Vault-13

FIRST TR EXCHANGE-TRADED FD EMLP

NO AMER ENERGY · ETP · CUSIP 33738D101

292 institutional holders +7 vs Q1 2023
67,899,30367.9m shares reported held*
$1.8bnreported value*
17 new 86 added 132 reduced 13 sold out net sold ≈ $52.7m (-2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($47.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.99. Options: 2 managers hold calls ($29.7k notional), 2 hold puts ($320.1k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 283Q4 22: 303Q1 23: 285Q2 23: 292292Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022283
Q4 2022303
Q1 2023285
Q2 2023292

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 140 bought or addedQ4 22: 121 cut or sold outQ4 22Q1 23: 121 bought or addedQ1 23: 142 cut or sold outQ1 23Q2 23: 103 bought or addedQ2 23: 145 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022140121
Q1 2023121142
Q2 2023103145

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $1.1mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $26.6kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $29.7kQ2 23 puts: $320.1kQ2 23P/C 10.78
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$1.1m$00.00
Q1 2023$26.6k$00.00
Q2 2023$29.7k$320.1k10.78

Biggest buyers

MORGAN STANLEY Added +525,430+525.4k
Disciplina Capital Management LLC Added +287,035+287.0k
Kestra Advisory Services, LLC Added +110,621+110.6k
Concorde Asset Management, LLC New +107,449+107.4k
FDx Advisors, Inc. Added +82,910+82.9k
LPL Financial LLC Added +82,151+82.2k
JANE STREET GROUP, LLC Added +71,441+71.4k
Intrua Financial, LLC Added +70,750+70.8k
CITADEL ADVISORS LLC Added +70,165+70.2k
Glenview Trust Co Added +63,662+63.7k

Biggest sellers

TIEDEMANN ADVISORS, LLC Reduced -550,148-550.1k
Cresset Asset Management, LLC Reduced -430,982-431.0k
WELLS FARGO & COMPANY/MN Reduced -316,241-316.2k
BANK OF AMERICA CORP /DE/ Reduced -265,710-265.7k
J.P. Morgan Private Wealth Advisors LLC Reduced -264,932-264.9k
ROYAL BANK OF CANADA Reduced -236,479-236.5k
OLD MISSION CAPITAL LLC Sold out -218,083-218.1k
Perella Weinberg Partners Capital Management LP Reduced -148,984-149.0k
RAYMOND JAMES & ASSOCIATES Reduced -118,834-118.8k
Relative Value Partners Group, LLC Reduced -117,720-117.7k

Biggest calls

CITADEL ADVISORS LLC Added $29.7k1.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $320.1k11.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 16,444,46016.4m $444.0m $444.0m 0.04% Added +525.4k +525,430
2 TIEDEMANN ADVISORS, LLC 4.66% of their portfolio NEW YORK, NY 4,060,1154.1m $109.6m $109.6m 4.66% Reduced -550.1k -550,148
3 Perella Weinberg Partners Capital Management LP 10.54% of their portfolio NEW YORK, NY 3,735,9313.7m $100.9m $100.9m 10.54% Reduced -149.0k -148,984
4 Capital Investment Advisors, LLC 2.76% of their portfolio ATLANTA, GA 3,358,4613.4m $90.7m $90.7m 2.76% Added +52.9k +52,943
5 Glenview Trust Co 1.66% of their portfolio Louisville, KY 2,257,0212.3m $60.9m $60.9m 1.66% Added +63.7k +63,662
6 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,209,4202.2m $59.7m $59.7m 0.02% Reduced -316.2k -316,241
7 Cresset Asset Management, LLC 0.42% of their portfolio Chicago, IL 2,207,0562.2m $59.6m $59.6m 0.42% Reduced -431.0k -430,982
8 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 2,082,8292.1m $56.2m $56.2m 0.02% Reduced -236.5k -236,479
9 Wealthspire Advisors, LLC 0.83% of their portfolio NEW YORK, NY 1,885,9141.9m $50.9m $50.9m 0.83% Reduced -49.6k -49,604
10 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,830,7981.8m $49.4m $49.4m 0.02% Reduced -49.5k -49,549
11 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,812,7091.8m $48.9m $48.9m 0.04% Added +82.2k +82,151
12 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,738,2121.7m $46.9m $46.9m 0.01% Reduced -265.7k -265,710
13 Welch & Forbes LLC 0.49% of their portfolio Boston, MA 1,152,1021.2m $31.1m $31.1m 0.49% Reduced -10.7k -10,665
14 GLENMEDE TRUST CO NA 0.17% of their portfolio PHILADELPHIA, PA 1,116,0191.1m $29.7m $29.7m 0.17% Unchanged
15 ALTFEST L J & CO INC 4.34% of their portfolio NEW YORK, NY 1,069,3241.1m $28.9m $28.9m 4.34% Reduced -9.0k -8,966
16 ARVEST TRUST CO N A 1.49% of their portfolio ROGERS, AR 892,698892.7k $25.0m $25.0m 1.49% Reduced -4.8k -4,826
17 Mariner, LLC 0.06% of their portfolio Overland Park, KS 879,180879.2k $23.7m $23.7m 0.06% Added +10.1k +10,113
18 Lee Financial Co 3.99% of their portfolio Dallas, TX 843,576843.6k $22.8m $22.8m 3.99% Reduced -41.3k -41,337
19 Rockefeller Capital Management L.P. 0.08% of their portfolio NEW YORK, NY 788,689788.7k $20.2m $20.2m 0.08% First filing
20 Disciplina Capital Management LLC 3.61% of their portfolio NASHVILLE, TN 760,940760.9k $20.5m $20.5m 3.61% Added +287.0k +287,035
21 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 1.28% of their portfolio Greenbrae, CA 750,733750.7k $20.3m $20.3m 1.28% Reduced -35.4k -35,365
22 UMB Bank, n.a. 0.23% of their portfolio Kansas City, MO 562,893562.9k $15.2m $15.2m 0.23% Reduced -6.5k -6,514
23 AVANTAX ADVISORY SERVICES, INC. 0.17% of their portfolio DALLAS, TX 540,286540.3k $14.6m $14.6m 0.17% Added +22.2k +22,156
24 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 492,631492.6k $13.3m $13.3m 0.02% Added +31.8k +31,820
25 Intrua Financial, LLC 2.17% of their portfolio Houston, TX 449,899449.9k $12.1m $12.1m 2.17% Added +70.8k +70,750
26 Barry Investment Advisors, LLC 3.46% of their portfolio NEW BEDFORD, MA 379,031379.0k $10.2m $10.2m 3.46% Reduced -2.1k -2,097
27 Crumly & Associates Inc. 3.87% of their portfolio SPRINGFIELD, IL 358,048358.0k $9.7m $9.7m 3.87% Reduced -74.5k -74,512
28 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 342,526342.5k $9.2m $9.2m 0.01% Reduced -42.5k -42,499
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 322,162322.2k $8.7m $8.7m 0.00% Added +17.0k +16,969
30 Alpha Omega Group, Inc. 16.11% of their portfolio RESTON, VA 322,026322.0k $8.7m $8.7m 16.11% Added +2.2k +2,177
31 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 316,456316.5k $8.5m $8.5m 0.02% Reduced -1.3k -1,289
32 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 308,845308.8k $8.4m $8.4m 0.02% Reduced -17.7k -17,711
33 Arkos Global Advisors 1.59% of their portfolio HOUSTON, TX 306,178306.2k $8.3m $8.3m 1.59% Added +58.1k +58,148
34 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 279,231279.2k $7.5m $7.5m 0.00% Reduced -91.5k -91,512
35 B. Riley Wealth Advisors, Inc. 0.17% of their portfolio MEMPHIS, TN 274,397274.4k $7.4m $7.4m 0.17% Reduced -59.9k -59,922
36 FDx Advisors, Inc. 0.38% of their portfolio BERWYN, PA 254,250254.2k $6.9m $6.9m 0.38% Added +82.9k +82,910
37 New England Private Wealth Advisors LLC 1.37% of their portfolio WELLESLEY, MA 250,914250.9k $6.8m $6.8m 1.37% Reduced -8.0k -8,008
38 Ashton Thomas Private Wealth, LLC 0.51% of their portfolio SCOTTSDALE, AZ 248,189248.2k $6.7m $6.7m 0.51% Reduced -192 -192
39 J.P. Morgan Private Wealth Advisors LLC 0.03% of their portfolio SAN FRANCISCO, CA 247,859247.9k $6.7m $6.7m 0.03% Reduced -264.9k -264,932
40 PARK NATIONAL CORP /OH/ 0.29% of their portfolio NEWARK, OH 245,050245.1k $6.6m $6.6m 0.29% Reduced -24.7k -24,676
41 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 233,556233.6k $6.3m $6.3m 0.03% Reduced -6.0k -5,967
42 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 226,173226.2k $6.1m $6.1m 0.01% Reduced -118.8k -118,834
43 WEALTHSOURCE PARTNERS, LLC 0.39% of their portfolio SAN LUIS OBISPO, CA 219,495219.5k $5.9m $5.9m 0.39% Reduced -1.6k -1,579
44 Beacon Pointe Advisors, LLC 0.10% of their portfolio NEWPORT BEACH, CA 217,397217.4k $5.9m $5.9m 0.10% Reduced -9.9k -9,887
45 BEACON FINANCIAL GROUP 0.78% of their portfolio DALLAS, TX 215,647215.6k $5.8m $5.8m 0.78% Reduced -4.4k -4,395
46 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 193,163193.2k $5.2m $5.2m 0.05% Added +110.6k +110,621
47 Forefront Analytics, LLC 2.97% of their portfolio WEST CONSHOHOCKEN, PA 192,841192.8k $5.2m $5.2m 2.97% Reduced -56.9k -56,865
48 Jaffetilchin Investment Partners, LLC 0.53% of their portfolio TAMPA, FL 187,857187.9k $5.1m $5.1m 0.53% Reduced -29.6k -29,610
49 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 175,028175.0k $4.7m $4.7m 0.04% Added +19.1k +19,055
50 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 171,844171.8k $4.6m $4.6m 0.02% Added +7.8k +7,823
51 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 161,592161.6k $4.4m $4.4m 0.01% Added +71.4k +71,441
52 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 160,346160.3k $4.3m $4.3m 0.02% Added +424 +424
53 FourThought Financial Partners, LLC 0.54% of their portfolio VENICE, FL 151,609151.6k $4.1m $4.1m 0.54% Added +1.6k +1,565
54 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 148,312148.3k $4.0m $4.0m 0.01% Reduced -4.3k -4,323
55 FLAGSTAR SECURITIES, INC 1.49% of their portfolio New York, NY 146,543146.5k $4.0m $4.0m 1.49% Reduced -39.4k -39,385
56 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 144,140144.1k $3.9m $3.9m 0.01% Reduced -58.7k -58,663
57 GenTrust, LLC 0.26% of their portfolio MIAMI, FL 139,479139.5k $3.8m $3.8m 0.26% Unchanged
58 APPLETON PARTNERS INC/MA 0.32% of their portfolio BOSTON, MA 138,959139.0k $3.8m $3.8m 0.32% Reduced -2.2k -2,205
59 Pinnacle Wealth Planning Services, Inc. 0.60% of their portfolio MANSFIELD, OH 137,681137.7k $3.7m $3.7m 0.60% Added +4.9k +4,867
60 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 130,979131.0k $3.5m $3.5m 0.04% Added +26.8k +26,772
61 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 130,979131.0k $3.5m $3.5m 0.04% Added +26.8k +26,772
62 Sandy Spring Bank 0.19% of their portfolio Olney, MD 129,486129.5k $3.5m $3.5m 0.19% Reduced -3.3k -3,348
63 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 128,468128.5k $3.5m $3.5m 0.01% Reduced -23.2k -23,207
64 Relative Value Partners Group, LLC 0.21% of their portfolio NORTHBROOK, IL 118,780118.8k $3.2m $3.2m 0.21% Reduced -117.7k -117,720
65 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 109,100109.1k $2.9m $2.9m 0.00% Added +70.2k +70,165
66 Chicago Partners Investment Group LLC 0.15% of their portfolio CHICAGO, IL 107,451107.5k $3.0m $3.0m 0.15% Added +7.4k +7,431
67 Concorde Asset Management, LLC 2.68% of their portfolio ANN ARBOR, MI 107,449107.4k $2.9m $2.9m 2.68% New
68 QP WEALTH MANAGEMENT, LLC 4.30% of their portfolio BOCA RATON, FL 100,545100.5k $2.7m $2.7m 4.30% Reduced -12.5k -12,485
69 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 94,72294.7k $2.6m $2.6m 0.02% Reduced -53.9k -53,923
70 Investors Research Corp 0.62% of their portfolio ATLANTA, GA 91,39791.4k $2.5m $2.5m 0.62% Reduced -9.8k -9,835
71 Snowden Capital Advisors LLC 0.09% of their portfolio New York, NY 88,43588.4k $2.4m $2.4m 0.09% Added +7.0k +6,987
72 BENJAMIN F. EDWARDS & COMPANY, INC. 0.09% of their portfolio ST. LOUIS, MO 87,74487.7k $2.4m $2.4m 0.09% Added +3.5k +3,463
73 Savant Capital, LLC 0.04% of their portfolio ROCKFORD, IL 87,73087.7k $2.4m $2.4m 0.04% Reduced -1.4k -1,350
74 DAYMARK WEALTH PARTNERS, LLC 0.17% of their portfolio CINCINNATI, OH 86,90986.9k $2.3m $2.3m 0.17% Reduced -3.6k -3,636
75 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 82,54282.5k $2.2m $2.2m 0.01% Reduced -380 -380
76 PCG Wealth Advisors, LLC 1.38% of their portfolio OVERLAND PARK, KS 82,31982.3k $2.2m $2.2m 1.38% Added +768 +768
77 WealthCare Investment Partners, LLC 1.33% of their portfolio PORTSMOUTH, RI 81,60881.6k $2.2m $2.2m 1.33% Reduced -5.0k -5,030
78 Prospera Financial Services Inc 0.08% of their portfolio Dallas, TX 81,35681.4k $2.2m $2.2m 0.08% Reduced -7.7k -7,720
79 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 80,94980.9k $2.2m $2.2m 0.02% Reduced -394 -394
80 ArchPoint Investors 0.83% of their portfolio CORAL GABLES, FL 80,00080.0k $2.2m $2.2m 0.83% Unchanged
81 Keebeck Wealth Management 0.29% of their portfolio Chicago, IL 79,04579.0k $2.1m $2.1m 0.29% Unchanged
82 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 78,30078.3k $2.1m $2.1m 0.00% Added +54.4k +54,400
83 Private Advisory Group LLC 0.41% of their portfolio REDMOND, WA 77,51477.5k $2.1m $2.1m 0.41% Added +6.5k +6,513
84 MAGNOLIA CAPITAL ADVISORS LLC 1.01% of their portfolio RIDGELAND, MS 74,34274.3k $2.0m $2.0m 1.01% Reduced -969 -969
85 Fernwood Investment Management, LLC 0.68% of their portfolio QUINCY, MA 71,37071.4k $1.9m $1.9m 0.68% Reduced -1.3k -1,300
86 Glass Jacobson Investment Advisors llc 0.88% of their portfolio OWINGS MILLS, MD 70,75970.8k $1.9m $1.9m 0.88% First filing
87 Greytown Advisors Inc. 1.01% of their portfolio MIAMI, FL 68,96369.0k $1.9m $1.9m 1.01% Added +442 +442
88 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 67,88867.9k $1.8m $1.8m 0.01% Added +58.8k +58,793
89 Kovack Advisors, Inc. 0.23% of their portfolio FT. LAUDERDALE, FL 67,63167.6k $1.8m $1.8m 0.23% Added +145 +145
90 Wela Strategies, Inc. 1.39% of their portfolio ATLANTA, GA 66,80266.8k $1.8m $1.8m 1.39% Reduced -1.4k -1,388
91 Landmark Wealth Management, LLC 1.57% of their portfolio MELVILLE, NY 65,43565.4k $1.8m $1.8m 1.57% Added +1.3k +1,333
92 Beck Bode, LLC 0.43% of their portfolio DEDHAM, MA 65,03065.0k $1.8m $1.8m 0.43% Added +829 +829
93 Kingsview Wealth Management, LLC 0.07% of their portfolio GRANTS PASS, OR 64,61864.6k $1.7m $1.7m 0.07% Added +2.5k +2,506
94 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 62,65062.6k $1.7m $1.7m 0.02% Added +76 +76
95 ORG Partners LLC 0.27% of their portfolio ROANOKE, IN 62,00462.0k $1.7m $1.7m 0.27% Added +854 +854
96 Auour Investments LLC 0.67% of their portfolio WOBURN, MA 58,32858.3k $1.6m $1.6m 0.67% First filing
97 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 58,18658.2k $1.6m $1.6m 0.06% Reduced -4.1k -4,052
98 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 55,68255.7k $1.5m $1.5m 0.03% Added +620 +620
99 Elevated Capital Advisors, LLC 0.47% of their portfolio SANDY, UT 52,86752.9k $1.4m $1.4m 0.47% New
100 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 52,18452.2k $1.4m $1.4m 0.00% Added +5.0k +4,973