMENT MANAGEMENT CO 0.24% of their portfolio PORTLAND, ME 370,018370.0k $8.8m $8.8m 0.24% Reduced -893 -893
20 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 337,587337.6k $8.1m $8.1m 0.02% Added +9.1k +9,080
21 Destination Wealth Management 0.30% of their portfolio Walnut Creek, CA 335,699335.7k $8.0m $8.0m 0.30% Reduced -3.0k -2,952
22 Alesco Advisors, LLC, An ESL Co 0.28% of their portfolio Pittsford, NY 329,800329.8k $7.9m $7.9m 0.28% Reduced -30.0k -29,980
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 269,749269.7k $6.4m $6.4m 0.00% Reduced -1.2k -1,230
24 Integris Wealth Management, LLC 2.15% of their portfolio Monterey, CA 253,696253.7k $6.1m $6.1m 2.15% Added +11.7k +11,669
25 Allworth Financial LP 0.05% of their portfolio FOLSOM, CA 237,613237.6k $5.7m $5.7m 0.05% Added +48.8k +48,760
26 Savant Capital, LLC 0.08% of their portfolio ROCKFORD, IL 225,169225.2k $5.4m $5.4m 0.08% Added +20.4k +20,376
27 Dynamic Advisor Solutions LLC 0.27% of their portfolio PHOENIX, AZ 218,441218.4k $5.2m $5.2m 0.27% Added +16.5k +16,537
28 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 191,338191.3k $4.6m $4.6m 0.01% Reduced -52.3k -52,345
29 EASTERN BANK 0.21% of their portfolio BOSTON, MA 186,575186.6k $4.5m $4.5m 0.21% Reduced -1.4k -1,444
30 Apella Capital, LLC 0.30% of their portfolio WEST HARTFORD, CT 178,111178.1k $4.3m $4.3m 0.30% First filing
31 ST GERMAIN D J CO INC 0.22% of their portfolio SPRINGFIELD, MA 171,604171.6k $4.1m $4.1m 0.22% First filing
32 Wescott Financial Advisory Group, LLC 0.71% of their portfolio Philadelphia, PA 167,440167.4k $4.0m $4.0m 0.71% Added +846 +846
33 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 155,900155.9k $3.7m $3.7m 0.00% Reduced -8.2k -8,200
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 151,096151.1k $3.6m $3.6m 0.01% New
35 HARBOUR INVESTMENTS, INC. 0.16% of their portfolio MADISON, WI 133,157133.2k $3.2m $3.2m 0.16% Added +28.0k +27,987
36 Arlington Financial Advisors, LLC 1.13% of their portfolio SANTA BARBARA, CA 129,456129.5k $3.1m $3.1m 1.13% Added +12.7k +12,692
37 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 126,098126.1k $3.0m $3.0m 0.00% Added +10.8k +10,832
38 Fiduciary Trust Co 0.05% of their portfolio Boston, MA 121,135121.1k $2.9m $2.9m 0.05% Added +10.9k +10,861
39 Affinity Capital Advisors, LLC 0.74% of their portfolio BERKELEY, CA 114,575114.6k $2.7m $2.7m 0.74% Reduced -56.3k -56,344
40 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 112,723112.7k $2.7m $2.7m 0.00% Reduced -23.6k -23,623
41 Financial Engines Advisors L.L.C. 0.01% of their portfolio SANTA CLARA, CA 112,044112.0k $2.7m $2.7m 0.01% Added +19.3k +19,291
42 Opal Wealth Advisors, LLC 1.25% of their portfolio JERICHO, NY 104,467104.5k $2.5m $2.5m 1.25% Added +7.2k +7,214
43 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.18% of their portfolio LONG BEACH, CA 102,505102.5k $2.5m $2.5m 0.18% Added +4.9k +4,885
44 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 101,898101.9k $2.4m $2.4m 0.01% Reduced -79 -79
45 Long Run Wealth Advisors, LLC 0.75% of their portfolio Lake Placid, NY 98,09098.1k $2.3m $2.3m 0.75% Reduced -2.3k -2,318
46 Charter Oak Capital Management, LLC 0.30% of their portfolio PORTSMOUTH, NH 94,87094.9k $2.3m $2.3m 0.30% Reduced -5.6k -5,578
47 IMPACTfolio, LLC 1.77% of their portfolio DENVER, CO 93,46293.5k $2.2m $2.2m 1.77% Reduced -2.3k -2,299
48 Brookstone Capital Management 0.04% of their portfolio WHEATON, IL 91,53791.5k $2.2m $2.2m 0.04% Reduced -566 -566
49 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 89,60789.6k $2.1m $2.1m 0.04% Added +33.2k +33,219
50 Summit Wealth Group, LLC 0.83% of their portfolio WHITE RIVER JUNCTION, VT 86,04586.0k $2.1m $2.1m 0.83% Reduced -2.0m -2,007,921
51 Klaas Financial Asset Advisors, LLC 0.45% of their portfolio LOVES PARK, IL 84,55584.6k $2.0m $2.0m 0.45% Added +13.8k +13,818
52 CENTRAL TRUST Co 0.06% of their portfolio JEFFERSON CITY, MO 83,83883.8k $2.0m $2.0m 0.06% Reduced -26.2k -26,215
53 PAYDEN & RYGEL 0.14% of their portfolio LOS ANGELES, CA 82,84982.8k $2.0m $2.0m 0.14% Unchanged
54 RAFFA WEALTH MANAGEMENT, LLC 0.67% of their portfolio WASHINGTON, DC 82,54382.5k $2.0m $2.0m 0.67% Added +8.8k +8,792
55 Better Money Decisions, LLC 1.61% of their portfolio Santa Fe, NM 82,45482.5k $2.0m $2.0m 1.61% Reduced -1.3k -1,299
56 Advisory Services Network, LLC 0.05% of their portfolio ATLANTA, GA 80,42880.4k $1.9m $1.9m 0.05% Added +16.8k +16,822
57 MATHER GROUP, LLC. 0.03% of their portfolio CHICAGO, IL 78,98479.0k $1.9m $1.9m 0.03% Added +28.5k +28,501
58 Omega Financial Group, LLC 0.86% of their portfolio Santa Barbara, CA 78,25978.3k $1.9m $1.9m 0.86% Reduced -4.3k -4,257
59 STALEY CAPITAL ADVISERS INC 0.10% of their portfolio PITTSBURGH, PA 75,00075.0k $1.8m $1.8m 0.10% Unchanged
60 Accredited Investors Inc. 0.13% of their portfolio EDINA, MN 74,86874.9k $1.8m $1.8m 0.13% Added +1.7k +1,743
61 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.07% of their portfolio Seattle, WA 74,12474.1k $1.8m $1.8m 0.07% Added +4.2k +4,236
62 Mascoma Wealth Management LLC 0.54% of their portfolio HANOVER, NH 73,85873.9k $1.8m $1.8m 0.54% Reduced -55.3k -55,262
63 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 72,00672.0k $1.7m $1.7m 0.00% Reduced -15.3k -15,305
64 Parkside Advisors LLC 0.49% of their portfolio BERKELEY, CA 66,73766.7k $1.6m $1.6m 0.49% Added +2.9k +2,878
65 GRAND WEALTH MANAGEMENT, LLC 0.93% of their portfolio GRAND RAPIDS, MI 65,56865.6k $1.6m $1.6m 0.93% Added +3.5k +3,512
66 Flagstone Financial Management 0.74% of their portfolio LINCOLN, NE 65,47365.5k $1.6m $1.6m 0.74% Added +604 +604
67 Fortis Capital Management LLC 0.55% of their portfolio BELLEVUE, WA 65,39665.4k $1.6m $1.6m 0.55% Added +12.5k +12,548
68 Bartlett & Co. LLC 0.03% of their portfolio CINCINNATI, OH 63,85663.9k $1.5m $1.5m 0.03% Reduced -370 -370
69 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.03% of their portfolio CINCINNATI, OH 63,85663.9k $1.5m $1.5m 0.03% Reduced -370 -370
70 One Capital Management, LLC 0.07% of their portfolio WESTLAKE VILLAGE, CA 61,61661.6k $1.5m $1.5m 0.07% Added +86 +86
71 Perigon Wealth Management, LLC 0.06% of their portfolio SAN FRANCISCO, CA 60,59560.6k $1.4m $1.4m 0.06% New
72 Cardinal Point Capital Management ULC 0.43% of their portfolio TORONTO, A6 60,30360.3k $1.4m $1.4m 0.43% Added +430 +430
73 REGATTA CAPITAL GROUP, LLC 0.46% of their portfolio EL SEGUNDO, CA 60,09360.1k $1.4m $1.4m 0.46% New
74 Levy Wealth Management Group, LLC 0.41% of their portfolio PHILADELPHIA, PA 57,75757.8k $1.4m $1.4m 0.41% Added +10.3k +10,299
75 SageView Advisory Group, LLC 0.08% of their portfolio Newport Beach, CA 56,49356.5k $1.4m $1.4m 0.08% Reduced -2.7k -2,699
76 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 56,32756.3k $1.3m $1.3m 0.00% Reduced -2.9k -2,889
77 JNBA Financial Advisors 0.16% of their portfolio BLOOMINGTON, MN 55,86555.9k $1.3m $1.3m 0.16% Added +2.2k +2,178
78 Plancorp, LLC 0.07% of their portfolio SAINT LOUIS, MO 54,91354.9k $1.3m $1.3m 0.07% New
79 Sowell Financial Services LLC 0.07% of their portfolio NORTH LITTLE ROCK, AR 53,44453.4k $1.3m $1.3m 0.07% New
80 Brio Consultants, LLC 0.23% of their portfolio SAN FRANCISCO, CA 53,38053.4k $1.3m $1.3m 0.23% Added +3.7k +3,742
81 Financial Architects, Inc 0.19% of their portfolio MARLTON, NJ 52,89652.9k $1.3m $1.3m 0.19% Reduced -1.6k -1,611
82 Strategic Point Investment Advisors, LLC 0.26% of their portfolio PROVIDENCE, RI 52,42552.4k $1.3m $1.3m 0.26% Added +270 +270
83 TD PRIVATE CLIENT WEALTH LLC 0.05% of their portfolio NEW YORK, NY 52,35952.4k $1.3m $1.3m 0.05% Added +3.4k +3,449
84 Cable Hill Partners, LLC 0.16% of their portfolio PORTLAND, OR 51,11951.1k $1.2m $1.2m 0.16% Added +1.1k +1,140
85 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 47,52447.5k $1.1m $1.1m 0.00% Added +1.2k +1,233
86 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 47,37147.4k $1.1m $1.1m 0.00% Reduced -4.2k -4,234
87 AFFINIA FINANCIAL GROUP, LLC 0.78% of their portfolio BURLINGTON, MA 47,25447.3k $1.1m $1.1m 0.78% Reduced -1.2k -1,241
88 Leonard Rickey Investment Advisors P.L.L.C. 0.42% of their portfolio YAKIMA, WA 46,26346.3k $1.1m $1.1m 0.42% Added +4.7k +4,678
89 Level Financial Advisors 0.61% of their portfolio EAST AMHERST, NY 45,32845.3k $1.1m $1.1m 0.61% Reduced -3.3k -3,257
90 WADE G W & INC 0.04% of their portfolio Wellesley, MA 44,44644.4k $1.1m $1.1m 0.04% Reduced -1.2k -1,225
91 Bank Julius Baer & Co. Ltd, Zurich 0.01% of their portfolio ZURICH, V8 43,19143.2k $1.0m $1.0m 0.01% Reduced -809 -809
92 CANTOR FITZGERALD, L. P. 0.02% of their portfolio NEW YORK, NY 42,75342.8k $1.0m $1.0m 0.02% Added +375 +375
93 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 39,63739.6k $947.7k $947.7k 0.01% Reduced -6.5k -6,513
94 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 39,43639.4k $943.7k $943.7k 0.01% Reduced -9.3k -9,258
95 BOSTON FINANCIAL MANGEMENT LLC 0.03% of their portfolio BOSTON, MA 39,33839.3k $940.6k $940.6k 0.03% Reduced -1.9k -1,850
96 Johnson Bixby & Associates, LLC 0.19% of their portfolio VANCOUVER, WA 38,96639.0k $931.7k $931.7k 0.19% Reduced -23.1k -23,122
97 Valeo Financial Advisors, LLC 0.04% of their portfolio CARMEL, IN 37,00537.0k $884.8k $884.8k 0.04% Reduced -77 -77
98 Avantax Planning Partners, Inc. 0.03% of their portfolio DUBUQUE, IA 35,61435.6k $851.5k $851.5k 0.03% Reduced -12.5k -12,511
99 CX Institutional 0.04% of their portfolio AUBURN, IN 34,85034.9k $833.3k $833.3k 0.04% Added +1.4k +1,405
100 Forvis Mazars Wealth Advisors, LLC 0.02% of their portfolio Springfield, MO 34,68934.7k $829.4k $829.4k 0.02% Added +666 +666