Vault-13

SPDR SER TR KIE

S&P INS ETF · ETP · CUSIP 78464A789

118 institutional holders -10 vs Q1 2023
11,770,07311.8m shares reported held*
$481.1mreported value*
24 new 29 added 42 reduced 34 sold out net bought ≈ $145.3m (+3.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.87. Options: 3 managers hold calls ($5.1m notional), 2 hold puts ($3.6m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 113Q4 22: 135Q1 23: 128Q2 23: 118118Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022113
Q4 2022135
Q1 2023128
Q2 2023118

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 76 bought or addedQ4 22: 41 cut or sold outQ4 22Q1 23: 55 bought or addedQ1 23: 69 cut or sold outQ1 23Q2 23: 53 bought or addedQ2 23: 76 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227641
Q1 20235569
Q2 20235376

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $3.9mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.5mQ4 22 puts: $528.3kQ4 22P/C 0.34Q1 23 calls: $4.1mQ1 23 puts: $697.7kQ1 23P/C 0.17Q2 23 calls: $5.1mQ2 23 puts: $3.6mQ2 23P/C 0.71
Numbers
QuarterCallsPutsP/C
Q3 2022$3.9m$00.00
Q4 2022$1.5m$528.3k0.34
Q1 2023$4.1m$697.7k0.17
Q2 2023$5.1m$3.6m0.71

Biggest buyers

JPMORGAN CHASE & CO Added +2,303,716+2.3m
MORGAN STANLEY Added +1,139,496+1.1m
GOLDMAN SACHS GROUP INC Added +635,445+635.4k
BNP PARIBAS FINANCIAL MARKETS Added +254,921+254.9k
Alpine Global Management, LLC New +152,636+152.6k
BANK OF AMERICA CORP /DE/ Added +141,866+141.9k
MARSHALL WACE, LLP Added +106,208+106.2k
Segantii Capital Management Ltd New +105,478+105.5k
SG Americas Securities, LLC New +100,018+100.0k
TWO SIGMA INVESTMENTS, LP New +72,700+72.7k

Biggest sellers

LPL Financial LLC Reduced -331,566-331.6k
MIRABELLA FINANCIAL SERVICES LLP Sold out -168,092-168.1k
CITIGROUP INC Reduced -123,836-123.8k
HBK INVESTMENTS L P Reduced -123,747-123.7k
FACTORY MUTUAL INSURANCE CO Reduced -113,500-113.5k
CITADEL ADVISORS LLC Reduced -86,951-87.0k
Q3 Asset Management Sold out -68,060-68.1k
HRT FINANCIAL LP Sold out -64,658-64.7k
ALTFEST L J & CO INC Sold out -58,445-58.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -57,977-58.0k

Biggest calls

BNP PARIBAS FINANCIAL MARKETS New $4.1m1.0k shares
CITADEL ADVISORS LLC Reduced $977.0k23.9k shares
Cutler Group LLC / CA Added $4.0k800 shares

Biggest puts

CITADEL ADVISORS LLC Added $3.6m88.1k shares
Cutler Group LLC / CA Reduced $0700 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,380,0082.4m $97.3m $97.3m 0.01% Added +1.1m +1,139,496
2 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,364,1982.4m $96.6m $96.6m 0.01% Added +2.3m +2,303,716
3 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,930,6921.9m $78.9m $78.9m 0.02% Added +635.4k +635,445
4 FACTORY MUTUAL INSURANCE CO 0.68% of their portfolio WALTHAM, MA 1,131,6001.1m $46.3m $46.3m 0.68% Reduced -113.5k -113,500
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 668,806668.8k $27.3m $27.3m 0.00% Added +141.9k +141,866
6 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 327,126327.1k $13.4m $13.4m 0.03% Added +254.9k +254,921
7 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 208,388208.4k $8.5m $8.5m 0.02% Added +106.2k +106,208
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 182,832182.8k $7.5m $7.5m 0.01% Reduced -331.6k -331,566
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 171,508171.5k $7.0m $7.0m 0.00% Reduced -31.1k -31,107
10 Alpine Global Management, LLC 0.90% of their portfolio NEW YORK, NY 152,636152.6k $6.2m $6.2m 0.90% New
11 Capital Planning Advisors, LLC 1.16% of their portfolio Roseville, CA 139,935139.9k $5.7m $5.7m 1.16% Reduced -14.5k -14,512
12 Chicago Wealth Management, Inc. 4.09% of their portfolio CHICAGO, IL 131,322131.3k $5.4m $5.4m 4.09% Reduced -1.4k -1,401
13 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 128,500128.5k $5.3m $5.3m 0.01% Reduced -123.8k -123,836
14 Segantii Capital Management Ltd 0.25% of their portfolio HONG KONG, K3 105,478105.5k $4.3m $4.3m 0.25% New
15 SG Americas Securities, LLC 0.03% of their portfolio NEW YORK, NY 100,018100.0k $4.1m $4.1m 0.03% New
16 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 99,22099.2k $4.1m $4.1m 0.00% Added +22.2k +22,228
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 88,41888.4k $3.6m $3.6m 0.00% Added +1.7k +1,667
18 Triangle Securities Wealth Management 1.21% of their portfolio RALEIGH, NC 85,73985.7k $3.5m $3.5m 1.21% Reduced -1.0k -1,014
19 JMAC ENTERPRISES LLC 0.84% of their portfolio NEWTOWN, PA 82,88882.9k $3.4m $3.4m 0.84% Added +2.2k +2,163
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 80,35180.4k $3.3m $3.3m 0.00% Reduced -58.0k -57,977
21 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 72,70072.7k $3.0m $3.0m 0.01% New
22 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 69,33269.3k $2.8m $2.8m 0.03% Added +5.4k +5,435
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 62,01462.0k $2.5m $2.5m 0.00% Added +14.7k +14,717
24 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 55,53555.5k $2.3m $2.3m 0.00% Reduced -100 -100
25 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 46,82346.8k $1.9m $1.9m 0.01% Reduced -6.7k -6,736
26 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 42,11342.1k $1.7m $1.7m 0.00% Reduced -13.6k -13,639
27 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 42,08042.1k $1.7m $1.7m 0.00% New
28 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 41,69841.7k $1.7m $1.7m 0.00% Added +23.1k +23,131
29 MEITAV INVESTMENT HOUSE LTD 0.01% of their portfolio BENE-BERAQ, L3 39,76239.8k $1.6m $1.6m 0.01% Added +19.9k +19,881
30 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 38,53038.5k $1.6m $1.6m 0.00% Reduced -87.0k -86,951
31 Privium Fund Management (UK) Ltd 1.12% of their portfolio LONDON, X0 35,10035.1k $1.4m $1.4m 1.12% New
32 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 34,36634.4k $1.4m $1.4m 0.00% Added +1.2k +1,233
33 Merit Financial Group, LLC 0.05% of their portfolio ALPHARETTA, GA 34,01034.0k $1.4m $1.4m 0.05% Reduced -45.8k -45,791
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 32,76532.8k $1.3m $1.3m 0.00% Reduced -11.6k -11,582
35 Navis Wealth Advisors, LLC 1.14% of their portfolio RYE BROOK, NY 30,45230.5k $1.2m $1.2m 1.14% Added +116 +116
36 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 26,89126.9k $1.1m $1.1m 0.01% New
37 Teamwork Financial Advisors, LLC 0.16% of their portfolio San Antonio, TX 23,84323.8k $974.7k $974.7k 0.16% New
38 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 19,79419.8k $809.2k $809.2k 0.03% Unchanged
39 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 0.58% of their portfolio TEL-AVIV, L3 18,67518.7k $760.9k $760.9k 0.58% Unchanged
40 GSA CAPITAL PARTNERS LLP 0.06% of their portfolio LONDON, X0 15,40015.4k $630.0k $630.0k 0.06% New
41 Mariner, LLC 0.00% of their portfolio Overland Park, KS 14,82514.8k $606.0k $606.0k 0.00% Added +660 +660
42 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 14,76414.8k $603.5k $603.5k 0.00% Reduced -5.9k -5,900
43 DRW Securities, LLC 0.05% of their portfolio CHICAGO, IL 14,50014.5k $593.0k $593.0k 0.05% New
44 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 14,42414.4k $589.7k $589.7k 0.02% New
45 Ellis Investment Partners, LLC 0.14% of their portfolio Berwyn, PA 14,27614.3k $583.6k $583.6k 0.14% Reduced -261 -261
46 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 14,00014.0k $572.3k $572.3k 0.00% Reduced -4.0k -4,000
47 TOTH FINANCIAL ADVISORY CORP 0.08% of their portfolio LEESBURG, VA 13,81013.8k $564.6k $564.6k 0.08% Added +605 +605
48 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,65813.7k $558.0k $558.0k 0.00% Reduced -635 -635
49 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 13,57513.6k $554.9k $554.9k 0.03% Unchanged
50 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 13,56513.6k $554.5k $554.5k 0.00% Reduced -57.3k -57,308
51 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 12,67512.7k $518.0k $518.0k 0.00% Added +1.2k +1,202
52 Ayalon Insurance Comp Ltd. 0.21% of their portfolio Ramat Gan, L3 12,37012.4k $506.0k $506.0k 0.21% Unchanged
53 COOKSON PEIRCE & CO INC 0.03% of their portfolio PITTSBURGH, PA 11,52111.5k $471.0k $471.0k 0.03% Added +27 +27
54 Trexquant Investment LP 0.01% of their portfolio STAMFORD, CT 11,19411.2k $457.6k $457.6k 0.01% New
55 Arkadios Wealth Advisors 0.05% of their portfolio ATLANTA, GA 10,89210.9k $445.3k $445.3k 0.05% Reduced -1.1k -1,121
56 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,65610.7k $435.6k $435.6k 0.00% Reduced -2.0k -1,971
57 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,65010.7k $433.0k $433.0k 0.00% Reduced -760 -760
58 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.01% of their portfolio LOS ANGELES, CA 10,01710.0k $409.0k $409.0k 0.01% New
59 Bensler, LLC 0.07% of their portfolio Bellevue, WA 9,3879.4k $383.7k $383.7k 0.07% Added +530 +530
60 V Wealth Advisors LLC 0.07% of their portfolio Overland Park, KS 9,3829.4k $383.6k $383.6k 0.07% Reduced -5.6k -5,552
61 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 9,3219.3k $381.0k $381.0k 0.01% New
62 FIFTH LANE CAPITAL, LP 0.35% of their portfolio Austin, TX 8,6808.7k $354.8k $354.8k 0.35% Reduced -27.4k -27,363
63 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 8,6498.6k $353.6k $353.6k 0.01% Reduced -493 -493
64 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8,4048.4k $343.6k $343.6k 0.00% Reduced -1.8k -1,810
65 FMR LLC 0.00% of their portfolio BOSTON, MA 7,4897.5k $306.1k $306.1k 0.00% Reduced -7.7k -7,673
66 Composition Wealth, LLC 0.01% of their portfolio LOS ANGELES, CA 7,3257.3k $299.5k $299.5k 0.01% Reduced -2.4k -2,426
67 Kaizen Financial Strategies 0.24% of their portfolio CAMPBELL, CA 6,8306.8k $281.5k $281.5k 0.24% Unchanged
68 Narus Financial Partners, LLC 0.14% of their portfolio SALT LAKE CITY, UT 6,6006.6k $269.8k $269.8k 0.14% Unchanged
69 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 6,4086.4k $262.0k $262.0k 0.00% New
70 TEXAS PERMANENT SCHOOL FUND CORP 0.00% of their portfolio AUSTIN, TX 6,3556.4k $259.8k $259.8k 0.00% New
71 Keebeck Wealth Management 0.04% of their portfolio Chicago, IL 6,3266.3k $258.6k $258.6k 0.04% Unchanged
72 Yoder Wealth Management, Inc. 0.19% of their portfolio WALNUT CREEK, CA 5,8205.8k $237.9k $237.9k 0.19% Added +225 +225
73 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 5,7845.8k $236.5k $236.5k 0.00% Added +1 +1
74 Laidlaw Wealth Management LLC 0.05% of their portfolio NEW YORK CITY, NY 5,7585.8k $235.4k $235.4k 0.05% Added +163 +163
75 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 5,6915.7k $232.6k $232.6k 0.01% Reduced -40.5k -40,465
76 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 5,5785.6k $228.0k $228.0k 0.00% Added +204 +204
77 Segment Wealth Management, LLC 0.02% of their portfolio HOUSTON, TX 5,3705.4k $219.5k $219.5k 0.02% Unchanged
78 Consolidated Portfolio Review Corp 0.05% of their portfolio WOODBURY, NY 5,3125.3k $217.2k $217.2k 0.05% New
79 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 5,2425.2k $214.3k $214.3k 0.01% Added +109 +109
80 HBK INVESTMENTS L P 0.01% of their portfolio DALLAS, TX 5,1815.2k $211.8k $211.8k 0.01% Reduced -123.7k -123,747
81 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 5,1055.1k $208.7k $208.7k 0.00% Reduced -38.8k -38,758
82 Tradewinds, LLC. 0.12% of their portfolio RALEIGH, NC 4,9725.0k $203.3k $203.3k 0.12% Reduced -274 -274
83 American State Bank (Iowa) 0.14% of their portfolio SIOUX CENTER, IA 4,8384.8k $197.8k $197.8k 0.14% Reduced -95 -95
84 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 4,4504.5k $181.9k $181.9k 0.00% Reduced -25 -25
85 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 3,7623.8k $94.1k $94.1k 0.00% Reduced -19.4k -19,367
86 Manchester Capital Management LLC 0.02% of their portfolio MANCHESTER, VT 3,0003.0k $122.6k $122.6k 0.02% New
87 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,8902.9k $118.6k $118.6k 0.00% Added +400 +400
88 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,7812.8k $113.7k $113.7k 0.00% Reduced -4.7k -4,650
89 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,3652.4k $96.7k $96.7k 0.00% Added +388 +388
90 CAMBRIDGE TRUST CO 0.00% of their portfolio BOSTON, MA 2,0752.1k $84.8k $84.8k 0.00% Unchanged
91 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,5131.5k $61.9k $61.9k 0.00% Reduced -47 -47
92 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,5121.5k $54.1k $54.1k 0.00% Added +771 +771
93 Balentine LLC 0.00% of their portfolio ATLANTA, GA 1,2911.3k $52.8k $52.8k 0.00% Unchanged
94 Arrow Financial Corp 0.01% of their portfolio Glens Falls, NY 1,2601.3k $51.5k $51.5k 0.01% Unchanged
95 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 1,0001.0k $40.9k $40.9k 0.00% Added +350 +350
96 MATRIX PRIVATE CAPITAL GROUP LLC 0.02% of their portfolio NEW YORK, NY 531531 $21.7k $21.7k 0.02% Reduced -1.9k -1,934
97 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 500500 $20.4k $20.4k 0.00% Unchanged
98 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 444444 $18.2k $18.2k 0.00% Unchanged
99 Amundi 0.00% of their portfolio Paris, I0 400400 $16.4k $16.4k 0.00% Unchanged
100 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 279279 $11.4k $11.4k 0.00% Unchanged