Vault-13

CAPITAL GRP FIXED INCM ETF T CGSD

SHORT DURATION · ETP · CUSIP 14020Y409

46 institutional holders +13 vs Q1 2023
8,477,4628.5m shares reported held*
$212.8mreported value*
14 new 25 added 6 reduced 2 sold out net bought ≈ $60.9m (+2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.11.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q4 22: 13Q1 23: 33Q2 23: 4646Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q4 202213
Q1 202333
Q2 202346

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 30 bought or addedQ1 23: 3 cut or sold outQ1 23Q2 23: 39 bought or addedQ2 23: 8 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q1 2023303
Q2 2023398

Biggest buyers

JANE STREET GROUP, LLC Added +1,052,129+1.1m
LPL Financial LLC New +251,300+251.3k
Cetera Advisor Networks LLC New +184,065+184.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +175,168+175.2k
ENVESTNET ASSET MANAGEMENT INC Added +163,193+163.2k
Cetera Advisors LLC Added +140,976+141.0k
UBS Group AG Added +116,332+116.3k
OSAIC HOLDINGS, INC. Added +105,635+105.6k
LINCOLN NATIONAL CORP Added +97,636+97.6k
BENJAMIN F. EDWARDS & COMPANY, INC. Added +95,175+95.2k

Biggest sellers

Capital International Investors Reduced -450,000-450.0k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -60,830-60.8k
Cetera Investment Advisers Reduced -26,874-26.9k
AVANTAX ADVISORY SERVICES, INC. Reduced -11,700-11.7k
CITADEL ADVISORS LLC Sold out -10,536-10.5k
Kestra Advisory Services, LLC Reduced -9,558-9.6k
McIlrath & Eck, LLC Reduced -7,796-7.8k
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Reduced -3,757-3.8k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 McIlrath & Eck, LLC 13.64% of their portfolio ARLINGTON, WA 2,592,1902.6m $65.1m $65.1m 13.64% Reduced -7.8k -7,796
2 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 1,131,1581.1m $28.4m $28.4m 0.06% Added +175.2k +175,168
3 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 1,113,4141.1m $28.0m $28.0m 0.04% Added +1.1m +1,052,129
4 Capital International Investors 0.00% of their portfolio Los Angeles, CA 425,000425.0k $10.7m $10.7m 0.00% Reduced -450.0k -450,000
5 Opes Wealth Management LLC 1.89% of their portfolio MENLO PARK, CA 265,331265.3k $6.7m $6.7m 1.89% Added +32.5k +32,520
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 251,300251.3k $6.3m $6.3m 0.00% New
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 232,007232.0k $5.8m $5.8m 0.01% Added +105.6k +105,635
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 223,180223.2k $5.6m $5.6m 0.00% Added +163.2k +163,193
9 New England Capital Financial Advisors LLC 3.06% of their portfolio MERIDEN, CT 184,688184.7k $4.6m $4.6m 3.06% Added +22.0k +22,026
10 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 184,065184.1k $4.6m $4.6m 0.03% New
11 LINCOLN NATIONAL CORP 0.09% of their portfolio RADNOR, PA 184,013184.0k $4.6m $4.6m 0.09% Added +97.6k +97,636
12 Souders Financial Advisors 0.88% of their portfolio CINCINNATI, OH 183,230183.2k $4.6m $4.6m 0.88% Added +87.0k +87,017
13 Cetera Advisors LLC 0.06% of their portfolio DENVER, CO 156,607156.6k $3.9m $3.9m 0.06% Added +141.0k +140,976
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 141,201141.2k $3.5m $3.5m 0.00% Added +116.3k +116,332
15 BlackDiamond Wealth Management, LLC 2.72% of their portfolio NEW YORK, NY 127,553127.6k $3.2m $3.2m 2.72% Added +42.3k +42,277
16 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 122,645122.6k $3.1m $3.1m 0.04% Reduced -11.7k -11,700
17 BENJAMIN F. EDWARDS & COMPANY, INC. 0.09% of their portfolio ST. LOUIS, MO 95,48795.5k $2.4m $2.4m 0.09% Added +95.2k +95,175
18 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 72,56072.6k $1.8m $1.8m 0.02% Reduced -26.9k -26,874
19 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 69,84969.8k $1.8m $1.8m 0.01% Added +42.7k +42,729
20 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 69,36069.4k $1.7m $1.7m 0.01% New
21 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.33% of their portfolio CONCORD, MA 53,75053.8k $1.3m $1.3m 0.33% New
22 Inspire Advisors, LLC 0.23% of their portfolio Meridian, ID 48,49448.5k $1.2m $1.2m 0.23% Added +748 +748
23 Lodestone Wealth Management LLC 0.82% of their portfolio SPOKANE, WA 47,59547.6k $1.2m $1.2m 0.82% Added +32.9k +32,918
24 SOL Capital Management CO 0.17% of their portfolio ROCKVILLE, MD 44,43544.4k $1.1m $1.1m 0.17% Added +7.7k +7,710
25 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 43,62243.6k $1.1m $1.1m 0.01% Reduced -9.6k -9,558
26 DeDora Capital, Inc. 0.39% of their portfolio Napa, CA 40,34640.3k $1.0m $1.0m 0.39% Added +458 +458
27 Simplicity Solutions, LLC 0.03% of their portfolio MINNEAPOLIS, MN 36,53636.5k $917.2k $917.2k 0.03% New
28 Bleakley Financial Group, LLC 0.03% of their portfolio PARSIPPANY, NJ 36,53636.5k $917.2k $917.2k 0.03% New
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 35,65735.7k $895.0k $895.0k 0.00% Added +29.6k +29,624
30 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 35,09535.1k $881.1k $881.1k 0.01% Added +7.2k +7,225
31 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 30,93930.9k $776.7k $776.7k 0.00% Added +14.5k +14,504
32 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 29,45029.4k $739.3k $739.3k 0.02% New
33 GUARDIAN WEALTH ADVISORS, LLC / NC 0.13% of their portfolio RALEIGH, NC 29,45029.4k $741.9k $741.9k 0.13% New
34 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 23,71723.7k $595.4k $595.4k 0.03% Added +1.1k +1,122
35 Capital Group Private Client Services, Inc. 0.01% of their portfolio Los Angeles, CA 22,14522.1k $556.0k $556.0k 0.01% Added +184 +184
36 WNY Asset Management, LLC 0.11% of their portfolio Williamsville, NY 20,58020.6k $516.7k $516.7k 0.11% Added +2.7k +2,682
37 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 19,03019.0k $477.7k $477.7k 0.00% Added +5.1k +5,127
38 Mariner, LLC 0.00% of their portfolio Overland Park, KS 11,41511.4k $287.0k $287.0k 0.00% New
39 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,07911.1k $278.0k $278.0k 0.00% New
40 ST GERMAIN D J CO INC 0.01% of their portfolio SPRINGFIELD, MA 10,77510.8k $270.5k $270.5k 0.01% First filing
41 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 9,6799.7k $243.0k $243.0k 0.01% New
42 Tradition Wealth Management, LLC 0.01% of their portfolio EDINA, MN 4,0004.0k $100.0k $100.0k 0.01% New
43 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,9624.0k $99.5k $99.5k 0.00% New
44 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 2,7252.7k $68.7k $68.7k 0.01% Reduced -3.8k -3,757
45 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,5981.6k $40.2k $40.2k 0.00% Added +808 +808
46 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1414 $351 $351 0.00% New