Vault-13

GOLDMAN SACHS ETF TR GEM

ACTIVEBETA EME · ETP · CUSIP 381430206

145 institutional holders +9 vs Q1 2023
29,973,30930.0m shares reported held*
$893.8mreported value*
12 new 47 added 58 reduced 6 sold out net bought ≈ $38.9m (+1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.82. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 153Q4 22: 142Q1 23: 136Q2 23: 145145Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022153
Q4 2022142
Q1 2023136
Q2 2023145

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 53 bought or addedQ4 22: 85 cut or sold outQ4 22Q1 23: 58 bought or addedQ1 23: 71 cut or sold outQ1 23Q2 23: 59 bought or addedQ2 23: 64 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225385
Q1 20235871
Q2 20235964

Biggest buyers

JANE STREET GROUP, LLC Added +515,978+516.0k
Betterment LLC Added +425,885+425.9k
EP Wealth Advisors, LLC Added +326,366+326.4k
Raymond James Financial Services Advisors, Inc. Added +257,524+257.5k
WMS Partners, LLC Added +189,261+189.3k
GOLDMAN SACHS GROUP INC Added +179,129+179.1k
FLOW TRADERS U.S. LLC New +96,788+96.8k
Destiny Wealth Partners, LLC Added +74,541+74.5k
First Capital Advisors Group, LLC. Added +54,388+54.4k
SkyView Investment Advisors, LLC Added +54,388+54.4k

Biggest sellers

RAYMOND JAMES & ASSOCIATES Reduced -246,194-246.2k
Fragasso Financial Advisors Inc Reduced -163,096-163.1k
Callan Capital, LLC Reduced -89,023-89.0k
BANK OF AMERICA CORP /DE/ Reduced -81,888-81.9k
1900 WEALTH MANAGEMENT LLC Reduced -46,003-46.0k
GFG Capital, LLC Reduced -35,193-35.2k
Haverford Trust Co Reduced -30,359-30.4k
Accuvest Global Advisors Reduced -29,884-29.9k
LPL Financial LLC Reduced -27,009-27.0k
SageView Advisory Group, LLC Reduced -26,947-26.9k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 4,481,3724.5m $133.4m $133.4m 0.03% Added +179.1k +179,129
2 SigFig Wealth Management, LLC 3.33% of their portfolio SAN FRANCISCO, CA 2,891,4332.9m $86.0m $86.0m 3.33% Added +29.7k +29,679
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,321,6472.3m $69.4m $69.4m 0.02% Added +40.1k +40,124
4 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,884,3721.9m $56.3m $56.3m 0.04% Reduced -27.0k -27,009
5 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 1,452,4431.5m $43.4m $43.4m 0.04% Reduced -246.2k -246,194
6 WMS Partners, LLC 3.38% of their portfolio TOWSON, MD 1,438,9611.4m $43.0m $43.0m 3.38% Added +189.3k +189,261
7 Betterment LLC 0.12% of their portfolio NEW YORK, NY 1,259,5451.3m $37.7m $37.7m 0.12% Added +425.9k +425,885
8 ARVEST TRUST CO N A 2.19% of their portfolio ROGERS, AR 1,168,7681.2m $36.8m $36.8m 2.19% Reduced -17.7k -17,725
9 SPINNAKER TRUST 2.36% of their portfolio PORTLAND, ME 1,084,8651.1m $32.4m $32.4m 2.36% Added +2.4k +2,400
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,033,4811.0m $30.9m $30.9m 0.01% Added +54.2k +54,164
11 1900 WEALTH MANAGEMENT LLC 3.09% of their portfolio SAN ANTONIO, TX 1,004,8611.0m $30.0m $30.0m 3.09% Reduced -46.0k -46,003
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 839,233839.2k $25.1m $25.1m 0.00% Reduced -81.9k -81,888
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 723,006723.0k $21.6m $21.6m 0.00% Added +26.7k +26,703
14 Prism Advisors, Inc. 6.91% of their portfolio STUDIO CITY, CA 687,336687.3k $20.6m $20.6m 6.91% Added +25.8k +25,774
15 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 625,575625.6k $18.7m $18.7m 0.03% Added +516.0k +515,978
16 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 598,241598.2k $17.9m $17.9m 0.03% Added +257.5k +257,524
17 Apella Capital, LLC 1.17% of their portfolio WEST HARTFORD, CT 547,493547.5k $16.4m $16.4m 1.17% First filing
18 UBS Group AG 0.01% of their portfolio ZURICH, V8 453,344453.3k $13.6m $13.6m 0.01% Reduced -16.9k -16,871
19 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 331,444331.4k $963.1k $963.1k 0.01% Added +326.4k +326,366
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 315,238315.2k $9.4m $9.4m 0.00% Added +46.5k +46,481
21 FIRST FOUNDATION ADVISORS 0.40% of their portfolio Irvine, CA 306,255306.3k $9.2m $9.2m 0.40% Reduced -944 -944
22 Strategic Financial Services, Inc. 0.61% of their portfolio UTICA, NY 269,867269.9k $8.1m $8.1m 0.61% Reduced -3.6k -3,595
23 Destiny Wealth Partners, LLC 1.55% of their portfolio TAVARES, FL 267,232267.2k $8.1m $8.1m 1.55% Added +74.5k +74,541
24 ATWOOD & PALMER INC 0.57% of their portfolio KANSAS CITY, MO 214,479214.5k $6.4m $6.4m 0.57% Reduced -2.6k -2,601
25 GFG Capital, LLC 2.07% of their portfolio MIAMI, FL 189,439189.4k $11.1m $11.1m 2.07% Reduced -35.2k -35,193
26 Archford Capital Strategies, LLC 1.08% of their portfolio SWANSEA, IL 185,447185.4k $5.7m $5.7m 1.08% Added +6.3k +6,273
27 AMERICAN NATIONAL BANK & TRUST 0.84% of their portfolio WICHITA FALLS, TX 167,945167.9k $5.0m $5.0m 0.84% Reduced -7.2k -7,178
28 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 164,891164.9k $4.9m $4.9m 0.02% Reduced -4.2k -4,212
29 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 162,179162.2k $4.8m $4.8m 0.01% Reduced -4.1k -4,137
30 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 152,063152.1k $4.5m $4.5m 0.04% Added +7.6k +7,617
31 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 150,307150.3k $4.5m $4.5m 0.01% Added +1.6k +1,616
32 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 142,311142.3k $4.3m $4.3m 0.03% Reduced -10.8k -10,765
33 Callan Capital, LLC 0.44% of their portfolio LA JOLLA, CA 132,162132.2k $4.0m $4.0m 0.44% Reduced -89.0k -89,023
34 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.04% of their portfolio PLYMOUTH, MN 124,293124.3k $3.7m $3.7m 0.04% Reduced -23.0k -22,965
35 SHUFRO ROSE & CO LLC 0.33% of their portfolio NEW YORK, NY 119,875119.9k $3.6m $3.6m 0.33% Added +4.2k +4,217
36 CoreCap Advisors, LLC 0.24% of their portfolio SOUTHFIELD, MI 114,069114.1k $3.4m $3.4m 0.24% First filing
37 Clearwater Capital Advisors, LLC 0.41% of their portfolio HOFFMAN ESTATES, IL 113,866113.9k $3.4m $3.4m 0.41% Reduced -4.0k -3,958
38 First Capital Advisors Group, LLC. 1.75% of their portfolio LITTLE SILVER, NJ 112,414112.4k $3.4m $3.4m 1.75% Added +54.4k +54,388
39 SkyView Investment Advisors, LLC 0.84% of their portfolio SHREWSBURY, NJ 112,414112.4k $3.4m $3.4m 0.84% Added +54.4k +54,388
40 First Ascent Asset Management, LLC 0.44% of their portfolio DENVER, CO 110,826110.8k $3.3m $3.3m 0.44% Added +6.8k +6,799
41 Gladstone Institutional Advisory LLC 0.19% of their portfolio Bedminster, NJ 104,039104.0k $3.1m $3.1m 0.19% Reduced -179 -179
42 FLOW TRADERS U.S. LLC 0.13% of their portfolio NEW YORK, NY 96,78896.8k $2.9m $2.9m 0.13% New
43 Anchor Investment Management, LLC 0.31% of their portfolio COLUMBIA, SC 82,07882.1k $2.5m $2.5m 0.31% Added +5.6k +5,597
44 Kelman-Lazarov, Inc. 0.51% of their portfolio MEMPHIS, TN 71,02871.0k $2.1m $2.1m 0.51% Reduced -4.0k -4,002
45 Herold Advisors, Inc. 0.65% of their portfolio New York, NY 70,94470.9k $2.1m $2.1m 0.65% Added +446 +446
46 Clay Northam Wealth Management, LLC 1.94% of their portfolio HUNTINGTON BEACH, CA 68,14068.1k $2.0m $2.0m 1.94% Reduced -828 -828
47 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 54,53654.5k $1.6m $1.6m 0.04% Added +32.2k +32,249
48 Haverford Trust Co 0.02% of their portfolio Radnor, PA 51,68051.7k $1.5m $1.5m 0.02% Reduced -30.4k -30,359
49 ALTFEST L J & CO INC 0.22% of their portfolio NEW YORK, NY 50,04250.0k $1.5m $1.5m 0.22% Added +3.9k +3,882
50 SageView Advisory Group, LLC 0.07% of their portfolio Newport Beach, CA 43,80843.8k $1.3m $1.3m 0.07% Reduced -26.9k -26,947
51 CENTRAL TRUST Co 0.04% of their portfolio JEFFERSON CITY, MO 42,35742.4k $1.3m $1.3m 0.04% Reduced -8.9k -8,887
52 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 40,13540.1k $1.2m $1.2m 0.02% Added +8.2k +8,230
53 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 36,84436.8k $1.1m $1.1m 0.00% Reduced -18.6k -18,589
54 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 35,59835.6k $1.1m $1.1m 0.01% New
55 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 32,46332.5k $970.6k $970.6k 0.00% Reduced -252 -252
56 Mariner, LLC 0.00% of their portfolio Overland Park, KS 32,14032.1k $961.0k $961.0k 0.00% Added +126 +126
57 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 31,47931.5k $941.2k $941.2k 0.01% Added +3.0k +3,004
58 CW Advisors, LLC 0.02% of their portfolio BOSTON, MA 27,16527.2k $812.3k $812.3k 0.02% Unchanged
59 WHITTIER TRUST CO 0.01% of their portfolio SOUTH PASADENA, CA 26,47826.5k $791.4k $791.4k 0.01% Reduced -688 -688
60 Elmwood Wealth Management, Inc. 0.36% of their portfolio BERKELEY, CA 26,17826.2k $782.7k $782.7k 0.36% Added +240 +240
61 COZAD ASSET MANAGEMENT INC 0.07% of their portfolio CHAMPAIGN, IL 19,27019.3k $576.2k $576.2k 0.07% Reduced -1.5k -1,480
62 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 18,55818.6k $554.9k $554.9k 0.00% Added +5.1k +5,097
63 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 17,99518.0k $538.1k $538.1k 0.01% Reduced -11.7k -11,673
64 WHITTIER TRUST CO OF NEVADA INC 0.02% of their portfolio RENO, NV 17,84517.8k $533.4k $533.4k 0.02% Unchanged
65 Fragasso Financial Advisors Inc 0.05% of their portfolio SEWICKLEY, PA 17,11817.1k $511.8k $511.8k 0.05% Reduced -163.1k -163,096
66 Glenview Trust Co 0.01% of their portfolio Louisville, KY 16,47116.5k $492.5k $492.5k 0.01% Reduced -571 -571
67 Patriot Financial Group Insurance Agency, LLC 0.09% of their portfolio Westborough, MA 15,73515.7k $470.5k $470.5k 0.09% Reduced -74 -74
68 JGP Wealth Management, LLC 0.08% of their portfolio BEND, OR 15,70115.7k $469.5k $469.5k 0.08% Added +254 +254
69 Accuvest Global Advisors 0.24% of their portfolio PROVO, UT 15,69115.7k $469.0k $469.0k 0.24% Reduced -29.9k -29,884
70 Strategies Wealth Advisors, LLC 0.10% of their portfolio GRAND RAPIDS, MI 15,59815.6k $466.4k $466.4k 0.10% Reduced -227 -227
71 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 14,97415.0k $447.7k $447.7k 0.00% Reduced -216 -216
72 AlphaCore Capital LLC 0.07% of their portfolio LA JOLLA, CA 14,16314.2k $423.5k $423.5k 0.07% New
73 FLAGSTAR SECURITIES, INC 0.16% of their portfolio New York, NY 13,93113.9k $416.5k $416.5k 0.16% Reduced -1.2k -1,176
74 IAG Wealth Partners, LLC 0.11% of their portfolio WAUKESHA, WI 13,55113.6k $405.2k $405.2k 0.11% Reduced -5.3k -5,276
75 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 13,34213.3k $399.0k $399.0k 0.01% Unchanged
76 Worth Financial Advisory Group, LLC 0.34% of their portfolio CHARLOTTE, NC 12,34112.3k $369.0k $369.0k 0.34% Reduced -1.6k -1,650
77 Inscription Capital, LLC 0.11% of their portfolio HOUSTON, TX 11,98812.0k $358.4k $358.4k 0.11% Unchanged
78 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 11,95112.0k $357.3k $357.3k 0.01% Reduced -797 -797
79 ICA Group Wealth Management, LLC 0.09% of their portfolio DENVER, CO 11,70511.7k $350.0k $350.0k 0.09% Added +11.6k +11,573
80 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 10,39110.4k $310.7k $310.7k 0.00% Added +1.1k +1,144
81 ADAMSBROWN WEALTH CONSULTANTS LLC 0.16% of their portfolio WICHITA, KS 10,26510.3k $306.9k $306.9k 0.16% Reduced -7.4k -7,402
82 Naviter Wealth, LLC 0.08% of their portfolio LITTLE ROCK, AR 10,19410.2k $304.8k $304.8k 0.08% Added +81 +81
83 GSA CAPITAL PARTNERS LLP 0.03% of their portfolio LONDON, X0 10,17010.2k $304.0k $304.0k 0.03% Added +2.0k +1,970
84 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 9,7169.7k $290.5k $290.5k 0.02% Reduced -1.6k -1,640
85 LEAVELL INVESTMENT MANAGEMENT, INC. 0.02% of their portfolio MOBILE, AL 9,4059.4k $281.0k $281.0k 0.02% Reduced -165 -165
86 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,8168.8k $263.6k $263.6k 0.00% Unchanged
87 Hexagon Capital Partners LLC 0.07% of their portfolio ROGERS, AR 8,7748.8k $262.3k $262.3k 0.07% Unchanged
88 FDx Advisors, Inc. 0.01% of their portfolio BERWYN, PA 8,1268.1k $243.0k $243.0k 0.01% Added +74 +74
89 Icon Wealth Partners, LLC 0.03% of their portfolio HOUSTON, TX 8,1268.1k $243.0k $243.0k 0.03% Added +59 +59
90 Focus Partners Advisor Solutions, LLC 0.01% of their portfolio SAINT LOUIS, MO 8,0748.1k $241.4k $241.4k 0.01% Reduced -1.7k -1,742
91 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 7,5547.6k $225.9k $225.9k 0.00% Reduced -706 -706
92 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 7,5547.6k $225.9k $225.9k 0.00% Reduced -706 -706
93 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 7,4667.5k $223.2k $223.2k 0.00% Reduced -457 -457
94 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 7,4257.4k $222.0k $222.0k 0.00% Added +48 +48
95 Legacy PCG, LLC 0.16% of their portfolio IRVINE, CA 7,2177.2k $215.8k $215.8k 0.16% Reduced -73 -73
96 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 7,1287.1k $213.1k $213.1k 0.00% Reduced -1.8k -1,770
97 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 6,4696.5k $193.4k $193.4k 0.01% Added +478 +478
98 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 5,8815.9k $175.8k $175.8k 0.01% Added +1.5k +1,466
99 Princeton Global Asset Management LLC 0.05% of their portfolio PRINCETON, NJ 5,5005.5k $164.4k $164.4k 0.05% Reduced -1.5k -1,492
100 GPS Wealth Strategies Group, LLC 0.02% of their portfolio CENTENNIAL, CO 4,3584.4k $130.3k $130.3k 0.02% Reduced -253 -253