Vault-13

SPDR SER TR SPTS

PORTFOLIO SH TSR · ETP · CUSIP 78468R101

331 institutional holders -1 vs Q1 2023
169,697,210169.7m shares reported held*
$4.9bnreported value*
30 new 134 added 121 reduced 37 sold out net bought ≈ $214.0m (+7.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.85. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 285Q4 22: 304Q1 23: 332Q2 23: 331331Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022285
Q4 2022304
Q1 2023332
Q2 2023331

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 155 bought or addedQ4 22: 159 cut or sold outQ4 22Q1 23: 191 bought or addedQ1 23: 145 cut or sold outQ1 23Q2 23: 164 bought or addedQ2 23: 158 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022155159
Q1 2023191145
Q2 2023164158

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $1.4mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $4.7mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $1.2mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$1.4m$00.00
Q4 2022$4.7m$00.00
Q1 2023$1.2m$00.00
Q2 2023$0$0—

Biggest buyers

Fisher Asset Management, LLC Added +3,652,112+3.7m
MORGAN STANLEY Added +3,345,183+3.3m
Cerity Partners LLC Added +2,744,433+2.7m
BANK OF AMERICA CORP /DE/ Added +1,035,025+1.0m
Private Advisor Group, LLC Added +1,029,125+1.0m
STATE STREET CORP Added +649,181+649.2k
ALTFEST L J & CO INC New +591,281+591.3k
GM Advisory Group, LLC Added +570,714+570.7k
ROYAL BANK OF CANADA Added +467,630+467.6k
EVERGREEN CAPITAL MANAGEMENT LLC Added +465,085+465.1k

Biggest sellers

ASSETMARK, INC Reduced -1,472,223-1.5m
LPL Financial LLC Reduced -1,093,127-1.1m
OSAIC HOLDINGS, INC. Reduced -1,027,020-1.0m
JANE STREET GROUP, LLC Sold out -733,249-733.2k
SENTINEL PENSION ADVISORS, LLC Reduced -682,203-682.2k
Clear Creek Financial Management, LLC Reduced -564,946-564.9k
AMJ Financial Wealth Management Reduced -523,519-523.5k
MFA WEALTH ADVISORS, LLC Reduced -466,606-466.6k
WELLS FARGO & COMPANY/MN Reduced -461,471-461.5k
AE Wealth Management LLC Reduced -429,861-429.9k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.59% of their portfolio PLANO, TX 37,188,26537.2m $1.1bn $1.1bn 0.59% Added +3.7m +3,652,112
2 LPL Financial LLC 0.23% of their portfolio FORT MILL, SC 11,060,24511.1m $318.4m $318.4m 0.23% Reduced -1.1m -1,093,127
3 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 9,684,6179.7m $278.8m $278.8m 0.03% Added +1.0m +1,035,025
4 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 9,370,6949.4m $269.8m $269.8m 0.01% Added +649.2k +649,181
5 ROYAL BANK OF CANADA 0.07% of their portfolio TORONTO, A6 8,103,9078.1m $233.3m $233.3m 0.07% Added +467.6k +467,630
6 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 8,026,0158.0m $231.1m $231.1m 0.02% Added +3.3m +3,345,183
7 Municipal Employees' Retirement System of Michigan 3.04% of their portfolio LANSING, MI 7,401,8807.4m $213.1m $213.1m 3.04% Reduced -216.7k -216,733
8 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 4,076,3164.1m $117.4m $117.4m 0.05% Added +460.3k +460,317
9 Richard Bernstein Advisors LLC 2.42% of their portfolio NEW YORK, NY 3,984,8014.0m $114.7m $114.7m 2.42% Added +39.4k +39,404
10 SYNOVUS FINANCIAL CORP 1.13% of their portfolio Columbus, GA 3,570,7973.6m $102.8m $102.8m 1.13% Reduced -134.6k -134,620
11 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 3,286,6953.3m $94.6m $94.6m 0.03% Added +164.0k +163,979
12 GTS SECURITIES LLC 2.91% of their portfolio NEW YORK, NY 3,194,0183.2m $92.0m $92.0m 2.91% First filing
13 Private Advisor Group, LLC 0.71% of their portfolio MORRISTOWN, NJ 2,849,8282.8m $82.1m $82.1m 0.71% Added +1.0m +1,029,125
14 EVERGREEN CAPITAL MANAGEMENT LLC 3.41% of their portfolio Bellevue, WA 2,839,2752.8m $81.7m $81.7m 3.41% Added +465.1k +465,085
15 UBS Group AG 0.03% of their portfolio ZURICH, V8 2,755,8592.8m $79.3m $79.3m 0.03% Added +73.1k +73,123
16 Cerity Partners LLC 0.31% of their portfolio NEW YORK, NY 2,751,8332.8m $79.2m $79.2m 0.31% Added +2.7m +2,744,433
17 GM Advisory Group, LLC 6.28% of their portfolio MELVILLE, NY 2,637,0832.6m $75.9m $75.9m 6.28% Added +570.7k +570,714
18 OSAIC HOLDINGS, INC. 0.12% of their portfolio SCOTTSDALE, AZ 2,368,5232.4m $68.2m $68.2m 0.12% Reduced -1.0m -1,027,020
19 FLOW TRADERS U.S. LLC 2.47% of their portfolio NEW YORK, NY 1,970,4532.0m $56.7m $56.7m 2.47% Reduced -239.3k -239,332
20 Brookstone Capital Management 1.13% of their portfolio WHEATON, IL 1,954,1942.0m $56.0m $56.0m 1.13% Added +221.8k +221,836
21 CWM, LLC 0.30% of their portfolio OMAHA, NE 1,674,1331.7m $48.2m $48.2m 0.30% Reduced -66.4k -66,411
22 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 3.17% of their portfolio ROCHESTER, NY 1,561,2271.6m $44.9m $44.9m 3.17% Added +168.1k +168,088
23 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,373,9721.4m $39.6m $39.6m 0.01% Reduced -461.5k -461,471
24 CAPE COD FIVE CENTS SAVINGS BANK 3.85% of their portfolio HYANNIS, MA 1,271,5221.3m $36.6m $36.6m 3.85% Added +12.6k +12,588
25 Crane Advisory, LLC 10.04% of their portfolio FULLERTON, CA 1,219,5591.2m $35.0m $35.0m 10.04% Added +139.5k +139,523
26 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 1,204,4851.2m $34.7m $34.7m 0.06% Reduced -15.9k -15,889
27 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 1,084,5461.1m $31.2m $31.2m 0.06% Added +11.1k +11,120
28 BANK OF NOVA SCOTIA 0.08% of their portfolio TORONTO, A6 1,069,2001.1m $30.8m $30.8m 0.08% Unchanged
29 AE Wealth Management LLC 0.17% of their portfolio TOPEKA, KS 988,489988.5k $28.5m $28.5m 0.17% Reduced -429.9k -429,861
30 CREATIVE FINANCIAL DESIGNS INC /ADV 2.82% of their portfolio KOKOMO, IN 833,301833.3k $24.0m $24.0m 2.82% Added +33.5k +33,531
31 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.25% of their portfolio PLYMOUTH, MN 793,512793.5k $22.8m $22.8m 0.25% Added +153.8k +153,849
32 MFA WEALTH ADVISORS, LLC 6.91% of their portfolio PITTSBURGH, PA 762,949762.9k $22.0m $22.0m 6.91% Reduced -466.6k -466,606
33 PARK AVENUE SECURITIES LLC 0.35% of their portfolio NEW YORK, NY 762,227762.2k $21.9m $21.9m 0.35% Added +76.3k +76,273
34 CreativeOne Wealth, LLC 0.54% of their portfolio OVERLAND PARK, KS 745,716745.7k $21.6m $21.6m 0.54% Added +429.9k +429,890
35 CX Institutional 1.02% of their portfolio AUBURN, IN 684,405684.4k $19.7m $19.7m 1.02% Reduced -18.8k -18,770
36 Destiny Capital Corp/CO 15.33% of their portfolio DENVER, CO 682,990683.0k $19.7m $19.7m 15.33% Reduced -57.6k -57,598
37 Mariner, LLC 0.05% of their portfolio Overland Park, KS 665,548665.5k $19.2m $19.2m 0.05% Reduced -314.3k -314,344
38 Boston Standard Wealth Management, LLC 4.37% of their portfolio WINCHESTER, MA 593,191593.2k $17.1m $17.1m 4.37% Added +85.8k +85,802
39 ALTFEST L J & CO INC 2.56% of their portfolio NEW YORK, NY 591,281591.3k $17.0m $17.0m 2.56% New
40 Dakota Wealth Management 0.80% of their portfolio PALM BEACH GARDENS, FL 587,541587.5k $16.9m $16.9m 0.80% Added +6.9k +6,912
41 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 3.00% of their portfolio Reston, VA 586,825586.8k $16.9m $16.9m 3.00% Reduced -5.8k -5,772
42 TELEMUS CAPITAL, LLC 1.41% of their portfolio Southfield, MI 580,968581.0k $16.7m $16.7m 1.41% Reduced -115.1k -115,097
43 Portland Global Advisors LLC 2.60% of their portfolio PORTLAND, ME 551,477551.5k $15.9m $15.9m 2.60% Added +40.3k +40,300
44 Willow Creek Wealth Management Inc. 2.09% of their portfolio Sebastopol, CA 513,634513.6k $14.8m $14.8m 2.09% Reduced -496 -496
45 Nelson Capital Management, LLC 3.80% of their portfolio MENLO PARK, CA 511,094511.1k $14.7m $14.7m 3.80% Added +115.4k +115,379
46 Better Money Decisions, LLC 11.55% of their portfolio Santa Fe, NM 491,976492.0k $14.2m $14.2m 11.55% Added +118.7k +118,681
47 Tilson Financial Group, Inc. 23.96% of their portfolio NEW PROVIDENCE, NJ 489,459489.5k $14.1m $14.1m 23.96% Added +88 +88
48 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 470,472470.5k $13.5m $13.5m 0.01% Added +375.0k +374,956
49 Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio SEOUL, M5 455,000455.0k $13.1m $13.1m 0.03% Added +21.1k +21,150
50 ASSETMARK, INC 0.05% of their portfolio CONCORD, CA 416,024416.0k $12.0m $12.0m 0.05% Reduced -1.5m -1,472,223
51 Wescott Financial Advisory Group, LLC 2.11% of their portfolio Philadelphia, PA 414,301414.3k $11.9m $11.9m 2.11% Added +8.8k +8,838
52 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 406,688406.7k $11.7m $11.7m 0.10% Added +9.3k +9,264
53 Stratos Wealth Partners, LTD. 0.25% of their portfolio BEACHWOOD, OH 389,967390.0k $11.2m $11.2m 0.25% Added +80.6k +80,585
54 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 380,814380.8k $11.0m $11.0m 0.02% Added +193.6k +193,560
55 Coulter & Justus Financial Services, LLC 7.34% of their portfolio KNOXVILLE, TN 375,690375.7k $10.8m $10.8m 7.34% Reduced -147.8k -147,764
56 Equitable Holdings, Inc. 0.15% of their portfolio NEW YORK, NY 352,724352.7k $10.2m $10.2m 0.15% Added +57.7k +57,668
57 JT Stratford LLC 2.61% of their portfolio GAINESVILLE, GA 336,282336.3k $9.7m $9.7m 2.61% Reduced -216.7k -216,699
58 Treasure Coast Financial Planning 6.47% of their portfolio VERO BEACH, FL 332,616332.6k $9.6m $9.6m 6.47% Added +283.4k +283,373
59 Manning & Napier Group, LLC 0.10% of their portfolio Fairport, NY 318,821318.8k $9.2m $9.2m 0.10% Reduced -27.6k -27,622
60 Gladstone Institutional Advisory LLC 0.54% of their portfolio Bedminster, NJ 307,770307.8k $8.9m $8.9m 0.54% Added +10.8k +10,823
61 CoreCap Advisors, LLC 0.59% of their portfolio SOUTHFIELD, MI 287,513287.5k $8.3m $8.3m 0.59% First filing
62 SIGNET FINANCIAL MANAGEMENT, LLC 1.27% of their portfolio PARSIPPANY, NJ 277,932277.9k $8.0m $8.0m 1.27% Added +18.3k +18,341
63 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 277,359277.4k $8.0m $8.0m 0.01% Added +41.4k +41,437
64 Trilogy Capital Inc. 0.50% of their portfolio IRVINE, CA 269,932269.9k $7.8m $7.8m 0.50% Reduced -3.5k -3,496
65 S. R. Schill & Associates 3.44% of their portfolio MERCER ISLAND, WA 262,869262.9k $7.6m $7.6m 3.44% Added +16.2k +16,174
66 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 236,504236.5k $6.8m $6.8m 0.05% Added +5.6k +5,569
67 Rinkey Investments 3.11% of their portfolio San Diego, CA 236,232236.2k $6.8m $6.8m 3.11% Added +154.3k +154,326
68 Gerber Kawasaki Wealth & Investment Management 0.44% of their portfolio SANTA MONICA, CA 229,329229.3k $6.6m $6.6m 0.44% Added +60.9k +60,946
69 Roundview Capital LLC 0.63% of their portfolio PRINCETON, NJ 224,544224.5k $6.5m $6.5m 0.63% Reduced -2.5k -2,499
70 Balentine LLC 0.21% of their portfolio ATLANTA, GA 224,497224.5k $6.5m $6.5m 0.21% Added +937 +937
71 Bridgeworth, LLC 0.71% of their portfolio BIRMINGHAM, AL 223,292223.3k $6.4m $6.4m 0.71% Reduced -41.0k -41,032
72 First Affirmative Financial Network 6.34% of their portfolio COLORADO SPRINGS, CO 220,653220.7k $6.4m $6.4m 6.34% Reduced -13.7k -13,742
73 Aberdeen Group plc 0.01% of their portfolio EDINBURGH, X0 219,249219.2k $6.3m $6.3m 0.01% Unchanged
74 SMART Wealth LLC 4.53% of their portfolio Omaha, NE 208,558208.6k $6.0m $6.0m 4.53% Reduced -315.5k -315,535
75 Meridian Financial Partners LLC 3.56% of their portfolio WARRENTON, VA 205,564205.6k $5.9m $5.9m 3.56% Added +25.4k +25,355
76 DGS Capital Management, LLC 2.94% of their portfolio JERSEY CITY, NJ 205,476205.5k $5.9m $5.9m 2.94% Added +4.9k +4,928
77 Quent Capital, LLC 0.90% of their portfolio NEW YORK, NY 199,568199.6k $5.7m $5.7m 0.90% Added +30.8k +30,805
78 Private Wealth Group, LLC 5.84% of their portfolio Tampa, FL 197,106197.1k $5.7m $5.7m 5.84% Added +108.2k +108,219
79 StrategIQ Financial Group, LLC 0.65% of their portfolio MERRILLVILLE, IN 197,065197.1k $5.7m $5.7m 0.65% Added +5.7k +5,713
80 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 186,782186.8k $5.4m $5.4m 0.02% Reduced -183.7k -183,721
81 BUCKINGHAM STRATEGIC WEALTH, LLC 0.07% of their portfolio CLAYTON, MO 180,302180.3k $5.2m $5.2m 0.07% Added +133.8k +133,773
82 THEORY FINANCIAL LLC 2.96% of their portfolio FORT COLLINS, CO 178,828178.8k $5.1m $5.1m 2.96% Reduced -91.3k -91,268
83 INTEGRATED CAPITAL MANAGEMENT, INC. 4.49% of their portfolio JESSUP, PA 174,532174.5k $5.0m $5.0m 4.49% New
84 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 172,139172.1k $5.0m $5.0m 0.06% Added +7.3k +7,347
85 Merit Financial Group, LLC 0.16% of their portfolio ALPHARETTA, GA 171,414171.4k $4.9m $4.9m 0.16% Reduced -4.0k -4,023
86 Mechanics Bank Trust Department 0.76% of their portfolio Walnut Creek, CA 165,705165.7k $4.8m $4.8m 0.76% Added +1.4k +1,362
87 Altiora Financial Group, LLC 2.07% of their portfolio LEBANON, OH 163,251163.3k $4.7m $4.7m 2.07% Added +30.4k +30,360
88 IFP Advisors, Inc 0.10% of their portfolio TAMPA, FL 160,322160.3k $4.7m $4.7m 0.10% Added +76.4k +76,368
89 Money Design Co.,Ltd. 0.27% of their portfolio TOKYO, M0 156,453156.5k $4.5m $4.5m 0.27% Added +45.8k +45,829
90 SigFig Wealth Management, LLC 0.18% of their portfolio SAN FRANCISCO, CA 155,191155.2k $4.8m $4.8m 0.18% Reduced -7.4k -7,405
91 Great Point Wealth Advisors, LLC 1.29% of their portfolio BOSTON, MA 148,660148.7k $4.3m $4.3m 1.29% Reduced -5.7k -5,725
92 HBW ADVISORY SERVICES LLC 0.89% of their portfolio SIMI VALLEY, CA 143,136143.1k $4.1m $4.1m 0.89% Added +111.1k +111,133
93 Prime Capital Investment Advisors, LLC 0.08% of their portfolio OVERLAND PARK, KS 142,925142.9k $4.1m $4.1m 0.08% New
94 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 140,999141.0k $4.1m $4.1m 0.02% Added +55.1k +55,143
95 Donoghue Forlines LLC 1.26% of their portfolio Boston, MA 140,179140.2k $4.0m $4.0m 1.26% Reduced -115.8k -115,758
96 DEBUSSY CAPITAL MANAGEMENT LP 1.22% of their portfolio CHICAGO, IL 137,480137.5k $4.0m $4.0m 1.22% Reduced -20.8k -20,796
97 Tempus Wealth Planning, LLC 1.74% of their portfolio IRVINE, CA 133,857133.9k $3.9m $3.9m 1.74% Reduced -58.8k -58,847
98 Vestmark Advisory Solutions, Inc. 0.15% of their portfolio Wakefield, MA 133,506133.5k $3.8m $3.8m 0.15% Added +24.7k +24,746
99 SENTINEL PENSION ADVISORS, LLC 0.88% of their portfolio WAKEFIELD, MA 126,829126.8k $3.7m $3.7m 0.88% Reduced -682.2k -682,203
100 TPG Financial Advisors, LLC 1.76% of their portfolio PORTLAND, OR 116,772116.8k $3.4m $3.4m 1.76% Reduced -185.8k -185,760