Vault-13

PIMCO ETF TR ZROZ

25YR+ ZERO U S · ETP · CUSIP 72201R882

113 institutional holders +8 vs Q1 2023
4,270,2234.3m shares reported held*
$393.3mreported value*
28 new 47 added 19 reduced 20 sold out net bought ≈ $57.4m (+623.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($487 this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $92.10. Options: 5 managers hold calls ($17.0m notional), 6 hold puts ($14.9m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 79Q4 22: 101Q1 23: 105Q2 23: 113113Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202279
Q4 2022101
Q1 2023105
Q2 2023113

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 63 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 60 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 75 bought or addedQ2 23: 39 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226332
Q1 20236048
Q2 20237539

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 22 calls: $5.6mQ3 22 puts: $1.6mQ3 22P/C 0.29Q4 22 calls: $11.8mQ4 22 puts: $9.2mQ4 22P/C 0.78Q1 23 calls: $17.1mQ1 23 puts: $11.5mQ1 23P/C 0.67Q2 23 calls: $17.0mQ2 23 puts: $14.9mQ2 23P/C 0.88
Numbers
QuarterCallsPutsP/C
Q3 2022$5.6m$1.6m0.29
Q4 2022$11.8m$9.2m0.78
Q1 2023$17.1m$11.5m0.67
Q2 2023$17.0m$14.9m0.88

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +236,743+236.7k
AE Wealth Management LLC Added +211,376+211.4k
JANE STREET GROUP, LLC Added +175,931+175.9k
SMART Wealth LLC Added +161,775+161.8k
IHT Wealth Management, LLC New +71,638+71.6k
Cambridge Investment Research Advisors, Inc. Added +62,765+62.8k
MORGAN STANLEY Added +55,026+55.0k
FLOW TRADERS U.S. LLC Added +42,460+42.5k
UBS Group AG Added +35,237+35.2k
Fermata Advisors, LLC Added +30,627+30.6k

Biggest sellers

Gladstone Institutional Advisory LLC Sold out -163,543-163.5k
Horizon Wealth Management, LLC Reduced -151,740-151.7k
OSAIC HOLDINGS, INC. Reduced -104,178-104.2k
Tidal Investments LLC Reduced -91,367-91.4k
Hamilton Wealth, LLC Reduced -46,778-46.8k
Callodine Capital Management, LP Sold out -40,000-40.0k
ALTFEST L J & CO INC Sold out -34,568-34.6k
Financial Advocates Investment Management Sold out -15,928-15.9k
Prospera Financial Services Inc Sold out -15,161-15.2k
Raymond James Financial Services Advisors, Inc. Reduced -14,105-14.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $10.6m115.0k shares
Lavaca Capital LLC Added $4.7m50.6k shares
CITADEL ADVISORS LLC Added $1.3m14.4k shares
WOLVERINE TRADING, LLC New $415.3k4.6k shares
Cutler Group LLC / CA Reduced $1.0k2.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $9.7m105.1k shares
CITADEL ADVISORS LLC Added $4.1m44.2k shares
SIMPLEX TRADING, LLC Added $892.0k9.7k shares
WOLVERINE TRADING, LLC New $243.8k2.7k shares
Cutler Group LLC / CA Added $32.0k12.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 681,700681.7k $62.7m $62.7m 0.01% Added +236.7k +236,743
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 454,730454.7k $41.8m $41.8m 0.00% Added +55.0k +55,026
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 421,552421.6k $38.8m $38.8m 0.03% Added +19.4k +19,371
4 AE Wealth Management LLC 0.13% of their portfolio TOPEKA, KS 233,639233.6k $21.5m $21.5m 0.13% Added +211.4k +211,376
5 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 185,052185.1k $17.0m $17.0m 0.02% Added +175.9k +175,931
6 SMART Wealth LLC 12.36% of their portfolio Omaha, NE 177,868177.9k $16.4m $16.4m 12.36% Added +161.8k +161,775
7 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 137,339137.3k $12.6m $12.6m 0.03% Added +26.6k +26,588
8 Atlas Financial Advisors, Inc. 17.52% of their portfolio OROVILLE, CA 135,338135.3k $12.5m $12.5m 17.52% Added +11.4k +11,430
9 GenWealth Group, Inc. 3.56% of their portfolio Maplewood, NJ 134,426134.4k $12.4m $12.4m 3.56% Added +3.2k +3,240
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 111,566111.6k $10.3m $10.3m 0.00% Added +20.3k +20,298
11 Heirloom Wealth Management 4.21% of their portfolio GREENWOOD VILLAGE, CO 105,408105.4k $9.7m $9.7m 4.21% Added +7.7k +7,719
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 95,39295.4k $8.8m $8.8m 0.00% Added +35.2k +35,237
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 88,17988.2k $8.1m $8.1m 0.01% Reduced -104.2k -104,178
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 82,89082.9k $7.6m $7.6m 0.00% Reduced -1.8k -1,814
15 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 74,06574.1k $6.8m $6.8m 0.03% Added +62.8k +62,765
16 IHT Wealth Management, LLC 0.34% of their portfolio Chicago, IL 71,63871.6k $6.6m $6.6m 0.34% New
17 Hamilton Wealth, LLC 2.29% of their portfolio LOS ANGELES, CA 71,58671.6k $6.6m $6.6m 2.29% Reduced -46.8k -46,778
18 Mariner, LLC 0.02% of their portfolio Overland Park, KS 70,57570.6k $6.5m $6.5m 0.02% Added +10.0k +9,966
19 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 59,09059.1k $5.4m $5.4m 0.01% Reduced -14.1k -14,105
20 Bridge Advisory, LLC 1.70% of their portfolio PASADENA, CA 50,29150.3k $4.6m $4.6m 1.70% Reduced -109 -109
21 FLOW TRADERS U.S. LLC 0.19% of their portfolio NEW YORK, NY 46,62846.6k $4.3m $4.3m 0.19% Added +42.5k +42,460
22 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 46,28746.3k $4.3m $4.3m 0.00% Reduced -13.6k -13,596
23 Fermata Advisors, LLC 3.73% of their portfolio SONOMA, CA 44,74544.7k $4.1m $4.1m 3.73% Added +30.6k +30,627
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 42,53142.5k $3.9m $3.9m 0.00% Added +12.2k +12,190
25 Jefferies Financial Group Inc. 0.08% of their portfolio NEW YORK, NY 39,10639.1k $3.6m $3.6m 0.08% Added +5.3k +5,319
26 Paragon Advisors, LLC 1.15% of their portfolio COLLEGE STATION, TX 38,41338.4k $3.5m $3.5m 1.15% Added +11.4k +11,418
27 CONSILIO WEALTH ADVISORS, LLC 1.88% of their portfolio BELLEVUE, WA 37,10237.1k $3.4m $3.4m 1.88% Added +998 +998
28 Vertex Planning Partners, LLC 1.11% of their portfolio DOWNERS GROVE, IL 35,56235.6k $3.3m $3.3m 1.11% Added +951 +951
29 GTS SECURITIES LLC 0.09% of their portfolio NEW YORK, NY 30,75730.8k $2.8m $2.8m 0.09% First filing
30 OneDigital Investment Advisors LLC 0.06% of their portfolio OVERLAND PARK, KS 30,70030.7k $2.8m $2.8m 0.06% Added +1.5k +1,500
31 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 30,42230.4k $3.1m $3.1m 0.07% Added +14.1k +14,097
32 Provident Wealth Management, LLC 1.18% of their portfolio BRENTWOOD, TN 25,94225.9k $2.4m $2.4m 1.18% Added +3.6k +3,650
33 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 24,27724.3k $2.2m $2.2m 0.03% New
34 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 24,13524.1k $2.2m $2.2m 0.00% Added +6.0k +6,005
35 Savior LLC 8.46% of their portfolio WELLESLEY HILLS, MA 22,67322.7k $2.1m $2.1m 8.46% Reduced -3.4k -3,444
36 Tidal Investments LLC 0.05% of their portfolio Milwaukee, WI 18,84318.8k $1.7m $1.7m 0.05% Reduced -91.4k -91,367
37 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 16,72116.7k $1.5m $1.5m 0.01% Added +4.6k +4,597
38 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 15,80315.8k $1.5m $1.5m 0.01% Added +1.5k +1,525
39 ASHFORD CAPITAL MANAGEMENT INC 0.20% of their portfolio WILMINGTON, DE 15,65315.7k $1.4m $1.4m 0.20% New
40 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 15,64415.6k $1.4m $1.4m 0.01% Reduced -1.0k -1,036
41 Ancora Advisors LLC 0.04% of their portfolio Cleveland, OH 15,40015.4k $1.4m $1.4m 0.04% Added +5.0k +5,000
42 CENTAURUS FINANCIAL, INC. 0.11% of their portfolio ANAHEIM, CA 13,46113.5k $1.2m $1.2m 0.11% Added +10.4k +10,449
43 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 12,87912.9k $1.2m $1.2m 0.00% Added +1.7k +1,667
44 BCWM, LLC 0.34% of their portfolio OVERLAND PARK, KS 11,18811.2k $1.0m $1.0m 0.34% Added +1.4k +1,424
45 Delphi Financial Group, Inc. 0.51% of their portfolio Wilmington, DE 10,98011.0k $1.0m $1.0m 0.51% Added +3.8k +3,780
46 Stratos Wealth Advisors, LLC 0.07% of their portfolio BEACHWOOD, OH 10,06010.1k $925.8k $925.8k 0.07% Added +6.2k +6,187
47 RFG Advisory, LLC 0.04% of their portfolio BIRMINGHAM, AL 9,3799.4k $863.2k $863.2k 0.04% Reduced -9.7k -9,724
48 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 8,1728.2k $752.0k $752.0k 0.01% New
49 CWA Asset Management Group, LLC 0.05% of their portfolio NAPLES, FL 7,7107.7k $709.6k $709.6k 0.05% Unchanged
50 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 6,6046.6k $607.7k $607.7k 0.00% Reduced -587 -587
51 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 6,5106.5k $599.1k $599.1k 0.00% Added +176 +176
52 Q3 Asset Management 0.28% of their portfolio BIRMINGHAM, MI 6,3386.3k $583.0k $583.0k 0.28% Reduced -116 -116
53 Koshinski Asset Management, Inc. 0.06% of their portfolio DECATUR, IL 6,2476.2k $574.9k $574.9k 0.06% New
54 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 6,0286.0k $555.0k $555.0k 0.00% Reduced -56 -56
55 Csenge Advisory Group 0.03% of their portfolio CLEARWATER, FL 5,3615.4k $493.4k $493.4k 0.03% Reduced -341 -341
56 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 4,9004.9k $450.9k $450.9k 0.00% Added +1.0k +1,000
57 Horizon Wealth Management, LLC 0.18% of their portfolio LA GRANGE, IL 4,8374.8k $445.2k $445.2k 0.18% Reduced -151.7k -151,740
58 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 4,5634.6k $420.0k $420.0k 0.00% New
59 Laird Norton Wetherby Trust Company, LLC 0.05% of their portfolio Seattle, WA 4,5514.6k $418.8k $418.8k 0.05% New
60 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,3904.4k $404.0k $404.0k 0.00% Added +3.7k +3,690
61 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 4,3884.4k $403.8k $403.8k 0.00% Unchanged
62 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 4,1494.1k $381.8k $381.8k 0.00% Unchanged
63 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 3,9724.0k $365.0k $365.0k 0.00% Added +1.0k +1,000
64 Harbour Capital Advisors, LLC 0.09% of their portfolio TYSONS CORNER, VA 3,5453.5k $321.1k $321.1k 0.09% New
65 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 3,5003.5k $322.1k $322.1k 0.01% Unchanged
66 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,3783.4k $310.9k $310.9k 0.00% Added +242 +242
67 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 3,1803.2k $292.0k $292.0k 0.01% Added +2.3k +2,346
68 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 3,1063.1k $285.8k $285.8k 0.00% New
69 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 3,0873.1k $284.1k $284.1k 0.00% New
70 Hoxton Planning & Management, LLC 0.17% of their portfolio SHEPHERDSTOWN, WV 2,9633.0k $272.7k $272.7k 0.17% Added +651 +651
71 1834 INVESTMENT ADVISORS CO 0.03% of their portfolio Milwaukee, WI 2,8202.8k $259.5k $259.5k 0.03% New
72 Arrowroot Family Office, LLC 0.20% of their portfolio MARINA DEL REY, CA 2,8202.8k $259.5k $259.5k 0.20% Added +379 +379
73 Cutler Group LLC / CA 0.06% of their portfolio SAN FRANCISCO, CA 2,6002.6k $239.0k $239.0k 0.06% Added +2.0k +2,010
74 SPROTT INC. 0.02% of their portfolio TORONTO, A6 2,3302.3k $214.4k $214.4k 0.02% Unchanged
75 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 2,3212.3k $209.5k $209.5k 0.00% New
76 MacKay Shields LLC 0.01% of their portfolio New York, NY 2,3102.3k $212.6k $212.6k 0.01% Unchanged
77 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,2512.3k $207.2k $207.2k 0.00% New
78 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 2,2132.2k $203.7k $203.7k 0.02% New
79 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 1,9001.9k $174.9k $174.9k 0.01% Unchanged
80 TUCKER ASSET MANAGEMENT LLC 0.03% of their portfolio LITTLETON, CO 1,1551.2k $106.3k $106.3k 0.03% New
81 NFSG Corp 0.05% of their portfolio BOCA RATON, FL 1,0701.1k $98.5k $98.5k 0.05% New
82 Main Management LLC 0.01% of their portfolio SAN FRANCISCO, CA 1,0001.0k $92.0k $92.0k 0.01% New
83 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 701701 $64.5k $64.5k 0.01% Reduced -623 -623
84 TSFG, LLC 0.02% of their portfolio LAKE FOREST, IL 615615 $57.0k $57.0k 0.02% New
85 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.02% of their portfolio FLINT, MI 550550 $50.6k $50.6k 0.02% Added +35 +35
86 FNY Investment Advisers, LLC 0.06% of their portfolio NEW YORK, NY 500500 $46.0k $46.0k 0.06% New
87 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 450450 $41.4k $41.4k 0.00% New
88 Faithward Advisors, LLC 0.01% of their portfolio LANCASTER, PA 426426 $34.6k $34.6k 0.01% Unchanged
89 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 393393 $23.6k $23.6k 0.00% Added +331 +331
90 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 300300 $27.6k $27.6k 0.00% New
91 Delos Wealth Advisors, LLC 0.03% of their portfolio DALLAS, TX 284284 $26.1k $26.1k 0.03% New
92 Coppell Advisory Solutions LLC 0.01% of their portfolio COPPELL, TX 246246 $22.2k $22.2k 0.01% New
93 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 220220 $20.2k $20.2k 0.00% Unchanged
94 Venturi Wealth Management, LLC 0.00% of their portfolio AUSTIN, TX 210210 $19.3k $19.3k 0.00% Unchanged
95 West Branch Capital LLC 0.01% of their portfolio AMHERST, MA 203203 $18.7k $18.7k 0.01% Added +1 +1
96 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 201201 $18.5k $18.5k 0.00% Unchanged
97 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 176176 $16.2k $16.2k 0.00% Unchanged
98 SevenOneSeven Capital Management 0.03% of their portfolio LANCASTER, PA 146146 $11.8k $11.8k 0.03% Reduced -6 -6
99 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 138138 $12.7k $12.7k 0.00% Added +2 +2
100 Fiduciary Alliance LLC 0.00% of their portfolio GREENVILLE, SC 124124 $11.4k $11.4k 0.00% New