Vault-13

SPDR S&P MIDCAP 400 ETF TR MDY

UTSER1 S&PDCRP · ETP · CUSIP 78467Y107

1,155 institutional holders +19 vs Q1 2023
24,780,31724.8m shares reported held*
$11.9bnreported value*
60 new 284 added 406 reduced 50 sold out net bought ≈ $40.8m (-114.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $479.78. Options: 15 managers hold calls ($881.7m notional), 18 hold puts ($490.3m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,051Q4 22: 1,146Q1 23: 1,136Q2 23: 1,1551,155Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20221,051
Q4 20221,146
Q1 20231,136
Q2 20231,155

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 415 bought or addedQ4 22: 395 cut or sold outQ4 22Q1 23: 364 bought or addedQ1 23: 484 cut or sold outQ1 23Q2 23: 344 bought or addedQ2 23: 456 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022415395
Q1 2023364484
Q2 2023344456

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250m$500m$750m$1bnQ3 22 calls: $574.6mQ3 22 puts: $383.6mQ3 22P/C 0.67Q4 22 calls: $617.8mQ4 22 puts: $465.7mQ4 22P/C 0.75Q1 23 calls: $517.5mQ1 23 puts: $413.0mQ1 23P/C 0.80Q2 23 calls: $881.7mQ2 23 puts: $490.3mQ2 23P/C 0.56
Numbers
QuarterCallsPutsP/C
Q3 2022$574.6m$383.6m0.67
Q4 2022$617.8m$465.7m0.75
Q1 2023$517.5m$413.0m0.80
Q2 2023$881.7m$490.3m0.56

Biggest buyers

Houlihan Financial Resource Group, Ltd. Added +208,816+208.8k
BARCLAYS PLC Added +132,345+132.3k
BNP PARIBAS FINANCIAL MARKETS Added +109,628+109.6k
BlackRock Inc. Added +88,907+88.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +87,745+87.7k
CITADEL ADVISORS LLC Added +86,369+86.4k
MORGAN STANLEY Added +70,708+70.7k
CITIGROUP INC Added +53,832+53.8k
Employees Retirement System of Texas New +44,500+44.5k
HRT FINANCIAL LP Added +40,643+40.6k

Biggest sellers

ROYAL BANK OF CANADA Reduced -179,817-179.8k
COWA, LLC Sold out -133,232-133.2k
Creative Planning Reduced -113,583-113.6k
GOLDMAN SACHS GROUP INC Reduced -109,544-109.5k
UBS Group AG Reduced -77,952-78.0k
WELLS FARGO & COMPANY/MN Reduced -72,616-72.6k
Piedmont Capital Management, LLC Sold out -65,179-65.2k
BANK OF AMERICA CORP /DE/ Reduced -60,009-60.0k
J.P. Morgan Private Wealth Advisors LLC Reduced -51,191-51.2k
STATE STREET CORP Reduced -30,521-30.5k

Biggest calls

Twin Tree Management, LP Added $280.8m586.3k shares
BNP PARIBAS FINANCIAL MARKETS Added $177.9m3.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $166.0m346.6k shares
Squarepoint Ops LLC Added $74.6m155.7k shares
WOLVERINE TRADING, LLC Added $72.3m152.0k shares
JANE STREET GROUP, LLC Added $64.4m134.4k shares
CITADEL ADVISORS LLC Reduced $25.1m52.4k shares
GROUP ONE TRADING LLC Added $8.7m18.1k shares
SIMPLEX TRADING, LLC Added $6.3m13.2k shares
TWO SIGMA SECURITIES, LLC New $2.7m5.6k shares

Biggest puts

Twin Tree Management, LP New $196.8m410.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $126.8m264.7k shares
ROYAL BANK OF CANADA New $48.8m101.9k shares
Squarepoint Ops LLC Reduced $37.5m78.3k shares
CITADEL ADVISORS LLC Reduced $29.4m61.3k shares
WOLVERINE TRADING, LLC Reduced $18.1m38.0k shares
JANE STREET GROUP, LLC Reduced $10.7m22.4k shares
GOLDMAN SACHS GROUP INC Unchanged $6.5m13.6k shares
IMC-Chicago, LLC Reduced $6.2m13.0k shares
SIMPLEX TRADING, LLC Reduced $4.3m9.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.12% of their portfolio CHARLOTTE, NC 2,090,2582.1m $1.0bn $1.0bn 0.12% Reduced -60.0k -60,009
2 WELLS FARGO & COMPANY/MN 0.20% of their portfolio SAN FRANCISCO, CA 1,461,3491.5m $699.9m $699.9m 0.20% Reduced -72.6k -72,616
3 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 1,340,6701.3m $642.1m $642.1m 0.06% Added +70.7k +70,708
4 NORTHERN TRUST CORP 0.11% of their portfolio CHICAGO, IL 1,165,7131.2m $558.3m $558.3m 0.11% Reduced -19.0k -19,045
5 US BANCORP \DE\ 0.85% of their portfolio MINNEAPOLIS, MN 1,096,0261.1m $524.9m $524.9m 0.85% Reduced -14.0k -13,986
6 Veritable, L.P. 7.50% of their portfolio Newtown Square, PA 966,257966.3k $462.8m $462.8m 7.50% Reduced -5.0k -4,967
7 PNC Financial Services Group, Inc. 0.33% of their portfolio Pittsburgh, PA 804,884804.9k $385.5m $385.5m 0.33% Reduced -26.2k -26,249
8 UBS Group AG 0.13% of their portfolio ZURICH, V8 608,977609.0k $291.6m $291.6m 0.13% Reduced -78.0k -77,952
9 BANK OF MONTREAL /CAN/ 0.09% of their portfolio TORONTO, A6 501,782501.8k $240.4m $240.4m 0.09% Added +3.7k +3,692
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.30% of their portfolio MILWAUKEE, WI 477,907477.9k $228.9m $228.9m 0.30% Added +15.5k +15,515
11 RAYMOND JAMES & ASSOCIATES 0.14% of their portfolio ST PETERSBURG, FL 359,000359.0k $171.9m $171.9m 0.14% Added +6.6k +6,616
12 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 353,362353.4k $169.2m $169.2m 0.04% Reduced -109.5k -109,544
13 BNP PARIBAS FINANCIAL MARKETS 0.30% of their portfolio PARIS, I0 317,173317.2k $151.9m $151.9m 0.30% Added +109.6k +109,628
14 Creative Planning 0.20% of their portfolio OVERLAND PARK, KS 309,961310.0k $148.4m $148.4m 0.20% Reduced -113.6k -113,583
15 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 300,097300.1k $143.7m $143.7m 0.02% Added +16.7k +16,699
16 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 274,012274.0k $131.2m $131.2m 0.04% Reduced -179.8k -179,817
17 ARVEST TRUST CO N A 8.02% of their portfolio ROGERS, AR 270,062270.1k $134.6m $134.6m 8.02% Reduced -9.9k -9,867
18 CITADEL ADVISORS LLC 0.14% of their portfolio MIAMI, FL 267,202267.2k $128.0m $128.0m 0.14% Added +86.4k +86,369
19 Conservest Capital Advisors, Inc. 14.05% of their portfolio WYNNEWOOD, PA 253,444253.4k $121.4m $121.4m 14.05% Added +3.2k +3,156
20 Corient Private Wealth LP 0.28% of their portfolio MIAMI, FL 250,546250.5k $120.0m $120.0m 0.28% Added +5.9k +5,932
21 Houlihan Financial Resource Group, Ltd. 3.07% of their portfolio ASHBURN, VA 216,500216.5k $98.7m $98.7m 3.07% Added +208.8k +208,816
22 MAI Capital Management 1.47% of their portfolio INDEPENDENCE, OH 207,517207.5k $99.4m $99.4m 1.47% Added +2.1k +2,086
23 BARCLAYS PLC 0.06% of their portfolio LONDON, X0 202,741202.7k $97.0m $97.0m 0.06% Added +132.3k +132,345
24 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 197,087197.1k $94.4m $94.4m 0.02% Added +8.9k +8,860
25 J.P. Morgan Private Wealth Advisors LLC 0.49% of their portfolio SAN FRANCISCO, CA 195,525195.5k $93.6m $93.6m 0.49% Reduced -51.2k -51,191
26 CITIGROUP INC 0.10% of their portfolio NEW YORK, NY 164,674164.7k $78.9m $78.9m 0.10% Added +53.8k +53,832
27 Welch & Forbes LLC 1.22% of their portfolio Boston, MA 161,265161.3k $77.2m $77.2m 1.22% Added +1.4k +1,444
28 WHITTIER TRUST CO 1.22% of their portfolio SOUTH PASADENA, CA 146,934146.9k $70.4m $70.4m 1.22% Reduced -5.9k -5,939
29 TRUIST FINANCIAL CORP 0.12% of their portfolio CHARLOTTE, NC 144,599144.6k $69.2m $69.2m 0.12% Reduced -205 -205
30 HighTower Advisors, LLC 0.13% of their portfolio CHICAGO, IL 142,783142.8k $68.4m $68.4m 0.13% Added +2.7k +2,658
31 Raymond James Financial Services Advisors, Inc. 0.12% of their portfolio ST. PETERSBURG, FL 141,769141.8k $67.9m $67.9m 0.12% Added +5.4k +5,388
32 Hills Bank & Trust Co 8.71% of their portfolio North Liberty, IA 141,477141.5k $67.8m $67.8m 8.71% Added +4.7k +4,749
33 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 138,907138.9k $66.5m $66.5m 0.05% Reduced -2.8k -2,786
34 ALLIANCEBERNSTEIN L.P. 0.03% of their portfolio NASHVILLE, TN 138,145138.1k $66.2m $66.2m 0.03% Added +8.1k +8,067
35 WADDELL & ASSOCIATES, LLC 9.61% of their portfolio MEMPHIS, TN 136,717136.7k $65.5m $65.5m 9.61% Added +1.3k +1,265
36 FineMark National Bank & Trust 2.65% of their portfolio FORT MYERS, FL 134,420134.4k $64.4m $64.4m 2.65% Reduced -2.1k -2,147
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.10% of their portfolio BALA CYNWYD, PA 126,997127.0k $60.8m $60.8m 0.10% Added +87.7k +87,745
38 BROWN ADVISORY INC 0.09% of their portfolio BALTIMORE, MD 117,758117.8k $56.4m $56.4m 0.09% Reduced -18.4k -18,430
39 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 113,738113.7k $54.5m $54.5m 0.02% Added +361 +361
40 MONTAG A & ASSOCIATES INC 3.25% of their portfolio ATLANTA, GA 109,853109.9k $52.8m $52.8m 3.25% Reduced -251 -251
41 BlackRock Inc. 0.00% of their portfolio New York, NY 108,278108.3k $51.9m $51.9m 0.00% Added +88.9k +88,907
42 WASHINGTON TRUST Co 2.14% of their portfolio WESTERLY, RI 105,949105.9k $50.7m $50.7m 2.14% Added +1.0k +1,025
43 Sandy Spring Bank 2.53% of their portfolio Olney, MD 99,34199.3k $47.6m $47.6m 2.53% Reduced -734 -734
44 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 96,42496.4k $46.2m $46.2m 0.09% Added +190 +190
45 MetLife Investment Management, LLC 0.33% of their portfolio Whippany, NJ 94,10094.1k $45.1m $45.1m 0.33% Added +3.4k +3,400
46 Mariner, LLC 0.12% of their portfolio Overland Park, KS 93,85693.9k $44.9m $44.9m 0.12% Added +979 +979
47 Cerity Partners LLC 0.18% of their portfolio NEW YORK, NY 93,85593.9k $45.0m $45.0m 0.18% Added +5.6k +5,578
48 Portland Global Advisors LLC 6.45% of their portfolio PORTLAND, ME 82,21282.2k $39.4m $39.4m 6.45% Reduced -500 -500
49 Squarepoint Ops LLC 0.21% of their portfolio NEW YORK, NY 77,33377.3k $37.0m $37.0m 0.21% Reduced -686 -686
50 HYMAN CHARLES D 2.27% of their portfolio PONTE VEDRA BEACH, FL 75,56775.6k $36.2m $36.2m 2.27% Reduced -80 -80
51 Henshaw Capital LLC 2.07% of their portfolio WOBURN, MA 75,15075.2k $36.0m $36.0m 2.07% Unchanged
52 CAPTRUST FINANCIAL ADVISORS 0.14% of their portfolio RALEIGH, NC 72,24072.2k $34.6m $34.6m 0.14% Added +3.8k +3,831
53 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 71,49871.5k $34.3m $34.3m 0.06% Reduced -8.7k -8,662
54 FINANCIAL COUNSELORS INC 0.68% of their portfolio Overland Park, KS 70,12870.1k $33.6m $33.6m 0.68% Reduced -3.7k -3,658
55 PITTENGER & ANDERSON INC 1.59% of their portfolio LINCOLN, NE 69,11069.1k $33.1m $33.1m 1.59% Added +793 +793
56 Waldron Private Wealth LLC 1.64% of their portfolio BRIDGEVILLE, PA 68,53968.5k $32.9m $32.9m 1.64% Reduced -981 -981
57 WHITTIER TRUST CO OF NEVADA INC 1.10% of their portfolio RENO, NV 67,89067.9k $32.5m $32.5m 1.10% Reduced -752 -752
58 BLAIR WILLIAM & CO/IL 0.12% of their portfolio CHICAGO, IL 67,77467.8k $32.5m $32.5m 0.12% Reduced -5.4k -5,422
59 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 67,61267.6k $32.4m $32.4m 0.01% Added +1.7k +1,652
60 PINNACLE ASSOCIATES LTD 0.56% of their portfolio NEW YORK, NY 67,13967.1k $32.2m $32.2m 0.56% Added +3 +3
61 Brookfield Corp /ON/ 0.12% of their portfolio TORONTO, A6 65,24165.2k $31.2m $31.2m 0.12% Added +6.8k +6,802
62 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.09% of their portfolio LOS ANGELES, CA 65,24065.2k $31.2m $31.2m 0.09% Reduced -18.7k -18,727
63 PEAPACK GLADSTONE FINANCIAL CORP 0.54% of their portfolio BEDMINSTER, NJ 63,45963.5k $30.4m $30.4m 0.54% Reduced -1.5k -1,470
64 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 60,99561.0k $29.2m $29.2m 0.04% Reduced -2.0k -2,003
65 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 60,80760.8k $29.1m $29.1m 0.00% Reduced -30.5k -30,521
66 Bartlett & Co. LLC 0.50% of their portfolio CINCINNATI, OH 59,67159.7k $28.7m $28.7m 0.50% Added +2.2k +2,213
67 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.50% of their portfolio CINCINNATI, OH 59,67159.7k $28.7m $28.7m 0.50% Added +2.2k +2,213
68 SMITH, MOORE & CO. 3.48% of their portfolio CLAYTON, MO 58,18258.2k $27.3m $27.3m 3.48% Reduced -742 -742
69 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 57,13257.1k $27.4m $27.4m 0.07% Reduced -2.6k -2,646
70 HERITAGE INVESTORS MANAGEMENT CORP 1.09% of their portfolio BETHESDA, MD 56,75056.8k $27.2m $27.2m 1.09% Reduced -475 -475
71 Ascent Wealth Partners, LLC 4.73% of their portfolio NEW HARTFORD, NY 56,02356.0k $26.8m $26.8m 4.73% Added +2.5k +2,473
72 Moreno Evelyn V 5.63% of their portfolio BOSTON, MA 55,09355.1k $26.4m $26.4m 5.63% Reduced -1.8k -1,814
73 Clearstead Advisors, LLC 1.57% of their portfolio CLEVELAND, OH 53,95654.0k $25.8m $25.8m 1.57% Reduced -1.1k -1,111
74 Divergent Planning, LLC 13.44% of their portfolio BETHESDA, MD 53,59953.6k $25.7m $25.7m 13.44% Added +997 +997
75 Edge Capital Group, LLC 1.38% of their portfolio ATLANTA, GA 50,19050.2k $24.0m $24.0m 1.38% Added +2.3k +2,300
76 FIRST HAWAIIAN BANK 0.77% of their portfolio HONOLULU, HI 49,41049.4k $23.7m $23.7m 0.77% Reduced -9.6k -9,575
77 Crewe Advisors LLC 3.28% of their portfolio SALT LAKE CITY, UT 48,82148.8k $23.4m $23.4m 3.28% Reduced -16 -16
78 Oldfather Financial Services, LLC 11.38% of their portfolio KEARNEY, NE 48,61148.6k $23.3m $23.3m 11.38% Added +964 +964
79 CONNING INC. 0.78% of their portfolio HARTFORD, CT 48,60748.6k $23.3m $23.3m 0.78% Reduced -11.3k -11,300
80 CITIZENS FINANCIAL GROUP INC/RI 0.85% of their portfolio PROVIDENCE, RI 48,51848.5k $23.2m $23.2m 0.85% Reduced -735 -735
81 M&T Bank Corp 0.08% of their portfolio BUFFALO, NY 47,08447.1k $22.6m $22.6m 0.08% Reduced -4.8k -4,791
82 Retirement Systems of Alabama 0.10% of their portfolio MONTGOMERY, AL 46,74446.7k $22.4m $22.4m 0.10% Added +114 +114
83 Financial Advisory Group 4.40% of their portfolio HOUSTON, TX 46,50146.5k $22.3m $22.3m 4.40% Reduced -476 -476
84 Klingman & Associates, LLC 1.78% of their portfolio New York, NY 46,09946.1k $22.1m $22.1m 1.78% Reduced -77 -77
85 HRT FINANCIAL LP 0.21% of their portfolio NEW YORK, NY 45,69345.7k $21.9m $21.9m 0.21% Added +40.6k +40,643
86 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 4.05% of their portfolio FORT WORTH, TX 44,63244.6k $21.4m $21.4m 4.05% Added +475 +475
87 Chicago Partners Investment Group LLC 1.14% of their portfolio CHICAGO, IL 44,57944.6k $21.9m $21.9m 1.14% Added +1.4k +1,398
88 Employees Retirement System of Texas 0.29% of their portfolio AUSTIN, TX 44,50044.5k $21.3m $21.3m 0.29% New
89 CUMBERLAND ADVISORS INC 9.52% of their portfolio SARASOTA, FL 43,51943.5k $20.8m $20.8m 9.52% Added +2.4k +2,395
90 Composition Wealth, LLC 0.61% of their portfolio LOS ANGELES, CA 41,88841.9k $20.1m $20.1m 0.61% Reduced -1.3k -1,254
91 Estate Counselors, LLC 2.52% of their portfolio Thiensville, WI 41,54541.5k $19.9m $19.9m 2.52% Reduced -590 -590
92 BOOTHBAY FUND MANAGEMENT, LLC 0.59% of their portfolio NEW YORK, NY 39,58039.6k $19.0m $19.0m 0.59% New
93 Kowal Investment Group, LLC 5.07% of their portfolio BROOKFIELD, WI 39,56339.6k $18.9m $18.9m 5.07% Added +2.5k +2,456
94 Granite Bay Wealth Management, LLC 17.50% of their portfolio PORTSMOUTH, NH 39,25039.2k $18.8m $18.8m 17.50% Reduced -736 -736
95 LCM Capital Management Inc 15.06% of their portfolio CHICAGO, IL 38,73038.7k $18.5m $18.5m 15.06% Added +1.1k +1,118
96 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 38,56138.6k $17.9m $17.9m 0.07% First filing
97 BESSEMER GROUP INC 0.04% of their portfolio WOODBRIDGE, NJ 37,80037.8k $18.1m $18.1m 0.04% Reduced -7.4k -7,408
98 JOHNSON INVESTMENT COUNSEL INC 0.22% of their portfolio Cincinnati, OH 37,36637.4k $17.9m $17.9m 0.22% Reduced -207 -207
99 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 37,05337.1k $17.7m $17.7m 0.06% Added +2.3k +2,254
100 1ST SOURCE BANK 1.14% of their portfolio SOUTH BEND, IN 36,96637.0k $17.7m $17.7m 1.14% Reduced -344 -344