Vault-13

FIRST TR EXCHNG TRADED FD VI FAUG

FT VEST US EQT · ETP · CUSIP 33740F862

114 institutional holders +21 vs Q1 2023
7,525,5967.5m shares reported held*
$290.2mreported value*
24 new 41 added 30 reduced 6 sold out net bought ≈ $116.0m (+3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.56.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 87Q4 22: 82Q1 23: 93Q2 23: 114114Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202287
Q4 202282
Q1 202393
Q2 2023114

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 29 bought or addedQ4 22: 44 cut or sold outQ4 22Q1 23: 42 bought or addedQ1 23: 39 cut or sold outQ1 23Q2 23: 65 bought or addedQ2 23: 36 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222944
Q1 20234239
Q2 20236536

Biggest buyers

Sigma Planning Corp Added +636,674+636.7k
Mason & Associates Inc New +500,571+500.6k
Cetera Advisor Networks LLC Added +282,040+282.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +257,203+257.2k
ALTFEST L J & CO INC New +248,611+248.6k
Allen Capital Group, LLC Added +245,183+245.2k
MBL Wealth, LLC New +211,216+211.2k
Ignite Planners, LLC Added +168,286+168.3k
Capital Investment Advisory Services, LLC Added +104,317+104.3k
CreativeOne Wealth, LLC New +97,689+97.7k

Biggest sellers

AE Wealth Management LLC Reduced -136,684-136.7k
HARBOUR INVESTMENTS, INC. Reduced -78,962-79.0k
OLD MISSION CAPITAL LLC Sold out -48,631-48.6k
Archer Investment Corp Reduced -40,586-40.6k
WOLVERINE TRADING, LLC Sold out -22,709-22.7k
FSB PREMIER WEALTH MANAGEMENT, INC. Reduced -21,214-21.2k
TRUIST FINANCIAL CORP Reduced -12,550-12.6k
Integrity Financial Corp /WA Reduced -10,603-10.6k
NewEdge Advisors, LLC Reduced -8,950-8.9k
Lion Street Advisors, LLC Reduced -7,478-7.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -4.7 pts · filed 2026-10-27 66.4% -4.7 pts 16.3m≈ $923.8m 2026-10-27

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 642,827642.8k $24.8m $24.8m 0.05% Added +257.2k +257,203
2 Sigma Planning Corp 0.89% of their portfolio ANN ARBOR, MI 642,494642.5k $24.8m $24.8m 0.89% Added +636.7k +636,674
3 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 574,189574.2k $22.0m $22.0m 0.04% Added +11.6k +11,590
4 Allen Capital Group, LLC 3.67% of their portfolio GRAND ISLAND, NE 531,512531.5k $20.5m $20.5m 3.67% Added +245.2k +245,183
5 Mason & Associates Inc 5.71% of their portfolio LOS ANGELES, CA 500,571500.6k $19.3m $19.3m 5.71% New
6 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 315,336315.3k $12.2m $12.2m 0.08% Added +282.0k +282,040
7 Regal Investment Advisors LLC 0.82% of their portfolio KENTWOOD, MI 252,396252.4k $9.7m $9.7m 0.82% Added +8.9k +8,900
8 ALTFEST L J & CO INC 1.44% of their portfolio NEW YORK, NY 248,611248.6k $9.6m $9.6m 1.44% New
9 BEACON FINANCIAL GROUP 1.13% of their portfolio DALLAS, TX 219,078219.1k $8.4m $8.4m 1.13% Added +28.5k +28,535
10 MBL Wealth, LLC 1.15% of their portfolio CHARLOTTE, NC 211,216211.2k $8.2m $8.2m 1.15% New
11 Ignite Planners, LLC 2.59% of their portfolio SAN CLEMENTE, CA 176,169176.2k $6.7m $6.7m 2.59% Added +168.3k +168,286
12 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 171,571171.6k $6.6m $6.6m 0.04% Reduced -136.7k -136,684
13 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 162,593162.6k $6.3m $6.3m 0.03% Added +31.5k +31,519
14 Great Diamond Partners, LLC 1.63% of their portfolio Portland, ME 159,442159.4k $6.2m $6.2m 1.63% Added +2.6k +2,579
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 155,463155.5k $6.0m $6.0m 0.00% Added +29.7k +29,693
16 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 123,280123.3k $4.8m $4.8m 0.05% Reduced -8.9k -8,950
17 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 119,972120.0k $4.6m $4.6m 0.01% Added +2.8k +2,821
18 CWM, LLC 0.03% of their portfolio OMAHA, NE 105,465105.5k $4.1m $4.1m 0.03% Added +76.4k +76,359
19 Capital Investment Advisory Services, LLC 0.40% of their portfolio RALEIGH, NC 105,312105.3k $4.1m $4.1m 0.40% Added +104.3k +104,317
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 101,970102.0k $3.9m $3.9m 0.00% Added +9.6k +9,625
21 Valtinson Bruner Financial Planning LLC 2.11% of their portfolio NEW BRIGHTON, MN 101,363101.4k $3.9m $3.9m 2.11% Reduced -225 -225
22 CreativeOne Wealth, LLC 0.09% of their portfolio OVERLAND PARK, KS 97,68997.7k $3.7m $3.7m 0.09% New
23 Keystone Wealth Services, LLC 1.23% of their portfolio PALM DESERT, CA 85,07385.1k $3.3m $3.3m 1.23% Unchanged
24 Integrated Advisors Network LLC 0.17% of their portfolio DALLAS, TX 78,60378.6k $3.0m $3.0m 0.17% Reduced -1.1k -1,052
25 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 69,02769.0k $2.7m $2.7m 0.02% Added +12.8k +12,763
26 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 62,61462.6k $2.4m $2.4m 0.02% Reduced -1.9k -1,878
27 WINTRUST INVESTMENTS LLC 0.25% of their portfolio CHICAGO, IL 62,33162.3k $2.4m $2.4m 0.25% New
28 Integrity Financial Corp /WA 1.72% of their portfolio JACKSON, WY 59,07659.1k $2.3m $2.3m 1.72% Reduced -10.6k -10,603
29 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 54,72854.7k $2.1m $2.1m 0.00% Added +34.4k +34,397
30 Maltin Wealth Management, Inc. 1.44% of their portfolio RIDGEWOOD, NJ 52,65652.7k $2.0m $2.0m 1.44% New
31 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 47,52947.5k $1.8m $1.8m 0.03% Reduced -1.9k -1,927
32 Fragasso Financial Advisors Inc 0.19% of their portfolio SEWICKLEY, PA 45,01345.0k $1.7m $1.7m 0.19% Unchanged
33 Truadvice, LLC 0.61% of their portfolio SARASOTA, FL 42,60942.6k $1.6m $1.6m 0.61% Added +4.7k +4,704
34 Advisor Resource Council 0.93% of their portfolio DALLAS, TX 41,09541.1k $1.6m $1.6m 0.93% New
35 Icon Wealth Partners, LLC 0.17% of their portfolio HOUSTON, TX 41,08341.1k $1.6m $1.6m 0.17% Reduced -3.8k -3,796
36 WORLD EQUITY GROUP, INC. 0.45% of their portfolio SCHAUMBURG, IL 39,59539.6k $1.5m $1.5m 0.45% Added +28.0k +27,975
37 Apollon Wealth Management, LLC 0.07% of their portfolio MOUNT PLEASANT, SC 37,97538.0k $1.5m $1.5m 0.07% Reduced -275 -275
38 FSB PREMIER WEALTH MANAGEMENT, INC. 0.72% of their portfolio WATERLOO, IA 34,11434.1k $1.3m $1.3m 0.72% Reduced -21.2k -21,214
39 Sloy Dahl & Holst, LLC 0.23% of their portfolio Vancouver, WA 32,87532.9k $1.3m $1.3m 0.23% Unchanged
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 31,66631.7k $1.2m $1.2m 0.00% Added +28.6k +28,586
41 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 31,20031.2k $1.2m $1.2m 0.00% Reduced -475 -475
42 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 29,95830.0k $1.2m $1.2m 0.02% Unchanged
43 WEDBUSH SECURITIES INC 0.05% of their portfolio PASADENA, CA 29,25329.3k $1.1m $1.1m 0.05% Reduced -2.2k -2,209
44 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 26,25626.3k $1.0m $1.0m 0.01% Added +2.5k +2,546
45 Strategic Blueprint, LLC 0.09% of their portfolio ATLANTA, GA 25,13625.1k $970.8k $970.8k 0.09% Added +17.8k +17,762
46 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 24,10224.1k $930.8k $930.8k 0.05% Reduced -79.0k -78,962
47 Naviter Wealth, LLC 0.23% of their portfolio LITTLE ROCK, AR 23,89323.9k $922.8k $922.8k 0.23% New
48 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 23,10823.1k $892.4k $892.4k 0.01% Added +13.3k +13,293
49 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 21,28721.3k $822.1k $822.1k 0.01% Added +8.2k +8,229
50 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 20,72020.7k $800.2k $800.2k 0.01% Unchanged
51 CoreCap Advisors, LLC 0.06% of their portfolio SOUTHFIELD, MI 20,31120.3k $784.4k $784.4k 0.06% First filing
52 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 19,06119.1k $736.1k $736.1k 0.00% Reduced -12.6k -12,550
53 1776 Wealth LLC 0.38% of their portfolio ATLANTA, GA 18,62018.6k $719.1k $719.1k 0.38% Reduced -265 -265
54 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 18,04818.0k $697.0k $697.0k 0.00% First filing
55 SeaCrest Wealth Management, LLC 0.08% of their portfolio PURCHASE, NY 17,16617.2k $663.0k $663.0k 0.08% Unchanged
56 Ameritas Advisory Services, LLC 0.08% of their portfolio Lincoln, NE 16,93816.9k $646.5k $646.5k 0.08% Reduced -3.5k -3,464
57 Sunbelt Securities, Inc. 0.09% of their portfolio HOUSTON, TX 16,63216.6k $642.3k $642.3k 0.09% Added +1.4k +1,408
58 Aurora Private Wealth, Inc. 0.72% of their portfolio ROCKAWAY, NJ 16,33016.3k $631.0k $631.0k 0.72% Unchanged
59 Virtue Capital Management, LLC 0.11% of their portfolio BRENTWOOD, TN 16,08016.1k $620.7k $620.7k 0.11% Added +369 +369
60 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,19015.2k $586.6k $586.6k 0.00% Added +8.9k +8,901
61 Laidlaw Wealth Management LLC 0.11% of their portfolio NEW YORK CITY, NY 14,92914.9k $576.6k $576.6k 0.11% Reduced -955 -955
62 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 14,77014.8k $570.4k $570.4k 0.01% Added +7.7k +7,719
63 Mariner, LLC 0.00% of their portfolio Overland Park, KS 14,57514.6k $562.9k $562.9k 0.00% Added +70 +70
64 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 14,48814.5k $559.5k $559.5k 0.01% Added +263 +263
65 KINGSWOOD WEALTH ADVISORS, LLC 0.17% of their portfolio SAN DIEGO, CA 14,07914.1k $543.7k $543.7k 0.17% First filing
66 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 14,06514.1k $543.2k $543.2k 0.03% Added +1.4k +1,436
67 Main Street Financial Solutions, LLC 0.07% of their portfolio NEWTOWN, PA 13,78713.8k $532.5k $532.5k 0.07% Reduced -1.3k -1,302
68 McKinley Carter Wealth Services, Inc. 0.04% of their portfolio WHEELING, WV 13,52113.5k $522.2k $522.2k 0.04% Added +2.7k +2,748
69 Tanglewood Legacy Advisors, LLC 0.29% of their portfolio HOUSTON, TX 12,79812.8k $494.3k $494.3k 0.29% Added +3.5k +3,500
70 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 12,72512.7k $491.4k $491.4k 0.01% Added +3.9k +3,930
71 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 12,71712.7k $491.1k $491.1k 0.02% Reduced -663 -663
72 Lion Street Advisors, LLC 0.15% of their portfolio Austin, TX 11,98212.0k $455.1k $455.1k 0.15% Reduced -7.5k -7,478
73 First Heartland Consultants, Inc. 0.06% of their portfolio LAKE ST. LOUIS, MO 11,95412.0k $461.7k $461.7k 0.06% New
74 Bouchey Financial Group, Ltd. 0.06% of their portfolio TROY, NY 11,82411.8k $456.6k $456.6k 0.06% Reduced -29 -29
75 ARBOR CAPITAL MANAGEMENT INC /ADV 0.35% of their portfolio ANCHORAGE, AK 11,77711.8k $453.9k $453.9k 0.35% Reduced -142 -142
76 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,61711.6k $449.0k $449.0k 0.00% New
77 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 11,52911.5k $445.0k $445.0k 0.02% New
78 Sage Capital Advisors,llc 0.15% of their portfolio SIOUX FALLS, SD 11,04611.0k $426.6k $426.6k 0.15% New
79 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 10,95010.9k $422.9k $422.9k 0.00% New
80 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 10,73310.7k $414.5k $414.5k 0.02% Added +571 +571
81 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 10,38610.4k $401.1k $401.1k 0.02% Added +3.0k +3,036
82 BCGM Wealth Management, LLC 0.17% of their portfolio LAFAYETTE, IN 10,00010.0k $386.2k $386.2k 0.17% Unchanged
83 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 9,8909.9k $382.0k $382.0k 0.01% New
84 Octavia Wealth Advisors, LLC 0.08% of their portfolio CINCINNATI, OH 9,6379.6k $372.2k $372.2k 0.08% Unchanged
85 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 9,0549.1k $349.7k $349.7k 0.01% Reduced -2.8k -2,843
86 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 8,5278.5k $329.3k $329.3k 0.00% Reduced -1.9k -1,928
87 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 8,5278.5k $329.3k $329.3k 0.00% Reduced -1.9k -1,928
88 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 8,3618.4k $322.9k $322.9k 0.00% Unchanged
89 Glen Eagle Advisors, LLC 0.07% of their portfolio KINGSTON, NJ 8,0308.0k $310.1k $310.1k 0.07% Unchanged
90 Grant Street Asset Management, Inc. 0.12% of their portfolio CANONSBURG, PA 7,9167.9k $305.7k $305.7k 0.12% Reduced -1.2k -1,203
91 Summit Wealth Partners, LLC 0.08% of their portfolio Orlando, FL 7,9157.9k $305.7k $305.7k 0.08% Unchanged
92 HBW ADVISORY SERVICES LLC 0.06% of their portfolio SIMI VALLEY, CA 7,6487.6k $295.0k $295.0k 0.06% New
93 FLAGSTAR SECURITIES, INC 0.11% of their portfolio New York, NY 7,5597.6k $291.9k $291.9k 0.11% Added +1.3k +1,324
94 Cypress Wealth Services, LLC 0.07% of their portfolio PALM DESERT, CA 7,2117.2k $282.2k $282.2k 0.07% Unchanged
95 Jaffetilchin Investment Partners, LLC 0.03% of their portfolio TAMPA, FL 7,2067.2k $278.3k $278.3k 0.03% New
96 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 6,9226.9k $267.3k $267.3k 0.02% Added +473 +473
97 Onyx Bridge Wealth Group LLC 0.06% of their portfolio TARRYTOWN, NY 6,9206.9k $267.3k $267.3k 0.06% New
98 Kovack Advisors, Inc. 0.03% of their portfolio FT. LAUDERDALE, FL 6,3666.4k $245.8k $245.8k 0.03% Added +383 +383
99 Cypress Capital, LLC 0.07% of their portfolio FRANKLIN, TN 6,3606.4k $245.6k $245.6k 0.07% New
100 Marshall Financial Group, LLC 0.08% of their portfolio Hunt Valley, MD 6,0416.0k $233.3k $233.3k 0.08% Reduced -129 -129