ALTFEST L J & CO INC

NEW YORK, NY · CIK 712050 · 13F filing filed 2023-08-09

SEC-registered investment adviser since 1983 · corporation

Assets managed$1.8bn
Staff42 · 19 in investment roles
Main clients (by assets)High net worth individuals 91%, Individuals 7%, Private funds 1%
Private funds1 (1 hedge) · $12.6m gross assets
Form ADV · 2026-03-04SEC adviser record

$665.4m reported value +4.2% vs Q1 2023

287positions

38.1%in top 10

37 new 110 added 124 reduced 22 sold out vs Q1 2023

Holdings, Q2 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	INNOVATOR ETFS TRUST US EQTY PWR BUF PSEP	PSEP	1,201,846	$39.3m5.91%	5.91%	Added +8.7k	+8,690 0.7%
2	INNOVATOR ETFS TRUST INVATR 20 PLS 9 TBJL	TBJL	1,576,001	$32.6m4.89%	4.89%	Reduced -728.7k	-728,687 -31.6%
3	ISHARES TR 0-5 YR TIPS ETF STIP	STIP	326,895	$31.9m4.79%	4.79%	Reduced -54.3k	-54,324 -14.2%
4	FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY EMLP	EMLP	1,069,324	$28.9m4.34%	4.34%	Reduced -9.0k	-8,966 -0.8%
5	MATTHEWS ASIA FDS ASIA INNOV ACTIV MINV	MINV	1,069,648	$25.4m3.81%	3.81%	Added +39.6k	+39,557 3.8%
6	SPDR SER TR NUVEEN BLMBRG SH SHM	SHM	456,865	$21.5m3.23%	3.23%	Added +6.1k	+6,108 1.4%
7	INNOVATOR ETFS TRUST US EQTY PWR BF PAUG	PAUG	658,358	$20.5m3.09%	3.09%	Reduced -1.9k	-1,850 -0.3%
8	APPLE INC COM AAPL	AAPL	98,765	$19.2m2.88%	2.88%	Added +40.6k	+40,631 69.9%
9	VANGUARD WORLD FD COMM SRVC ETF VOX	VOX	163,925	$17.4m2.62%	2.62%	Reduced -1.3k	-1,293 -0.8%
10	SCHWAB STRATEGIC TR US TIPS ETF SCHP	SCHP	325,793	$17.1m2.57%	2.57%	Added +5.5k	+5,458 1.7%
11	SPDR SER TR PORTFOLIO SH TSR SPTS	SPTS	591,281	$17.0m2.56%	2.56%	New
12	SPDR SER TR PORTFOLIO LN TSR SPTL	SPTL	565,154	$16.9m2.54%	2.54%	Added +509.3k	+509,308 912.0%
13	GOLDMAN SACHS ETF TR ACCES TREASURY GBIL	GBIL	139,692	$14.0m2.10%	2.10%	Added +51.5k	+51,514 58.4%
14	VANGUARD INDEX FDS REAL ESTATE ETF VNQ	VNQ	160,008	$13.4m2.01%	2.01%	Added +2.8k	+2,834 1.8%
15	MICROSOFT CORP COM MSFT	MSFT	38,866	$13.2m1.99%	1.99%	Added +49	+49 0.1%
16	MATTHEWS ASIA FDS CHINA ACTIVE ETF MCH	MCH	627,366	$13.1m1.97%	1.97%	Reduced -29.6k	-29,643 -4.5%
17	AMAZON COM INC COM AMZN	AMZN	88,121	$11.5m1.73%	1.73%	Added +1.4k	+1,382 1.6%
18	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	108,280	$9.9m1.49%	1.49%	Added +21.3k	+21,276 24.4%
19	ISHARES TR MBS ETF MBB	MBB	105,900	$9.9m1.48%	1.48%	Added +16.6k	+16,566 18.5%
20	RBB FD INC US TREASR 10 YR UTEN	UTEN	214,608	$9.8m1.47%	1.47%	Added +5.4k	+5,442 2.6%
21	FIRST TR EXCHNG TRADED FD VI FT VEST US EQT FAUG	FAUG	248,611	$9.6m1.44%	1.44%	New
22	ONE LIBERTY PPTYS INC COM OLP	OLP	356,763	$7.2m1.09%	1.09%	Unchanged
23	KRANESHARES TRUST CSI CHI INTERNET KWEB	KWEB	246,749	$6.6m1.00%	1.00%	Reduced -153.0k	-152,994 -38.3%
24	SCHWAB CHARLES FAMILY FD AMT TAX FREE MNY SCTXX	SCTXX	6,610,334	$6.6m0.99%	0.99%	Added +6.1m	+6,100,147 1195.7%
25	FIRST TR EXCHNG TRADED FD VI FT VEST U.S SMAY	SMAY	273,134	$5.7m0.85%	0.85%	New
26	SCHWAB STRATEGIC TR US BRD MKT ETF SCHB	SCHB	94,418	$4.9m0.73%	0.73%	Added +436	+436 0.5%
27	VANGUARD WORLD FD EXTENDED DUR EDV	EDV	55,871	$4.9m0.73%	0.73%	Added +34.1k	+34,053 156.1%
28	EXXON MOBIL CORP COM XOM	XOM	42,890	$4.6m0.69%	0.69%	Reduced -1.4k	-1,428 -3.2%
29	ALPHABET INC CAP STK CL C GOOG	GOOG	37,273	$4.5m0.68%	0.68%	Added +6.3k	+6,346 20.5%
30	INNOVATOR ETFS TRUST GROWTH ACCELRTD QTOC	QTOC	197,634	$4.5m0.67%	0.67%	New
31	ELI LILLY & CO COM LLY	LLY	8,266	$3.9m0.58%	0.58%	Reduced -47	-47 -0.6%
32	PROSHARES TR ULTSHT FTSE EURO ULTSHT FTSE EURO		390,199	$3.8m0.57%	0.57%	Reduced -151.6k	-151,558 -28.0%
33	SPDR GOLD TR GOLD SHS GLD	GLD	20,950	$3.7m0.56%	0.56%	Reduced -3.7k	-3,659 -14.9%
34	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	36,480	$3.7m0.55%	0.55%	Added +6.2k	+6,212 20.5%
35	PIMCO ETF TR ENHAN SHRT MA AC MINT	MINT	36,700	$3.7m0.55%	0.55%	Reduced -3.4k	-3,421 -8.5%
36	SPDR SER TR S&P BIOTECH XBI	XBI	41,575	$3.5m0.52%	0.52%	Added +9.3k	+9,256 28.6%
37	JPMORGAN CHASE & CO COM JPM	JPM	23,170	$3.4m0.51%	0.51%	Reduced -633	-633 -2.7%
38	JOHNSON & JOHNSON COM JNJ	JNJ	20,192	$3.3m0.50%	0.50%	Reduced -2.0k	-2,021 -9.1%
39	S&P GLOBAL INC COM SPGI	SPGI	8,323	$3.3m0.50%	0.50%	Added +15	+15 0.2%
40	ABBVIE INC COM ABBV	ABBV	23,131	$3.1m0.47%	0.47%	Added +309	+309 1.4%
41	FIDELITY COVINGTON TRUST VLU FACTOR ETF FVAL	FVAL	57,976	$2.8m0.43%	0.43%	Added +5.0k	+5,046 9.5%
42	BOEING CO COM BA	BA	11,417	$2.4m0.36%	0.36%	Added +148	+148 1.3%
43	ISHARES TR MSCI KLD400 SOC DSI	DSI	28,288	$2.4m0.36%	0.36%	Reduced -2.2k	-2,239 -7.3%
44	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	6,932	$2.4m0.36%	0.36%	Added +1.9k	+1,850 36.4%
45	ISHARES TR MSCI INDIA ETF INDA	INDA	54,075	$2.4m0.36%	0.36%	New
46	ISHARES TR LATN AMER 40 ETF ILF	ILF	84,881	$2.3m0.35%	0.35%	Added +646	+646 0.8%
47	MERCK & CO INC COM MRK	MRK	19,208	$2.2m0.33%	0.33%	Reduced -424	-424 -2.2%
48	ARK ETF TR INNOVATION ETF ARKK	ARKK	48,841	$2.2m0.32%	0.32%	New
49	SERVICENOW INC COM NOW	NOW	3,753	$2.1m0.32%	0.32%	Added +230	+230 6.5%
50	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	32,861	$2.1m0.32%	0.32%	Added +2.4k	+2,406 7.9%
51	INVESCO EXCH TRADED FD TR II SOLAR ETF TAN	TAN	29,028	$2.1m0.31%	0.31%	New
52	SELECT SECTOR SPDR TR SBI INT-UTILS XLU	XLU	31,191	$2.0m0.31%	0.31%	Added +28.1k	+28,125 917.3%
53	ABBOTT LABS COM ABT	ABT	18,507	$2.0m0.30%	0.30%	Reduced -196	-196 -1.1%
54	PFIZER INC COM PFE	PFE	53,111	$1.9m0.29%	0.29%	Added +11.9k	+11,858 28.7%
55	ISHARES TR US BR DEL SE ETF IAI	IAI	20,716	$1.9m0.28%	0.28%	New
56	ISHARES INC MSCI TAIWAN ETF EWT	EWT	39,735	$1.9m0.28%	0.28%	New
57	META PLATFORMS INC CL A META	META	6,368	$1.8m0.27%	0.27%	Added +978	+978 18.1%
58	DISNEY WALT CO COM DIS	DIS	20,098	$1.8m0.27%	0.27%	Reduced -8.4k	-8,388 -29.4%
59	UNITEDHEALTH GROUP INC COM UNH	UNH	3,711	$1.8m0.27%	0.27%	Added +224	+224 6.4%
60	INTEL CORP COM INTC	INTC	53,156	$1.8m0.27%	0.27%	Added +34.6k	+34,555 185.8%
61	HOME DEPOT INC COM HD	HD	5,707	$1.8m0.27%	0.27%	Added +135	+135 2.4%
62	PEPSICO INC COM PEP	PEP	9,462	$1.8m0.26%	0.26%	Reduced -4.3k	-4,288 -31.2%
63	CISCO SYS INC COM CSCO	CSCO	33,632	$1.7m0.26%	0.26%	Reduced -5.8k	-5,774 -14.7%
64	LOCKHEED MARTIN CORP COM LMT	LMT	3,746	$1.7m0.26%	0.26%	Added +254	+254 7.3%
65	BRT APARTMENTS CORP COM BRT	BRT	86,348	$1.7m0.26%	0.26%	Unchanged
66	PIMCO EQUITY SER RAFI DYN EMERG MFEM	MFEM	83,670	$1.6m0.23%	0.23%	Added +2.6k	+2,619 3.2%
67	PROSHARES TR ULTRAPRO SHORT S ULTRAPRO SHORT S		144,993	$1.5m0.23%	0.23%	Added +45.5k	+45,517 45.8%
68	VISA INC COM CL A V	V	6,491	$1.5m0.23%	0.23%	Reduced -7	-7 -0.1%
69	NETFLIX INC COM NFLX	NFLX	3,399	$1.5m0.22%	0.22%	Added +571	+571 20.2%
70	GOLDMAN SACHS ETF TR ACTIVEBETA EME GEM	GEM	50,042	$1.5m0.22%	0.22%	Added +3.9k	+3,882 8.4%
71	DIREXION SHS ETF TR DAILY CSI 2X SH CWEB	CWEB	41,425	$1.5m0.22%	0.22%	New
72	SCHWAB CHARLES CORP COM SCHW	SCHW	25,912	$1.5m0.22%	0.22%	Reduced -257	-257 -1.0%
73	SCHWAB STRATEGIC TR INTL EQTY ETF SCHF	SCHF	41,101	$1.5m0.22%	0.22%	Added +2.4k	+2,422 6.3%
74	PROSHARES TR SHRT HGH YIELD SJB	SJB	79,026	$1.4m0.22%	0.22%	New
75	ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET GLTR	GLTR	16,324	$1.4m0.21%	0.21%	Added +320	+320 2.0%
76	MEDTRONIC PLC SHS MDT	MDT	16,039	$1.4m0.21%	0.21%	Added +59	+59 0.4%
77	ASML HOLDING N V N Y REGISTRY SHS ASML	ASML	1,932	$1.4m0.21%	0.21%	Reduced -772	-772 -28.6%
78	SPDR INDEX SHS FDS DJ GLB RL ES ETF RWO	RWO	33,728	$1.4m0.21%	0.21%	Reduced -3.5k	-3,534 -9.5%
79	SPDR SERIES TRUST PRTFLO S&P500 GW SPYG	SPYG	22,381	$1.4m0.21%	0.21%	Added +2.4k	+2,401 12.0%
80	YUM BRANDS INC COM YUM	YUM	9,827	$1.4m0.20%	0.20%	Added +5	+5 0.1%
81	SALESFORCE INC COM CRM	CRM	6,342	$1.3m0.20%	0.20%	Reduced -59	-59 -0.9%
82	ISHARES TR CORE US AGGBD ET AGG	AGG	13,152	$1.3m0.19%	0.19%	Reduced -2.8k	-2,841 -17.8%
83	SPDR SER TR S&P 600 SMCP VAL SLYV	SLYV	16,350	$1.3m0.19%	0.19%	Reduced -70	-70 -0.4%
84	INTUITIVE SURGICAL INC COM NEW ISRG	ISRG	3,626	$1.2m0.19%	0.19%	Reduced -1.4k	-1,429 -28.3%
85	ISHARES INC MSCI STH KOR ETF EWY	EWY	18,910	$1.2m0.18%	0.18%	Reduced -4.4k	-4,362 -18.7%
86	WALMART INC COM WMT	WMT	7,625	$1.2m0.18%	0.18%	Added +40	+40 0.5%
87	AXON ENTERPRISE INC COM AXON	AXON	6,100	$1.2m0.18%	0.18%	New
88	RTX CORPORATION COM RTX	RTX	11,931	$1.2m0.18%	0.18%	Added +8	+8 0.1%
89	SCHWAB STRATEGIC TR US LCAP VA ETF SCHV	SCHV	17,402	$1.2m0.18%	0.18%	Reduced -313	-313 -1.8%
90	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	8,688	$1.2m0.17%	0.17%	Reduced -483	-483 -5.3%
91	ISHARES TR MSCI AC ASIA ETF AAXJ	AAXJ	17,375	$1.2m0.17%	0.17%	Added +324	+324 1.9%
92	ORACLE CORP COM ORCL	ORCL	9,680	$1.2m0.17%	0.17%	Reduced -486	-486 -4.8%
93	VANECK ETF TRUST BIOTECH ETF BBH	BBH	7,383	$1.2m0.17%	0.17%	Added +319	+319 4.5%
94	FIRST TR EXCHNG TRADED FD VI TCW SECURITIZED DEED	DEED	53,275	$1.1m0.17%	0.17%	Added +7.4k	+7,373 16.1%
95	DIREXION SHS ETF TR DAILY REGIONAL DPST	DPST	20,932	$1.1m0.17%	0.17%	New
96	TIDAL ETF TR FOLIOBEYOND ALTE RISR	RISR	35,084	$1.1m0.17%	0.17%	New
97	NVIDIA CORPORATION COM NVDA	NVDA	2,664	$1.1m0.17%	0.17%	Reduced -483	-483 -15.3%
98	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	2,510	$1.1m0.17%	0.17%	Added +81	+81 3.3%
99	MERCADOLIBRE INC COM MELI	MELI	912	$1.1m0.16%	0.16%	Reduced -19	-19 -2.0%
100	GLOBAL X FDS DATA CTR DIG ETF DTCR	DTCR	78,653	$1.1m0.16%	0.16%	Reduced -27.2k	-27,175 -25.7%

Sold out since Q1 2023

Security	Ticker	Shares held before	Value then
PIMCO ETF TR ZROZ	ZROZ	34,568	$3.3m34.6k shares
SELECT SECTOR SPDR TR XLC	XLC	55,442	$3.2m55.4k shares
SPDR SER TR KIE	KIE	58,445	$2.3m58.4k shares
BANK MONTREAL MEDIUM		120,517	$1.9m120.5k shares
DIREXION SHS ETF TR TZA	TZA	61,148	$1.9m61.1k shares
ISHARES TR SUB	SUB	9,728	$1.0m9.7k shares
DBX ETF TR ASHR	ASHR	32,013	$944.0k32.0k shares
ALEXANDRIA REAL ESTATE EQ IN ARE	ARE	4,540	$570.0k4.5k shares
ILLUMINA INC ILMN	ILMN	2,377	$553.0k2.4k shares
NUTRIEN LTD NTR	NTR	4,761	$352.0k4.8k shares
PACER FDS TR SRVR	SRVR	9,363	$278.0k9.4k shares
ISHARES TR IHI	IHI	4,730	$255.0k4.7k shares
ISHARES TR IEI	IEI	2,138	$252.0k2.1k shares
WORKDAY INC WDAY	WDAY	1,211	$250.0k1.2k shares
CVS HEALTH CORP CVS	CVS	2,937	$218.0k2.9k shares
GRUPO AEROPORTUARIO DEL SURE ASR	ASR	690	$211.0k690 shares
ENPHASE ENERGY INC ENPH	ENPH	992	$209.0k992 shares
AMERICAN ELEC PWR CO INC AEP	AEP	2,282	$208.0k2.3k shares
LAUDER ESTEE COS INC EL	EL	838	$207.0k838 shares
BOOKING HOLDINGS INC BKNG	BKNG	78	$207.0k78 shares
FMC CORP FMC	FMC	1,643	$201.0k1.6k shares
FTAI INFRASTRUCTURE INC FIP	FIP	15,684	$47.0k15.7k shares