Vault-13

INNOVATOR ETFS TRUST PSEP

US EQTY PWR BUF · ETP · CUSIP 45782C656

144 institutional holders -10 vs Q1 2023
12,876,17412.9m shares reported held*
$421.0mreported value*
7 new 16 added 79 reduced 19 sold out net sold ≈ $128.4m (-3.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.70.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 138Q4 22: 155Q1 23: 154Q2 23: 144144Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022138
Q4 2022155
Q1 2023154
Q2 2023144

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 53 cut or sold outQ4 22Q1 23: 49 bought or addedQ1 23: 73 cut or sold outQ1 23Q2 23: 23 bought or addedQ2 23: 98 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227053
Q1 20234973
Q2 20232398

Biggest buyers

Penserra Capital Management LLC Added +67,046+67.0k
CreativeOne Wealth, LLC Added +35,695+35.7k
TOWNSQUARE CAPITAL LLC Added +33,754+33.8k
LPL Financial LLC Added +11,024+11.0k
IFP Advisors, Inc Added +9,552+9.6k
U.S. Capital Wealth Advisors, LLC New +9,215+9.2k
ALTFEST L J & CO INC Added +8,690+8.7k
Parallel Advisors, LLC New +8,409+8.4k
ROYAL BANK OF CANADA Added +7,652+7.7k
TWO SIGMA SECURITIES, LLC New +6,461+6.5k

Biggest sellers

Stuart Chaussee & Associates, Inc. Reduced -735,640-735.6k
Transform Wealth, LLC Reduced -615,239-615.2k
OSAIC HOLDINGS, INC. Reduced -481,029-481.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -408,520-408.5k
Atria Investments, Inc Sold out -229,096-229.1k
Mariner, LLC Sold out -224,637-224.6k
Crown Wealth Group, LLC Reduced -170,793-170.8k
ALLIANCEBERNSTEIN L.P. Reduced -170,297-170.3k
Joseph Group Capital Management Reduced -152,457-152.5k
Lineweaver Wealth Advisors, LLC Sold out -106,351-106.4k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.04% of their portfolio NASHVILLE, TN 3,275,4083.3m $107.1m $107.1m 0.04% Reduced -170.3k -170,297
2 ALTFEST L J & CO INC 5.91% of their portfolio NEW YORK, NY 1,201,8461.2m $39.3m $39.3m 5.91% Added +8.7k +8,690
3 Stuart Chaussee & Associates, Inc. 7.30% of their portfolio BEVERLY HILLS, CA 708,638708.6k $23.2m $23.2m 7.30% Reduced -735.6k -735,640
4 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 666,654666.7k $21.8m $21.8m 0.04% Reduced -14.9k -14,943
5 Penserra Capital Management LLC 0.41% of their portfolio ORINDA, CA 627,036627.0k $20.5m $20.5m 0.41% Added +67.0k +67,046
6 Transform Wealth, LLC 0.82% of their portfolio GREENWOOD VILLAGE, CO 277,905277.9k $9.1m $9.1m 0.82% Reduced -615.2k -615,239
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 253,770253.8k $8.3m $8.3m 0.01% Reduced -481.0k -481,029
8 MBL Wealth, LLC 1.13% of their portfolio CHARLOTTE, NC 244,100244.1k $8.0m $8.0m 1.13% Reduced -5.7k -5,745
9 Joseph Group Capital Management 5.96% of their portfolio COLUMBUS, OH 216,530216.5k $7.1m $7.1m 5.96% Reduced -152.5k -152,457
10 Outlook Wealth Advisors, LLC 2.53% of their portfolio SHENANDOAH, TX 204,693204.7k $6.7m $6.7m 2.53% Reduced -7.6k -7,643
11 Delta Investment Management, LLC 1.69% of their portfolio SAN FRANCISCO, CA 188,534188.5k $6.2m $6.2m 1.69% Reduced -4.5k -4,539
12 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 176,319176.3k $5.8m $5.8m 0.03% Reduced -243 -243
13 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 167,111167.1k $5.5m $5.5m 0.01% Reduced -17.7k -17,709
14 LINCOLN NATIONAL CORP 0.11% of their portfolio RADNOR, PA 166,662166.7k $5.5m $5.5m 0.11% Added +4.0k +3,963
15 Forvis Mazars Wealth Advisors, LLC 0.15% of their portfolio Springfield, MO 159,698159.7k $5.2m $5.2m 0.15% Reduced -3.1k -3,144
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 157,947157.9k $5.2m $5.2m 0.00% Reduced -408.5k -408,520
17 Bellwether Advisors, LLC 1.41% of their portfolio LINCOLN, NE 146,552146.6k $4.8m $4.8m 1.41% Reduced -290 -290
18 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 138,288138.3k $4.5m $4.5m 0.01% Added +3.5k +3,510
19 Beacon Pointe Advisors, LLC 0.07% of their portfolio NEWPORT BEACH, CA 138,092138.1k $4.5m $4.5m 0.07% Reduced -9.7k -9,652
20 Steward Financial Group LLC 1.43% of their portfolio COLLEYVILLE, TX 137,180137.2k $4.5m $4.5m 1.43% Reduced -55.3k -55,334
21 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 135,511135.5k $4.4m $4.4m 0.02% Reduced -13.3k -13,344
22 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 115,003115.0k $3.8m $3.8m 0.03% Reduced -46.9k -46,923
23 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 109,602109.6k $3.6m $3.6m 0.01% Added +184 +184
24 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 105,517105.5k $3.5m $3.5m 0.03% Reduced -2.6k -2,629
25 CITY HOLDING CO 0.59% of their portfolio CHARLESTON, WV 104,125104.1k $3.4m $3.4m 0.59% Reduced -9.3k -9,300
26 Advisory Alpha, LLC 0.17% of their portfolio HOLLAND, MI 102,512102.5k $3.4m $3.4m 0.17% Reduced -1.0k -1,000
27 YARGER WEALTH STRATEGIES, LLC 2.99% of their portfolio WESTERVILLE, OH 101,841101.8k $3.3m $3.3m 2.99% Reduced -10.0k -9,956
28 Belpointe Asset Management LLC 0.35% of their portfolio RENO, NV 101,368101.4k $3.3m $3.3m 0.35% Reduced -6.1k -6,054
29 GILL CAPITAL PARTNERS, LLC 1.31% of their portfolio DENVER, CO 95,54095.5k $3.1m $3.1m 1.31% Reduced -2.8k -2,827
30 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 93,46193.5k $3.1m $3.1m 0.03% Reduced -13.3k -13,334
31 Pillar Wealth Advisors, LLC 2.28% of their portfolio WESTTOWN, PA 83,48183.5k $2.7m $2.7m 2.28% Unchanged
32 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 83,01583.0k $2.7m $2.7m 0.05% Reduced -944 -944
33 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 78,02578.0k $2.6m $2.6m 0.04% Reduced -11.8k -11,780
34 Visionary Wealth Advisors 0.20% of their portfolio O'FALLON, IL 77,71477.7k $2.5m $2.5m 0.20% Reduced -34 -34
35 Summit Wealth Partners, LLC 0.63% of their portfolio Orlando, FL 77,12977.1k $2.5m $2.5m 0.63% Reduced -2.1k -2,105
36 CreativeOne Wealth, LLC 0.06% of their portfolio OVERLAND PARK, KS 71,75071.8k $2.3m $2.3m 0.06% Added +35.7k +35,695
37 Camelot Portfolios, LLC 1.45% of their portfolio Maumee, OH 70,45670.5k $2.3m $2.3m 1.45% Reduced -662 -662
38 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 67,46167.5k $2.2m $2.2m 0.03% Reduced -6.6k -6,590
39 Valtinson Bruner Financial Planning LLC 1.15% of their portfolio NEW BRIGHTON, MN 65,43165.4k $2.1m $2.1m 1.15% Reduced -1.6k -1,589
40 Keystone Wealth Services, LLC 0.77% of their portfolio PALM DESERT, CA 63,31663.3k $2.1m $2.1m 0.77% Reduced -2.3k -2,280
41 First Commonwealth Financial Corp /PA/ 0.67% of their portfolio Indiana, PA 63,04763.0k $2.1m $2.1m 0.67% Reduced -7.8k -7,821
42 BCS Wealth Management 1.46% of their portfolio JOHNSON CITY, TN 61,15061.1k $2.0m $2.0m 1.46% Reduced -3.1k -3,134
43 Diligent Investors, LLC 0.57% of their portfolio REDLANDS, CA 58,86558.9k $1.9m $1.9m 0.57% Reduced -2.7k -2,675
44 Pathway Financial Advisors LLC 0.60% of their portfolio SOUTH BURLINGTON, VT 56,51556.5k $1.8m $1.8m 0.60% Unchanged
45 MTM FINANCIAL GROUP, LLC 1.56% of their portfolio BETHLEHEM, PA 56,11756.1k $1.8m $1.8m 1.56% Unchanged
46 MAI Capital Management 0.03% of their portfolio INDEPENDENCE, OH 54,53254.5k $1.8m $1.8m 0.03% Reduced -63.5k -63,524
47 CORRADO ADVISORS, LLC 1.23% of their portfolio RAMSEY, NJ 53,95554.0k $1.8m $1.8m 1.23% Reduced -833 -833
48 Pinnacle Wealth Management Group, Inc. 1.53% of their portfolio PLYMOUTH, MI 53,41553.4k $1.7m $1.7m 1.53% Reduced -1.5k -1,500
49 Global Assets Advisory, LLC 1.53% of their portfolio ORLANDO, FL 51,17551.2k $1.7m $1.7m 1.53% Reduced -2.1k -2,124
50 InterOcean Capital Group, LLC 0.05% of their portfolio NASHVILLE, TN 48,09048.1k $1.6m $1.6m 0.05% Reduced -85.2k -85,238
51 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 46,59546.6k $1.5m $1.5m 0.01% Added +2.8k +2,789
52 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 41,11341.1k $1.3m $1.3m 0.00% Reduced -9.5k -9,517
53 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 40,47240.5k $1.3m $1.3m 0.02% Added +33.8k +33,754
54 Garden State Investment Advisory Services LLC 0.57% of their portfolio Red Bank, NJ 39,41139.4k $1.3m $1.3m 0.57% Reduced -250 -250
55 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 38,81838.8k $1.1m $1.1m 0.02% Added +9.6k +9,552
56 CoreCap Advisors, LLC 0.09% of their portfolio SOUTHFIELD, MI 38,43638.4k $1.3m $1.3m 0.09% First filing
57 Apollon Wealth Management, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 38,00038.0k $1.2m $1.2m 0.06% Reduced -7.3k -7,300
58 Cape Investment Advisory, Inc. 0.69% of their portfolio MCDONOUGH, GA 37,84037.8k $1.2m $1.2m 0.69% Reduced -335 -335
59 DHJJ Financial Advisors, Ltd. 0.62% of their portfolio NAPERVILLE, IL 36,34936.3k $1.2m $1.2m 0.62% Reduced -20 -20
60 BROWN WEALTH MANAGEMENT, LLC 0.58% of their portfolio NAPERVILLE, IL 34,40134.4k $1.1m $1.1m 0.58% First filing
61 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 32,22532.2k $1.1m $1.1m 0.00% Unchanged
62 Financial Architects, Inc 0.16% of their portfolio MARLTON, NJ 32,07732.1k $1.0m $1.0m 0.16% Reduced -1.1k -1,100
63 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 30,32430.3k $991.9k $991.9k 0.04% Reduced -6.2k -6,200
64 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 27,84727.8k $911.0k $911.0k 0.01% Added +802 +802
65 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 25,63725.6k $838.6k $838.6k 0.02% Reduced -7.5k -7,546
66 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 22,88722.9k $748.6k $748.6k 0.00% Added +11.0k +11,024
67 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 21,18621.2k $693.0k $693.0k 0.01% Reduced -628 -628
68 Bluesphere Advisors LLC 0.47% of their portfolio EAST NORRITON, PA 20,44120.4k $668.6k $668.6k 0.47% Unchanged
69 COLDSTREAM CAPITAL MANAGEMENT INC 0.02% of their portfolio BELLEVUE, WA 20,12720.1k $658.4k $658.4k 0.02% Unchanged
70 Strategic Blueprint, LLC 0.06% of their portfolio ATLANTA, GA 19,83719.8k $648.9k $648.9k 0.06% Reduced -11.5k -11,459
71 Sugarloaf Wealth Management, LLC 0.15% of their portfolio DULUTH, GA 19,42319.4k $635.3k $635.3k 0.15% Unchanged
72 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 19,35019.4k $632.9k $632.9k 0.00% Reduced -3.7k -3,707
73 Soltis Investment Advisors LLC 0.07% of their portfolio ST. GEORGE, UT 19,09919.1k $624.7k $624.7k 0.07% Reduced -1.9k -1,945
74 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 19,03819.0k $622.7k $622.7k 0.03% Reduced -746 -746
75 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 17,68617.7k $578.5k $578.5k 0.06% Added +266 +266
76 Chicago Partners Investment Group LLC 0.03% of their portfolio CHICAGO, IL 15,11815.1k $501.9k $501.9k 0.03% Unchanged
77 CYPRESS FINANCIAL PLANNING LLC 0.28% of their portfolio HADDON HEIGHTS, NJ 14,87214.9k $487.1k $487.1k 0.28% Reduced -500 -500
78 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 14,61714.6k $478.1k $478.1k 0.06% Unchanged
79 World Investment Advisors 0.09% of their portfolio LINCROFT, NJ 14,40814.4k $481.8k $481.8k 0.09% Reduced -2.9k -2,922
80 Requisite Capital Management, LLC 0.12% of their portfolio DALLAS, TX 14,16614.2k $463.4k $463.4k 0.12% Unchanged
81 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 13,60013.6k $444.9k $444.9k 0.02% Reduced -2.8k -2,820
82 NCM Capital Management, LLC 0.31% of their portfolio RAMSEY, NJ 13,45413.5k $440.1k $440.1k 0.31% Unchanged
83 Patriot Financial Group Insurance Agency, LLC 0.08% of their portfolio Westborough, MA 13,30913.3k $435.3k $435.3k 0.08% Unchanged
84 Better Money Decisions, LLC 0.35% of their portfolio Santa Fe, NM 13,10113.1k $428.5k $428.5k 0.35% Reduced -2.7k -2,742
85 Truadvice, LLC 0.16% of their portfolio SARASOTA, FL 12,96013.0k $427.0k $427.0k 0.16% Reduced -44 -44
86 THOROUGHBRED FINANCIAL SERVICES, LLC 0.05% of their portfolio BRENTWOOD, TN 12,55012.6k $410.0k $410.0k 0.05% Unchanged
87 Beacon Financial Advisory LLC 0.23% of their portfolio CLEVELAND, OH 12,26612.3k $401.2k $401.2k 0.23% Unchanged
88 Sunbelt Securities, Inc. 0.06% of their portfolio HOUSTON, TX 11,89611.9k $389.1k $389.1k 0.06% Reduced -1.6k -1,563
89 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 11,79511.8k $385.8k $385.8k 0.00% Reduced -14.8k -14,765
90 Cornerstone Wealth Group, LLC 0.07% of their portfolio HUNTERSVILLE, NC 11,40911.4k $373.2k $373.2k 0.07% Reduced -4.2k -4,245
91 Alera Investment Advisors, LLC 0.08% of their portfolio DEERFIELD, IL 11,40311.4k $373.0k $373.0k 0.08% Reduced -65 -65
92 WEALTH ALLIANCE, LLC 0.05% of their portfolio MELLVILLE, NY 10,86010.9k $355.2k $355.2k 0.05% Unchanged
93 Orion Capital Management LLC 0.23% of their portfolio CORONADO, CA 10,45010.4k $341.8k $341.8k 0.23% Reduced -220 -220
94 BCGM Wealth Management, LLC 0.15% of their portfolio LAFAYETTE, IN 10,43010.4k $341.2k $341.2k 0.15% Added +130 +130
95 Sound View Wealth Advisors Group, LLC 0.04% of their portfolio SAVANNAH, GA 10,29010.3k $336.6k $336.6k 0.04% Unchanged
96 Cypress Wealth Services, LLC 0.09% of their portfolio PALM DESERT, CA 10,21210.2k $338.5k $338.5k 0.09% Reduced -500 -500
97 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 10,17210.2k $332.7k $332.7k 0.01% Reduced -12.4k -12,392
98 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 9,7409.7k $319.0k $319.0k 0.00% Added +7.7k +7,652
99 Clay Northam Wealth Management, LLC 0.30% of their portfolio HUNTINGTON BEACH, CA 9,4909.5k $310.4k $310.4k 0.30% Reduced -1.9k -1,865
100 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 9,2339.2k $302.0k $302.0k 0.01% Unchanged