Vault-13

PROSHARES TR SJB

SHRT HGH YIELD · ETP · CUSIP 74347R131

42 institutional holders -8 vs Q1 2023
4,784,3784.8m shares reported held*
$87.7mreported value*
4 new 9 added 24 reduced 12 sold out net sold ≈ $53.7m (-2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.32. Options: 2 managers hold calls ($47.0k notional), 2 hold puts ($18.3k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 56Q4 22: 64Q1 23: 50Q2 23: 4242Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202256
Q4 202264
Q1 202350
Q2 202342

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 37 bought or addedQ4 22: 31 cut or sold outQ4 22Q1 23: 33 bought or addedQ1 23: 35 cut or sold outQ1 23Q2 23: 13 bought or addedQ2 23: 36 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223731
Q1 20233335
Q2 20231336

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $8.0mQ3 22 puts: $346.0kQ3 22P/C 0.04Q4 22 calls: $368.6kQ4 22 puts: $17.2kQ4 22P/C 0.05Q1 23 calls: $163.4kQ1 23 puts: $29.4kQ1 23P/C 0.18Q2 23 calls: $47.0kQ2 23 puts: $18.3kQ2 23P/C 0.39
Numbers
QuarterCallsPutsP/C
Q3 2022$8.0m$346.0k0.04
Q4 2022$368.6k$17.2k0.05
Q1 2023$163.4k$29.4k0.18
Q2 2023$47.0k$18.3k0.39

Biggest buyers

ALTFEST L J & CO INC New +79,026+79.0k
RENAISSANCE TECHNOLOGIES LLC Added +25,893+25.9k
PEAK FINANCIAL ADVISORS LLC Added +11,233+11.2k
VISTA FINANCE, LLC Added +11,147+11.1k
Geneos Wealth Management Inc. Added +4,889+4.9k
Delos Wealth Advisors, LLC Added +3,919+3.9k
LPL Financial LLC Added +3,642+3.6k
Balefire, LLC New +3,596+3.6k
Coppell Advisory Solutions LLC New +2,964+3.0k
Samalin Investment Counsel, LLC Added +2,921+2.9k

Biggest sellers

HighTower Advisors, LLC Reduced -1,063,186-1.1m
FOURPATH CAPITAL MANAGEMENT, LLC Sold out -504,198-504.2k
RETIREMENT CAPITAL STRATEGIES Sold out -456,499-456.5k
Hilltop Holdings Inc. Reduced -200,037-200.0k
JANE STREET GROUP, LLC Reduced -148,724-148.7k
Worth Asset Management, LLC Reduced -127,752-127.8k
Csenge Advisory Group Reduced -91,370-91.4k
TD Waterhouse Canada Inc. Reduced -60,090-60.1k
U.S. Capital Wealth Advisors, LLC Sold out -56,001-56.0k
Lake Hills Wealth Management, LLC Reduced -55,974-56.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $44.0k2.4k shares
Cutler Group LLC / CA New $3.0k5.8k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $18.3k1.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Csenge Advisory Group 0.97% of their portfolio CLEARWATER, FL 789,079789.1k $14.5m $14.5m 0.97% Reduced -91.4k -91,370
2 VISTA FINANCE, LLC 16.12% of their portfolio Clayton, MO 561,173561.2k $10.3m $10.3m 16.12% Added +11.1k +11,147
3 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 508,317508.3k $9.3m $9.3m 0.02% Reduced -1.1m -1,063,186
4 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 430,106430.1k $7.9m $7.9m 0.02% Unchanged
5 Hilltop Holdings Inc. 0.81% of their portfolio DALLAS, TX 357,002357.0k $6.5m $6.5m 0.81% Reduced -200.0k -200,037
6 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 310,204310.2k $5.7m $5.7m 0.01% Reduced -148.7k -148,724
7 Jefferies Financial Group Inc. 0.11% of their portfolio NEW YORK, NY 287,696287.7k $5.3m $5.3m 0.11% Reduced -3.5k -3,451
8 PEAK FINANCIAL ADVISORS LLC 3.86% of their portfolio DENVER, CO 268,426268.4k $4.9m $4.9m 3.86% Added +11.2k +11,233
9 Lake Hills Wealth Management, LLC 4.70% of their portfolio AUSTIN, TX 235,494235.5k $4.3m $4.3m 4.70% Reduced -56.0k -55,974
10 CITIZENS FINANCIAL GROUP INC/RI 0.15% of their portfolio PROVIDENCE, RI 223,644223.6k $4.1m $4.1m 0.15% Added +1.4k +1,362
11 Delos Wealth Advisors, LLC 1.92% of their portfolio DALLAS, TX 82,09882.1k $1.5m $1.5m 1.92% Added +3.9k +3,919
12 ALTFEST L J & CO INC 0.22% of their portfolio NEW YORK, NY 79,02679.0k $1.4m $1.4m 0.22% New
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 78,12478.1k $1.4m $1.4m 0.00% Added +3.6k +3,642
14 PHILADELPHIA TRUST CO 0.12% of their portfolio PHILADELPHIA, PA 67,82367.8k $1.2m $1.2m 0.12% Unchanged
15 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 55,20055.2k $1.0m $1.0m 0.00% Added +25.9k +25,893
16 Worth Asset Management, LLC 0.74% of their portfolio DALLAS, TX 52,75452.8k $966.5k $966.5k 0.74% Reduced -127.8k -127,752
17 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 44,13044.1k $808.5k $808.5k 0.00% Reduced -26.1k -26,056
18 WESPAC Advisors, LLC 0.54% of their portfolio ORINDA, CA 36,82736.8k $674.7k $674.7k 0.54% Reduced -1.7k -1,708
19 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 34,45934.5k $631.3k $631.3k 0.02% Reduced -17.1k -17,082
20 Samalin Investment Counsel, LLC 0.32% of their portfolio CHAPPAQUA, NY 32,39032.4k $593.4k $593.4k 0.32% Added +2.9k +2,921
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 31,01131.0k $568.1k $568.1k 0.00% Reduced -54.6k -54,622
22 BlackDiamond Wealth Management, LLC 0.41% of their portfolio NEW YORK, NY 26,35626.4k $481.0k $481.0k 0.41% Added +1.1k +1,135
23 First Heartland Consultants, Inc. 0.06% of their portfolio LAKE ST. LOUIS, MO 25,45625.5k $466.4k $466.4k 0.06% Reduced -1.2k -1,160
24 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 21,07721.1k $386.1k $386.1k 0.01% Reduced -3.9k -3,923
25 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 18,14918.1k $332.5k $332.5k 0.01% Reduced -22.3k -22,306
26 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 17,84917.8k $327.2k $327.2k 0.00% Reduced -60.1k -60,090
27 Banque Cantonale Vaudoise 0.01% of their portfolio LAUSANNE, V8 17,40517.4k $319.0k $319.0k 0.01% Reduced -324 -324
28 Ironsides Asset Advisors, LLC 0.13% of their portfolio ROCKY MOUNT, NC 17,05517.1k $312.1k $312.1k 0.13% Unchanged
29 FIRST AMERICAN TRUST, FSB 0.04% of their portfolio SANTA ANA, CA 16,29916.3k $299.0k $299.0k 0.04% Reduced -3.9k -3,886
30 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 15,75515.8k $288.6k $288.6k 0.02% Reduced -2.0k -1,988
31 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,90613.9k $254.8k $254.8k 0.00% Reduced -1.0k -1,032
32 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 12,95613.0k $237.4k $237.4k 0.01% Added +4.9k +4,889
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,8645.9k $107.4k $107.4k 0.00% Reduced -2.0k -1,957
34 Balefire, LLC 0.03% of their portfolio DALLAS, TX 3,5963.6k $65.9k $65.9k 0.03% New
35 Coppell Advisory Solutions LLC 0.02% of their portfolio COPPELL, TX 2,9643.0k $54.6k $54.6k 0.02% New
36 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,2842.3k $41.8k $41.8k 0.00% Reduced -15.1k -15,125
37 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,0801.1k $19.8k $19.8k 0.00% New
38 CHILTON CAPITAL MANAGEMENT LLC 0.00% of their portfolio HOUSTON, TX 850850 $15.6k $15.6k 0.00% Unchanged
39 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 356356 $6.5k $6.5k 0.00% Reduced -1.4k -1,369
40 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 135135 $2.5k $2.5k 0.00% Reduced -25 -25
41 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 33 $55 $55 0.00% Reduced -129 -129
42 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged