Vault-13

INNOVATOR ETFS TRUST TBJL

INVATR 20 PLS 9 · ETP · CUSIP 45782C235

11 institutional holders +4 vs Q1 2023
1,834,8151.8m shares reported held*
$37.9mreported value*
5 new 2 added 1 reduced 1 sold out net sold ≈ $13.0m (-628.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.66.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 8Q4 22: 8Q1 23: 7Q2 23: 1111Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20228
Q4 20228
Q1 20237
Q2 202311

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 4 bought or addedQ4 22: 3 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 7 bought or addedQ2 23: 2 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202243
Q1 202334
Q2 202372

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC New +45,010+45.0k
Cambridge Investment Research Advisors, Inc. New +26,309+26.3k
OSAIC HOLDINGS, INC. Added +23,031+23.0k
Cetera Investment Advisers New +13,682+13.7k
Arlington Capital Management, Inc. Added +6,220+6.2k
Allworth Financial LP New +1,847+1.8k
CARY STREET PARTNERS INVESTMENT ADVISORY LLC New +1,000+1.0k

Biggest sellers

ALTFEST L J & CO INC Reduced -728,687-728.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -16,629-16.6k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALTFEST L J & CO INC 4.89% of their portfolio NEW YORK, NY 1,576,0011.6m $32.6m $32.6m 4.89% Reduced -728.7k -728,687
2 Diligent Investors, LLC 0.52% of their portfolio REDLANDS, CA 85,23685.2k $1.8m $1.8m 0.52% Unchanged
3 Arlington Capital Management, Inc. 1.06% of their portfolio ARLINGTON HEIGHTS, IL 59,32959.3k $1.2m $1.2m 1.06% Added +6.2k +6,220
4 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 45,01045.0k $930.0k $930.0k 0.00% New
5 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 26,30926.3k $544.0k $544.0k 0.00% New
6 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 26,28126.3k $542.7k $542.7k 0.00% Added +23.0k +23,031
7 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 13,68213.7k $282.7k $282.7k 0.00% New
8 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,8471.8k $38.2k $38.2k 0.00% New
9 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 1,0001.0k $20.7k $20.7k 0.00% New
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 120120 $2.5k $2.5k 0.00% Unchanged
11 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged