Vault-13

SCHWAB CHARLES FAMILY FD SCTXX

AMT TAX FREE MNY · Open-End Fund · CUSIP 808515530

37 institutional holders +4 vs Q1 2023
116,091,341116.1m shares reported held*
$118.5mreported value*
12 new 9 added 13 reduced 8 sold out net bought ≈ $3.0m (+3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.02.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 20Q4 22: 26Q1 23: 33Q2 23: 3737Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202220
Q4 202226
Q1 202333
Q2 202337

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 17 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 13 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 21 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221712
Q1 20232113
Q2 20232121

Biggest buyers

WMS Partners, LLC New +22,926,750+22.9m
ALTFEST L J & CO INC Added +6,100,147+6.1m
Cerity Partners LLC New +3,500,000+3.5m
CWM, LLC New +3,000,000+3.0m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +2,629,941+2.6m
Paradiem, LLC Added +1,946,104+1.9m
CMG Global Holdings, LLC Added +1,896,098+1.9m
NATIXIS ADVISORS, LLC New +1,200,000+1.2m
Westover Capital Advisors, LLC New +1,045,000+1.0m
Arrowroot Family Office, LLC New +1,009,610+1.0m

Biggest sellers

CIBC Private Wealth Group LLC Sold out -19,600,000-19.6m
Blue Barn Wealth, LLC Sold out -6,517,559-6.5m
TFC Financial Management, Inc. Reduced -3,250,609-3.3m
Corient Private Wealth LP Sold out -2,974,579-3.0m
GUARDIAN WEALTH ADVISORS, LLC / NC Sold out -2,624,245-2.6m
Aptus Capital Advisors, LLC Reduced -2,538,978-2.5m
CHOREO, LLC Reduced -1,398,492-1.4m
WARNER FINANCIAL, INC Reduced -1,340,395-1.3m
Claro Advisors Inc. Reduced -1,174,530-1.2m
OKABENA INVESTMENT SERVICES INC Sold out -1,050,000-1.1m

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WMS Partners, LLC 1.80% of their portfolio TOWSON, MD 22,926,75022.9m $22.9m $22.9m 1.80% New
2 InterOcean Capital Group, LLC 0.58% of their portfolio NASHVILLE, TN 18,406,88318.4m $18.4m $18.4m 0.58% Reduced -258.0k -257,952
3 Rappaport Reiches Capital Management, LLC 5.93% of their portfolio SKOKIE`, IL 14,202,66714.2m $14.2m $14.2m 5.93% Unchanged
4 Paradiem, LLC 3.00% of their portfolio COVINGTON, LA 10,542,94310.5m $10.5m $10.5m 3.00% Added +1.9m +1,946,104
5 ALTFEST L J & CO INC 0.99% of their portfolio NEW YORK, NY 6,610,3346.6m $6.6m $6.6m 0.99% Added +6.1m +6,100,147
6 BAKER TILLY WEALTH MANAGEMENT, LLC 0.66% of their portfolio MADISON, WI 6,280,1886.3m $6.3m $6.3m 0.66% Added +510.8k +510,811
7 CMG Global Holdings, LLC 4.17% of their portfolio PLANO, TX 5,098,8605.1m $5.1m $5.1m 4.17% Added +1.9m +1,896,098
8 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 3,500,0003.5m $3.5m $3.5m 0.01% New
9 CWM, LLC 0.02% of their portfolio OMAHA, NE 3,000,0003.0m $3.0m $3.0m 0.02% New
10 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 2,629,9412.6m $2.6m $2.6m 0.03% New
11 Independent Advisor Alliance 0.09% of their portfolio CHARLOTTE, NC 2,012,8752.0m $2.0m $2.0m 0.09% Reduced -402.4k -402,403
12 TFC Financial Management, Inc. 0.48% of their portfolio BOSTON, MA 1,943,8841.9m $1.9m $1.9m 0.48% Reduced -3.3m -3,250,609
13 Claro Advisors Inc. 0.46% of their portfolio BOSTON, MA 1,848,8011.8m $1.8m $1.8m 0.46% Reduced -1.2m -1,174,530
14 Adero Partners, LLC 0.16% of their portfolio PLEASANTON, CA 1,633,6551.6m $1.6m $1.6m 0.16% Reduced -502.5k -502,457
15 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 1,529,6091.5m $1.5m $1.5m 0.01% Added +11.6k +11,553
16 ZACKS INVESTMENT MANAGEMENT 0.02% of their portfolio Chicago, IL 1,504,4051.5m $1.5m $1.5m 0.02% Reduced -276.7k -276,662
17 SteelPeak Wealth, LLC 0.08% of their portfolio WOODLAND HILLS, CA 1,410,0001.4m $1.4m $1.4m 0.08% Unchanged
18 FDx Advisors, Inc. 0.07% of their portfolio BERWYN, PA 1,231,4381.2m $1.2m $1.2m 0.07% Added +228.2k +228,238
19 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 1,200,0001.2m $1.2m $1.2m 0.00% New
20 SILVIA MCCOLL WEALTH MANAGEMENT, LLC 1.07% of their portfolio SAN DIEGO, CA 1,157,2771.2m $1.2m $1.2m 1.07% Added +442.2k +442,237
21 Westover Capital Advisors, LLC 0.36% of their portfolio WILMINGTON, DE 1,045,0001.0m $1.0m $1.0m 0.36% New
22 Arrowroot Family Office, LLC 0.76% of their portfolio MARINA DEL REY, CA 1,009,6101.0m $1.0m $1.0m 0.76% New
23 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 1,000,2681.0m $1.0m $1.0m 0.00% Reduced -640.5k -640,458
24 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 893,025893.0k $893.0k $893.0k 0.02% Added +135.4k +135,362
25 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 759,000759.0k $759.0k $759.0k 0.00% New
26 Mariner, LLC 0.00% of their portfolio Overland Park, KS 719,824719.8k $719.8k $719.8k 0.00% New
27 Austin Private Wealth, LLC 0.08% of their portfolio Austin, TX 584,706584.7k $584.7k $584.7k 0.08% Reduced -177.6k -177,596
28 WARNER FINANCIAL, INC 0.32% of their portfolio BETHESDA, MD 500,200500.2k $500.0k $500.0k 0.32% Reduced -1.3m -1,340,395
29 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 451,171451.2k $451.8k $451.8k 0.02% Reduced -1.4m -1,398,492
30 Opes Wealth Management LLC 0.04% of their portfolio MENLO PARK, CA 140,015140.0k $140.0k $140.0k 0.04% Reduced -50.0k -50,000
31 Worth Asset Management, LLC 0.09% of their portfolio DALLAS, TX 116,744116.7k $116.7k $116.7k 0.09% New
32 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 85,26785.3k $85.3k $85.3k 0.00% New
33 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 85,26785.3k $85.3k $85.3k 0.00% Reduced -2.5m -2,538,978
34 JEPPSON WEALTH MANAGEMENT, LLC 0.01% of their portfolio MANHATTAN BEACH, CA 25,88125.9k $25.9k $25.9k 0.01% Reduced -37.3k -37,349
35 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 4,8534.9k $4.9k $4.9k 0.00% Added +37 +37
36 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
37 Rice Partnership, LLC 0.67% of their portfolio HONOLULU, HI 00 $2.4m $2.4m 0.67% New