Vault-13

SPDR SER TR SPTL

PORTFOLIO LN TSR · ETP · CUSIP 78464A664

336 institutional holders +26 vs Q1 2023
216,879,438216.9m shares reported held*
$6.5bnreported value*
53 new 145 added 95 reduced 36 sold out net sold ≈ $126.4m (-4.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.90. Options: 2 managers hold calls ($475.4k notional), 3 hold puts ($1.1m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 274Q4 22: 308Q1 23: 310Q2 23: 336336Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022274
Q4 2022308
Q1 2023310
Q2 2023336

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 154 bought or addedQ4 22: 144 cut or sold outQ4 22Q1 23: 178 bought or addedQ1 23: 149 cut or sold outQ1 23Q2 23: 198 bought or addedQ2 23: 131 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022154144
Q1 2023178149
Q2 2023198131

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $2.6mQ3 22 puts: $1.3mQ3 22P/C 0.49Q4 22 calls: $545.8kQ4 22 puts: $377.4kQ4 22P/C 0.69Q1 23 calls: $1.2mQ1 23 puts: $287.2kQ1 23P/C 0.24Q2 23 calls: $475.4kQ2 23 puts: $1.1mQ2 23P/C 2.23
Numbers
QuarterCallsPutsP/C
Q3 2022$2.6m$1.3m0.49
Q4 2022$545.8k$377.4k0.69
Q1 2023$1.2m$287.2k0.24
Q2 2023$475.4k$1.1m2.23

Biggest buyers

MORGAN STANLEY Added +5,101,923+5.1m
Financial Engines Advisors L.L.C. Added +2,271,164+2.3m
STATE STREET CORP Added +1,949,582+1.9m
JANE STREET GROUP, LLC Added +1,653,532+1.7m
LPL Financial LLC Added +1,467,797+1.5m
Fisher Asset Management, LLC Added +1,374,242+1.4m
Gradient Investments LLC Added +1,069,834+1.1m
ALTFEST L J & CO INC Added +509,308+509.3k
Summit Trail Advisors, LLC Added +488,364+488.4k
FLOW TRADERS U.S. LLC New +392,282+392.3k

Biggest sellers

FMR LLC Reduced -20,832,536-20.8m
Hobart Private Capital, LLC Reduced -1,376,421-1.4m
Tidal Investments LLC Sold out -1,066,398-1.1m
New Harbor Financial Group, LLC Reduced -542,974-543.0k
ACT Advisors, LLC. Sold out -497,615-497.6k
Tradewinds Capital Management, LLC Reduced -338,015-338.0k
Mirae Asset Global Investments Co., Ltd. Reduced -291,188-291.2k
Betterment LLC Reduced -238,882-238.9k
BANK OF AMERICA CORP /DE/ Reduced -159,486-159.5k
AMJ Financial Wealth Management Sold out -146,000-146.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $328.9k11.0k shares
CITADEL ADVISORS LLC Reduced $146.5k4.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $613.0k20.5k shares
CITADEL ADVISORS LLC Added $266.1k8.9k shares
New Harbor Financial Group, LLC New $182.4k6.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution new · filed 2026-02-05 5.1% new 21.3m≈ $559.2m 2026-02-05

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STATE STREET CORP 0.06% of their portfolio BOSTON, MA 40,986,29341.0m $1.2bn $1.2bn 0.06% Added +1.9m +1,949,582
2 Fisher Asset Management, LLC 0.56% of their portfolio PLANO, TX 34,134,99234.1m $1.0bn $1.0bn 0.56% Added +1.4m +1,374,242
3 Financial Engines Advisors L.L.C. 2.36% of their portfolio SANTA CLARA, CA 31,101,18231.1m $929.9m $929.9m 2.36% Added +2.3m +2,271,164
4 FMR LLC 0.06% of their portfolio BOSTON, MA 24,332,57224.3m $727.5m $727.5m 0.06% Reduced -20.8m -20,832,536
5 Nan Shan Life Insurance Co., Ltd. 7.90% of their portfolio Taipei City, F5 10,956,90011.0m $327.6m $327.6m 7.90% Unchanged
6 LPL Financial LLC 0.19% of their portfolio FORT MILL, SC 8,870,0668.9m $265.2m $265.2m 0.19% Added +1.5m +1,467,797
7 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 7,752,9207.8m $231.8m $231.8m 0.02% Added +5.1m +5,101,923
8 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 4,339,0474.3m $129.7m $129.7m 0.06% Reduced -119.6k -119,638
9 SYNOVUS FINANCIAL CORP 1.06% of their portfolio Columbus, GA 3,222,8593.2m $96.4m $96.4m 1.06% Reduced -103.2k -103,233
10 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,993,5832.0m $59.6m $59.6m 0.01% Reduced -159.5k -159,486
11 TOWNSQUARE CAPITAL LLC 1.06% of their portfolio Lehi, UT 1,954,9332.0m $58.5m $58.5m 1.06% Added +17.4k +17,442
12 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,940,5731.9m $58.0m $58.0m 0.03% Added +93.1k +93,054
13 JANE STREET GROUP, LLC 0.08% of their portfolio NEW YORK, NY 1,903,0641.9m $56.9m $56.9m 0.08% Added +1.7m +1,653,532
14 STIFEL FINANCIAL CORP 0.07% of their portfolio ST. LOUIS, MO 1,749,6361.7m $52.3m $52.3m 0.07% Added +55.7k +55,697
15 GM Advisory Group, LLC 4.07% of their portfolio MELVILLE, NY 1,642,4241.6m $49.1m $49.1m 4.07% Added +97.5k +97,496
16 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 1,405,5221.4m $42.0m $42.0m 0.08% Added +8.2k +8,217
17 Gradient Investments LLC 1.05% of their portfolio ARDEN HILLS, MN 1,360,2651.4m $40.7m $40.7m 1.05% Added +1.1m +1,069,834
18 ASSETMARK, INC 0.16% of their portfolio CONCORD, CA 1,345,4261.3m $40.2m $40.2m 0.16% Reduced -101.7k -101,701
19 AE Wealth Management LLC 0.21% of their portfolio TOPEKA, KS 1,155,0951.2m $34.5m $34.5m 0.21% Reduced -36.2k -36,245
20 RFG Advisory, LLC 1.42% of their portfolio BIRMINGHAM, AL 1,066,9951.1m $31.9m $31.9m 1.42% Added +135.4k +135,362
21 Private Advisor Group, LLC 0.25% of their portfolio MORRISTOWN, NJ 972,514972.5k $29.1m $29.1m 0.25% Added +236.1k +236,124
22 Strategic Wealth Investment Group, LLC 4.17% of their portfolio LOUISVILLE, KY 879,061879.1k $26.3m $26.3m 4.17% Added +90.4k +90,421
23 Rockefeller Capital Management L.P. 0.10% of their portfolio NEW YORK, NY 868,281868.3k $26.0m $26.0m 0.10% First filing
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 845,917845.9k $25.3m $25.3m 0.01% Added +186 +186
25 Summit Trail Advisors, LLC 0.91% of their portfolio NEW YORK, NY 810,398810.4k $24.2m $24.2m 0.91% Added +488.4k +488,364
26 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 1.37% of their portfolio BETHESDA, MD 799,200799.2k $23.9m $23.9m 1.37% Added +389.2k +389,200
27 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.25% of their portfolio PLYMOUTH, MN 761,352761.4k $22.8m $22.8m 0.25% Added +148.4k +148,412
28 OneDigital Investment Advisors LLC 0.48% of their portfolio OVERLAND PARK, KS 729,765729.8k $21.8m $21.8m 0.48% Reduced -25.1k -25,100
29 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 690,567690.6k $20.6m $20.6m 0.03% Added +19.4k +19,417
30 Tradewinds Capital Management, LLC 5.79% of their portfolio BELLINGHAM, WA 622,119622.1k $18.6m $18.6m 5.79% Reduced -338.0k -338,015
31 First Trust Bank, Ltd. 86.51% of their portfolio NASSAU, C5 622,000622.0k $18.6m $18.6m 86.51% Unchanged
32 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 602,700602.7k $18.0m $18.0m 0.03% Added +99.9k +99,882
33 MCMORGAN & CO LLC 3.22% of their portfolio SAN FRANCISCO, CA 572,084572.1k $17.1m $17.1m 3.22% Reduced -120.8k -120,784
34 Cetera Investment Advisers 0.14% of their portfolio SCHAUMBURG, IL 569,985570.0k $17.0m $17.0m 0.14% Added +5.6k +5,636
35 ALTFEST L J & CO INC 2.54% of their portfolio NEW YORK, NY 565,154565.2k $16.9m $16.9m 2.54% Added +509.3k +509,308
36 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 561,443561.4k $16.8m $16.8m 0.01% Added +100.3k +100,315
37 Integrated Wealth Concepts LLC 0.28% of their portfolio WALTHAM, MA 549,933549.9k $16.4m $16.4m 0.28% Reduced -125 -125
38 O'Brien Wealth Partners LLC 4.66% of their portfolio Waltham, MA 529,495529.5k $15.8m $15.8m 4.66% Added +25.0k +24,985
39 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 490,658490.7k $14.7m $14.7m 0.03% Added +153.7k +153,661
40 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 485,546485.5k $14.5m $14.5m 0.00% Added +167.1k +167,072
41 Financial Advisory Group 2.80% of their portfolio HOUSTON, TX 473,372473.4k $14.2m $14.2m 2.80% Reduced -22.8k -22,792
42 AllGen Financial Advisors, Inc. 8.87% of their portfolio ORLANDO, FL 471,148471.1k $14.1m $14.1m 8.87% Added +111.5k +111,513
43 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 470,735470.7k $14.1m $14.1m 0.00% Reduced -84.2k -84,164
44 Mariner, LLC 0.04% of their portfolio Overland Park, KS 470,727470.7k $14.1m $14.1m 0.04% Added +156.8k +156,819
45 McAdam, LLC 1.09% of their portfolio Philadelphia, PA 443,727443.7k $13.3m $13.3m 1.09% Added +131.9k +131,932
46 Avidian Wealth Enterprises, LLC 0.79% of their portfolio Houston, TX 404,672404.7k $12.1m $12.1m 0.79% Added +132.2k +132,240
47 Astoria Portfolio Advisors LLC. 4.63% of their portfolio NEW YORK, NY 402,983403.0k $12.0m $12.0m 4.63% Added +170.0k +169,997
48 IHT Wealth Management, LLC 0.62% of their portfolio Chicago, IL 398,878398.9k $11.9m $11.9m 0.62% Added +376.7k +376,674
49 FLOW TRADERS U.S. LLC 0.51% of their portfolio NEW YORK, NY 392,282392.3k $11.7m $11.7m 0.51% New
50 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 368,521368.5k $11.0m $11.0m 0.08% Reduced -27.1k -27,077
51 Horizon Investments, LLC 0.30% of their portfolio Charlotte, NC 352,590352.6k $10.5m $10.5m 0.30% Reduced -81.0k -81,045
52 CFS Investment Advisory Services, LLC 1.24% of their portfolio TOTOWA, NJ 324,129324.1k $9.7m $9.7m 1.24% Reduced -3.2k -3,173
53 Goodman Advisory Group, LLC 3.48% of their portfolio NEEDHAM, MA 314,104314.1k $9.4m $9.4m 3.48% Added +281.2k +281,222
54 ING GROEP NV 0.07% of their portfolio AMSTERDAM, P7 310,000310.0k $9.3m $9.3m 0.07% New
55 CARY STREET PARTNERS ASSET MANAGEMENT LLC 1.65% of their portfolio RICHMOND, VA 297,452297.5k $8.9m $8.9m 1.65% New
56 Tennessee Valley Asset Management Partners 2.81% of their portfolio KNOXVILLE, TN 292,081292.1k $8.7m $8.7m 2.81% Reduced -41.4k -41,381
57 Summit Global Investments 0.53% of their portfolio BOUNTIFUL, UT 267,203267.2k $8.0m $8.0m 0.53% Added +206.1k +206,066
58 PFS INVESTMENTS INC. 0.13% of their portfolio DULUTH, GA 262,237262.2k $7.8m $7.8m 0.13% Added +16.5k +16,460
59 Scissortail Wealth Management, LLC 6.29% of their portfolio TULSA, OK 255,896255.9k $7.7m $7.7m 6.29% Added +201.0k +200,975
60 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 253,099253.1k $7.6m $7.6m 0.03% Added +19.2k +19,221
61 CHOREO, LLC 0.26% of their portfolio ROCKFORD, IL 252,153252.2k $7.5m $7.5m 0.26% Added +33.2k +33,188
62 CoreCap Advisors, LLC 0.54% of their portfolio SOUTHFIELD, MI 252,083252.1k $7.5m $7.5m 0.54% First filing
63 WNY Asset Management, LLC 1.58% of their portfolio Williamsville, NY 247,906247.9k $7.4m $7.4m 1.58% Added +27.4k +27,405
64 Trilogy Capital Inc. 0.46% of their portfolio IRVINE, CA 241,731241.7k $7.2m $7.2m 0.46% Reduced -3.1k -3,076
65 Hedeker Wealth, LLC 2.39% of their portfolio Lincolnshire, IL 239,827239.8k $7.2m $7.2m 2.39% Added +108.1k +108,116
66 PEAK FINANCIAL ADVISORS LLC 5.42% of their portfolio DENVER, CO 230,907230.9k $6.9m $6.9m 5.42% Added +136.2k +136,213
67 PARK AVENUE SECURITIES LLC 0.10% of their portfolio NEW YORK, NY 220,895220.9k $6.6m $6.6m 0.10% Added +15.2k +15,217
68 Security Financial Services, INC. 1.74% of their portfolio Fort Wayne, IN 205,280205.3k $6.1m $6.1m 1.74% Reduced -33.3k -33,330
69 Buttonwood Financial Group, LLC 5.08% of their portfolio Kansas City, MO 198,890198.9k $5.9m $5.9m 5.08% Added +94.4k +94,418
70 TWO SIGMA SECURITIES, LLC 0.48% of their portfolio NEW YORK, NY 194,801194.8k $5.8m $5.8m 0.48% Added +11.3k +11,333
71 FINANCIAL LIFE ADVISORS 2.43% of their portfolio SAN ANTONIO, TX 194,589194.6k $5.8m $5.8m 2.43% Reduced -62.3k -62,262
72 S. R. Schill & Associates 2.53% of their portfolio MERCER ISLAND, WA 185,977186.0k $5.6m $5.6m 2.53% Added +10.5k +10,463
73 Foster Victor Wealth Advisors, LLC 0.60% of their portfolio GREENVILLE, SC 182,497182.5k $5.4m $5.4m 0.60% Reduced -8.1k -8,059
74 Fortis Group Advisors, LLC 1.44% of their portfolio WESTWOOD, NJ 181,671181.7k $5.4m $5.4m 1.44% Reduced -84.3k -84,287
75 CreativeOne Wealth, LLC 0.14% of their portfolio OVERLAND PARK, KS 179,102179.1k $5.6m $5.6m 0.14% Added +69.5k +69,502
76 Bridge Advisory, LLC 1.95% of their portfolio PASADENA, CA 177,945177.9k $5.3m $5.3m 1.95% Reduced -4.6k -4,587
77 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 175,784175.8k $5.3m $5.3m 0.01% Added +131.5k +131,536
78 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 168,025168.0k $5.0m $5.0m 0.06% Added +155.5k +155,474
79 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.05% of their portfolio OMAHA, NE 167,898167.9k $5.0m $5.0m 0.05% Reduced -44.5k -44,544
80 Gladstone Institutional Advisory LLC 0.30% of their portfolio Bedminster, NJ 165,186165.2k $4.9m $4.9m 0.30% Added +12.5k +12,532
81 Kingsview Wealth Management, LLC 0.19% of their portfolio GRANTS PASS, OR 164,634164.6k $4.9m $4.9m 0.19% Added +2.0k +1,989
82 IFP Advisors, Inc 0.11% of their portfolio TAMPA, FL 158,608158.6k $5.1m $5.1m 0.11% Added +143.8k +143,849
83 Krilogy Financial LLC 0.42% of their portfolio ST. LOUIS, MO 157,447157.4k $4.7m $4.7m 0.42% Reduced -7.7k -7,701
84 Westover Capital Advisors, LLC 1.62% of their portfolio WILMINGTON, DE 155,660155.7k $4.7m $4.7m 1.62% New
85 Redwood Investment Management, LLC 0.48% of their portfolio SCOTTSDALE, AZ 154,942154.9k $4.6m $4.6m 0.48% Added +1.1k +1,118
86 Frontier Asset Management, LLC 2.01% of their portfolio SHERIDAN, WY 147,833147.8k $4.4m $4.4m 2.01% Reduced -2.5k -2,477
87 Robinson Value Management, Ltd. 3.19% of their portfolio SAN ANTONIO, TX 147,545147.5k $4.4m $4.4m 3.19% Added +14.0k +14,034
88 HRT FINANCIAL LP 0.04% of their portfolio NEW YORK, NY 145,255145.3k $4.3m $4.3m 0.04% Reduced -7.7k -7,740
89 High Probability Advisors, LLC 0.92% of their portfolio Pittsford, NY 143,773143.8k $4.3m $4.3m 0.92% Reduced -1.1k -1,124
90 MATHER GROUP, LLC. 0.07% of their portfolio CHICAGO, IL 140,555140.6k $4.2m $4.2m 0.07% Added +31.0k +30,974
91 BCM ADVISORS, LLC 1.11% of their portfolio LAFAYETTE, LA 139,988140.0k $4.2m $4.2m 1.11% Added +5.3k +5,309
92 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 136,866136.9k $4.1m $4.1m 0.01% Added +9.1k +9,056
93 Stratos Wealth Partners, LTD. 0.09% of their portfolio BEACHWOOD, OH 134,328134.3k $4.0m $4.0m 0.09% Added +18.7k +18,657
94 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 134,159134.2k $4.0m $4.0m 0.05% Added +21.8k +21,801
95 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 131,321131.3k $3.9m $3.9m 0.06% Added +43.9k +43,877
96 CWM, LLC 0.02% of their portfolio OMAHA, NE 129,671129.7k $3.9m $3.9m 0.02% Reduced -2.8k -2,780
97 Financial Designs Corp 2.72% of their portfolio CLAREMONT, CA 124,741124.7k $3.7m $3.7m 2.72% Reduced -3.0k -3,012
98 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 124,464124.5k $3.7m $3.7m 0.03% Added +34.8k +34,777
99 Savant Capital, LLC 0.06% of their portfolio ROCKFORD, IL 120,696120.7k $3.6m $3.6m 0.06% Reduced -59.7k -59,655
100 Snider Financial Group 1.70% of their portfolio BELLEVUE, WA 119,190119.2k $3.6m $3.6m 1.70% Added +2.9k +2,899