Vault-13

LISTED FD TR INFL

HORIZON KINETICS · ETP · CUSIP 53656F623

149 institutional holders -15 vs Q1 2023
20,199,53520.2m shares reported held*
$617.5mreported value*
6 new 52 added 67 reduced 22 sold out net sold ≈ $56.0m (-1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.57. Options: 1 managers hold calls ($42.8k notional), 1 hold puts ($3.1k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 169Q1 23: 164Q2 23: 149149Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022152
Q4 2022169
Q1 2023164
Q2 2023149

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 85 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 81 bought or addedQ1 23: 75 cut or sold outQ1 23Q2 23: 58 bought or addedQ2 23: 89 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228564
Q1 20238175
Q2 20235889

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $384.0kQ3 22 puts: $274.0kQ3 22P/C 0.71Q4 22 calls: $465.9kQ4 22 puts: $69.3kQ4 22P/C 0.15Q1 23 calls: $243.6kQ1 23 puts: $18.5kQ1 23P/C 0.08Q2 23 calls: $42.8kQ2 23 puts: $3.1kQ2 23P/C 0.07
Numbers
QuarterCallsPutsP/C
Q3 2022$384.0k$274.0k0.71
Q4 2022$465.9k$69.3k0.15
Q1 2023$243.6k$18.5k0.08
Q2 2023$42.8k$3.1k0.07

Biggest buyers

JANE STREET GROUP, LLC Added +268,781+268.8k
SHUFRO ROSE & CO LLC Added +249,500+249.5k
RAYMOND JAMES & ASSOCIATES Added +211,428+211.4k
OLD MISSION CAPITAL LLC Added +192,449+192.4k
FLOW TRADERS U.S. LLC Added +77,003+77.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +62,347+62.3k
Aptus Capital Advisors, LLC Added +57,545+57.5k
Bank of New York Mellon Corp Added +48,104+48.1k
Advisory Services Network, LLC Added +38,836+38.8k
Ameritas Advisory Services, LLC Added +33,773+33.8k

Biggest sellers

MONEY CONCEPTS CAPITAL CORP Sold out -473,438-473.4k
EQUITABLE TRUST CO Reduced -257,646-257.6k
UBS Group AG Reduced -243,704-243.7k
InterOcean Capital Group, LLC Reduced -231,730-231.7k
Cetera Advisors LLC Reduced -209,538-209.5k
NewEdge Wealth, LLC Reduced -191,422-191.4k
New England Private Wealth Advisors LLC Reduced -191,356-191.4k
CITADEL ADVISORS LLC Reduced -189,800-189.8k
WELLS FARGO & COMPANY/MN Reduced -111,116-111.1k
Advisor Resource Council Sold out -94,844-94.8k

Biggest calls

CITADEL ADVISORS LLC Reduced $42.8k1.4k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $3.1k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,741,7822.7m $83.8m $83.8m 0.01% Reduced -87.5k -87,499
2 EQUITABLE TRUST CO 4.76% of their portfolio NASHVILLE, TN 2,034,0912.0m $62.2m $62.2m 4.76% Reduced -257.6k -257,646
3 Aptus Capital Advisors, LLC 1.26% of their portfolio FAIRHOPE, AL 1,409,0951.4m $43.1m $43.1m 1.26% Added +57.5k +57,545
4 SHUFRO ROSE & CO LLC 3.01% of their portfolio NEW YORK, NY 1,075,0871.1m $32.9m $32.9m 3.01% Added +249.5k +249,500
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 925,839925.8k $28.3m $28.3m 0.02% Added +2.6k +2,562
6 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 568,752568.8k $17.4m $17.4m 0.07% First filing
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 469,366469.4k $14.3m $14.3m 0.00% Reduced -111.1k -111,116
8 TMD Wealth Management, LLC 3.46% of their portfolio SCOTTSDALE, AZ 434,124434.1k $13.3m $13.3m 3.46% Reduced -1.3k -1,314
9 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 429,504429.5k $13.1m $13.1m 0.01% Added +211.4k +211,428
10 UBS Group AG 0.01% of their portfolio ZURICH, V8 416,542416.5k $12.7m $12.7m 0.01% Reduced -243.7k -243,704
11 One Charles Private Wealth Services, LLC 7.15% of their portfolio HINGHAM, MA 402,211402.2k $12.3m $12.3m 7.15% Added +1.6k +1,573
12 GUARDIAN WEALTH ADVISORS, LLC / NC 2.09% of their portfolio RALEIGH, NC 398,783398.8k $12.2m $12.2m 2.09% Reduced -797 -797
13 Sugarloaf Wealth Management, LLC 2.81% of their portfolio DULUTH, GA 393,287393.3k $12.0m $12.0m 2.81% Added +21.0k +21,017
14 TWIN FOCUS CAPITAL PARTNERS, LLC 2.31% of their portfolio Boston, MA 373,060373.1k $11.4m $11.4m 2.31% Added +1.7k +1,661
15 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 321,918321.9k $9.8m $9.8m 0.01% Added +268.8k +268,781
16 Engrave Wealth Partners LLC 3.08% of their portfolio SPRING, TX 317,999318.0k $9.7m $9.7m 3.08% Added +5.5k +5,468
17 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 315,152315.2k $9.6m $9.6m 0.02% Reduced -57.1k -57,055
18 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 276,477276.5k $8.5m $8.5m 0.02% Reduced -4.9k -4,922
19 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 269,743269.7k $8.2m $8.2m 0.03% Reduced -24.3k -24,253
20 JNBA Financial Advisors 0.95% of their portfolio BLOOMINGTON, MN 258,668258.7k $7.9m $7.9m 0.95% Added +5.9k +5,911
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 258,019258.0k $7.9m $7.9m 0.00% Added +11.3k +11,281
22 Schorn Wealth LLC 3.46% of their portfolio ENGLEWOOD, FL 246,193246.2k $7.5m $7.5m 3.46% Added +5.1k +5,095
23 Compass Ion Advisors, LLC 1.83% of their portfolio CONSHOHOCKEN, PA 236,242236.2k $7.2m $7.2m 1.83% Reduced -6.0k -6,043
24 New England Private Wealth Advisors LLC 1.46% of their portfolio WELLESLEY, MA 235,817235.8k $7.2m $7.2m 1.46% Reduced -191.4k -191,356
25 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 229,684229.7k $7.0m $7.0m 0.02% Reduced -1.9k -1,886
26 STEEL GROVE CAPITAL ADVISORS, LLC 0.84% of their portfolio MEMPHIS, TN 218,535218.5k $6.7m $6.7m 0.84% Reduced -20.9k -20,896
27 Edge Capital Group, LLC 0.38% of their portfolio ATLANTA, GA 218,474218.5k $6.7m $6.7m 0.38% Reduced -54.5k -54,520
28 Lowe Wealth Advisors, LLC 3.14% of their portfolio COLUMBIA, MD 202,295202.3k $6.2m $6.2m 3.14% Added +3.1k +3,117
29 OLD MISSION CAPITAL LLC 0.23% of their portfolio CHICAGO, IL 200,592200.6k $6.1m $6.1m 0.23% Added +192.4k +192,449
30 Cullen/Frost Bankers, Inc. 0.10% of their portfolio San Antonio, TX 189,301189.3k $5.8m $5.8m 0.10% Added +45 +45
31 Moors & Cabot, Inc. 0.35% of their portfolio BOSTON, MA 171,445171.4k $5.2m $5.2m 0.35% Reduced -2.6k -2,579
32 NewEdge Wealth, LLC 0.16% of their portfolio STAMFORD, CT 156,482156.5k $4.8m $4.8m 0.16% Reduced -191.4k -191,422
33 Allegheny Financial Group 2.16% of their portfolio Pittsburgh, PA 149,511149.5k $4.6m $4.6m 2.16% Reduced -61.8k -61,779
34 TrinityPoint Wealth, LLC 0.87% of their portfolio MILFORD, CT 146,156146.2k $4.5m $4.5m 0.87% Reduced -3.8k -3,798
35 FLOW TRADERS U.S. LLC 0.19% of their portfolio NEW YORK, NY 142,535142.5k $4.4m $4.4m 0.19% Added +77.0k +77,003
36 Pekin Hardy Strauss, Inc. 0.66% of their portfolio CHICAGO, IL 137,544137.5k $4.2m $4.2m 0.66% Reduced -21.2k -21,230
37 Auxano Advisors, LLC 1.66% of their portfolio BELLEVUE, WA 134,509134.5k $4.1m $4.1m 1.66% Unchanged
38 Waterloo Capital, L.P. 1.12% of their portfolio AUSTIN, TX 124,365124.4k $3.8m $3.8m 1.12% Reduced -295 -295
39 THEORY FINANCIAL LLC 2.06% of their portfolio FORT COLLINS, CO 117,283117.3k $3.6m $3.6m 2.06% Added +3.7k +3,727
40 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 108,707108.7k $3.3m $3.3m 0.01% Reduced -13.8k -13,794
41 Abacus Planning Group, Inc. 0.73% of their portfolio COLUMBIA, SC 98,67798.7k $3.0m $3.0m 0.73% Reduced -469 -469
42 Atlas Wealth Partners, LLC 8.51% of their portfolio WYOMISSING, PA 93,68493.7k $3.0m $3.0m 8.51% Added +4.5k +4,540
43 Ameritas Advisory Services, LLC 0.34% of their portfolio Lincoln, NE 87,16587.2k $2.6m $2.6m 0.34% Added +33.8k +33,773
44 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 86,35786.4k $2.6m $2.6m 0.00% Reduced -9.4k -9,414
45 INTREPID FAMILY OFFICE LLC 4.95% of their portfolio SARASOTA, FL 85,00085.0k $2.6m $2.6m 4.95% Reduced -25.0k -25,000
46 HORIZON KINETICS ASSET MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 84,67484.7k $2.6m $2.6m 0.06% Reduced -4.8k -4,806
47 Advisory Services Network, LLC 0.06% of their portfolio ATLANTA, GA 78,86978.9k $2.4m $2.4m 0.06% Added +38.8k +38,836
48 NCM Capital Management, LLC 1.67% of their portfolio RAMSEY, NJ 78,69078.7k $2.4m $2.4m 1.67% Added +9.4k +9,405
49 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 77,98478.0k $2.4m $2.4m 0.00% Reduced -189.8k -189,800
50 EagleClaw Capital Managment, LLC 0.54% of their portfolio BOSTON, MA 76,31076.3k $2.3m $2.3m 0.54% Added +3.4k +3,350
51 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 72,20872.2k $2.2m $2.2m 0.00% Added +48.1k +48,104
52 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 71,33371.3k $2.2m $2.2m 0.03% Reduced -209.5k -209,538
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 69,67169.7k $2.1m $2.1m 0.00% Added +62.3k +62,347
54 MACROVIEW INVESTMENT MANAGEMENT LLC 3.19% of their portfolio BETHESDA, MD 67,99268.0k $2.1m $2.1m 3.19% Added +2.4k +2,372
55 SILVER OAK SECURITIES, INCORPORATED 0.32% of their portfolio JACKSON, TN 65,50765.5k $2.0m $2.0m 0.32% Added +1.6k +1,606
56 Spire Wealth Management 0.07% of their portfolio MCLEAN, VA 64,79164.8k $2.0m $2.0m 0.07% Added +285 +285
57 PECAUT & CO. 0.80% of their portfolio SIOUX CITY, IA 62,15062.1k $1.9m $1.9m 0.80% Reduced -69.4k -69,424
58 WEALTHSOURCE PARTNERS, LLC 0.12% of their portfolio SAN LUIS OBISPO, CA 60,82360.8k $1.9m $1.9m 0.12% Reduced -1.9k -1,932
59 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 57,91657.9k $1.8m $1.8m 0.00% Added +2.9k +2,903
60 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 53,09853.1k $1.5m $1.5m 0.03% Added +26.6k +26,576
61 InterOcean Capital Group, LLC 0.05% of their portfolio NASHVILLE, TN 52,50352.5k $1.6m $1.6m 0.05% Reduced -231.7k -231,730
62 ONE PLUS ONE WEALTH MANAGEMENT, LLC 1.01% of their portfolio JUPITER, FL 51,80551.8k $1.6m $1.6m 1.01% Reduced -4.7k -4,656
63 Stratos Wealth Advisors, LLC 0.10% of their portfolio BEACHWOOD, OH 47,78347.8k $1.5m $1.5m 0.10% Added +1.5k +1,458
64 PFG Advisors 0.11% of their portfolio Phoenix, AZ 47,17847.2k $1.4m $1.4m 0.11% Unchanged
65 PARSONS CAPITAL MANAGEMENT INC/RI 0.11% of their portfolio PROVIDENCE, RI 46,79646.8k $1.4m $1.4m 0.11% Reduced -8.7k -8,650
66 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 45,44745.4k $1.4m $1.4m 0.02% Added +1.0k +1,017
67 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 44,70744.7k $1.4m $1.4m 0.01% Reduced -1.4k -1,441
68 Wealthspire Advisors, LLC 0.02% of their portfolio NEW YORK, NY 42,34442.3k $1.3m $1.3m 0.02% Reduced -25.3k -25,264
69 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 40,04240.0k $1.2m $1.2m 0.01% Reduced -3.1k -3,125
70 AJ WEALTH STRATEGIES, LLC 0.06% of their portfolio NEW YORK, NY 37,92937.9k $1.2m $1.2m 0.06% Added +4.9k +4,926
71 MBE Wealth Management, LLC 0.60% of their portfolio TOMAH, WI 36,80536.8k $1.1m $1.1m 0.60% Added +15.3k +15,333
72 AXXCESS WEALTH MANAGEMENT, LLC 0.08% of their portfolio CARLSBAD, CA 34,30034.3k $1.0m $1.0m 0.08% Reduced -690 -690
73 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 34,12934.1k $1.0m $1.0m 0.01% Added +2.2k +2,199
74 GYL Financial Synergies, LLC 0.09% of their portfolio West Hartford, CT 33,51433.5k $1.0m $1.0m 0.09% Added +2.2k +2,200
75 Arcus Capital Partners, LLC 0.30% of their portfolio ATLANTA, GA 33,37133.4k $1.0m $1.0m 0.30% Reduced -9 -9
76 INSIGHT 2811, INC. 0.55% of their portfolio CHICAGO, IL 33,24533.2k $1.0m $1.0m 0.55% Reduced -265 -265
77 Rothschild Wealth LLC 0.31% of their portfolio OAK BROOK, IL 31,83431.8k $973.2k $973.2k 0.31% Reduced -1.1k -1,069
78 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 31,66131.7k $967.9k $967.9k 0.02% Added +1.2k +1,241
79 STAR Financial Bank 0.85% of their portfolio FORT WAYNE, IN 29,61929.6k $905.5k $905.5k 0.85% Reduced -5.4k -5,365
80 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 27,21827.2k $832.0k $832.0k 0.00% Reduced -80.2k -80,183
81 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 25,89625.9k $791.6k $791.6k 0.02% Reduced -1.2k -1,225
82 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 22,51622.5k $688.3k $688.3k 0.00% Reduced -8.0k -8,014
83 Carlton Hofferkamp & Jenks Wealth Management, LLC 0.31% of their portfolio THE WOODLANDS, TX 21,97522.0k $704.5k $704.5k 0.31% Reduced -8.0k -8,046
84 Fernwood Investment Management, LLC 0.23% of their portfolio QUINCY, MA 20,79120.8k $635.6k $635.6k 0.23% Reduced -194 -194
85 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 20,34720.3k $622.0k $622.0k 0.00% Reduced -1.1k -1,065
86 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 20,17020.2k $616.6k $616.6k 0.01% Reduced -599 -599
87 Baker Ellis Asset Management LLC 0.10% of their portfolio Vancouver, WA 19,64219.6k $600.5k $600.5k 0.10% Reduced -4.8k -4,800
88 Meixler Investment Management, Ltd. 0.54% of their portfolio SHOW LOW, AZ 18,99119.0k $580.6k $580.6k 0.54% Reduced -1.2k -1,160
89 Defender Capital, LLC. 0.19% of their portfolio CHARLOTTE, NC 18,20018.2k $556.1k $556.1k 0.19% Unchanged
90 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.20% of their portfolio BETHLEHEM, PA 15,03115.0k $459.5k $459.5k 0.20% Unchanged
91 SCHWARTZ INVESTMENT COUNSEL INC 0.02% of their portfolio PLYMOUTH, MI 14,00014.0k $428.0k $428.0k 0.02% Unchanged
92 Fort Point Capital Partners LLC 0.06% of their portfolio San Francisco, CA 13,92813.9k $425.8k $425.8k 0.06% Reduced -1.3k -1,304
93 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 13,76613.8k $420.8k $420.8k 0.00% Added +2.5k +2,490
94 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 13,49413.5k $412.5k $412.5k 0.02% Added +485 +485
95 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 11,87211.9k $362.0k $362.0k 0.00% New
96 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 11,40511.4k $348.7k $348.7k 0.01% Reduced -10.2k -10,225
97 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,05911.1k $338.0k $338.0k 0.00% Reduced -16.9k -16,891
98 PRW Wealth Management LLC 0.12% of their portfolio QUINCY, MA 11,02011.0k $345.3k $345.3k 0.12% Added +4.0k +4,000
99 GARRISON POINT ADVISORS, LLC 0.24% of their portfolio Walnut Creek, CA 10,76710.8k $329.1k $329.1k 0.24% Reduced -275 -275
100 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,50910.5k $321.2k $321.2k 0.00% Added +1.0k +1,005