Vault-13

PIMCO EQUITY SER MFEM

RAFI DYN EMERG · ETP · CUSIP 72202L389

33 institutional holders +3 vs Q1 2023
4,449,5744.4m shares reported held*
$82.8mreported value*
6 new 12 added 8 reduced 4 sold out net bought ≈ $16.9m (+909.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.62.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 26Q4 22: 29Q1 23: 30Q2 23: 3333Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202226
Q4 202229
Q1 202330
Q2 202333

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 14 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 12 bought or addedQ1 23: 16 cut or sold outQ1 23Q2 23: 18 bought or addedQ2 23: 12 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221410
Q1 20231216
Q2 20231812

Biggest buyers

INTEGRATED CAPITAL MANAGEMENT, INC. New +248,907+248.9k
Orion Porfolio Solutions, LLC Added +215,113+215.1k
Orion Portfolio Solutions, LLC Added +215,113+215.1k
JANE STREET GROUP, LLC Added +111,648+111.6k
ENVESTNET ASSET MANAGEMENT INC Added +62,067+62.1k
PARK AVENUE SECURITIES LLC Added +49,130+49.1k
Bank of New York Mellon Corp New +46,540+46.5k
Schiavi & Co LLC Added +35,899+35.9k
Dynamic Advisor Solutions LLC New +12,999+13.0k
LPL Financial LLC New +12,185+12.2k

Biggest sellers

CITADEL ADVISORS LLC Sold out -68,077-68.1k
OLD MISSION CAPITAL LLC Sold out -15,342-15.3k
Atria Wealth Solutions, Inc. Sold out -14,120-14.1k
Merriman Wealth Management, LLC Reduced -6,753-6.8k
UBS Group AG Reduced -2,811-2.8k
AE Wealth Management LLC Reduced -1,563-1.6k
Kathleen S. Wright Associates Inc. Reduced -1,305-1.3k
Moloney Securities Asset Management, LLC Reduced -1,104-1.1k
OPPENHEIMER & CO INC Reduced -975-975
OSAIC HOLDINGS, INC. Reduced -394-394

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Schiavi & Co LLC 7.78% of their portfolio WILMINGTON, DE 1,009,6171.0m $18.8m $18.8m 7.78% Added +35.9k +35,899
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 852,719852.7k $15.9m $15.9m 0.01% Added +62.1k +62,067
3 PARK AVENUE SECURITIES LLC 0.20% of their portfolio NEW YORK, NY 684,585684.6k $12.7m $12.7m 0.20% Added +49.1k +49,130
4 Orion Porfolio Solutions, LLC 0.10% of their portfolio OMAHA, NE 496,436496.4k $9.2m $9.2m 0.10% Added +215.1k +215,113
5 Orion Portfolio Solutions, LLC 0.10% of their portfolio Omaha, NE 496,436496.4k $9.2m $9.2m 0.10% Added +215.1k +215,113
6 INTEGRATED CAPITAL MANAGEMENT, INC. 4.14% of their portfolio JESSUP, PA 248,907248.9k $4.6m $4.6m 4.14% New
7 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 135,775135.8k $2.5m $2.5m 0.00% Added +111.6k +111,648
8 Merriman Wealth Management, LLC 0.11% of their portfolio SEATTLE, WA 122,086122.1k $2.3m $2.3m 0.11% Reduced -6.8k -6,753
9 ALTFEST L J & CO INC 0.23% of their portfolio NEW YORK, NY 83,67083.7k $1.6m $1.6m 0.23% Added +2.6k +2,619
10 Kathleen S. Wright Associates Inc. 0.58% of their portfolio PITTSBURGH, PA 48,77648.8k $907.7k $907.7k 0.58% Reduced -1.3k -1,305
11 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 46,54046.5k $866.1k $866.1k 0.00% New
12 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.67% of their portfolio WALTHAM, MA 46,24046.2k $897.1k $897.1k 0.67% Added +4.0k +4,008
13 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 36,39036.4k $677.2k $677.2k 0.01% Reduced -975 -975
14 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 26,74826.7k $497.8k $497.8k 0.00% Reduced -1.6k -1,563
15 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 19,78919.8k $368.3k $368.3k 0.01% Added +5.1k +5,070
16 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 14,03114.0k $261.0k $261.0k 0.00% Reduced -156 -156
17 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 12,99913.0k $241.9k $241.9k 0.01% New
18 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 12,43612.4k $231.0k $231.0k 0.00% Added +58 +58
19 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 12,18512.2k $226.8k $226.8k 0.00% New
20 Moloney Securities Asset Management, LLC 0.04% of their portfolio MANCHESTER, MO 10,75910.8k $200.2k $200.2k 0.04% Reduced -1.1k -1,104
21 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,65510.7k $198.0k $198.0k 0.00% Added +70 +70
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,0626.1k $112.8k $112.8k 0.00% Reduced -394 -394
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 6,0506.0k $112.6k $112.6k 0.00% Unchanged
24 Asset Dedication, LLC 0.01% of their portfolio SAN FRANCISCO, CA 3,1553.2k $59.0k $59.0k 0.01% Unchanged
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,8992.9k $54.0k $54.0k 0.00% Unchanged
26 Mascoma Wealth Management LLC 0.01% of their portfolio HANOVER, NH 2,1992.2k $41.4k $41.4k 0.01% Unchanged
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 561561 $10.4k $10.4k 0.00% Reduced -2.8k -2,811
28 Princeton Global Asset Management LLC 0.00% of their portfolio PRINCETON, NJ 388388 $7.2k $7.2k 0.00% Unchanged
29 Mariner Managed Account Solutions, LLC 0.00% of their portfolio Boston, MA 181181 $3.4k $3.4k 0.00% Added +1 +1
30 Sandy Spring Bank 0.00% of their portfolio Olney, MD 154154 $2.9k $2.9k 0.00% New
31 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 114114 $2.1k $2.1k 0.00% New
32 Impact Partnership Wealth, LLC 0.00% of their portfolio MARIETTA, GA 3232 $596 $596 0.00% First filing
33 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged