Vault-13

VANECK ETF TRUST MOAT

MRNGSTR WDE MOAT · ETP · CUSIP 92189F643

460 institutional holders +79 vs Q1 2023
69,737,89369.7m shares reported held*
$5.3bnreported value*
92 new 208 added 95 reduced 17 sold out net bought ≈ $1.1bn (+17.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $75.46. Options: 4 managers hold calls ($14.4m notional), 3 hold puts ($2.7m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 352Q4 22: 374Q1 23: 381Q2 23: 460460Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022352
Q4 2022374
Q1 2023381
Q2 2023460

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 193 bought or addedQ4 22: 146 cut or sold outQ4 22Q1 23: 189 bought or addedQ1 23: 157 cut or sold outQ1 23Q2 23: 300 bought or addedQ2 23: 112 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022193146
Q1 2023189157
Q2 2023300112

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ3 22 calls: $243.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $29.9mQ4 22 puts: $246.7kQ4 22P/C 0.01Q1 23 calls: $85.0mQ1 23 puts: $243.6kQ1 23P/C 0.00Q2 23 calls: $14.4mQ2 23 puts: $2.7mQ2 23P/C 0.19
Numbers
QuarterCallsPutsP/C
Q3 2022$243.0k$00.00
Q4 2022$29.9m$246.7k0.01
Q1 2023$85.0m$243.6k0.00
Q2 2023$14.4m$2.7m0.19

Biggest buyers

Soundwatch Capital LLC Added +2,697,387+2.7m
LPL Financial LLC Added +1,277,447+1.3m
EP Wealth Advisors, LLC Added +1,043,916+1.0m
BANK OF AMERICA CORP /DE/ Added +985,194+985.2k
Thrivent Financial for Lutherans Added +982,164+982.2k
MORGAN STANLEY Added +737,035+737.0k
Obermeyer Wealth Partners New +574,327+574.3k
Raymond James Financial Services Advisors, Inc. Added +516,119+516.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +479,047+479.0k
OSAIC HOLDINGS, INC. Added +398,768+398.8k

Biggest sellers

Activest Wealth Management Sold out -200,990-201.0k
PRUDENTIAL PLC Reduced -168,953-169.0k
OneDigital Investment Advisors LLC Reduced -127,147-127.1k
Cornerstone Wealth Management, LLC Reduced -50,815-50.8k
WealthPLAN Partners, LLC Reduced -29,734-29.7k
WealthPlan Investment Management, LLC Reduced -29,168-29.2k
Empowered Funds, LLC Sold out -27,049-27.0k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -21,271-21.3k
WIN ADVISORS, INC Reduced -13,383-13.4k
Belpointe Asset Management LLC Reduced -12,542-12.5k

Biggest calls

Legacy CG, LLC New $13.1m164.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $885.7k11.1k shares
Family Capital Management, Inc. Unchanged $355.1k445.1k shares
CITADEL ADVISORS LLC Reduced $111.7k1.4k shares

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $2.2m27.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $398.9k5.0k shares
CITADEL ADVISORS LLC Reduced $71.8k900 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 6,124,7186.1m $488.7m $488.7m 0.06% Added +985.2k +985,194
2 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 5,643,1845.6m $450.3m $450.3m 0.04% Added +737.0k +737,035
3 LPL Financial LLC 0.29% of their portfolio FORT MILL, SC 5,085,8275.1m $405.8m $405.8m 0.29% Added +1.3m +1,277,447
4 Raymond James Financial Services Advisors, Inc. 0.42% of their portfolio ST. PETERSBURG, FL 2,999,2073.0m $239.3m $239.3m 0.42% Added +516.1k +516,119
5 Soundwatch Capital LLC 0.22% of their portfolio DALLAS, TX 2,700,1842.7m $879.4k $879.4k 0.22% Added +2.7m +2,697,387
6 RAYMOND JAMES & ASSOCIATES 0.14% of their portfolio ST PETERSBURG, FL 2,065,3752.1m $164.8m $164.8m 0.14% Added +139.5k +139,495
7 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 1,942,4011.9m $155.1m $155.1m 0.05% Added +364.8k +364,765
8 COMMONWEALTH EQUITY SERVICES, LLC 0.29% of their portfolio WALTHAM, MA 1,778,4531.8m $141.9m $141.9m 0.29% Added +479.0k +479,047
9 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 1,750,7671.8m $139.7m $139.7m 0.04% Added +241.8k +241,808
10 Thrivent Financial for Lutherans 0.24% of their portfolio Minneapolis, MN 1,294,6361.3m $103.1m $103.1m 0.24% Added +982.2k +982,164
11 OSAIC HOLDINGS, INC. 0.16% of their portfolio SCOTTSDALE, AZ 1,087,5481.1m $86.8m $86.8m 0.16% Added +398.8k +398,768
12 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 1,076,0001.1m $1.1m $1.1m 0.02% Added +1.0m +1,043,916
13 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,008,8431.0m $80.5m $80.5m 0.03% Added +267.4k +267,422
14 OneDigital Investment Advisors LLC 1.78% of their portfolio OVERLAND PARK, KS 1,005,7281.0m $80.2m $80.2m 1.78% Reduced -127.1k -127,147
15 SOUTHERN FARM BUREAU LIFE INSURANCE 10.84% of their portfolio JACKSON, MS 845,027845.0k $67.4m $67.4m 10.84% Unchanged
16 JNBA Financial Advisors 7.70% of their portfolio BLOOMINGTON, MN 804,748804.7k $64.2m $64.2m 7.70% Added +65.5k +65,485
17 OVERSEA-CHINESE BANKING Corp Ltd 2.88% of their portfolio SINGAPORE, U0 741,181741.2k $59.1m $59.1m 2.88% Added +10.2k +10,161
18 PRUDENTIAL PLC 0.67% of their portfolio LONDON, X0 712,397712.4k $56.8m $56.8m 0.67% Reduced -169.0k -168,953
19 TTP Investments, Inc. 35.28% of their portfolio San Jose, CA 655,492655.5k $52.3m $52.3m 35.28% Added +125.0k +124,971
20 Verde Capital Management 18.16% of their portfolio CLARKSTON, MI 599,914599.9k $47.9m $47.9m 18.16% Reduced -2.5k -2,463
21 SFMG, LLC 4.77% of their portfolio PLANO, TX 580,829580.8k $46.3m $46.3m 4.77% Added +13.3k +13,345
22 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 579,137579.1k $46.2m $46.2m 0.02% Added +183.4k +183,401
23 Obermeyer Wealth Partners 3.29% of their portfolio ASPEN, CO 574,327574.3k $45.8m $45.8m 3.29% New
24 Employees' Retirement Fund of the City of Fort Worth 8.40% of their portfolio FORT WORTH, TX 564,564564.6k $45.0m $45.0m 8.40% Unchanged
25 Kelman-Lazarov, Inc. 10.37% of their portfolio MEMPHIS, TN 540,341540.3k $43.1m $43.1m 10.37% Added +13.2k +13,199
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 537,765537.8k $42.9m $42.9m 0.06% Reduced -21.3k -21,271
27 CWM, LLC 0.26% of their portfolio OMAHA, NE 519,657519.7k $41.5m $41.5m 0.26% Added +132.5k +132,464
28 FIRST FOUNDATION ADVISORS 1.74% of their portfolio Irvine, CA 505,112505.1k $40.3m $40.3m 1.74% Added +38.2k +38,224
29 Brookstone Capital Management 0.79% of their portfolio WHEATON, IL 497,884497.9k $39.1m $39.1m 0.79% Added +67.6k +67,647
30 Cambridge Investment Research Advisors, Inc. 0.18% of their portfolio FAIRFIELD, IA 493,373493.4k $39.4m $39.4m 0.18% Added +211.7k +211,739
31 Private Advisor Group, LLC 0.34% of their portfolio MORRISTOWN, NJ 484,329484.3k $38.9m $38.9m 0.34% Added +35.2k +35,161
32 CAHILL FINANCIAL ADVISORS INC 6.16% of their portfolio EDINA, MN 477,114477.1k $38.1m $38.1m 6.16% Added +33.9k +33,941
33 Apexium Financial, LP 3.31% of their portfolio Dallas, TX 468,009468.0k $37.3m $37.3m 3.31% Added +21.0k +21,035
34 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 420,508420.5k $33.6m $33.6m 0.01% Added +150.2k +150,189
35 FINANCIAL MANAGEMENT NETWORK INC 11.42% of their portfolio MISSION VIEJO, CA 410,839410.8k $32.8m $32.8m 11.42% Added +26.5k +26,543
36 Leelyn Smith, LLC 7.86% of their portfolio GENEVA, IL 407,681407.7k $32.5m $32.5m 7.86% Added +11.1k +11,131
37 Mirae Asset Global Investments Co., Ltd. 0.07% of their portfolio SEOUL, M5 400,000400.0k $31.8m $31.8m 0.07% Unchanged
38 REGATTA CAPITAL GROUP, LLC 9.72% of their portfolio EL SEGUNDO, CA 383,474383.5k $30.6m $30.6m 9.72% Added +17.4k +17,374
39 Whitaker-Myers Wealth Managers, LTD. 20.09% of their portfolio Mansfield, OH 375,827375.8k $30.0m $30.0m 20.09% Added +35.5k +35,503
40 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 372,247372.2k $29.7m $29.7m 0.04% Added +28.0k +27,986
41 Piedmont Capital Management, LLC 22.44% of their portfolio WHITEFISH, MT 370,702370.7k $29.6m $29.6m 22.44% Added +74.4k +74,384
42 AFFINIA FINANCIAL GROUP, LLC 20.81% of their portfolio BURLINGTON, MA 367,132367.1k $30.0m $30.0m 20.81% Reduced -4.1k -4,084
43 Bard Financial Services, Inc. 2.13% of their portfolio BRANFORD, CT 351,907351.9k $28.1m $28.1m 2.13% Reduced -2.6k -2,610
44 One Capital Management, LLC 1.27% of their portfolio WESTLAKE VILLAGE, CA 350,839350.8k $28.0m $28.0m 1.27% Added +346.3k +346,331
45 G2 CAPITAL MANAGEMENT, LLC / OH 11.73% of their portfolio COLUMBUS, OH 337,580337.6k $26.9m $26.9m 11.73% Added +5.3k +5,269
46 Tanager Wealth Management LLP 5.76% of their portfolio Goring On Thames, X0 333,539333.5k $26.6m $26.6m 5.76% Added +13.1k +13,113
47 Smart Money Group LLC 12.64% of their portfolio EASTLAND, TX 332,234332.2k $26.5m $26.5m 12.64% Added +163.9k +163,928
48 CAPTRUST FINANCIAL ADVISORS 0.10% of their portfolio RALEIGH, NC 331,417331.4k $26.4m $26.4m 0.10% Added +318.7k +318,653
49 CEERA INVESTMENTS, LLC 14.97% of their portfolio BELLAIRE, TX 324,922324.9k $25.9m $25.9m 14.97% Added +20.2k +20,205
50 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 323,740323.7k $25.8m $25.8m 0.05% Added +6.8k +6,817
51 Cerity Partners LLC 0.10% of their portfolio NEW YORK, NY 318,575318.6k $25.4m $25.4m 0.10% Added +4.2k +4,227
52 Planned Solutions, Inc. 13.75% of their portfolio FOLSOM, CA 291,640291.6k $23.3m $23.3m 13.75% Added +5.2k +5,211
53 PALO ALTO WEALTH ADVISORS, LLC 18.21% of their portfolio PALO ALTO, CA 285,930285.9k $22.8m $22.8m 18.21% Added +11.5k +11,546
54 IFP Advisors, Inc 0.38% of their portfolio TAMPA, FL 285,600285.6k $17.5m $17.5m 0.38% Added +163.5k +163,520
55 Summit Asset Management, LLC 5.78% of their portfolio MEMPHIS, TN 275,077275.1k $21.9m $21.9m 5.78% Added +1.3k +1,321
56 LEVEL FOUR ADVISORY SERVICES, LLC 1.32% of their portfolio DALLAS, TX 274,470274.5k $21.9m $21.9m 1.32% Added +66.3k +66,344
57 Geneos Wealth Management Inc. 1.10% of their portfolio ENGLEWOOD, CO 262,393262.4k $20.9m $20.9m 1.10% Added +92.1k +92,092
58 Beaumont Asset Management, L.L.C. 15.71% of their portfolio BEAUMONT, TX 259,616259.6k $20.7m $20.7m 15.71% Reduced -12.4k -12,377
59 Visionary Wealth Advisors 1.52% of their portfolio O'FALLON, IL 238,716238.7k $19.0m $19.0m 1.52% Added +74.6k +74,597
60 Smith Anglin Financial, LLC 2.26% of their portfolio DALLAS, TX 233,439233.4k $18.6m $18.6m 2.26% Reduced -4.4k -4,400
61 PFS INVESTMENTS INC. 0.30% of their portfolio DULUTH, GA 229,333229.3k $18.3m $18.3m 0.30% Reduced -7.2k -7,161
62 STEPHENS INC /AR/ 0.30% of their portfolio LITTLE ROCK, AR 209,810209.8k $16.7m $16.7m 0.30% Added +20.3k +20,279
63 Valley Financial Management, Inc. 8.29% of their portfolio NEW YORK, NY 200,701200.7k $16.0m $16.0m 8.29% Added +154.3k +154,319
64 Sigma Planning Corp 0.55% of their portfolio ANN ARBOR, MI 191,492191.5k $15.3m $15.3m 0.55% Added +81.4k +81,440
65 Provident Wealth Management, LLC 7.43% of their portfolio BRENTWOOD, TN 189,234189.2k $15.1m $15.1m 7.43% Reduced -8.8k -8,836
66 Core Wealth Advisors, Inc. 5.93% of their portfolio LAKELAND, FL 185,078185.1k $14.8m $14.8m 5.93% New
67 Beaumont Financial Advisors, LLC 1.35% of their portfolio NEEDHAM, MA 183,296183.3k $14.6m $14.6m 1.35% New
68 MML INVESTORS SERVICES, LLC 0.08% of their portfolio SPRINGFIELD, MA 178,224178.2k $14.2m $14.2m 0.08% Added +55.6k +55,595
69 FSA WEALTH PARTNERS, INC. 5.88% of their portfolio Rockville, MD 178,121178.1k $14.2m $14.2m 5.88% New
70 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 171,149171.1k $13.7m $13.7m 0.02% Added +2.6k +2,596
71 Darrow Company, Inc. 11.12% of their portfolio Needham, MA 167,199167.2k $13.3m $13.3m 11.12% Added +1.6k +1,586
72 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 163,193163.2k $13.0m $13.0m 0.05% Added +4.7k +4,659
73 Dynamic Advisor Solutions LLC 0.67% of their portfolio PHOENIX, AZ 162,839162.8k $13.0m $13.0m 0.67% Added +707 +707
74 DAVENPORT & Co LLC 0.10% of their portfolio RICHMOND, VA 159,469159.5k $12.7m $12.7m 0.10% Added +4.4k +4,449
75 Allworth Financial LP 0.11% of their portfolio FOLSOM, CA 158,574158.6k $12.7m $12.7m 0.11% Added +156.6k +156,574
76 Roundview Capital LLC 1.20% of their portfolio PRINCETON, NJ 154,322154.3k $12.3m $12.3m 1.20% Added +40.7k +40,680
77 Stratos Wealth Partners, LTD. 0.28% of their portfolio BEACHWOOD, OH 154,178154.2k $12.3m $12.3m 0.28% Added +118.8k +118,789
78 Heck Capital Advisors, LLC 2.02% of their portfolio Rhinelander, WI 147,054147.1k $11.7m $11.7m 2.02% Added +141.0k +141,044
79 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 145,708145.7k $11.6m $11.6m 0.08% Reduced -9.7k -9,685
80 Steward Partners Investment Advisory, LLC 0.17% of their portfolio STAMFORD, CT 144,857144.9k $11.6m $11.6m 0.17% Reduced -5.7k -5,747
81 Orion Porfolio Solutions, LLC 0.12% of their portfolio OMAHA, NE 144,564144.6k $11.5m $11.5m 0.12% Added +48.5k +48,470
82 Orion Portfolio Solutions, LLC 0.12% of their portfolio Omaha, NE 144,564144.6k $11.5m $11.5m 0.12% Added +48.5k +48,470
83 Buttonwood Financial Advisors Inc. 7.11% of their portfolio BALTIMORE, MD 142,257142.3k $11.4m $11.4m 7.11% Added +17.4k +17,390
84 Zurich Insurance Group Ltd/FI 0.12% of their portfolio ZURICH, V8 141,530141.5k $11.6m $11.6m 0.12% Added +30.5k +30,501
85 WealthPLAN Partners, LLC 1.58% of their portfolio OMAHA, NE 139,640139.6k $11.1m $11.1m 1.58% Reduced -29.7k -29,734
86 S.E.E.D. Planning Group LLC 3.84% of their portfolio BINGHAMTON, NY 137,241137.2k $11.0m $11.0m 3.84% Added +3.1k +3,144
87 Mariner, LLC 0.03% of their portfolio Overland Park, KS 136,456136.5k $10.9m $10.9m 0.03% Added +56.5k +56,536
88 Apriem Advisors 1.63% of their portfolio IRVINE, CA 136,342136.3k $10.9m $10.9m 1.63% Added +2.5k +2,517
89 Eagle Strategies LLC 2.63% of their portfolio NEW YORK, NY 135,536135.5k $10.8m $10.8m 2.63% Reduced -11.2k -11,158
90 NewEdge Advisors, LLC 0.12% of their portfolio NEW ORLEANS, LA 134,524134.5k $10.7m $10.7m 0.12% Added +127.6k +127,588
91 US FINANCIAL ADVISORS, LLC 4.51% of their portfolio BRAINTREE, MA 133,106133.1k $10.6m $10.6m 4.51% Reduced -7.4k -7,359
92 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 132,218132.2k $10.5m $10.5m 0.01% Added +3.9k +3,931
93 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 130,614130.6k $10.4m $10.4m 0.06% Added +102.5k +102,465
94 Per Stirling Capital Management, LLC. 2.12% of their portfolio AUSTIN, TX 130,582130.6k $10.4m $10.4m 2.12% New
95 Alpha Omega Group, Inc. 18.79% of their portfolio RESTON, VA 127,127127.1k $10.1m $10.1m 18.79% Added +362 +362
96 MAI Capital Management 0.14% of their portfolio INDEPENDENCE, OH 122,139122.1k $9.7m $9.7m 0.14% Added +12.8k +12,764
97 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 119,962120.0k $9.6m $9.6m 0.10% Added +78.1k +78,140
98 Federation des caisses Desjardins du Quebec 0.09% of their portfolio LEVIS, A8 112,413112.4k $9.0m $9.0m 0.09% Added +79 +79
99 Onyx Bridge Wealth Group LLC 2.13% of their portfolio TARRYTOWN, NY 111,563111.6k $8.9m $8.9m 2.13% New
100 Davidson Capital Management Inc. 4.38% of their portfolio CORPUS CHRISTI, TX 110,048110.0k $8.8m $8.8m 4.38% New