Vault-13

SPDR SER TR SHM

NUVEEN BLMBRG SH · ETP · CUSIP 78468R739

428 institutional holders -5 vs Q1 2023
83,829,11483.8m shares reported held*
$3.9bnreported value*
28 new 135 added 171 reduced 42 sold out net sold ≈ $43.7m (-929.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.08.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 448Q4 22: 467Q1 23: 433Q2 23: 428428Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022448
Q4 2022467
Q1 2023433
Q2 2023428

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 197 bought or addedQ4 22: 233 cut or sold outQ4 22Q1 23: 146 bought or addedQ1 23: 239 cut or sold outQ1 23Q2 23: 163 bought or addedQ2 23: 213 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022197233
Q1 2023146239
Q2 2023163213

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $281.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$281.0k$00.00
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$0—

Biggest buyers

JANE STREET GROUP, LLC Added +2,928,383+2.9m
WELLS FARGO & COMPANY/MN Added +165,032+165.0k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Added +160,269+160.3k
Quent Capital, LLC Added +117,870+117.9k
Wealthcare Advisory Partners LLC Added +114,283+114.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +111,650+111.7k
Leisure Capital Management Added +109,173+109.2k
STIFEL FINANCIAL CORP Added +83,052+83.1k
BAILARD, INC. Added +72,383+72.4k
KM Capital Management Ltd. New +67,803+67.8k

Biggest sellers

MORGAN STANLEY Reduced -2,460,906-2.5m
Biltmore Wealth Management, LLC Sold out -682,672-682.7k
RENAISSANCE TECHNOLOGIES LLC Reduced -213,100-213.1k
BANK OF AMERICA CORP /DE/ Reduced -201,172-201.2k
PNC Financial Services Group, Inc. Reduced -144,829-144.8k
MERCER GLOBAL ADVISORS INC /ADV Reduced -135,435-135.4k
DAVIDSON INVESTMENT ADVISORS Reduced -124,464-124.5k
SEI INVESTMENTS CO Reduced -118,714-118.7k
UBS Group AG Reduced -113,268-113.3k
TRUSTMARK BANK TRUST DEPARTMENT Reduced -111,984-112.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 15,662,15815.7m $736.9m $736.9m 0.09% Reduced -201.2k -201,172
2 ENVESTNET ASSET MANAGEMENT INC 0.19% of their portfolio Berwyn, PA 8,954,1989.0m $421.3m $421.3m 0.19% Added +35.3k +35,346
3 WELLS FARGO & COMPANY/MN 0.09% of their portfolio SAN FRANCISCO, CA 6,263,8646.3m $294.7m $294.7m 0.09% Added +165.0k +165,032
4 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 6,020,5756.0m $283.3m $283.3m 0.03% Reduced -2.5m -2,460,906
5 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 5,298,5455.3m $249.3m $249.3m 0.06% Added +9.8k +9,785
6 UNITED CAPITAL FINANCIAL ADVISORS, LLC 1.19% of their portfolio IRVING, TX 4,621,0224.6m $217.4m $217.4m 1.19% Added +160.3k +160,269
7 JANE STREET GROUP, LLC 0.22% of their portfolio NEW YORK, NY 3,501,0153.5m $164.7m $164.7m 0.22% Added +2.9m +2,928,383
8 MERCER GLOBAL ADVISORS INC /ADV 0.65% of their portfolio DENVER, CO 3,468,2863.5m $163.2m $163.2m 0.65% Reduced -135.4k -135,435
9 PNC Financial Services Group, Inc. 0.09% of their portfolio Pittsburgh, PA 2,159,6742.2m $101.6m $101.6m 0.09% Reduced -144.8k -144,829
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.13% of their portfolio MILWAUKEE, WI 2,141,6762.1m $100.8m $100.8m 0.13% Added +111.7k +111,650
11 COMMONWEALTH EQUITY SERVICES, LLC 0.17% of their portfolio WALTHAM, MA 1,766,9351.8m $83.1m $83.1m 0.17% Added +50.0k +50,022
12 Opal Wealth Advisors, LLC 24.51% of their portfolio JERICHO, NY 1,044,1861.0m $49.1m $49.1m 24.51% Added +39.4k +39,383
13 SEI INVESTMENTS CO 0.07% of their portfolio OAKS, PA 912,424912.4k $42.9m $42.9m 0.07% Reduced -118.7k -118,714
14 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 842,025842.0k $39.6m $39.6m 0.03% Reduced -7.7k -7,654
15 Financial Engines Advisors L.L.C. 0.09% of their portfolio SANTA CLARA, CA 781,557781.6k $36.8m $36.8m 0.09% Added +5.3k +5,339
16 Quent Capital, LLC 4.94% of their portfolio NEW YORK, NY 670,521670.5k $31.5m $31.5m 4.94% Added +117.9k +117,870
17 UBS Group AG 0.01% of their portfolio ZURICH, V8 569,893569.9k $26.8m $26.8m 0.01% Reduced -113.3k -113,268
18 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 552,624552.6k $26.0m $26.0m 0.05% Reduced -83.4k -83,351
19 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 546,376546.4k $25.7m $25.7m 0.04% Reduced -7.0k -7,016
20 OLD NATIONAL BANCORP /IN/ 0.68% of their portfolio EVANSVILLE, IN 506,727506.7k $23.8m $23.8m 0.68% Added +55.9k +55,865
21 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 460,317460.3k $21.7m $21.7m 0.03% Added +83.1k +83,052
22 ALTFEST L J & CO INC 3.23% of their portfolio NEW YORK, NY 456,865456.9k $21.5m $21.5m 3.23% Added +6.1k +6,108
23 Alaska Wealth Advisors, LLC 3.22% of their portfolio ANCHORAGE, AK 433,680433.7k $20.4m $20.4m 3.22% Reduced -16.6k -16,573
24 AVANTAX ADVISORY SERVICES, INC. 0.22% of their portfolio DALLAS, TX 406,377406.4k $19.1m $19.1m 0.22% Reduced -13.0k -13,015
25 Wealthcare Advisory Partners LLC 0.81% of their portfolio WEST CHESTER, PA 385,463385.5k $18.1m $18.1m 0.81% Added +114.3k +114,283
26 Dubuque Bank & Trust Co 2.29% of their portfolio Dubuque, IA 378,264378.3k $17.8m $17.8m 2.29% Reduced -27.9k -27,919
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 358,620358.6k $16.9m $16.9m 0.00% Reduced -27.2k -27,220
28 TRUSTMARK BANK TRUST DEPARTMENT 1.54% of their portfolio JACKSON, MS 353,777353.8k $16.6m $16.6m 1.54% Reduced -112.0k -111,984
29 Ackerman Capital Advisors, LLC 4.24% of their portfolio DALLAS, TX 347,559347.6k $16.4m $16.4m 4.24% Added +8.2k +8,169
30 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 331,900331.9k $15.6m $15.6m 0.02% Reduced -213.1k -213,100
31 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 307,993308.0k $14.5m $14.5m 0.02% Reduced -5.8k -5,790
32 Allworth Financial LP 0.10% of their portfolio FOLSOM, CA 262,701262.7k $12.4m $12.4m 0.10% Added +3.2k +3,212
33 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 230,068230.1k $10.8m $10.8m 0.00% Reduced -103.5k -103,461
34 ASSETMARK, INC 0.04% of their portfolio CONCORD, CA 224,265224.3k $10.6m $10.6m 0.04% Added +906 +906
35 Beacon Pointe Advisors, LLC 0.17% of their portfolio NEWPORT BEACH, CA 218,483218.5k $10.3m $10.3m 0.17% Reduced -15.2k -15,185
36 Symmetry Partners, LLC 0.53% of their portfolio GLASTONBURY, CT 212,839212.8k $10.0m $10.0m 0.53% Added +12.3k +12,335
37 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 206,875206.9k $9.7m $9.7m 0.02% Reduced -68.0k -68,007
38 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.37% of their portfolio Seattle, WA 195,086195.1k $9.2m $9.2m 0.37% Reduced -56.1k -56,119
39 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 188,001188.0k $8.8m $8.8m 0.07% Reduced -7.3k -7,281
40 One Capital Management, LLC 0.39% of their portfolio WESTLAKE VILLAGE, CA 185,103185.1k $8.7m $8.7m 0.39% Reduced -28.3k -28,265
41 TD PRIVATE CLIENT WEALTH LLC 0.37% of their portfolio NEW YORK, NY 181,444181.4k $8.5m $8.5m 0.37% Added +15.5k +15,529
42 CHATHAM CAPITAL GROUP, INC. 1.79% of their portfolio SAVANNAH, GA 180,778180.8k $8.5m $8.5m 1.79% Added +32.7k +32,655
43 NewEdge Advisors, LLC 0.09% of their portfolio NEW ORLEANS, LA 174,616174.6k $8.2m $8.2m 0.09% Reduced -6.6k -6,559
44 PrairieView Partners, LLC 1.06% of their portfolio ST. PAUL, MN 172,474172.5k $8.1m $8.1m 1.06% Added +50.4k +50,389
45 COLONY GROUP LLC 0.11% of their portfolio Boston, MA 172,137172.1k $8.1m $8.1m 0.11% Reduced -25.1k -25,097
46 Gerber Kawasaki Wealth & Investment Management 0.50% of their portfolio SANTA MONICA, CA 157,226157.2k $7.4m $7.4m 0.50% Added +29.3k +29,295
47 Axiom Financial Strategies, LLC 4.13% of their portfolio NEW ALBANY, IN 152,998153.0k $7.2m $7.2m 4.13% Added +1.4k +1,441
48 WEALTHSOURCE PARTNERS, LLC 0.47% of their portfolio SAN LUIS OBISPO, CA 151,174151.2k $7.1m $7.1m 0.47% Added +3.9k +3,852
49 Apella Capital, LLC 0.50% of their portfolio WEST HARTFORD, CT 148,097148.1k $7.0m $7.0m 0.50% First filing
50 CX Institutional 0.35% of their portfolio AUBURN, IN 145,564145.6k $6.8m $6.8m 0.35% Reduced -7.5k -7,486
51 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 137,507137.5k $6.5m $6.5m 0.01% Reduced -11.3k -11,310
52 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 134,717134.7k $6.3m $6.3m 0.00% Reduced -885 -885
53 STUDIO INVESTMENT MANAGEMENT LLC 1.75% of their portfolio CHICAGO, IL 133,285133.3k $6.3m $6.3m 1.75% Reduced -1.9k -1,888
54 DAVIDSON INVESTMENT ADVISORS 0.37% of their portfolio GREAT FALLS, MT 126,016126.0k $5.9m $5.9m 0.37% Reduced -124.5k -124,464
55 Leisure Capital Management 3.16% of their portfolio COSTA MESA, CA 121,969122.0k $5.7m $5.7m 3.16% Added +109.2k +109,173
56 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 1.11% of their portfolio PITTSBURGH, PA 120,907120.9k $5.7m $5.7m 1.11% Unchanged
57 Strategies Wealth Advisors, LLC 1.14% of their portfolio GRAND RAPIDS, MI 118,569118.6k $5.6m $5.6m 1.14% Added +7.0k +6,961
58 Cullen/Frost Bankers, Inc. 0.09% of their portfolio San Antonio, TX 118,428118.4k $5.6m $5.6m 0.09% Reduced -7.7k -7,731
59 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 113,612113.6k $5.3m $5.3m 0.06% Reduced -7.1k -7,137
60 Orion Portfolio Solutions, LLC 0.06% of their portfolio Omaha, NE 113,612113.6k $5.3m $5.3m 0.06% Reduced -7.1k -7,137
61 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 112,984113.0k $5.3m $5.3m 0.02% Reduced -10.7k -10,673
62 Transamerica Financial Advisors, LLC 0.69% of their portfolio CEDAR RAPIDS, IA 112,772112.8k $5.3m $5.3m 0.69% Added +5.9k +5,940
63 Gateway Advisory, LLC 1.11% of their portfolio WESTFIELD, NJ 110,875110.9k $5.2m $5.2m 1.11% Added +46.6k +46,574
64 Smart Money Group LLC 2.48% of their portfolio EASTLAND, TX 110,681110.7k $5.2m $5.2m 2.48% Reduced -11.5k -11,540
65 CWM, LLC 0.03% of their portfolio OMAHA, NE 109,632109.6k $5.2m $5.2m 0.03% Added +16.8k +16,829
66 Parkside Investments, LLC 0.96% of their portfolio DEERFIELD, IL 109,514109.5k $5.2m $5.2m 0.96% Reduced -1.9k -1,935
67 Capital Analysts, LLC 0.28% of their portfolio FORT WASHINGTON, PA 105,996106.0k $5.0m $5.0m 0.28% Reduced -944 -944
68 AUA CAPITAL MANAGEMENT, LLC 3.42% of their portfolio MECHANICSBURG, PA 105,681105.7k $5.0m $5.0m 3.42% Unchanged
69 Paulson Wealth Management Inc. 1.67% of their portfolio West Palm Beach, FL 103,953104.0k $4.9m $4.9m 1.67% Reduced -14.2k -14,250
70 Ironwood Wealth Management, LLC. 1.81% of their portfolio CHANDLER, AZ 103,543103.5k $4.9m $4.9m 1.81% Added +2.4k +2,427
71 Integrated Wealth Concepts LLC 0.08% of their portfolio WALTHAM, MA 102,915102.9k $4.8m $4.8m 0.08% Added +60.6k +60,586
72 Aaron Wealth Advisors LLC 0.63% of their portfolio Chicago, IL 102,420102.4k $4.8m $4.8m 0.63% Unchanged
73 BUCKINGHAM STRATEGIC WEALTH, LLC 0.07% of their portfolio CLAYTON, MO 100,816100.8k $4.7m $4.7m 0.07% Reduced -8.9k -8,859
74 RW Investment Management LLC 0.96% of their portfolio Eagle, ID 98,22998.2k $4.6m $4.6m 0.96% Added +575 +575
75 Aquire Wealth Advisors, LLC 1.84% of their portfolio Salt Lake City, UT 97,85497.9k $4.6m $4.6m 1.84% Reduced -3.0k -3,034
76 ST GERMAIN D J CO INC 0.24% of their portfolio SPRINGFIELD, MA 97,05797.1k $4.6m $4.6m 0.24% First filing
77 STALEY CAPITAL ADVISERS INC 0.24% of their portfolio PITTSBURGH, PA 93,65093.7k $4.4m $4.4m 0.24% Reduced -11.8k -11,750
78 HANCOCK WHITNEY CORP 0.17% of their portfolio GULFPORT, MS 93,34293.3k $4.4m $4.4m 0.17% Reduced -4.7k -4,748
79 MONEYWISE, INC. 2.71% of their portfolio FOREST, VA 92,89092.9k $4.4m $4.4m 2.71% Added +21.1k +21,119
80 BAILARD, INC. 0.15% of their portfolio Foster City, CA 91,10491.1k $4.3m $4.3m 0.15% Added +72.4k +72,383
81 BDO Wealth Advisors, LLC 0.49% of their portfolio JACKSONVILLE, FL 91,03891.0k $4.3m $4.3m 0.49% Reduced -311 -311
82 GenTrust, LLC 0.29% of their portfolio MIAMI, FL 90,00190.0k $4.2m $4.2m 0.29% Reduced -1.1k -1,057
83 Eagle Strategies LLC 0.99% of their portfolio NEW YORK, NY 86,75286.8k $4.1m $4.1m 0.99% Added +16.5k +16,534
84 Chesley Taft & Associates LLC 0.25% of their portfolio CHICAGO, IL 86,71986.7k $4.1m $4.1m 0.25% Added +200 +200
85 Smithfield Trust Co 0.25% of their portfolio PITTSBURGH, PA 86,62586.6k $4.1m $4.1m 0.25% Reduced -854 -854
86 Detalus Advisors, LLC 1.78% of their portfolio ST. LOUIS, MO 84,63084.6k $4.0m $4.0m 1.78% Added +746 +746
87 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 84,49184.5k $4.0m $4.0m 0.01% Added +22.9k +22,941
88 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 83,37383.4k $3.9m $3.9m 0.01% Added +9.8k +9,840
89 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 83,25183.3k $3.9m $3.9m 0.03% Reduced -37.2k -37,171
90 JAMES INVESTMENT RESEARCH, INC. 0.50% of their portfolio ALPHA, OH 82,90982.9k $3.9m $3.9m 0.50% Reduced -4.2k -4,193
91 Mariner, LLC 0.01% of their portfolio Overland Park, KS 79,77679.8k $3.8m $3.8m 0.01% Added +5.2k +5,166
92 Freedom Investment Management, Inc. 0.40% of their portfolio SOUTH WINDSOR, CT 76,59676.6k $3.6m $3.6m 0.40% Reduced -949 -949
93 Whitegate Investment Counselors, Inc. 1.18% of their portfolio CONCORD, NH 76,19776.2k $3.6m $3.6m 1.18% Reduced -23.1k -23,140
94 LJI Wealth Management, LLC 1.04% of their portfolio INDIANAPOLIS, IN 75,42575.4k $3.5m $3.5m 1.04% Reduced -23.2k -23,175
95 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 75,26675.3k $3.5m $3.5m 0.00% Reduced -15.7k -15,714
96 KWMG, LLC 0.41% of their portfolio OVERLAND PARK, KS 70,84070.8k $3.3m $3.3m 0.41% Added +1.8k +1,786
97 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 70,66270.7k $3.3m $3.3m 0.01% Reduced -7.1k -7,148
98 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 68,54668.5k $3.2m $3.2m 0.02% Added +35.2k +35,151
99 Janney Capital Management LLC 0.22% of their portfolio PITTSBURGH, PA 68,04868.0k $3.2m $3.2m 0.22% Reduced -678 -678
100 KM Capital Management Ltd. 2.30% of their portfolio AUSTIN, TX 67,80367.8k $3.2m $3.2m 2.30% New