Vault-13

ISHARES TR DSI

MSCI KLD400 SOC · ETP · CUSIP 464288570

463 institutional holders +27 vs Q1 2023
25,103,14725.1m shares reported held*
$2.1bnreported value*
41 new 135 added 159 reduced 19 sold out net bought ≈ $4.1m (+41.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $84.22. Options: 1 managers hold calls ($16.8k notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 420Q4 22: 437Q1 23: 436Q2 23: 463463Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022420
Q4 2022437
Q1 2023436
Q2 2023463

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 182 bought or addedQ4 22: 156 cut or sold outQ4 22Q1 23: 155 bought or addedQ1 23: 208 cut or sold outQ1 23Q2 23: 176 bought or addedQ2 23: 178 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022182156
Q1 2023155208
Q2 2023176178

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $294.3kQ4 22 puts: $28.7kQ4 22P/C 0.10Q1 23 calls: $421.1kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $16.8kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$294.3k$28.7k0.10
Q1 2023$421.1k$00.00
Q2 2023$16.8k$00.00

Biggest buyers

Cerity Partners LLC Added +172,623+172.6k
Bank of New York Mellon Corp Added +99,364+99.4k
MORGAN STANLEY Added +80,736+80.7k
AMERIPRISE FINANCIAL INC Added +52,503+52.5k
Litman Gregory Wealth Management LLC New +43,276+43.3k
GeoWealth Management, LLC New +35,753+35.8k
FLOW TRADERS U.S. LLC New +23,732+23.7k
Cresset Asset Management, LLC Added +21,351+21.4k
One Capital Management, LLC Added +16,900+16.9k
Orion Porfolio Solutions, LLC Added +16,611+16.6k

Biggest sellers

Ameritas Advisory Services, LLC Sold out -137,507-137.5k
JPMORGAN CHASE & CO Reduced -76,094-76.1k
BANK OF AMERICA CORP /DE/ Reduced -44,491-44.5k
Sharkey, Howes & Javer Reduced -37,783-37.8k
J.P. Morgan Private Wealth Advisors LLC Reduced -35,316-35.3k
LPL Financial LLC Reduced -32,962-33.0k
Betterment LLC Reduced -32,778-32.8k
HRT FINANCIAL LP Sold out -32,654-32.7k
Wealthcare Advisory Partners LLC Reduced -26,497-26.5k
Manchester Capital Management LLC Reduced -23,179-23.2k

Biggest calls

CITADEL ADVISORS LLC Reduced $16.8k200 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 4,411,4774.4m $371.3m $371.3m 0.04% Added +80.7k +80,736
2 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 3,014,2663.0m $253.7m $253.7m 0.11% Reduced -6.3k -6,255
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,694,8051.7m $142.7m $142.7m 0.02% Reduced -44.5k -44,491
4 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,516,1041.5m $127.6m $127.6m 0.01% Reduced -76.1k -76,094
5 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 999,9781,000.0k $84.2m $84.2m 0.03% Added +52.5k +52,503
6 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 876,106876.1k $73.7m $73.7m 0.02% Added +99.4k +99,364
7 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 595,300595.3k $50.1m $50.1m 0.04% Reduced -33.0k -32,962
8 UBS Group AG 0.02% of their portfolio ZURICH, V8 566,243566.2k $47.7m $47.7m 0.02% Reduced -17.1k -17,060
9 Betterment LLC 0.14% of their portfolio NEW YORK, NY 540,204540.2k $45.5m $45.5m 0.14% Reduced -32.8k -32,778
10 J.P. Morgan Private Wealth Advisors LLC 0.18% of their portfolio SAN FRANCISCO, CA 419,964420.0k $35.3m $35.3m 0.18% Reduced -35.3k -35,316
11 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 405,855405.9k $34.2m $34.2m 0.06% Added +1.0k +1,045
12 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 403,815403.8k $34.0m $34.0m 0.01% Added +10.8k +10,755
13 SEI INVESTMENTS CO 0.05% of their portfolio OAKS, PA 353,942353.9k $29.8m $29.8m 0.05% Added +689 +689
14 Mariner, LLC 0.06% of their portfolio Overland Park, KS 248,528248.5k $20.9m $20.9m 0.06% Added +1.6k +1,572
15 Cerity Partners LLC 0.08% of their portfolio NEW YORK, NY 245,322245.3k $20.6m $20.6m 0.08% Added +172.6k +172,623
16 Dunhill Financial, LLC 13.03% of their portfolio LONDON, X0 237,094237.1k $19.8m $19.8m 13.03% First filing
17 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 213,398213.4k $18.0m $18.0m 0.03% Reduced -15.3k -15,276
18 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 198,555198.6k $16.7m $16.7m 0.03% Reduced -143 -143
19 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 196,059196.1k $16.5m $16.5m 0.02% Added +498 +498
20 PARK AVENUE SECURITIES LLC 0.25% of their portfolio NEW YORK, NY 189,435189.4k $15.9m $15.9m 0.25% Added +4.1k +4,134
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 186,408186.4k $15.7m $15.7m 0.00% Reduced -1.6k -1,598
22 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 177,285177.3k $14.9m $14.9m 0.02% Reduced -6.7k -6,656
23 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 153,343153.3k $12.9m $12.9m 0.05% Reduced -7.8k -7,786
24 Fiduciary Trust Co 0.22% of their portfolio Boston, MA 149,256149.3k $12.6m $12.6m 0.22% Reduced -18 -18
25 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 144,076144.1k $12.1m $12.1m 0.07% Added +3.5k +3,539
26 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 142,155142.2k $12.0m $12.0m 0.10% Reduced -5.6k -5,642
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 140,487140.5k $11.8m $11.8m 0.00% Reduced -9.9k -9,878
28 Francis Financial, Inc. 6.13% of their portfolio NEW YORK, NY 134,716134.7k $11.3m $11.3m 6.13% Added +8.5k +8,533
29 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 131,169131.2k $11.0m $11.0m 0.04% Reduced -1.5k -1,530
30 Manchester Capital Management LLC 1.24% of their portfolio MANCHESTER, VT 110,164110.2k $9.3m $9.3m 1.24% Reduced -23.2k -23,179
31 HILL ISLAND FINANCIAL LLC 3.48% of their portfolio GRAND RAPIDS, MI 109,165109.2k $9.2m $9.2m 3.48% Reduced -6.0k -5,975
32 Gemmer Asset Management LLC 1.18% of their portfolio WALNUT CREEK, CA 103,366103.4k $8.7m $8.7m 1.18% Added +4.6k +4,556
33 Mascoma Wealth Management LLC 2.70% of their portfolio HANOVER, NH 103,032103.0k $8.8m $8.8m 2.70% Reduced -5.6k -5,607
34 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 99,66699.7k $8.4m $8.4m 0.07% Reduced -3.5k -3,500
35 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 96,40296.4k $8.1m $8.1m 0.01% Reduced -3.3k -3,261
36 First Horizon Advisors, Inc. 0.26% of their portfolio MEMPHIS, TN 89,83889.8k $7.6m $7.6m 0.26% Reduced -550 -550
37 SageView Advisory Group, LLC 0.38% of their portfolio Newport Beach, CA 80,63880.6k $6.8m $6.8m 0.38% Reduced -3.7k -3,703
38 Atria Wealth Solutions, Inc. 0.09% of their portfolio NEW YORK, NY 79,25479.3k $6.7m $6.7m 0.09% Added +10.2k +10,197
39 CWM, LLC 0.04% of their portfolio OMAHA, NE 77,25377.3k $6.5m $6.5m 0.04% Reduced -2.5k -2,460
40 PFG Investments, LLC 1.08% of their portfolio WOODBURY, NY 71,84471.8k $6.0m $6.0m 1.08% Reduced -213 -213
41 Johnson Financial Group, Inc. 0.40% of their portfolio RACINE, WI 68,89468.9k $5.8m $5.8m 0.40% Reduced -3.7k -3,721
42 CHOREO, LLC 0.20% of their portfolio ROCKFORD, IL 68,21568.2k $5.7m $5.7m 0.20% Reduced -649 -649
43 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 67,63867.6k $5.7m $5.7m 0.06% Added +16.6k +16,611
44 Orion Portfolio Solutions, LLC 0.06% of their portfolio Omaha, NE 67,63867.6k $5.7m $5.7m 0.06% Added +16.6k +16,611
45 Advisory Services Network, LLC 0.15% of their portfolio ATLANTA, GA 65,90165.9k $5.5m $5.5m 0.15% Reduced -7.2k -7,157
46 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 65,15265.2k $5.5m $5.5m 0.02% Reduced -1.5k -1,537
47 SOA Wealth Advisors, LLC. 1.28% of their portfolio NEW YORK, NY 65,14965.1k $5.5m $5.5m 1.28% Reduced -6.1k -6,101
48 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 65,04465.0k $5.5m $5.5m 0.01% Added +10.0k +9,967
49 Mariner Managed Account Solutions, LLC 0.45% of their portfolio Boston, MA 64,51364.5k $5.4m $5.4m 0.45% Reduced -1.6k -1,599
50 Strategic Point Investment Advisors, LLC 1.09% of their portfolio PROVIDENCE, RI 63,08863.1k $5.3m $5.3m 1.09% Reduced -2.0k -2,045
51 Wealthcare Advisory Partners LLC 0.24% of their portfolio WEST CHESTER, PA 62,56962.6k $5.3m $5.3m 0.24% Reduced -26.5k -26,497
52 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 61,26061.3k $5.2m $5.2m 0.01% Reduced -460 -460
53 Composition Wealth, LLC 0.15% of their portfolio LOS ANGELES, CA 58,07258.1k $4.9m $4.9m 0.15% Added +1.2k +1,199
54 One Wealth Advisors, LLC 1.01% of their portfolio SAN FRANCISCO, CA 57,23557.2k $4.8m $4.8m 1.01% Added +1.1k +1,137
55 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 56,05756.1k $4.7m $4.7m 0.00% Added +3.9k +3,857
56 Gradient Investments LLC 0.11% of their portfolio ARDEN HILLS, MN 52,81052.8k $4.4m $4.4m 0.11% Reduced -5.2k -5,190
57 LINCOLN NATIONAL CORP 0.09% of their portfolio RADNOR, PA 52,10852.1k $4.4m $4.4m 0.09% Added +11.2k +11,181
58 TRILLIUM ASSET MANAGEMENT, LLC 0.12% of their portfolio BOSTON, MA 51,47351.5k $4.3m $4.3m 0.12% Added +2.1k +2,074
59 First Affirmative Financial Network 4.19% of their portfolio COLORADO SPRINGS, CO 49,79649.8k $4.2m $4.2m 4.19% Reduced -3.4k -3,393
60 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 48,86948.9k $4.1m $4.1m 0.03% Added +381 +381
61 Laurel Wealth Planning LLC 2.74% of their portfolio EDINA, MN 45,56645.6k $3.8m $3.8m 2.74% Reduced -4.4k -4,422
62 Brio Consultants, LLC 0.67% of their portfolio SAN FRANCISCO, CA 44,26344.3k $3.7m $3.7m 0.67% Added +2.7k +2,740
63 PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV 1.59% of their portfolio HUNTINGDON VALLEY, PA 44,12944.1k $3.7m $3.7m 1.59% Added +1.2k +1,249
64 Strategic Wealth Partners Group, LLC 0.53% of their portfolio DEERFIELD, IL 43,88143.9k $3.7m $3.7m 0.53% Added +5.0k +5,013
65 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 43,38243.4k $3.7m $3.7m 0.00% Reduced -4.0k -4,032
66 Litman Gregory Wealth Management LLC 0.45% of their portfolio LARKSPUR, CA 43,27643.3k $3.6m $3.6m 0.45% New
67 Accredited Investors Inc. 0.26% of their portfolio EDINA, MN 42,61642.6k $3.6m $3.6m 0.26% Reduced -1.1k -1,062
68 Gibson Capital, LLC 0.93% of their portfolio WEXFORD, PA 42,57142.6k $3.6m $3.6m 0.93% Reduced -1.5k -1,517
69 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 41,25741.3k $3.5m $3.5m 0.01% Reduced -2.3k -2,267
70 Concord Wealth Partners 0.74% of their portfolio ABINGDON, VA 40,95541.0k $3.4m $3.4m 0.74% Added +1.9k +1,884
71 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 40,13540.1k $3.4m $3.4m 0.01% Reduced -475 -475
72 Columbia Trust Co 01012016 1.88% of their portfolio PORTLAND, OR 39,87539.9k $3.4m $3.4m 1.88% Reduced -300 -300
73 Cranbrook Wealth Management, LLC 0.93% of their portfolio Bloomfield Hills, MI 39,78239.8k $3.3m $3.3m 0.93% Reduced -2.4k -2,363
74 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 38,96939.0k $3.3m $3.3m 0.01% Added +3.9k +3,912
75 Wealthspire Advisors, LLC 0.05% of their portfolio NEW YORK, NY 38,63938.6k $3.3m $3.3m 0.05% Added +2.9k +2,899
76 DOHJ, LLC 1.39% of their portfolio SEATTLE, WA 38,61238.6k $3.3m $3.3m 1.39% Added +12.9k +12,931
77 HEADINVEST, LLC 0.69% of their portfolio Portland, ME 38,01338.0k $3.2m $3.2m 0.69% Added +2.3k +2,298
78 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 36,83236.8k $3.1m $3.1m 0.00% Reduced -844 -844
79 Trellis Advisors, LLC 1.35% of their portfolio ELLENSBURG, WA 35,84135.8k $3.0m $3.0m 1.35% Added +86 +86
80 GeoWealth Management, LLC 0.33% of their portfolio CHICAGO, IL 35,75335.8k $3.0m $3.0m 0.33% New
81 One Capital Management, LLC 0.13% of their portfolio WESTLAKE VILLAGE, CA 34,88234.9k $2.9m $2.9m 0.13% Added +16.9k +16,900
82 BAILARD, INC. 0.10% of their portfolio Foster City, CA 34,23034.2k $2.9m $2.9m 0.10% Added +336 +336
83 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 33,80333.8k $2.8m $2.8m 0.00% Reduced -551 -551
84 PFG Advisors 0.21% of their portfolio Phoenix, AZ 33,13833.1k $2.8m $2.8m 0.21% Reduced -2.2k -2,168
85 Horst & Graben Wealth Management LLC 0.66% of their portfolio PORTLAND, OR 33,06033.1k $2.8m $2.8m 0.66% Reduced -241 -241
86 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 32,89132.9k $2.8m $2.8m 0.00% Unchanged
87 Neumann Capital Management, LLC 1.11% of their portfolio FOSTER CITY, CA 31,96832.0k $2.7m $2.7m 1.11% Added +680 +680
88 Shepherd Financial Partners LLC 0.42% of their portfolio WINCHESTER, MA 31,79731.8k $2.7m $2.7m 0.42% Reduced -682 -682
89 KESTRA PRIVATE WEALTH SERVICES, LLC 0.09% of their portfolio AUSTIN, TX 31,38431.4k $2.6m $2.6m 0.09% Reduced -6.5k -6,473
90 McClarren Financial Advisors, Inc. 2.15% of their portfolio STATE COLLEGE, PA 30,93930.9k $2.6m $2.6m 2.15% Added +72 +72
91 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 29,99630.0k $2.5m $2.5m 0.03% Reduced -974 -974
92 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 29,64929.6k $2.5m $2.5m 0.00% Reduced -1.5k -1,451
93 PITCAIRN CO 0.21% of their portfolio CONSHOHOCKEN, PA 29,45729.5k $2.5m $2.5m 0.21% Unchanged
94 WEALTHCARE CAPITAL MANAGEMENT LLC 0.29% of their portfolio RICHMOND, VA 29,31429.3k $2.5m $2.5m 0.29% Reduced -138 -138
95 Snowden Capital Advisors LLC 0.09% of their portfolio New York, NY 29,26529.3k $2.5m $2.5m 0.09% Added +814 +814
96 Cornerstone Wealth Management, LLC 0.22% of their portfolio ST. PETERS, MO 28,79328.8k $2.4m $2.4m 0.22% Added +2.2k +2,170
97 Bangor Savings Bank 0.27% of their portfolio BANGOR, ME 28,66428.7k $2.4m $2.4m 0.27% Reduced -163 -163
98 COLONY GROUP LLC 0.03% of their portfolio Boston, MA 28,61928.6k $2.4m $2.4m 0.03% Reduced -1.8k -1,843
99 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 28,57128.6k $2.4m $2.4m 0.03% Added +399 +399
100 KEYBANK NATIONAL ASSOCIATION/OH 0.01% of their portfolio BROOKLYN, OH 28,29228.3k $2.4m $2.4m 0.01% Reduced -984 -984