Vault-13

DOUBLELINE INCOME SOLUTIONS DSL

COM · Closed-End Fund · CUSIP 258622109

166 institutional holders -3 vs Q1 2023
22,507,07922.5m shares reported held*
$268.2mreported value*
15 new 54 added 50 reduced 19 sold out net bought ≈ $6.9m (+570.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($150.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $11.92. Options: 4 managers hold calls ($165.8k notional), 4 hold puts ($213.7k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 175Q4 22: 175Q1 23: 169Q2 23: 166166Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022175
Q4 2022175
Q1 2023169
Q2 2023166

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 65 bought or addedQ4 22: 98 cut or sold outQ4 22Q1 23: 78 bought or addedQ1 23: 70 cut or sold outQ1 23Q2 23: 69 bought or addedQ2 23: 69 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226598
Q1 20237870
Q2 20236969

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $16.0kQ3 22 puts: $136.0kQ3 22P/C 8.50Q4 22 calls: $5.0kQ4 22 puts: $15.0kQ4 22P/C 3.00Q1 23 calls: $106.2kQ1 23 puts: $135.5kQ1 23P/C 1.28Q2 23 calls: $165.8kQ2 23 puts: $213.7kQ2 23P/C 1.29
Numbers
QuarterCallsPutsP/C
Q3 2022$16.0k$136.0k8.50
Q4 2022$5.0k$15.0k3.00
Q1 2023$106.2k$135.5k1.28
Q2 2023$165.8k$213.7k1.29

Biggest buyers

Arcus Capital Partners, LLC Added +256,500+256.5k
AMERIPRISE FINANCIAL INC Added +252,325+252.3k
Ascentis Independent Advisors New +149,111+149.1k
Strategic Wealth Partners, Ltd. New +116,057+116.1k
McGowan Group Asset Management, Inc. Added +68,895+68.9k
Hennion & Walsh Asset Management, Inc. Added +64,182+64.2k
Penserra Capital Management LLC Added +63,144+63.1k
ROYAL BANK OF CANADA Added +55,197+55.2k
Kestra Advisory Services, LLC Added +53,079+53.1k
WELLS FARGO & COMPANY/MN Added +49,386+49.4k

Biggest sellers

Shaker Financial Services, LLC Sold out -128,658-128.7k
UBS Group AG Reduced -97,172-97.2k
Ramiah Investment Group Reduced -96,714-96.7k
Invesco Ltd. Reduced -85,769-85.8k
M Holdings Securities, Inc. Sold out -75,539-75.5k
JANE STREET GROUP, LLC Reduced -48,993-49.0k
HRT FINANCIAL LP Sold out -41,261-41.3k
Mariner, LLC Reduced -40,000-40.0k
BANK OF AMERICA CORP /DE/ Reduced -38,764-38.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -28,240-28.2k

Biggest calls

CITADEL ADVISORS LLC Added $135.8k11.4k shares
GROUP ONE TRADING LLC Added $25.0k2.1k shares
SIMPLEX TRADING, LLC Unchanged $5.0k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $194.1k16.3k shares
SIMPLEX TRADING, LLC Added $10.0k900 shares
GROUP ONE TRADING LLC Added $9.5k800 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 McGowan Group Asset Management, Inc. 6.36% of their portfolio DALLAS, TX 3,424,3323.4m $40.8m $40.8m 6.36% Added +68.9k +68,895
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,172,4303.2m $37.8m $37.8m 0.00% Added +4.0k +4,012
3 Penserra Capital Management LLC 0.24% of their portfolio ORINDA, CA 1,013,0001.0m $12.1m $12.1m 0.24% Added +63.1k +63,144
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 997,487997.5k $11.9m $11.9m 0.00% Added +55.2k +55,197
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 947,898947.9k $11.3m $11.3m 0.00% Reduced -97.2k -97,172
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 854,102854.1k $10.2m $10.2m 0.00% Reduced -85.8k -85,769
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 666,625666.6k $7.9m $7.9m 0.00% Added +49.4k +49,386
8 Herr Investment Group LLC 2.07% of their portfolio AUSTIN, TX 578,899578.9k $6.9m $6.9m 2.07% Added +6.6k +6,609
9 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 578,185578.2k $6.9m $6.9m 0.01% Added +46.3k +46,288
10 Arcus Capital Partners, LLC 2.05% of their portfolio ATLANTA, GA 576,050576.0k $6.9m $6.9m 2.05% Added +256.5k +256,500
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 538,861538.9k $6.4m $6.4m 0.00% Reduced -38.8k -38,764
12 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 478,625478.6k $5.7m $5.7m 0.00% Reduced -13.9k -13,916
13 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 456,868456.9k $5.5m $5.5m 0.01% Added +43.6k +43,620
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 424,262424.3k $5.1m $5.1m 0.00% Added +252.3k +252,325
15 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 358,175358.2k $4.3m $4.3m 0.03% Added +42.8k +42,803
16 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 348,993349.0k $4.2m $4.2m 0.01% Unchanged
17 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 301,013301.0k $3.6m $3.6m 0.01% Added +1.3k +1,271
18 INDEPENDENT FINANCIAL GROUP, LLC 0.21% of their portfolio SAN DIEGO, CA 250,918250.9k $3.0m $3.0m 0.21% Reduced -5.1k -5,118
19 Intellectus Partners, LLC 0.87% of their portfolio SAN FRANCISCO, CA 242,458242.5k $2.9m $2.9m 0.87% Added +32.1k +32,123
20 EVERGREEN CAPITAL MANAGEMENT LLC 0.12% of their portfolio Bellevue, WA 237,931237.9k $2.8m $2.8m 0.12% Reduced -2.4k -2,356
21 Consolidated Portfolio Review Corp 0.63% of their portfolio WOODBURY, NY 222,600222.6k $2.7m $2.7m 0.63% Reduced -382 -382
22 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 216,957217.0k $2.6m $2.6m 0.03% Added +25.3k +25,333
23 EVOKE WEALTH, LLC 0.09% of their portfolio Los Angeles, CA 212,252212.3k $2.5m $2.5m 0.09% Added +216 +216
24 Pettinga Financial Advisors LLC 0.73% of their portfolio EVANSVILLE, IN 206,132206.1k $2.5m $2.5m 0.73% Reduced -11.2k -11,155
25 Summit X, LLC 0.54% of their portfolio CHESTERFIELD, MO 185,423185.4k $2.2m $2.2m 0.54% Added +386 +386
26 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 184,205184.2k $2.2m $2.2m 0.01% Added +12.9k +12,856
27 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 174,328174.3k $2.1m $2.1m 0.00% Added +19.3k +19,323
28 Ascentis Independent Advisors 0.50% of their portfolio DALLAS, TX 149,111149.1k $1.8m $1.8m 0.50% New
29 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 148,603148.6k $1.8m $1.8m 0.01% Reduced -14.4k -14,394
30 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 133,847133.8k $1.6m $1.6m 0.00% Reduced -25.7k -25,671
31 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 132,371132.4k $1.6m $1.6m 0.00% Reduced -8.2k -8,204
32 Hennion & Walsh Asset Management, Inc. 0.09% of their portfolio Parsippany, NJ 129,238129.2k $1.5m $1.5m 0.09% Added +64.2k +64,182
33 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 122,259122.3k $1.5m $1.5m 0.01% Added +53.1k +53,079
34 Strategic Wealth Partners, Ltd. 0.18% of their portfolio INDEPENDENCE, OH 116,057116.1k $1.4m $1.4m 0.18% New
35 MATRIX PRIVATE CAPITAL GROUP LLC 0.99% of their portfolio NEW YORK, NY 113,744113.7k $1.4m $1.4m 0.99% Reduced -12.5k -12,461
36 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 109,960110.0k $1.3m $1.3m 0.01% Added +615 +615
37 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 107,994108.0k $1.3m $1.3m 0.00% Added +1.8k +1,827
38 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 107,716107.7k $1.3m $1.3m 0.01% Reduced -3.7k -3,738
39 Fort Sheridan Advisors LLC 0.28% of their portfolio HIGHLAND PARK, IL 103,902103.9k $1.2m $1.2m 0.28% Added +3.7k +3,654
40 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 103,614103.6k $1.2m $1.2m 0.02% Reduced -20 -20
41 PARAGON CAPITAL MANAGEMENT INC 0.95% of their portfolio Provo, UT 94,56994.6k $1.1m $1.1m 0.95% Reduced -1.0k -1,012
42 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 89,48489.5k $1.1m $1.1m 0.00% Reduced -8.3k -8,276
43 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 84,00584.0k $1.0m $1.0m 0.00% Unchanged
44 E&G Advisors, LLC 0.35% of their portfolio HOUSTON, TX 83,95084.0k $999.8k $999.8k 0.35% Reduced -900 -900
45 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 82,90082.9k $987.3k $987.3k 0.00% First filing
46 BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio ST. LOUIS, MO 81,98582.0k $976.0k $976.0k 0.04% Added +4.5k +4,506
47 HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 81,72081.7k $973.3k $973.3k 0.02% Reduced -586 -586
48 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 79,87879.9k $951.4k $951.4k 0.04% Added +17.7k +17,694
49 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 79,03379.0k $941.3k $941.3k 0.00% Added +4.1k +4,143
50 FOSTER & MOTLEY INC 0.07% of their portfolio CINCINNATI, OH 77,06377.1k $918.0k $918.0k 0.07% Added +1.9k +1,899
51 NATIXIS 0.01% of their portfolio PARIS, I0 61,48161.5k $732.2k $732.2k 0.01% Reduced -14.0k -13,989
52 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 61,36361.4k $731.0k $731.0k 0.00% Reduced -7.9k -7,925
53 CENTAURUS FINANCIAL, INC. 0.06% of their portfolio ANAHEIM, CA 58,07058.1k $692.0k $692.0k 0.06% Reduced -23.3k -23,334
54 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 57,76557.8k $688.0k $688.0k 0.00% Unchanged
55 WHITTIER TRUST CO 0.01% of their portfolio SOUTH PASADENA, CA 56,81456.8k $676.6k $676.6k 0.01% Reduced -3.6k -3,586
56 EASTERLY INVESTMENT PARTNERS LLC 0.06% of their portfolio BEVERLY, MA 54,71354.7k $651.6k $651.6k 0.06% Unchanged
57 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 53,47753.5k $637.0k $637.0k 0.00% Added +30.4k +30,359
58 Ramiah Investment Group 0.60% of their portfolio BROOKFIELD, WI 52,04952.0k $619.9k $619.9k 0.60% Reduced -96.7k -96,714
59 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 50,49050.5k $601.3k $601.3k 0.01% Reduced -1.4k -1,356
60 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 47,02247.0k $560.0k $560.0k 0.01% Added +24.2k +24,221
61 HOLLENCREST CAPITAL MANAGEMENT 0.06% of their portfolio NEWPORT BEACH, CA 46,90646.9k $558.7k $558.7k 0.06% Added +954 +954
62 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 45,24845.2k $539.0k $539.0k 0.00% Added +782 +782
63 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.13% of their portfolio CONCORD, MA 44,44944.4k $529.4k $529.4k 0.13% Reduced -348 -348
64 PIN OAK INVESTMENT ADVISORS INC 0.59% of their portfolio HOUSTON, TX 44,38044.4k $529.0k $529.0k 0.59% Unchanged
65 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 42,23842.2k $503.0k $503.0k 0.03% Reduced -221 -221
66 WOODWARD DIVERSIFIED CAPITAL, LLC 0.37% of their portfolio BAKERSFIELD, CA 41,31141.3k $492.0k $492.0k 0.37% Unchanged
67 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.47% of their portfolio WALTHAM, MA 40,45240.5k $631.9k $631.9k 0.47% Reduced -9.8k -9,824
68 Sage Capital Advisors,llc 0.17% of their portfolio SIOUX FALLS, SD 39,90239.9k $475.2k $475.2k 0.17% Added +1.7k +1,710
69 Triumph Capital Management 0.21% of their portfolio DENVER, CO 39,02439.0k $464.8k $464.8k 0.21% New
70 SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 0.15% of their portfolio MINNEAPOLIS, MN 38,30738.3k $456.2k $456.2k 0.15% Added +3.2k +3,171
71 JNBA Financial Advisors 0.05% of their portfolio BLOOMINGTON, MN 37,97638.0k $452.3k $452.3k 0.05% Reduced -434 -434
72 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 37,26737.3k $443.9k $443.9k 0.02% Added +15.5k +15,512
73 OPTIMUM INVESTMENT ADVISORS 0.21% of their portfolio Chicago, IL 36,42736.4k $433.8k $433.8k 0.21% Unchanged
74 Arete Wealth Advisors, LLC 0.04% of their portfolio CHICAGO, IL 35,84535.8k $427.0k $427.0k 0.04% Added +31 +31
75 TIEDEMANN ADVISORS, LLC 0.02% of their portfolio NEW YORK, NY 35,32935.3k $420.8k $420.8k 0.02% Unchanged
76 TRANSCEND CAPITAL ADVISORS, LLC 0.04% of their portfolio MADISON, NJ 35,21735.2k $419.4k $419.4k 0.04% Unchanged
77 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 33,76333.8k $402.1k $402.1k 0.00% Added +10.1k +10,058
78 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 32,17532.2k $383.0k $383.0k 0.02% Reduced -3.8k -3,789
79 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 31,36631.4k $373.6k $373.6k 0.00% New
80 PARSONS CAPITAL MANAGEMENT INC/RI 0.03% of their portfolio PROVIDENCE, RI 31,20031.2k $371.6k $371.6k 0.03% Reduced -575 -575
81 ArchPoint Investors 0.14% of their portfolio CORAL GABLES, FL 30,00030.0k $357.3k $357.3k 0.14% Unchanged
82 Concorde Asset Management, LLC 0.33% of their portfolio ANN ARBOR, MI 30,00030.0k $357.3k $357.3k 0.33% Added +8.6k +8,600
83 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 28,26728.3k $336.5k $336.5k 0.00% Added +545 +545
84 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 27,82627.8k $331.4k $331.4k 0.01% Reduced -239 -239
85 Granite Investment Partners, LLC 0.01% of their portfolio EL SEGUNDO, CA 27,42427.4k $326.6k $326.6k 0.01% Added +437 +437
86 NCM Capital Management, LLC 0.22% of their portfolio RAMSEY, NJ 26,69826.7k $318.0k $318.0k 0.22% Reduced -200 -200
87 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 25,75425.8k $306.7k $306.7k 0.01% Reduced -289 -289
88 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 25,00025.0k $297.8k $297.8k 0.00% Reduced -18.0k -18,000
89 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 24,80324.8k $295.4k $295.4k 0.00% Reduced -3.5k -3,459
90 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 24,71124.7k $294.3k $294.3k 0.01% Reduced -26.3k -26,286
91 Next Level Private LLC 0.18% of their portfolio HARRISON, NY 23,04023.0k $274.4k $274.4k 0.18% Unchanged
92 NWF Advisory Services Inc. 0.06% of their portfolio Los Angeles, CA 23,02423.0k $274.2k $274.2k 0.06% Unchanged
93 GDS Wealth Management 0.04% of their portfolio FLOWER MOUND, TX 22,85822.9k $272.2k $272.2k 0.04% Unchanged
94 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 22,63322.6k $269.6k $269.6k 0.00% Reduced -327 -327
95 Mariner, LLC 0.00% of their portfolio Overland Park, KS 21,70021.7k $258.4k $258.4k 0.00% Reduced -40.0k -40,000
96 GHE, LLC 0.17% of their portfolio MEMPHIS, TN 21,50021.5k $256.1k $256.1k 0.17% Added +1.5k +1,500
97 MacKay Shields LLC 0.01% of their portfolio New York, NY 21,25621.3k $253.2k $253.2k 0.01% Unchanged
98 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 21,02721.0k $250.4k $250.4k 0.00% Reduced -49.0k -48,993
99 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 20,75020.8k $247.1k $247.1k 0.01% Added +300 +300
100 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 20,00020.0k $238.2k $238.2k 0.01% Unchanged