Vault-13

FIRST TR NAS100 EQ WEIGHTED QQEW

SHS · ETP · CUSIP 337344105

199 institutional holders +29 vs Q1 2023
11,642,16811.6m shares reported held*
$1.2bnreported value*
35 new 82 added 38 reduced 9 sold out net bought ≈ $317.9m (+3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $106.97. Options: 2 managers hold calls ($2.4m notional), 2 hold puts ($256.6k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 154Q4 22: 165Q1 23: 170Q2 23: 199199Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022154
Q4 2022165
Q1 2023170
Q2 2023199

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 82 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 79 bought or addedQ1 23: 69 cut or sold outQ1 23Q2 23: 117 bought or addedQ2 23: 47 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228264
Q1 20237969
Q2 202311747

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $418.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $461.7kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $402.6kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $2.4mQ2 23 puts: $256.6kQ2 23P/C 0.11
Numbers
QuarterCallsPutsP/C
Q3 2022$418.0k$00.00
Q4 2022$461.7k$00.00
Q1 2023$402.6k$00.00
Q2 2023$2.4m$256.6k0.11

Biggest buyers

AdvisorShares Investments LLC New +419,581+419.6k
OSAIC HOLDINGS, INC. Added +327,193+327.2k
UBS Group AG Added +299,262+299.3k
WELLS FARGO & COMPANY/MN Added +278,081+278.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +181,463+181.5k
ENVESTNET ASSET MANAGEMENT INC Added +162,128+162.1k
MORGAN STANLEY Added +155,193+155.2k
J.P. Morgan Private Wealth Advisors LLC Added +150,454+150.5k
AFFINITY WEALTH MANAGEMENT LLC New +149,791+149.8k
BMS Financial Advisors, LLC New +96,976+97.0k

Biggest sellers

Cambridge Investment Research Advisors, Inc. Reduced -135,864-135.9k
Bullseye Investment Management, LLC Reduced -103,154-103.2k
Norris Financial Group, LLC Reduced -21,561-21.6k
BANK OF AMERICA CORP /DE/ Reduced -15,475-15.5k
Darwin Wealth Management, LLC Reduced -12,251-12.3k
Luken Investment Analytics, LLC Reduced -10,703-10.7k
US BANCORP \DE\ Reduced -10,439-10.4k
JANE STREET GROUP, LLC Sold out -8,672-8.7k
CITADEL ADVISORS LLC Reduced -8,385-8.4k
BAROMETER CAPITAL MANAGEMENT INC. Sold out -5,300-5.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.4m22.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $256.6k2.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,788,1441.8m $191.2m $191.2m 0.02% Added +155.2k +155,193
2 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 1,297,0201.3m $138.7m $138.7m 0.04% Added +278.1k +278,081
3 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 724,827724.8k $77.5m $77.5m 0.06% Added +15.8k +15,753
4 UBS Group AG 0.03% of their portfolio ZURICH, V8 598,107598.1k $63.9m $63.9m 0.03% Added +299.3k +299,262
5 OSAIC HOLDINGS, INC. 0.11% of their portfolio SCOTTSDALE, AZ 573,794573.8k $61.4m $61.4m 0.11% Added +327.2k +327,193
6 TOTAL INVESTMENT MANAGEMENT INC 7.90% of their portfolio SCOTTSDALE, AZ 569,391569.4k $60.9m $60.9m 7.90% Added +10.1k +10,079
7 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 430,044430.0k $46.0m $46.0m 0.03% Added +87.4k +87,448
8 AdvisorShares Investments LLC 12.84% of their portfolio BETHESDA, MD 419,581419.6k $44.9m $44.9m 12.84% New
9 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 362,684362.7k $38.8m $38.8m 0.08% Added +181.5k +181,463
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 331,269331.3k $35.4m $35.4m 0.00% Reduced -15.5k -15,475
11 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 296,091296.1k $31.7m $31.7m 0.01% Added +162.1k +162,128
12 J.P. Morgan Private Wealth Advisors LLC 0.16% of their portfolio SAN FRANCISCO, CA 290,868290.9k $31.1m $31.1m 0.16% Added +150.5k +150,454
13 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 271,049271.0k $29.0m $29.0m 0.05% Added +82.2k +82,244
14 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 179,868179.9k $19.2m $19.2m 0.01% Added +793 +793
15 AFFINITY WEALTH MANAGEMENT LLC 3.67% of their portfolio WILMINGTON, DE 149,791149.8k $16.0m $16.0m 3.67% New
16 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 148,742148.7k $15.9m $15.9m 0.02% Added +8.9k +8,864
17 KESTRA PRIVATE WEALTH SERVICES, LLC 0.49% of their portfolio AUSTIN, TX 133,122133.1k $14.2m $14.2m 0.49% Added +7.8k +7,816
18 Good Life Advisors, LLC 1.58% of their portfolio READING, PA 131,262131.3k $14.0m $14.0m 1.58% Added +39.0k +39,000
19 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 127,301127.3k $13.6m $13.6m 0.08% Added +37.7k +37,728
20 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 117,808117.8k $12.6m $12.6m 0.02% Added +15.9k +15,885
21 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 101,036101.0k $10.8m $10.8m 0.05% Reduced -135.9k -135,864
22 BMS Financial Advisors, LLC 6.76% of their portfolio RAPID CITY, SD 96,97697.0k $10.4m $10.4m 6.76% New
23 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 91,85691.9k $9.8m $9.8m 0.03% Added +56.7k +56,674
24 Second Half Financial Partners, LLC 2.11% of their portfolio SEBRING, FL 86,23086.2k $9.2m $9.2m 2.11% New
25 AIFG Consultants Ltd. 7.34% of their portfolio HALFMOON, NY 85,58785.6k $9.1m $9.1m 7.34% Added +3.0k +2,960
26 New England Private Wealth Advisors LLC 1.71% of their portfolio WELLESLEY, MA 79,22179.2k $8.5m $8.5m 1.71% Added +218 +218
27 Frisch Financial Group, Inc. 3.81% of their portfolio MELVILLE, NY 74,26774.3k $7.9m $7.9m 3.81% Added +2.0k +1,994
28 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 72,00272.0k $7.7m $7.7m 0.08% Added +714 +714
29 SEGALL BRYANT & HAMILL, LLC 0.08% of their portfolio CHICAGO, IL 68,63368.6k $7.3m $7.3m 0.08% Added +1.6k +1,606
30 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 68,21968.2k $7.3m $7.3m 0.08% Added +13.7k +13,736
31 NTV Asset Management LLC 1.22% of their portfolio Charleston, WV 65,42965.4k $7.0m $7.0m 1.22% Added +21.5k +21,493
32 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 65,06165.1k $7.0m $7.0m 0.06% Added +47.3k +47,344
33 Davis Investment Partners, LLC 3.41% of their portfolio CHARLOTTE, NC 64,69764.7k $7.1m $7.1m 3.41% Reduced -1.6k -1,650
34 Darwin Wealth Management, LLC 1.63% of their portfolio TAMPA, FL 58,66158.7k $6.3m $6.3m 1.63% Reduced -12.3k -12,251
35 DAVENPORT & Co LLC 0.04% of their portfolio RICHMOND, VA 51,79151.8k $5.5m $5.5m 0.04% Added +41.1k +41,055
36 Private Advisory Group LLC 1.06% of their portfolio REDMOND, WA 50,20350.2k $5.4m $5.4m 1.06% Added +29.0k +29,005
37 Strategic Blueprint, LLC 0.50% of their portfolio ATLANTA, GA 48,80348.8k $5.2m $5.2m 0.50% Added +16.4k +16,438
38 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 48,03248.0k $5.1m $5.1m 0.03% Added +11.5k +11,530
39 Shakespeare Wealth Management, LLC 1.46% of their portfolio Pewaukee, WI 40,04940.0k $4.3m $4.3m 1.46% Reduced -531 -531
40 Vestmark Advisory Solutions, Inc. 0.16% of their portfolio Wakefield, MA 38,94638.9k $4.2m $4.2m 0.16% Added +19.0k +19,017
41 BDO Wealth Advisors, LLC 0.46% of their portfolio JACKSONVILLE, FL 37,35437.4k $4.0m $4.0m 0.46% Reduced -89 -89
42 Tower Research Capital LLC (TRC) 0.13% of their portfolio NEW YORK, NY 35,87035.9k $3.8m $3.8m 0.13% Added +30.6k +30,630
43 Ausdal Financial Partners, Inc. 0.52% of their portfolio Davenport, IA 35,60535.6k $3.8m $3.8m 0.52% Added +86 +86
44 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 33,54233.5k $3.6m $3.6m 0.00% Added +2.3k +2,322
45 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 33,21233.2k $3.6m $3.6m 0.01% New
46 GTS SECURITIES LLC 0.11% of their portfolio NEW YORK, NY 32,63232.6k $3.5m $3.5m 0.11% First filing
47 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.48% of their portfolio Westlake, OH 32,19132.2k $3.4m $3.4m 0.48% New
48 WINTRUST INVESTMENTS LLC 0.36% of their portfolio CHICAGO, IL 31,80431.8k $3.4m $3.4m 0.36% Reduced -493 -493
49 Sigma Planning Corp 0.12% of their portfolio ANN ARBOR, MI 31,71031.7k $3.4m $3.4m 0.12% Added +12.0k +11,973
50 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 30,97231.0k $3.3m $3.3m 0.06% Added +18.3k +18,304
51 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 29,06129.1k $3.1m $3.1m 0.02% Added +1.4k +1,382
52 Secure Asset Management, LLC 0.94% of their portfolio Troy, MI 29,05329.1k $3.1m $3.1m 0.94% Added +10.2k +10,208
53 IronBridge Private Wealth, LLC 1.65% of their portfolio Austin, TX 27,41827.4k $2.9m $2.9m 1.65% New
54 Beck Bode, LLC 0.70% of their portfolio DEDHAM, MA 26,85126.9k $2.9m $2.9m 0.70% Reduced -2.4k -2,355
55 Gladstone Institutional Advisory LLC 0.17% of their portfolio Bedminster, NJ 25,46425.5k $2.7m $2.7m 0.17% New
56 COZAD ASSET MANAGEMENT INC 0.31% of their portfolio CHAMPAIGN, IL 23,60623.6k $2.5m $2.5m 0.31% Added +469 +469
57 Foundations Investment Advisors, LLC 0.08% of their portfolio PHOENIX, AZ 23,23523.2k $2.5m $2.5m 0.08% Added +2.6k +2,641
58 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 23,15423.2k $2.5m $2.5m 0.04% Added +1.2k +1,243
59 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 22,12222.1k $2.4m $2.4m 0.00% New
60 GUARDIAN WEALTH ADVISORS, LLC / NC 0.39% of their portfolio RALEIGH, NC 21,37621.4k $2.3m $2.3m 0.39% Added +3.4k +3,407
61 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 21,25721.3k $2.3m $2.3m 0.00% Added +19.1k +19,051
62 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 21,21321.2k $2.3m $2.3m 0.00% Reduced -10.4k -10,439
63 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.36% of their portfolio ORLANDO, FL 21,07921.1k $2.7m $2.7m 0.36% Added +1.4k +1,424
64 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,00420.0k $2.1m $2.1m 0.00% Added +15.7k +15,657
65 Garrett Wealth Advisory Group, LLC 0.93% of their portfolio WEATHERFORD, TX 19,64319.6k $2.1m $2.1m 0.93% Added +133 +133
66 Sowell Financial Services LLC 0.12% of their portfolio NORTH LITTLE ROCK, AR 19,36019.4k $2.1m $2.1m 0.12% Added +656 +656
67 Baker Avenue Asset Management, LP 0.10% of their portfolio SAN FRANCISCO, CA 18,50818.5k $2.0m $2.0m 0.10% Added +351 +351
68 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 17,30717.3k $1.9m $1.9m 0.01% Added +9.0k +9,015
69 Norris Financial Group, LLC 1.21% of their portfolio GREENVILLE, SC 16,39716.4k $1.8m $1.8m 1.21% Reduced -21.6k -21,561
70 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 16,33116.3k $1.7m $1.7m 0.02% Added +5.7k +5,696
71 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 16,27816.3k $1.7m $1.7m 0.09% Added +3.0k +3,004
72 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 15,38815.4k $1.6m $1.6m 0.04% Added +4.7k +4,747
73 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 15,32415.3k $1.6m $1.6m 0.02% Added +5.3k +5,299
74 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 14,76114.8k $1.6m $1.6m 0.02% Reduced -649 -649
75 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 14,20214.2k $1.5m $1.5m 0.01% Added +3.5k +3,513
76 SYNOVUS FINANCIAL CORP 0.02% of their portfolio Columbus, GA 14,11014.1k $1.5m $1.5m 0.02% Added +10.2k +10,235
77 Dana Investment Advisors, Inc. 0.07% of their portfolio BROOKFIELD, WI 13,28813.3k $1.4m $1.4m 0.07% Added +11.1k +11,145
78 Summit Financial Group, Inc. 0.55% of their portfolio MOOREFIELD, WV 13,28513.3k $1.4m $1.4m 0.55% Unchanged
79 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 13,07313.1k $1.4m $1.4m 0.03% Unchanged
80 G&S Capital LLC 0.62% of their portfolio DENVER, CO 11,98912.0k $1.3m $1.3m 0.62% New
81 BENJAMIN F. EDWARDS & COMPANY, INC. 0.05% of their portfolio ST. LOUIS, MO 11,84411.8k $1.3m $1.3m 0.05% Added +1.7k +1,717
82 Precision Wealth Strategies, LLC 2.00% of their portfolio SAINT LOUIS, MO 11,41911.4k $1.2m $1.2m 2.00% Reduced -809 -809
83 Trinity Wealth Management, LLC 0.74% of their portfolio BERWYN, PA 11,39111.4k $1.2m $1.2m 0.74% New
84 WealthBridge Capital Management, LLC 0.49% of their portfolio WESTERVILLE, OH 11,36311.4k $1.2m $1.2m 0.49% Reduced -146 -146
85 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 11,20011.2k $1.2m $1.2m 0.00% New
86 Measured Wealth Private Client Group, LLC 0.42% of their portfolio PORTSMOUTH, NH 10,30310.3k $1.1m $1.1m 0.42% New
87 Oxbow Advisors, LLC 0.17% of their portfolio Austin, TX 10,25810.3k $1.1m $1.1m 0.17% Added +300 +300
88 Belpointe Asset Management LLC 0.12% of their portfolio RENO, NV 10,22910.2k $1.1m $1.1m 0.12% Added +1.2k +1,208
89 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 9,4679.5k $1.0m $1.0m 0.01% Added +2.7k +2,692
90 Luken Investment Analytics, LLC 0.56% of their portfolio BRENTWOOD, TN 9,4069.4k $1.0m $1.0m 0.56% Reduced -10.7k -10,703
91 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 9,3489.3k $999.4k $999.4k 0.00% First filing
92 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 8,8788.9k $949.1k $949.1k 0.03% Reduced -218 -218
93 360 Financial, Inc. 0.48% of their portfolio WAYZATA, MN 8,7618.8k $936.5k $936.5k 0.48% Reduced -2.6k -2,650
94 Zullo Investment Group, Inc. 0.53% of their portfolio SCRANTON, PA 8,6508.7k $924.7k $924.7k 0.53% Unchanged
95 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 8,5758.6k $863.1k $863.1k 0.00% Unchanged
96 Arkadios Wealth Advisors 0.10% of their portfolio ATLANTA, GA 8,2928.3k $886.4k $886.4k 0.10% Added +2.1k +2,107
97 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 8,1918.2k $876.0k $876.0k 0.00% Added +6.1k +6,138
98 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 8,1788.2k $874.3k $874.3k 0.00% Added +212 +212
99 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 8,1038.1k $866.0k $866.0k 0.00% Unchanged
100 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8,0488.0k $860.3k $860.3k 0.00% Reduced -253 -253