Vault-13

SPDR SERIES TRUST SPMD

PORTFOLIO S&P400 · ETP · CUSIP 78464A847

462 institutional holders +28 vs Q1 2023
125,397,076125.4m shares reported held*
$5.8bnreported value*
45 new 209 added 140 reduced 20 sold out net bought ≈ $468.7m (+10.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.90. Options: 1 managers hold calls ($1.6m notional), 1 hold puts ($9.2k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 381Q4 22: 427Q1 23: 434Q2 23: 462462Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022381
Q4 2022427
Q1 2023434
Q2 2023462

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 208 bought or addedQ4 22: 164 cut or sold outQ4 22Q1 23: 236 bought or addedQ1 23: 176 cut or sold outQ1 23Q2 23: 254 bought or addedQ2 23: 160 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022208164
Q1 2023236176
Q2 2023254160

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $248.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.6mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $1.6mQ2 23 puts: $9.2kQ2 23P/C 0.01
Numbers
QuarterCallsPutsP/C
Q3 2022$248.0k$00.00
Q4 2022$1.6m$00.00
Q1 2023$0$0—
Q2 2023$1.6m$9.2k0.01

Biggest buyers

Creative Planning Added +4,659,619+4.7m
MORGAN STANLEY Added +1,456,181+1.5m
LPL Financial LLC Added +998,404+998.4k
CWM, LLC Added +912,330+912.3k
Atlas Private Wealth Advisors Added +585,073+585.1k
TEXAS PERMANENT SCHOOL FUND CORP New +392,843+392.8k
HighTower Advisors, LLC Added +387,762+387.8k
BLAIR WILLIAM & CO/IL Added +225,821+225.8k
Valmark Advisers, Inc. Added +209,856+209.9k
AMERIPRISE FINANCIAL INC Added +190,276+190.3k

Biggest sellers

Gateway Wealth Partners, LLC Reduced -271,964-272.0k
Private Advisor Group, LLC Reduced -239,516-239.5k
AlphaStar Capital Management, LLC Reduced -234,268-234.3k
TIEDEMANN ADVISORS, LLC Reduced -205,737-205.7k
MONEY CONCEPTS CAPITAL CORP Reduced -202,063-202.1k
M Holdings Securities, Inc. Reduced -154,375-154.4k
Executive Wealth Management, LLC Reduced -134,382-134.4k
Wealthcare Advisory Partners LLC Reduced -119,242-119.2k
Wealth Advisors of Iowa, LLC Sold out -118,939-118.9k
ROYAL BANK OF CANADA Reduced -103,624-103.6k

Biggest calls

CITADEL ADVISORS LLC New $1.6m35.2k shares

Biggest puts

CITADEL ADVISORS LLC New $9.2k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 3.56% of their portfolio OVERLAND PARK, KS 58,257,66158.3m $2.7bn $2.7bn 3.56% Added +4.7m +4,659,619
2 LPL Financial LLC 0.34% of their portfolio FORT MILL, SC 10,285,02010.3m $472.0m $472.0m 0.34% Added +998.4k +998,404
3 TIEDEMANN ADVISORS, LLC 11.30% of their portfolio NEW YORK, NY 5,792,0395.8m $265.8m $265.8m 11.30% Reduced -205.7k -205,737
4 Valmark Advisers, Inc. 5.10% of their portfolio AKRON, OH 5,458,6605.5m $250.5m $250.5m 5.10% Added +209.9k +209,856
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,545,3812.5m $116.8m $116.8m 0.01% Added +1.5m +1,456,181
6 CWM, LLC 0.57% of their portfolio OMAHA, NE 2,013,7472.0m $92.4m $92.4m 0.57% Added +912.3k +912,330
7 HighTower Advisors, LLC 0.18% of their portfolio CHICAGO, IL 1,981,8642.0m $91.0m $91.0m 0.18% Added +387.8k +387,762
8 Bridgeworth, LLC 8.58% of their portfolio BIRMINGHAM, AL 1,693,3111.7m $77.7m $77.7m 8.58% Added +40.5k +40,492
9 Syntegra Private Wealth Group, LLC 9.05% of their portfolio Chesterfield, MO 1,290,5151.3m $59.2m $59.2m 9.05% Added +125.5k +125,539
10 RFG Advisory, LLC 2.57% of their portfolio BIRMINGHAM, AL 1,263,1501.3m $58.0m $58.0m 2.57% Added +143.6k +143,593
11 Private Advisor Group, LLC 0.48% of their portfolio MORRISTOWN, NJ 1,203,7691.2m $55.4m $55.4m 0.48% Reduced -239.5k -239,516
12 Atlas Private Wealth Advisors 10.05% of their portfolio RED BANK, NJ 1,081,4851.1m $49.6m $49.6m 10.05% Added +585.1k +585,073
13 Auto-Owners Insurance Co 1.55% of their portfolio LANSING, MI 1,040,0001.0m $47.8m $47.8m 1.55% Unchanged
14 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 855,095855.1k $39.3m $39.3m 0.07% Added +51.0k +51,043
15 Cornerstone Wealth Management, LLC 3.22% of their portfolio ST. PETERS, MO 786,704786.7k $36.1m $36.1m 3.22% Added +20.3k +20,285
16 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 780,468780.5k $35.8m $35.8m 0.01% Added +59.5k +59,484
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 739,124739.1k $33.9m $33.9m 0.04% Added +83.4k +83,445
18 Gateway Wealth Partners, LLC 6.01% of their portfolio APPLETON, WI 733,152733.2k $33.6m $33.6m 6.01% Reduced -272.0k -271,964
19 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 692,908692.9k $31.8m $31.8m 0.01% Added +71.4k +71,354
20 WALLER FINANCIAL PLANNING GROUP, INC 8.74% of their portfolio COLUMBUS, OH 690,847690.8k $31.7m $31.7m 8.74% Reduced -2.3k -2,257
21 Koss-Olinger Consulting, LLC 3.56% of their portfolio GAINESVILLE, FL 668,168668.2k $30.7m $30.7m 3.56% Added +34.2k +34,246
22 AlphaStar Capital Management, LLC 3.14% of their portfolio CORNELIUS, NC 606,967607.0k $27.9m $27.9m 3.14% Reduced -234.3k -234,268
23 Good Life Advisors, LLC 3.07% of their portfolio READING, PA 594,470594.5k $27.3m $27.3m 3.07% Added +18.4k +18,392
24 ASSETMARK, INC 0.10% of their portfolio CONCORD, CA 583,154583.2k $26.8m $26.8m 0.10% Reduced -10.5k -10,544
25 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 568,023568.0k $26.1m $26.1m 0.01% Added +190.3k +190,276
26 Peterson Wealth Advisors, LLC 6.89% of their portfolio Orem, UT 566,023566.0k $26.1m $26.1m 6.89% Reduced -174 -174
27 Wealthcare Advisory Partners LLC 0.98% of their portfolio WEST CHESTER, PA 479,293479.3k $22.0m $22.0m 0.98% Reduced -119.2k -119,242
28 First International Bank & Trust 6.93% of their portfolio WATFORD CITY, ND 474,153474.2k $21.8m $21.8m 6.93% Added +43.0k +43,034
29 Measured Wealth Private Client Group, LLC 7.98% of their portfolio PORTSMOUTH, NH 457,992458.0k $21.0m $21.0m 7.98% Added +99.0k +98,961
30 GREAT VALLEY ADVISOR GROUP, INC. 0.86% of their portfolio WILMINGTON, DE 448,546448.5k $20.6m $20.6m 0.86% Added +87.6k +87,614
31 Global Retirement Partners, LLC 0.95% of their portfolio San Rafael, CA 422,309422.3k $19.4m $19.4m 0.95% Added +4.9k +4,874
32 RESTON WEALTH MANAGEMENT LLC 9.08% of their portfolio Reston, VA 415,717415.7k $19.1m $19.1m 9.08% Added +7.9k +7,938
33 TEXAS PERMANENT SCHOOL FUND CORP 0.17% of their portfolio AUSTIN, TX 392,843392.8k $18.0m $18.0m 0.17% New
34 Financial Strategies Group, Inc. 5.72% of their portfolio OKEMOS, MI 389,804389.8k $17.9m $17.9m 5.72% Added +57.0k +56,990
35 BLAIR WILLIAM & CO/IL 0.06% of their portfolio CHICAGO, IL 379,333379.3k $17.4m $17.4m 0.06% Added +225.8k +225,821
36 UBS Group AG 0.01% of their portfolio ZURICH, V8 369,885369.9k $17.0m $17.0m 0.01% Added +27.6k +27,554
37 CGN Advisors LLC 2.33% of their portfolio MANHATTAN, KS 353,883353.9k $16.2m $16.2m 2.33% Added +35.2k +35,217
38 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 340,302340.3k $15.6m $15.6m 0.09% Added +35.0k +35,009
39 IHT Wealth Management, LLC 0.77% of their portfolio Chicago, IL 320,350320.4k $14.7m $14.7m 0.77% Added +3.4k +3,387
40 Foundations Investment Advisors, LLC 0.45% of their portfolio PHOENIX, AZ 299,358299.4k $13.7m $13.7m 0.45% Added +43.3k +43,255
41 TLWM 3.92% of their portfolio SAN ANTONIO, TX 296,597296.6k $13.6m $13.6m 3.92% Added +17.1k +17,100
42 Equitable Holdings, Inc. 0.20% of their portfolio NEW YORK, NY 296,199296.2k $13.6m $13.6m 0.20% Added +33.6k +33,622
43 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 281,494281.5k $12.9m $12.9m 0.03% Added +27.7k +27,684
44 CAHABA WEALTH MANAGEMENT, INC. 1.39% of their portfolio Atlanta, GA 279,810279.8k $12.8m $12.8m 1.39% Added +10.9k +10,882
45 Retirement Planning Group, LLC 1.24% of their portfolio LEAWOOD, KS 270,952271.0k $12.4m $12.4m 1.24% Added +6.4k +6,363
46 Geneos Wealth Management Inc. 0.59% of their portfolio ENGLEWOOD, CO 246,277246.3k $11.3m $11.3m 0.59% Added +16.4k +16,430
47 Capital Investment Advisory Services, LLC 1.11% of their portfolio RALEIGH, NC 245,139245.1k $11.2m $11.2m 1.11% Added +13.5k +13,491
48 RETIREMENT INCOME SOLUTIONS, INC 2.94% of their portfolio ANN ARBOR, MI 239,290239.3k $11.0m $11.0m 2.94% Added +2.6k +2,644
49 Integrated Wealth Concepts LLC 0.19% of their portfolio WALTHAM, MA 238,659238.7k $11.0m $11.0m 0.19% Added +94.7k +94,680
50 Mariner, LLC 0.03% of their portfolio Overland Park, KS 230,392230.4k $10.6m $10.6m 0.03% Added +12.8k +12,832
51 ST GERMAIN D J CO INC 0.54% of their portfolio SPRINGFIELD, MA 224,507224.5k $10.3m $10.3m 0.54% First filing
52 Wealthspire Advisors, LLC 0.17% of their portfolio NEW YORK, NY 224,348224.3k $10.3m $10.3m 0.17% Reduced -3.6k -3,571
53 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 224,287224.3k $10.3m $10.3m 0.00% Reduced -53.8k -53,781
54 Wealthquest Corp 1.22% of their portfolio CINCINNATI, OH 222,083222.1k $10.2m $10.2m 1.22% Added +30.3k +30,295
55 Windsor Capital Management, LLC 3.24% of their portfolio Phoenix, AZ 213,583213.6k $9.8m $9.8m 3.24% Reduced -3.3k -3,314
56 KWB Wealth 1.54% of their portfolio REDLANDS, CA 211,983212.0k $9.7m $9.7m 1.54% Added +70.2k +70,198
57 MONETA GROUP INVESTMENT ADVISORS LLC 0.21% of their portfolio ST LOUIS, MO 208,737208.7k $9.6m $9.6m 0.21% Reduced -2.9k -2,921
58 StrategIQ Financial Group, LLC 1.06% of their portfolio MERRILLVILLE, IN 202,862202.9k $9.3m $9.3m 1.06% Added +6.5k +6,466
59 Anfield Capital Management, LLC 3.87% of their portfolio IRVINE, CA 193,418193.4k $8.9m $8.9m 3.87% Reduced -1.5k -1,527
60 Beacon Pointe Advisors, LLC 0.14% of their portfolio NEWPORT BEACH, CA 192,774192.8k $8.8m $8.8m 0.14% Reduced -9.2k -9,180
61 TPG Financial Advisors, LLC 4.54% of their portfolio PORTLAND, OR 188,798188.8k $8.7m $8.7m 4.54% Added +7.8k +7,786
62 Pachira Investments Inc. 9.29% of their portfolio DANA POINT, CA 188,319188.3k $8.6m $8.6m 9.29% New
63 CITIZENS & NORTHERN CORP 3.24% of their portfolio WELLSBORO, PA 186,893186.9k $8.6m $8.6m 3.24% Reduced -27.5k -27,499
64 TOWNSQUARE CAPITAL LLC 0.16% of their portfolio Lehi, UT 186,863186.9k $8.6m $8.6m 0.16% Reduced -2.9k -2,892
65 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 186,752186.8k $8.6m $8.6m 0.02% Reduced -36.8k -36,816
66 Advance Capital Management, Inc. 0.93% of their portfolio SOUTHFIELD, MI 178,256178.3k $8.2m $8.2m 0.93% Reduced -2.2k -2,247
67 Stratos Wealth Partners, LTD. 0.18% of their portfolio BEACHWOOD, OH 177,563177.6k $8.1m $8.1m 0.18% Added +29.8k +29,796
68 Montz Harcus Wealth Management LLC 6.74% of their portfolio New Orleans, LA 177,543177.5k $8.1m $8.1m 6.74% Added +5.4k +5,366
69 Advisory Alpha, LLC 0.42% of their portfolio HOLLAND, MI 177,048177.0k $8.1m $8.1m 0.42% Added +1.8k +1,762
70 Western Wealth Management, LLC 0.69% of their portfolio GOLDEN, CO 176,047176.0k $8.1m $8.1m 0.69% Added +22.5k +22,465
71 WBH ADVISORY INC 0.95% of their portfolio BALTIMORE, MD 175,365175.4k $8.0m $8.0m 0.95% Added +12.0k +12,025
72 Allworth Financial LP 0.07% of their portfolio FOLSOM, CA 169,430169.4k $7.8m $7.8m 0.07% Reduced -3.5k -3,496
73 Trilogy Capital Inc. 0.51% of their portfolio IRVINE, CA 168,218168.2k $8.0m $8.0m 0.51% Added +9.5k +9,486
74 HM PAYSON & CO 0.17% of their portfolio PORTLAND, ME 165,913165.9k $7.6m $7.6m 0.17% Unchanged
75 OneDigital Investment Advisors LLC 0.16% of their portfolio OVERLAND PARK, KS 160,607160.6k $7.4m $7.4m 0.16% Reduced -9.3k -9,316
76 WRAPMANAGER INC 2.15% of their portfolio MILL VALLEY, CA 153,016153.0k $7.0m $7.0m 2.15% Added +2.5k +2,492
77 Gerber Kawasaki Wealth & Investment Management 0.46% of their portfolio SANTA MONICA, CA 150,316150.3k $6.9m $6.9m 0.46% Added +31.4k +31,414
78 Moisand Fitzgerald Tamayo, LLC 1.40% of their portfolio ORLANDO, FL 149,507149.5k $6.9m $6.9m 1.40% Added +1.8k +1,785
79 Veritable, L.P. 0.11% of their portfolio Newtown Square, PA 148,381148.4k $6.8m $6.8m 0.11% Reduced -3.9k -3,850
80 IAG Wealth Partners, LLC 1.68% of their portfolio WAUKESHA, WI 138,148138.1k $6.3m $6.3m 1.68% Added +3.4k +3,440
81 PARK AVENUE SECURITIES LLC 0.10% of their portfolio NEW YORK, NY 134,199134.2k $6.2m $6.2m 0.10% Added +7.7k +7,722
82 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 133,861133.9k $6.1m $6.1m 0.03% Added +32.0k +32,006
83 PECAUT & CO. 2.42% of their portfolio SIOUX CITY, IA 125,181125.2k $5.7m $5.7m 2.42% Added +15.5k +15,506
84 PSI Advisors, LLC 2.50% of their portfolio TAMPA, FL 123,925123.9k $5.7m $5.7m 2.50% Reduced -47.3k -47,296
85 Financial Gravity Asset Management, Inc. 1.94% of their portfolio Lakeway, TX 120,291120.3k $5.5m $5.5m 1.94% Added +10.9k +10,891
86 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 114,994115.0k $5.3m $5.3m 0.06% Added +32.6k +32,564
87 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 114,595114.6k $5.3m $5.3m 0.01% Added +3.9k +3,921
88 Collaborative Wealth Managment Inc. 3.13% of their portfolio LAKE MARY, FL 114,486114.5k $5.3m $5.3m 3.13% Added +2.0k +2,045
89 Capital Analysts, LLC 0.29% of their portfolio FORT WASHINGTON, PA 111,919111.9k $5.1m $5.1m 0.29% Reduced -153 -153
90 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 110,346110.3k $5.1m $5.1m 0.04% Reduced -2.3k -2,295
91 Leicht Financial Planning & Wealth Management, Inc. 3.00% of their portfolio PARSIPPANY, NJ 108,269108.3k $5.0m $5.0m 3.00% Reduced -15.3k -15,266
92 ARQ WEALTH ADVISORS, LLC 3.21% of their portfolio SCOTTSDALE, AZ 107,783107.8k $4.9m $4.9m 3.21% Reduced -34.2k -34,183
93 DEBUSSY CAPITAL MANAGEMENT LP 1.50% of their portfolio CHICAGO, IL 106,197106.2k $4.9m $4.9m 1.50% Added +716 +716
94 Warren Street Wealth Advisors, LLC 3.20% of their portfolio IRVINE, CA 105,824105.8k $4.9m $4.9m 3.20% Added +903 +903
95 Symphony Financial, Ltd. Co. 1.14% of their portfolio HOUSTON, TX 102,023102.0k $4.7m $4.7m 1.14% Added +16.8k +16,756
96 FLAGSHIP HARBOR ADVISORS, LLC 0.37% of their portfolio BOSTON, MA 96,91696.9k $4.4m $4.4m 0.37% Added +22.4k +22,379
97 JNBA Financial Advisors 0.52% of their portfolio BLOOMINGTON, MN 94,11294.1k $4.3m $4.3m 0.52% Added +6.1k +6,067
98 Levy Wealth Management Group, LLC 1.28% of their portfolio PHILADELPHIA, PA 94,09594.1k $4.3m $4.3m 1.28% Reduced -3.6k -3,634
99 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 93,68793.7k $4.3m $4.3m 0.02% Reduced -86.0k -86,005
100 IFG Advisory, LLC 0.38% of their portfolio ATLANTA, GA 92,89292.9k $4.3m $4.3m 0.38% Added +6.8k +6,776